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the federalist 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e i James Madison 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e i i John Jay 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e i i i Alexander Hamilton 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e i v the federalist by Alexander Hamilton, John Jay, and James Madison The Gideon Edition Edited with an Introduction, Reader’s Guide, Constitutional Cross-reference, Index, and Glossary by George W. Carey and James McClellan liberty fund Indianapolis 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e v This book is published by Liberty Fund, Inc., a foundation established to encourage study of the ideal of a society of free and responsible individuals. The cuneiform inscription that serves as our logo and as the design motif for our endpapers is the earliest-known written appearance of the word “freedom” (amagi), or “liberty.” It is taken from a clay document written about 2300 B.C. in the Sumerian city-state of Lagash. © 2001 Liberty Fund, Inc. Foreword © 2001 Liberty Fund, Inc. Frontispiece photographs © Corbis-Bettmann 05 04 03 02 01 c 5 4 3 2 1 05 04 03 02 01 p 5 4 3 2 1 Library of Congress Cataloging-in-Publication Data The Federalist: a collection/by Alexander Hamilton, John Jay & James Madison; edited with an introduction, reader’s guide, constitutional cross reference & glossary by George W. Carey, James McClellan. p. cm. “The Gideon edition.” Includes bibliographical references and index. isbn 0-86597-288-5 (alk. paper) isbn 0-86597-289-3 (pbk.: alk. paper) 1. United States. Constitution. 2. Constitutional law—United States. I. Hamilton, Alexander, 1757–1804. II. Jay, John, 1745–1829. III. Madison, James, 1751–1836. IV. Carey, George Wescott, 1933 – V. McClellan, James, 1937– kf4515 .f4 2001 342.7302 —dc21 00-051998 liberty fund, inc. 8335 Allison Pointe Trail, Suite 300 Indianapolis, Indiana 46250-1684 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e v i “The true distribution of the numbers of the Federalist among the three writers is . . . the Edition . . . of Gideon. It was furnished to him by me, with a perfect knowledge of its accuracy, as it related to myself, and a full confidence in its equal accuracy as it relates to the two others.” James Madison Undated Memorandum Library of Congress 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e v i i 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e v i i i Contents Editors’ Introduction xvii Reader’s Guide to The Federalist lvii Preface to the Gideon Edition lxxxv the federalist No. 1 Introduction 1 No. 2 Concerning Dangers from Foreign Force & Influence 5 No. 3 The same Subject continued 9 No. 4 The same Subject continued 13 No. 5 The same Subject continued 17 No. 6 Concerning Dangers from War between the States 20 No. 7 The subject continued, and Particular Causes Enumerated 26 No. 8 The effects of Internal War in producing Standing Armies, and other institutions unfriendly to liberty 32 No. 9 The Utility of the Union as a Safeguard against Domestic Faction and Insurrection 37 No. 10 The same Subject continued 42 No. 11 The Utility of the Union in respect to Commerce and a Navy 49 ix 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e i x No. 12 The Utility of the Union in respect to Revenue 55 No. 13 The same Subject continued, with a view to Economy 60 No. 14 An Objection drawn from the Extent of Country, Answered 62 No. 15 Concerning the Defects of the Present Confederation, in Relation to the Principle of Legislation for the States in their Collective Capacities 68 No. 16 The same Subject continued, in relation to the same Principles 75 No. 17 The Subject continued, and Illustrated by Examples, to show the tendency of Federal Governments, rather to Anarchy among the Members, than Tyranny in the Head 80 No. 18 The Subject continued, with further Examples 84 No. 19 The Subject continued, with further Examples 90 No. 20 The Subject continued, with further Examples 95 No. 21 Further defects of the present Constitution 99 No. 22 The same subject continued, and concluded 104 No. 23 The necessity ofa government, at least equally energetic with the one proposed 112 No. 24 The subject continued, with an answer to an objection concerning standing armies 117 No. 25 The subject continued, with the same view 122 No. 26 The subject continued, with the same view 126 No. 27 The subject continued, with the same view 132 No. 28 The same subject continued 136 No. 29 Concerning the militia 140 No. 30 Concerning taxation 145 Contents x 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x No. 31 The same subject continued 150 No. 32 The same subject continued 154 No. 33 The same subject continued 158 No. 34 The same subject continued 162 No. 35 The same subject continued 167 No. 36 The same subject continued 172 No. 37 Concerning the difficulties which the convention must have experienced in the formation of a proper plan 179 No. 38 The subject continued, and the incoherence