THE
SECRETS
OF
WALL STREET
RAISING CAPITAL
FOR
START-UP AND EARLY-STAGE
COMPANIES
Abridged Version
Timothy Daniel Hogan
Copyright © Commonwealth Capital Advisors, LLC 2003-2009
Compliments of Commonwealth Capital Advisors, LLC
Bringing the Wall Street Process to Main Street Companies™, globally
For More Information, Visit http://www.commonwealthcapital.com
Table of Contents
2
Table of Contents
Dedications
3
Foreword
4
Chapter 1: Introduction
8
Brief introduction on the Financial Industry,
Commonwealth Capital Advisors &
The Financial Architect System™.
Chapter 2: Raising Capital in the United States of America
20
An overview of two legal ways to raise capital in the U.S.A &
Capitalizing on the Winds of Change.
Exhibit A: Financial Architect® Demo
31
Exhibit B: Financial Architect® Work Product Sample
58
Copyright © Commonwealth Capital Advisors, LLC 2003-2009
Compliments of Commonwealth Capital Advisors, LLC
Bringing the Wall Street Process to Main Street Companies™, globally
For More Information, Visit http://www.commonwealthcapital.com
Dedications
3
Dedications
I dedicate this book to my wife, Nadine, for her enduring patience, and to all of my family for
their love and support.
Financial Architect® is dedicated to my friends and colleagues who put up with my constant
refining of Financial Architect®. Thanks to Nicole Ryan, Charles David Dreher, George D.
Psoinos, Esq., Lynn Stedman, Esq., Bill Romanos, Esq., Ronald Alderman, CPA, and Carol
Brubaker, CPA, for their enthusiastic support and assistance in the development of this system.
Thanks to Scott J. McKinnon for the development of the company’s international websites and
Keven Webb for the main website and our e-commerce operation.
Thanks to our managing directors and professional supporters who have been instrumental in the
continued growth of the company.
Special thanks to our current investors — Je