[CONFORMED COPY]
SUPREME COURT OF THE STATE OF NEW YORK
NEW YORK COUNTY
CITIGROUP INC.,
Plaintiff,
v.
WACHOVIA CORPORATION, WELLS
FARGO & CO., ROBERT K. STEEL,
JOHN D. BAKER, II, PETER C.
BROWNING, JOHN T. CASTEEN, III,
JERRY GITT, WILLIAM H. GOODWIN,
JR., MARYELLEN C. HERRINGER,
ROBERT A. INGRAM, DONALD M.
JAMES, MACKEY J. MCDONALD,
JOSEPH NEUBAUER, TIMOTHY D.
PROCTOR, ERNEST S. RADY, VAN L.
RICHEY, RUTH G. SHAW, LANTY L.
SMITH, DONA DAVIS YOUNG, JOHN
S. CHEN, LLOYD H. DEAN, SUSAN E.
ENGEL, ENRIQUE HERNANDEZ, JR.,
RICHARD M. KOVACEVICH,
RICHARD D. MCCORMICK, CYNTHIA
H. MILLIGAN, NICHOLAS G. MOORE,
PHILIP J. QUIGLEY, DONALD B. RICE,
JUDITH M. RUNSTAD, STEPHEN W.
SANGER, JOHN G. STUMPF, SUSAN G.
SWENSON, MICHAEL W. WRIGHT, and
JOHN DOES 1-99
Defendants.
VERIFIED COMPLAINT
Index No.
9:21 pm
Plaintiff Citigroup Inc. (“Citigroup”), by its attorneys Gregory P. Joseph
Law Offices LLC, Michael S. Helfer and P.J. Mode, Jr., for its Complaint against
defendants Wachovia Corporation (“Wachovia”), Wells Fargo & Co. (“Wells Fargo”),
John D. Baker, II (“Baker”), Peter C. Browning (“Browning”), John L. Casteen, III
(“Casteen”), Jerry Gitt (“Gitt”), William H. Goodwin, Jr. (“Goodwin”), Maryellen C.
Herringer (“Herringer”), Robert A. Ingram (“Ingram”), Donald M. James (“James”),
2
Mackey J. McDonald (“McDonald”), Joseph Neubauer (“Neubauer”), Timothy D.
Proctor (“Proctor”), Ernest S. Rady (“Rady”), Van L. Richey (“Richey”), Ruth G. Shaw
(“Shaw”), Lanty L. Smith (“Smith”), Dona Davis Young (“Young”), John S. Chen
(“Chen”), Lloyd H. Dean (“Dean”), Susan E. Engel (“Engel”), Enrique Hernandez, Jr.
(“Hernandez”), Richard M. Kovacevich (“Kovacevich”), Richard D. McCormick
(“McCormick”), Cynthia H. Milligan (“Milligan”), Nicholas G. Moore (“Moore”), Philip
J. Quigley (“Quigley”), Donald B. Rice (“Rice”), Judith M. Runstad (“Runstad”),
Stephen W. Sanger (“Sanger”), John G. Stumpf (“Stumpf”), Susan G. Swenson
(“Swenson”), Michael W. Wright (“Wright”), and John Does 1-