Connecticut Form CT BOIA-1
Application to Register Business Opportunity
WHERE TO FILE THIS APPLICATION
State of Connecticut Department of Banking, Securities and Business Investments Division
260 Constitution Plaza, Hartford, Connecticut 06103. Phone: 860-240-8230. Fax: 860-240-8295.
INITIAL REGISTRATION CHECKLIST (see separate instructions for post-sale registration)
9 $400 filing fee payable to “Treasurer, State of Connecticut”
9 Application form
9 Consent to Service of Process (Form CBOIA-2)
9 Disclosure document. Sellers complying with 16 C.F.R. §436 have three filing format choices
(subject to additional state required disclosures) between July 1, 2007 and July 1, 2008 with
respect to their Connecticut disclosure document: 1) use the former disclosure format provided in
16 C.F.R. §436; 2) use the disclosure format as revised by the Federal Trade Commission in
2007; or 3) rely on the Uniform Franchise Offering Circular (UFOC) Guidelines.
9 Financial statements consisting of 1) the seller's unaudited or audited balance sheet, income
statement and statement of changes in financial condition as of a date not more than 4 months
prior to the filing of this Application (if the seller has been in business for less than 12 months, the
financial statements must be reviewed by an independent CPA); 2) the seller's audited balance
sheet, income statement and statement of changes in financial position for the most recent fiscal
year; and 3) a balance sheet and income statement and statement of changes in financial
position for the prior 2 fiscal years reviewed by an independent CPA
9 Copy of any contracts, agreements, brochures or other documents relating to the business
opportunity
9 If required by C.G.S. §36b-64, evidence of surety bond coverage or trust account
RENEWAL REGISTRATION CHECKLIST
9 $100 filing fee payable to “Treasurer, State of Connecticut”
9 Updated Application form
9 Disclosure document. Marked to show changes from the disclosure document previ