S T A T E M E N T O F F I N A N C I A L C O N D I T I O N
TD AMERITRADE Clearing, Inc.
(An Indirect Wholly Owned Subsidiary of TD AMERITRADE Holding Corporation)
March 31, 2010
(Unaudited)
TD AMERITRADE Clearing, Inc.
(An Indirect Wholly Owned Subsidiary of
TD AMERITRADE Holding Corporation)
Statement of Financial Condition
March 31, 2010
(In Thousands, Except Share and Per Share Amounts)
(Unaudited)
Assets
Cash and cash equivalents
219,189
$
Cash and investments segregated in compliance with federal regulations
1,549,430
Securities borrowed
1,274,749
Receivable from brokers, dealers, and clearing organizations
182,397
Receivable from clients – net of allowance for doubtful
accounts of $11,720
6,839,013
Receivable from affiliates
82,137
Other receivables – net of allowance for doubtful accounts of $88
39,154
Securities owned, at fair value
1,760
Other assets
855
Deferred income taxes, net
27,230
Total assets
10,215,914
$
Liabilities and stockholder’s equity
Liabilities:
Securities loaned
2,190,295
$
Payable to brokers, dealers, and clearing organizations
46,108
Payable to clients
6,760,839
Accounts payable and accrued liabilities
142,645
Payable to affiliates
22,764
Securities sold, not yet purchased, at fair value
2,775
Total liabilities
9,165,426
Stockholder’s equity:
Common stock, $10 par value, 20,000 shares authorized;
9,946 shares issued and outstanding
99
Additional paid-in capital
507,840
Retained earnings
542,549
Total stockholder’s equity
1,050,488
Total liabilities and stockholder’s equity
10,215,914
$
See accompanying notes.
2
TD AMERITRADE Clearing, Inc.
(An Indirect Wholly Owned Subsidiary of
TD AMERITRADE Holding Corporation)
Notes to Statement of Fin