of the objections to the plan, exposed 186 No. 39 The conformity of the plan to republican principles: an objection in respect to the powers of the convention, examined 193 No. 40 The same objection further examined 199 No. 41 General view of the powers proposed to be vested in the union 207 No. 42 The same view continued 215 No. 43 The same view continued 222 No. 44 The same view continued and concluded 230 No. 45 A further discussion of the supposed danger from the powers of the union, to the state governments 237 No. 46 The subject of the last paper resumed; with an examination of the comparative means of influence of the federal and state governments 242 No. 47 The meaning ofthe maxim, which requires a separation ofthe departments ofpower, examined and ascertained 249 No. 48 The same subject continued, with a view to the means of giving efficacy in practice to that maxim 256 Contents xi 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x i No. 49 The same subject continued, with the same view 260 No. 50 The same subject continued, with the same view 264 No. 51 The same subject continued, with the same view, and concluded 267 No. 52 Concerning the house of representatives, with a view to the qualifications of the electors and elected, and the time of service of the members 272 No. 53 The same subject continued, with a view of the term of service of the members 276 No. 54 The same subject continued, with a view to the ratio of representation 282 No. 55 The same subject continued, in relation to the total number of the body 286 No. 56 The subject continued, in relation to the same point 291 No. 57 The same subject continued, in relation to the supposed tendency of the plan of the convention to elevate the few above the many 295 No. 58 The same subject continued, in relation to the future augmentation of the members 300 No. 59 Concerning the regulation of elections 305 No. 60 The same subject continued 310 No. 61 The same subject continued, and concluded 315 No. 62 Concerning the constitution of the senate, with regard to the qualifications of the members; the manner of appointing them; the equality of representation; the number of the senators, and the duration of their appointments 319 No. 63 A further view of the constitution of the senate, in regard to the duration of the appointment of its members 325 Contents xii 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x i i No. 64 A further view of the constitution of the senate, in regard to the power of making treaties 332 No. 65 A further view of the constitution of the senate, in relation to its capacity, as a court for the trial of impeachments 337 No. 66 The same subject continued 342 No. 67 Concerning the constitution of the president: a gross attempt to misrepresent this part of the plan detected 347 No. 68 The view of the constitution of the president continued, in relation to the mode of appointment 351 No. 69 The same view continued, with a comparison between the president and the king of Great Britain, on the one hand, and the governor of New York, on the other 355 No. 70 The same view continued, in relation to the unity of the executive, and with an examination of the project of an executive council 362 No. 71 The same view continued, in regard to the duration of the office 369 No. 72 The same view continued, in regard to the re-eligibility of the president 374 No. 73 The same view continued, in relation to the provision concerning support, and the power of the negative 379 No. 74 The same view continued, in relation to the command of the national forces, and the power of pardoning 384 No. 75 The same view continued, in relation to the power of making treaties 387 No. 76 The same view continued, in relation to the appointment of the officers of the government 391 No. 77 The view ofthe constitution ofthe president concluded, with a further consideration ofthe power ofappointment, and a concise examination of his remaining powers 396 Contents xiii 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x i i i No. 78 A view of the constitution of the judicial department in relation to the tenure of good behaviour 401 No. 79 A further view of the judicial department, in relation to the provisions for the support and responsibility of the judges 408 No. 80 A further view of the judicial department, in relation to the extent of its powers 411 No. 81 A further view of the judicial department, in relation to the distribution of its authority 417 No. 82 A further view of the judicial department, in reference to some miscellaneous questions 426 No. 83 A further view of the judicial department, in relation to the trial by jury 430 No. 84 Concerning several miscellaneous objections 442 No. 85 Conclusion 452 Glossary 459 Appendixes 1. The Declaration of Independence 495 2. Articles of Confederation 500 3. Virginia Resolution Proposing the Annapolis Convention 510 4. Proceedings of the Annapolis Convention 511 5. Virginia Resolution Providing Delegates to the Federal Convention of 1787 516 6. Call by the Continental Congress