Notes to Financial Statements
(Unaudited) PRUDENTIAL SMALL-CAP QUANTUM FUND, INC.
Goldman Sachs & Co., 5.45%, in the principal amount of $210,000,000, repurchase price $210,031,792, due
10/1/98. The value of the collateral including accrued interest was $214,200,293.
Note 6. Capital
The Fund offers Class A, Class B, Class C and Class Z shares. Class A shares were sold with a front-end sales
charge of up to 5%. Class B shares are sold with a contingent deferred sales charge which declines from 5% to
zero depending on the period of time the shares are held. Prior to November 2, 1998, Class C shares are sold
with a contingent deferred sales charge of 1% during the first year. Effective November 2, 1998, Class C shares
were sold with a front-end sales charge of 1% and a contingent deferred sales charge of 1% during the first 18
months. Class B shares will automatically convert to Class A shares on a quarterly basis approximately seven
years after purchase. A special exchange privilege is also available for shareholders who qualified to purchase
Class A shares at net asset value. Class Z shares are not subject to any sales charge and are offered exclusively
for sale to a limited group of investors. There are 2 billion shares of common stock, $.001 par value per share,
divided into four classes, designated Class A, Class B, Class C and Class Z common stock, each of which
consists of 500 million authorized shares.
As of September 30, 1998 Prudential owned 2,520 Class A shares, 2,520 Class B shares, 2,520 Class C
shares and 2,510 Class Z shares. Transactions in shares of common stock were as follows:
Six months ended September 30, 1998:
Shares sold.......................... 1,571,783 $ 16,130,455
Shares reacquired.................... (3,242,769) (31,876,077)
Net decrease in shares outstanding
before conversion.................. (1,670,986) $(15,745,622)
Shares issued up