SPECTRUM GROUP INTERNATIONAL, INC.
1997 Stock Incentive Plan,
As Amended and Restated
U.S. Restricted Stock Units Agreement
This Restricted Stock Units Agreement (the “Agreement”) confirms the grant on [DATE] (the “Grant Date”)
by SPECTRUM GROUP INTERNATIONAL, INC. (the “Company”), to [NAME OF EMPLOYEE]
(“Employee”) of Restricted Stock Units (the “Units”), as follows:
Number granted: [NUMBER] Units
* * * * * *
The Units are granted under Section 2.7 of the 1997 Stock Incentive Plan, as amended and restated (the
“Plan”), and are subject to the terms and conditions of the Plan and this Agreement, including the Terms and
Conditions of Restricted Stock Units attached hereto. The number of Units and the kind of shares deliverable in
settlement of Units are subject to adjustment in accordance with Section 5 hereof and Section 1.5.3 of the Plan.
Employee acknowledges and agrees that (i) Units are nontransferable, except as provided in Section 3 hereof
and subject to Section 3.4 of the Plan, (ii) sales of shares delivered in settlement of Units will be subject to
compliance requirements under federal and state securities laws which may preclude such sales, and will be
subject to the Company’s policies regulating insider trading by employees and (iii) a copy of the Plan and related
information have previously been delivered to Employee, are being delivered to Employee herewith, or are
available as specified in Section 1 hereof.
IN WITNESS WHEREOF, SPECTRUM GROUP INTERNATIONAL, INC. has caused this Agreement
to be executed by its officer thereunto duly authorized, and Employee has duly executed this Agreement, each
thereby agreeing to be bound by this Agreement.
Units vest : The Units, if they have not previously been forfeited as provided herein, shall vest as to
[PERCENTAGE/S] of the underlying shares on [DATE/S] (the “Stated Vesting Date”);
provided that such Units will immediately vest before the Stated Vesting Date upon the