for the Federal Convention of 1787 518 Contents xiv 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x i v 7. Resolution of the Federal Convention Submitting the Constitution to the Continental Congress 520 8. Washington’s Letter ofTransmittal to the President of the Continental Congress 522 9. Resolution of the Continental Congress Submitting the Constitution to the Several States 524 10. Letter of the Secretary of the Continental Congress Transmitting Copy of the Constitution to the Several Governors 525 The Constitution ofthe United States (cross-referenced with The Federalist) and Amendments 526 Index 553 Contents xv 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x v 0 0 A - L 1 6 3 1 - F M 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x v i xvii 1. But the oldest written constitution still in force is the Massachusetts Constitution of 1780. The first written constitutions were the State constitutions adopted in 1776. See note 13, infra. The first national constitution to appear in a single document was the Articles of Confederation (1777). The American Constitution came a decade later. The third na- tional constitution was promulgated in Poland on May 3, 1791; the fourth was the French Constitution of September 3, 1791. The two European constitutions sought to establish a constitutional monarchy, but neither lasted even two years. The British Constitution is the oldest among nations, dating back at least as far as the Magna Charta (1215); but it is “unwritten” in the sense that it is not limited to a single document. It consists, rather, of fundamental principles of free government drawn from a complex maze of parliamentary statutes, common law judicial precedents, and ancient political customs or conventions. See A. V. Dicey, Introduction to the Study of the Law of the Constitution (Indianapolis: Liberty Fund, 1982). 2. Thomas Jefferson to David Humphreys, March 18, 1789, in Papers of Thomas Jeffer- son, ed. Julian Boyd (Princeton: Princeton University Press, 1958), 14: 678. “[T]his is the best Government that has ever yet been offered to the world,” said Charles Pinckney of South Carolina in 1788, “and instead of being alarmed at its consequences we should be astonishingly pleased that one so perfect could have been formed from discordant and unpromising materials.” (Jonathan Elliot, ed., The Debates in the Several State Conventions on the Adoption of the Federal Constitution [Philadelphia: J. B. Lippincott, 1836], IV: 261). Pinckney served as a delegate to both the Federal Convention and the South Carolina ratifying convention. For contemporaneous views on the Constitution among leaders of the founding generation, see Charles Warren, The Making of the Constitution (Cambridge: Harvard University Press, 1928), 733–782. “Let us look to America,” advised Alexis de Tocqueville, “let us borrow from her the principles . . . of order, of the balance of powers, of true liberty, of deep and sincere respect for right [which] are indispensable to all re- publics.” (author’s preface to the 12th ed., 1848, Democracy in America [New York: Alfred Knopf, 1948], cvi– cvii). The British statesman William Gladstone described the American Constitution as “the most remarkable work known to me in modern times to have been produced by the human intellect.” (quoted in Albert P. Blaustein, The Influence of the Editors’ Introduction The American Constitution is the oldest written national constitution in the world.1 Its durability and veneration over the years would seem to affirm Thomas Jefferson’s estimate that the fundamental law of the American people “is unquestionably the wisest ever yet presented to men.” 2 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x v i i Editors’ Introduction xviii United States Constitution Abroad [Washington, D.C.: Washington Institute for Values in Public Policy, 1986], 32). With few exceptions, contends Blaustein, “every nation that has a one-document constitution (or is committed in principle to having one) is inevitably following the United States precedent-model” (Ibid., 7). We are reminded, however, that “Of the many systems of free and popular government in operation in the world today, there are few, ifany, which do not bear, in a variety offeatures, the unmistakable marks of derivation from the Constitution of England in some stage of its development from 1688 to the present day.” (Maurice Amos, The English Constitution [London: Longmans, Green, 1930], 14). 