CAPITAL MARKET -AMITA
LIST OF ATTEMPTED QUESTIONS AND ANSWERS
Multiple Choice Single Answer
Question Which Act defines the term Stock Exchange?
Correct Answer Securities Contract Regulation Act
Your Answer Securities Contract Regulation Act
Multiple Choice Multiple Answer
Question What are the preconditions for trading on the net?
Correct Answer A net connection , A registered account with a broker and a demat account , Bank
payment gateway or online banking facility
Your Answer A registered account with a broker and a demat account , Bank payment gateway or online
banking facility , A net connection
Multiple Choice Single Answer
Question What do you understand by capital markets ?
Correct Answer Market for long term funds and investments in long term instruments
Your Answer Market for long term funds and investments in long term instruments
True/False
Question Sweat equity shares are shares issued by company to employees or directors to discount.
Correct Answer True
Your Answer True
True/False
Question Money market mutual funds are not permitted to invest in treasury bills and commercial paper.
Correct Answer False
Your Answer False
Multiple Choice Single Answer
Question Under various SEBI regulations how many brokers suspended?
Correct Answer 8
Your Answer 8
Multiple Choice Multiple Answer
Question Describe the regulatory aspects of mutual funds :-
Correct Answer The Asset management company shall not launch any scheme till approval of trustees
and offer document has been filed with the board , With each offer document pay filing fees , Offer
document to contain disclosures
Your Answer With each offer document pay filing fees , Offer document to contain disclosures
Match The Following
Question Correct Answer Your Answer
Charge card Form of plastic money Member establishment
Warning Bulletin Authenticity test Authenticity test
Credit information company SBI, HDFC bank SBI, HDFC bank
Credit card issuing company Visa/Master Card Visa/Master Card
Multiple Choice Single Answer
Question Who forms the Asset management