1 JOHN M. McCOY III, CaL. Bar No. 166244
E-mail: mccQyj(asec.gov
2 MOLLY M. WroTE, CaL. Bar No.1 71448
E-mail: whitem(asec.gov
3 LESLIE A. HAA:, CaL. Bar No. 199414
E-mail: hakalal~sec.gov
4
Attorneys for Plaintiff
5 Securities and Exchange Commission
Rosalind R. Tyson, Acting Regional Director
6 Andrew Petilon, Associate Regional Director
5670 Wilshire Boulevard, 11th -Ploor
7 Los Angeles, California 90036-3648
Telephone: (323) 965-3998
8 Facsimile: (323) 965-3908
9
10
11
12
13 SECURTIES AND EXCHANGE
14 COMMISSION,
UNITED STATES DISTRICT COURT
DISTRICT OF NEVADA
Case No.
15
COMPLAINT
Plaintiff,
16 vs.
17 CMK DIAMONDS, INC., URAN
18 CASAVANT,
JOHN
EDWARS,
GINGER GUTIERRZ, JAMS
19 KINY, ANTHONY TOMASSO,
20 KATHLEEN
TOMASSO, 1ST
21 GLOBAL STOCK TRASFERLLC,
HELEN BAGLEY, NEVWEST
22 SECURTIES CORPORATION,
23 DARYL ANDERSON, SERGEY
RUM ANTSEV, ANTHONY
24 SANTOS, and BRIAN DVORAK,
25
26
27
28
Defendants.
Case 2:08-cv-00437 Document 1
Filed 04/07/2008 Page 1 of 27
1 Plaintiff Securities and Exchange Commission ("Commission") alleges as
2 follows:
3 JURISDICTION AND VENUE
4 1. This Court has jurisdiction over this action pursuant to Sections 20(b),
5 20(d)(1), and 22(a) of
the Securities Act of 1933 ("Securities Act"), 15 U.S.C.
6 §§ 77t(b), 77t(d)(1), & 77v(a), and Sections 21(d)(1), 21(d)(3)(A), 21(e), and 27 of
7 the Securities Exchange Act of 1934 ("Exchange Act"), 15 U.S.C. §§ 78u(d)(I),
8 78u(d)(3)(A), 78u(e), & 78aa. Defendants have, directly or indirectly, made use of
9 the means or instrumentalities of interstate commerce, of the mails, or of the
10 facilities of a national securities exchange, in connection with the transactions,
1 1 acts, practices, and courses of business alleged in this complaint.
12 2. Venue is proper in this district pursuant to Section 22(a) of
the
13 Securities Act, 15 U.S.C. § 77v(a), and Section 27 of
the Exchange Act, 15 U.S.C.
14 § 78aa, because certain of the transactions, acts, practices, and courses of conduct
15 constituting violations of the fed