3. John Adams to Thomas Jefferson, December 6, 1787, in The Works of John Adams, ed. Charles Francis Adams (Boston: Little Brown, 1853), VII: 464. Adams was responding to Jefferson’s letter of November 13, in which Jefferson had indicated that he would have At the time of its adoption, however, Americans were deeply divided over its merits. When the delegates to the Federal Convention of 1787 completed their work in Philadelphia and voted on September 17 to approve the new Constitution and submit it to the people in the several States for ratification, three leading members of the convention—Edmund Randolph and George Mason of Virginia, and Elbridge Gerry of Massachusetts—refused to sign. Others simply left the convention before the proceedings ended. Of the fifty- five delegates who actually attended the convention, only thirty-nine affixed their signatures to the final draft. No less disconcerting was the fact that a number of influential political leaders, including Patrick Henry, Richard Henry Lee, and James Monroe of Virginia, Samuel Adams and John Hancock of Massachusetts, and John Jay and Governor George Clinton of New York, had either boycotted the con- vention or were excluded from it. At least some of them could now be ex- pected to oppose or lead the fight against ratification. Moreover, the nation’s two most experienced constitutional architects, John Adams of Massachusetts and Thomas Jefferson of Virginia, both of them leaders of pivotal states in the ratification struggle and warm support- ers of the new Constitution, were on diplomatic assignment in Europe. Thus, they could not participate in the convention’s deliberations or in the public debates over ratification. They nevertheless corresponded with friends back home and with each other, readily exchanging views on the Constitution’s strengths and weaknesses. “We agree perfectly,” Adams wrote Jefferson, “that the many should have a full, fair, and perfect representation. You are appre- hensive of Monarchy, I of Aristocracy. I would therefore have given more Power to the President and less to the Senate.” 3 A few of the Framers also 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x v i i i Editors’ Introduction xix been content to add “three or four new articles . . . to the good, old and venerable fabric [i.e., the Articles of Confederation], which should have been preserved even as a religious relic.” In particular, he favored giving the Senate a stronger voice in both foreign and do- mestic affairs, and limiting the President to a single term. “How do you like our new Con- stitution?” queried Jefferson. “Their President seems a bad edition of a Polish king. He may be reelected from 4 years to 4 years for life. Reason and experience prove to us that a chief magistrate, so continuable, is an officer for life.” (Jefferson, Papers, 12: 350 –351). Jef- ferson’s concern was addressed more than a century later when in 1951 the States ratified the 22nd Amendment to the Constitution, thereby constitutionalizing the custom estab- lished by George Washington for limiting the President to two terms. 4. John Adams to John Jay, December 16, 1787, in Works of John Adams, VIII: 467. solicited the opinions ofAdams and Jefferson. James Madison of Virginia, for example, corresponded regularly with Jefferson, and Roger Sherman of Connecticut exchanged views with Adams on a number of constitutional points. Adams told Jay at the outset of the ratification struggle that “the pub- lic mind cannot be occupied about a nobler object than the proposed plan of government. It appears to be admirably calculated to cement all America in an affectation and interest, as one great nation.” Like so many friends of the Constitution, Adams acknowledged its imperfections but accepted the new Constitution as probably the best compromise possible under the circum- stances. “A result of accommodation and compromise cannot be supposed perfectly to coincide with everyone’s idea of perfection,” he reminded Jay. “But, as all the great principles necessary to order, liberty, and safety are re- spected in it, and provision is made for corrections and amendments as they may be found necessary, I confess I hope to hear of its adoption by all the states.” 4 the movement towa rd constitutional reform The Framers of the American Constitution confronted three major tasks. The first was to improve the relationship among the States, or to create “a more perfect union.” The second was to design a federal government with limited, delegated, and enumerated powers sufficient to govern effectively, reserving to the States and the people thereofthose powers not delegated, in order to protect their rights and liberties and prevent the central govern- ment from usurping them. The third task was to implement the principle of “government by consent” and to confer legitimacy upon the new govern- ment by building it upon a solid foundation of popular sovereignty, with- 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x i x Editors’ Introduction xx out sacrificing the sovereignty ofthe States that agree to join the Union. How the Framers accomplished these objectives is the story of the American founding. The Federal, or Philadelphia, Convention, as it is sometimes called, was the culmination of a struggle dating back to the American Revolution to pro- vide central direction to American affairs and promote closer cooperation among the then-thirteen colonies. Even before the outbreak of armed hos- tilities, colonial leaders had recognized the importance of coordinated oppo- sition to British domination, as witnessed by the convening of the Stamp