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* Certification must be completed by a lawyer or notary public.
+ This authorization is additional to the undertaking to be given on page 2 of registration form, and should
not be limited in time, but may be qualified, if you wish, by reference to the objects, purposes, business or affairs of
the Canadian Payments Association.
" The Canadian Payments Association requires no less than 30 days notice prior to commencement of operations.
Membership Application Checklist
(Money Market Mutual Funds)
Prior to providing your Application Package to the Canadian Payments Association, please
ensure that the following documents are enclosed:
”
Completed and signed Application Form
”
Certified* copies of incorporating documents
”
Certified* copies of by-laws
”
Certified* copy of resolution authorizing application
”
Certified* copy of trust agreement, if applicable
”
Copies of audited financial statements for last five fiscal years, as applicable
”
Copy of most current final prospectus
”
Certified* copy of prospectus receipt issued by a securities commission
”
Copy of most recently published list of investments (if not part of prospectus)
”
Written authorization to the Canadian Payments Association to contact and receive
information from regulatory authority(ies)+
”
Written confirmation from clearing agent, with effective date (i.e., when clearing agent
will be ready to receive items on behalf of applicant)
”
Description of payment products being offered
”
Legal opinion certifying that the applicant meets all of the membership requirements
”
List of names, titles and addresses of directors and senior officers
”
Corporate ownership information (i.e., organizational chart)
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