New Zealand Assets Management Limited
New Zealand Assets Management (NZ) Limited
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About New Zealand Assets Management Limited and New Zealand Assets Management
New Zealand Assets Management Limited and New Zealand Assets Management (NZ)
Limited, together called “NZAM” is a 100% New Zealand owned group that manages
investments for a wide range of investors under a discretionary mandate.
This is a Disclosure Statement for the purposes of Part 4 of the Securities Markets Act 1988.
NZAM and the advisers listed in the attached schedule (“Advisers”) make the following
disclosures as investment advisers under the Securities Markets Act 1988.
Types of Securities
NZAM and its Advisers may from time to time by exercising the discretion under the
mandate provide investment advice to you in relation to New Zealand and offshore shares,
other equity-related securities, unit trusts, collective investment vehicles and other managed
funds, participatory securities, debt instruments, foreign exchange contracts, futures contracts,
contracts for difference, options and other fixed interest securities. Further details, and in
some cases restrictions, can be found in your Contract for Investment Management Services,
which is not changed by this Disclosure Statement.
Qualifications and Experience
The qualifications and experience of each of NZAM’s Advisers, and any relevant interests or
relationships of the Advisers, are set out in the attached schedule to this Disclosure Statement.
Professional Indemnity Insurance
NZAM maintains professional indemnity insurance cover in respect of the investment
management service provided by its Advisers.
In the event that you wish to make a complaint about our service, you should make the
complaint known in writing to the Director responsible for compliance at the address on the
bottom of this document. We will let you know that your complaint ha