Act Congress in 1765 to challenge the constitutionality of the Act, and the forma- tion between 1772 and 1774 of intercolonial Committees of Correspondence to exchange information and unite the colonies against George III and the British Parliament. These efforts laid the groundwork for concerted action that led directly to the creation of the first Continental Congress in 1774. This remarkable body sat for fifteen years, first in Carpenters’ Hall in Philadelphia and later in a number of other cities, completing its final session in New York City in 1788. Though regarded at first as only a temporary assembly, the Continental Con- gress met for seven years (1774 –1781) before its powers were ever clearly de- fined. During this period, it exercised many of the powers of a sovereign state, such as declaring the independence of the United States, issuing currency, borrowing large sums of money, entering into an alliance with France, build- ing a navy, and raising an army. It also drafted America’s first instrument of government, styled “The Articles of Confederation and Perpetual Union.” Described as a “league of friendship” among the thirteen States, each retain- ing “its sovereignty, freedom and independence,” the Articles of Confedera- tion were more like a treaty than a genuine constitution delineating the pow- ers and functions of a central government. The document made no provision for an executive or a judiciary branch, and the member States retained most of their original powers. Not the least disconcerting was the failure of the Ar- ticles to confer supremacy on the Confederation’s laws and treaties, thereby rendering them equal to State constitutions and statutes and making them unenforceable when a State refused to comply. As early as July 1775 the need for Articles of Confederation was discussed in Congress, and a plan for them was presented by Benjamin Franklin. But no action was taken until June 7, 1776, when Richard Henry Lee offered a 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x Editors’ Introduction xxi 5. Pauline Maier, American Scripture: Making the Declaration of Independence (New York: Alfred Knopf, 1997), 41. Lee was instructed by the Virginia Convention of 1776 to offer the resolution, and it was seconded by John Adams. 6. Alexander Hamilton, “The Continentalist No. 3,” August 9, 1781, in The Papers of Alexander Hamilton (New York: Columbia University Press, 1961), II: 665. Hamilton wrote six essays under the pseudonym ofThe Continentalist, dated July 12, August 9 and 30, 1781; and April 18 and July 4, 1782. “As too much power leads to despotism,” declared Hamilton, “too little leads to anarchy, and both eventually to the ruin of the people.” (“The Continentalist No. 1,” Ibid., 651). The inherent weakness of earlier confederations, especially those of ancient Greece, served as a warning to the American people: decrees of the Amphictyonic Council became ineffectual, and “when the cities were not engaged in resolution providing that: (1) “these United Colonies are, and ofright ought to be, free and independent States”; (2) that alliances should be made for their protection; and (3) that “a plan of confederation be prepared and trans- mitted to the respective colonies.” 5 On June 11, a committee consisting of Thomas Jefferson, Benjamin Franklin, John Adams, Robert Livingston, and Roger Sherman was appointed to prepare a Declaration ofIndependence. A second committee, headed by John Dickinson ofDelaware, was appointed a day later to draft the Articles of Confederation. After extended debate and considerable delay, the Articles were formally adopted on November 15, 1777, and sent to each State legislature for ratification. Because the Articles required the unanimous consent of all the States before they could go into effect, there were further delays. Some of the small States, especially Maryland, refused to sign until the larger States surrendered their claims to territory in the North- west. Consequently, the Articles did not go into effect until Virginia offered to cede her claims to the Union in 1781. What is more, by defining the pow- ers of the Continental Congress the Articles necessarily limited them; actions previously thought appropriate were now denied. Throughout its relatively brief existence, which ended in 1789 when the system created by the Philadelphia Convention was put into operation, there was widespread dissatisfaction with the Articles, principally because they conferred so little power on the Continental Congress. Indeed, in 1780, even before ratification was complete, Alexander Hamilton anticipated the diffi- culties that would arise and urged political leaders to call a convention of the States to draft plans for a far stronger confederation. A short time later, in 1781, writing under a pen name, “The Continentalist,” he again argued that “we ought without delay to enlarge the powers of Congress.” 