EXHIBIT 10.37
COMMON STOCK PURCHASE AGREEMENT
DATED AS OF NOVEMBER 23, 1998
BY AND BETWEEN
SUPERGEN, INC.
AND
HSBC JAMES CAPEL CANADA, INC.
TABLE OF CONTENTS
i
PAGE
ARTICLE I DEFINITIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
ARTICLE II PURCHASE AND SALE OF PREFERRED STOCK . . . . . . . . . . . . . . . . . 1
Section 2.1 PURCHASE AND SALE OF STOCK . . . . . . . . . . . . . . . . . . 2
Section 2.2 THE SHARES . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Section 2.3 PURCHASE PRICE AND CLOSING . . . . . . . . . . . . . . . . . . 2
ARTICLE III REPRESENTATIONS AND WARRANTIES . . . . . . . . . . . . . . . . . . . 2
Section 3.1 REPRESENTATIONS AND WARRANTIES OF THE COMPANY . . . . . . . . 2
(a) ORGANIZATION, GOOD STANDING AND POWER . . . . . . . . . . . . . . . 2
(b) AUTHORIZATION; ENFORCEMENT . . . . . . . . . . . . . . . . . . . . 3
(c) CAPITALIZATION . . . . . . . . . . . . . . . . . . . . . . . . . . 3
(d) ISSUANCE OF SHARES . . . . . . . . . . . . . . . . . . . . . . . . 4
(e) NO CONFLICTS . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
(f) COMMISSION DOCUMENTS, FINANCIAL STATEMENTS . . . . . . . . . . . . 4
(g) SUBSIDIARIES . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
(h) NO MATERIAL ADVERSE CHANGE . . . . . . . . . . . . . . . . . . . . 5
(i) NO UNDISCLOSED LIABILITIES . . . . . . . . . . . . . . . . . . . . 5
(j) NO UNDISCLOSED EVENTS OR CIRCUMSTANCES . . . . . . . . . . . . . . 6
(k) INDEBTEDNESS . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
(l) TITLE TO ASSETS . . . . . . . . . . . . . . . . . . . . . . . . . . 6
(m) ACTION PENDING . . . . . . . . . . . . . . . . . . . . . . . . . . 6