6 In 1780, a 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x i Editors’ Introduction xxii foreign wars, they were at perpetual variance among themselves. Sparta and Athens con- tended twenty-seven years for . . . dominion of Greece,” and as a result the Macedonians and eventually the Romans “became their masters.” (“The Continentalist No. 2,” Ibid., 656). Hamilton would later invoke this and other historical examples of failed confedera- cies in The Federalist. Madison shared his aversion to confederacies, noting in Federalist No. 18 “the tendency of federal bodies, rather to anarchy among its members, than to tyranny in the head.” The solution for saving the Articles, Hamilton explained in the last three “Continentalist” essays, was to give Congress more power, including that of regu- lating trade, levying land and capitation taxes, and appointing its own officers of the cus- toms, collectors of taxes, and military officers. 7. George Bancroft, History of the Formation of the Constitution (New York: Appleton, 1883), I: 39. Bancroft and others have speculated that Alexander Hamilton was probably the author of these resolutions. 8. Madison’s proposed amendment of March 12, 1781, is reprinted in The Papers of James Madison, ed. by William T. Hutchinson and William M. E. Rachel (Chicago: Uni- versity ofChicago Press, 1963), III: 17–19. Public-spirited individuals outside the gov- ernment expressed similar concerns about the defects of the Articles. See, for example, Pelatiah Webster, A Dissertation on the Political Union and Constitution of the Thirteen United States (1783), and Noah Webster, Sketches of American Policy (1785). convention of New England States meeting in Boston proposed that the American States immediately form a “more solid union” than that provided by the Articles. In 1781 and 1782, the New York Assembly recommended “a general convention of the States specially authorized to revise and amend the Confederation.” 7 Responding to these appeals, the Continental Congress tried, without success, to amend the Articles and enlarge its powers. In February 1781, for example, Congress proposed an amendment authorizing the Confederation government to levy a five percent ad valorem duty to raise revenue. Twelve states agreed, but Rhode Island opposed the change, and because of the una- nimity requirement the amendment failed. A month later James Madison recommended that Congress be given authority to employ the force of the United States to “compel [the] States to fulfill their federal engagements,” but no action was taken.8 Again, that same year a committee of the Congress reported twenty-one deficiencies in the Articles and recommended a gen- eral enlargement of Congress’s powers, but without success. As late as 1786, Charles Pinckney of South Carolina was leading an effort in the Congress to call a constitutional convention, but to no avail. The Continental Congress, it became clear, had reached an impasse. In practice, the unanimity requirement rendered it virtually impossible to 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x i i Editors’ Introduction xxiii 9. Because the Articles of Confederation proved inadequate in some respects and had to be replaced by a new frame of government, it has been fashionable, as one historian notes, to criticize it harshly, and even heap scorn upon it. But “whatever the defects of the Articles ofConfederation, they constitute nevertheless an important, a necessary stage in the development of an efficient constitution . . . [just] as the Confederation under them was an important, a necessary step in the program toward a more perfect union.” (Ed- mund Cody Burnett, The Continental Congress [New York: Norton, 1964], 257). To be sure, under the Articles the Treaty of Peace acknowledging American independence was nego- tiated, the war of the Revolution was concluded, and a Union of States was established. For many Americans, a decentralized confederation in which public affairs were entrusted largely to State and local officials was preferable to a consolidated Union run by a distant government. To a very great extent, whether the Articles were a success or a failure is a question that depends on one’s philosophy of government and view of the public interest. 10. “There was a good deal of truth in what John Adams once said of it,” noted the his- torian John Fiske, that the Continental Congress “was more a diplomatic than a legislative body. It was, indeed, because of this consciously felt diplomatic character that it was called a Congress and not a Parliament.” (The Critical Period of American History, 1783–1789 [Boston: Houghton Mifflin, 1888], 237). amend the document even if an overwhelming majority of the States favored change. The inability to act on these provisions necessarily doomed the Ar- ticles of Confederation to extinction, because the Continental Congress was helpless to correct flaws in the system or to adapt it to changing circum- stances.9 During the final eight years of its existence, the Congress thus grew weaker and weaker until at last many political leaders reached the conclusion that a new, more efficient and more powerful government was needed. It be- came clear, however, that if a workable constitutional system responsive to the needs of the American people were to be established, the impetus would have to come from outside the Congress.10 constitutional reform in the states In the meantime, the colonies had already transformed themselves into thir- teen constitutional republics, each claiming independence, sovereignty, and statehood. They had progressed to this stage ofpolitical development over a two-year period beginning with the creation of the Committees of Cor- respondence in 1772. These bodies were subsequently replaced by revolu- tionary or provincial legislatures in each colony, such as the Provincial Con- gress in Massachusetts and the Provincial Conventions in Maryland and the Carolinas. Many members ofthese transitional legislative bodies had served 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x i i i Editors’ Introduction xxiv 11. Allan Nevins, The American States During and After the Revolution, 1775–1789 (New York: Macmillan, 1924), 115. 12. See Maier, American Scripture, 47–96. in the colonial assemblies, thereby providing continuity ofleadership, po- litical experience, and on occasion legality with the old regime. Upon taking charge, these provincial legislatures elected delegates to the Continental Con- gress and assumed the powers of government. During the spring and summer of 1775, the interim governments in the various colonies, many of them built upon county committees, began to pre- pare for independence, statehood, and to write new constitutions. “When Americans thought of independence in 1775 –1776,” notes one historian, “they usually thought of it in terms of their own commonwealth, of Massa- chusetts, New Jersey or Georgia, rather than in terms ofthe nation. The future form and character of the nation, even if one survived, were heavy and inchoate.” 11 The bilateral movement toward a national declaration of independence and American nationhood, it may thus be seen, sprang from a grassroots effort at the state and local level, that is, from the bottom up, not from any grand design originating in the Continental Congress. Between April and July 1776, some ninety “declarations ofindepen- dence” were formulated by townships in Massachusetts and counties in New York, Maryland, Virginia, and South Carolina.12 On April 13, 1776, North Carolina became the first State to instruct its delegates to join other dele- gates in the Continental Congress in declaring independence. Rhode Island, Virginia, Connecticut, New Hampshire, Delaware, New Jersey, Pennsylva- nia, and Maryland followed in rapid succession. While only a small portion of the people participated in the formation and ratification of these various State and local declarations, the record indicates that they enjoyed wide- spread public support, notwithstanding pockets ofLoyalist opposition in some areas. This is no less true of the Declaration of Independence that was ultimately adopted by the Continental Congress and readily approved by the State legislatures. Moreover, few citizens played a direct role in the creation of the first State constitutions. Four States wrote new constitutions even before the Declaration ofIndependence came into existence. The first, adopted by New Hampshire in January 1776, and the second, approved by South Caro- lina that February, were hastily written, virtually in the heat of battle. They 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x i v Editors’ Introduction xxv 13. The era of revolutionary State constitutions extended from 1776 to 1784. Eight State constitutions were written in 1776. Georgia and New York adopted theirs in 1777, as did Vermont, which was in revolt against both New York and Great Britain. The following year, South Carolina revised her constitution of 1776, and in 1780 Massachusetts cast aside her colonial charter of 1691 in favor of a new constitution. New Hampshire, greatly in- fluenced by the Massachusetts design, finally adopted a constitution in 1784. The overall record ofsuccess ofthese first attempts at constitution making was rather impressive, particularly when it is recalled that the documents were written while the colonies were at war. Four ofthe first constitutions lasted more than a halfcentury: North Carolina (75 years); New Jersey (68 years); Maryland (65 years); and Virginia (54 years). The Con- necticut Charter of 1662 served as that state’s constitution until 1818, and Rhode Island’s Charter of1663 lasted until 1842. New York’s Constitution of1777, though amended by an 1801 convention, remained substantially intact until it was replaced in 1821. By 1800, the sixteen States comprising the Federal Union had adopted twenty-six constitutions. were viewed as temporary expedients and both were soon replaced, but the new constitutions of New Jersey and Virginia, adopted in June, were in- tended as permanent instruments of government. Each in fact lasted more than half a century. Four more States ratified new constitutions in the fall of 1776: Delaware and Pennsylvania in September, Maryland in November, and North Carolina in December. Georgia and New York finally agreed on their new constitutions early in 1777. Three States—Massachusetts, Rhode Island, and Connecticut—elected to retain their colonial charters as fundamental law by stripping them of their monarchical provisions and reinterpreting them as republican constitutions.13 Significantly, these first State constitutions, like all the early State declara- tions of independence, were written by legislative assemblies. The decision in Massachusetts, Rhode Island, and Connecticut to keep the old charters was also made by legislative fiat. In no State was the new constitution drafted by a specially elected constitutional convention, nor did any of the States submit their new constitutions to the people for ratification. Three of the ten States that adopted a new constitution (New Jersey, Virginia, and South Carolina) did not even call a special election to draft the document, leaving the matter entirely to the discretion of their incumbent legislators. Thus it may be seen that, in spite of the American revolutionary doctrine of popular sovereignty embodied in the Declaration of Independence proclaiming the right of the people to self-government, the American people did not participate directly in the formation and ratification of either the Articles of Confederation or the first State constitutions. Indeed, they did not even have a voice in the writing 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x v Editors’ Introduction xxvi 14. Merrill Jensen, The Articles of Confederation (Madison: University ofWisconsin Press, 1959), 15. or adoption of the Declaration of Independence that heralded their new coming. Having created numerous republics—that is, governments mod- eled and directed by their chosen representatives—they had yet to establish democratic republics based on “the consent of the governed”—republics in which the people exercised both political and legal sovereignty through fun- damental laws that they had helped directly to create. In spite of these apparent inconsistencies, the American Revolution and the various political regimes that sprang from it were all part of an evolving democratic movement. “The Articles of Confederation,” as Merrill Jensen has observed, “were the constitutional expression of this movement, and the embodiment in governmental form of the Declaration of Independence.” 14 That our first efforts in 1776 to establish constitutional government failed to include popular participation in constitution making should not obscure the fact that significant progress had already been made toward the attainment of self-government and the principle of majority rule in the lawmaking process. Even before the States completed ratification of the Articles and joined the Union, there was growing dissatisfaction with the first constitutions in most States. Much of this discontent may be attributed to defects discovered in the constitutions after they went into effect, caused mostly by inexperience in the art of constitution making and a general lack of familiarity with new con- stitutional concepts that had not yet been tested, especially the idea of sepa- rating the powers of government among three branches. Many of these early attempts at self-government, for example, called for a pure separation of powers and failed, in one way or another, to establish effective, limited gov- ernment because they lacked a check-and-balance system and allowed the legislatures to usurp the powers of the other branches. What they invariably produced was legislative supremacy rather than constitutional supremacy. In Massachusetts and New Hampshire, however, there was an additional concern almost from the outset: a claim that self-government had been sub- verted because the people had not played a direct role in designing their con- stitutional systems. Not content with their new constitutions, disgruntled voters in these states conceived the idea that a constitution should be drafted by a special, independent constitutional convention rather than a legislative 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x v i Editors’ Introduction xxvii 15. Nevins, The American States During and After the Revolution, 172–184. assembly and that any fundamental law proposed by this convention should be submitted to the people for ratification. A number of early attempts to democratize the process regarding both the drafting and the ratification of the Constitution met with resistance. One of the first proposals for a special convention to write a new constitution was made by the town of Concord, Massachusetts, on October 21, 1776, but State leaders were opposed to the idea. Even earlier, the town of Norton had unsuccessfully urged the State to consider the special convention as an alternative to legislative action. Berk- shire County, in western Massachusetts, became the first local government to call for the popular ratification of a new constitution. Led by “the fighting parson” (the Rev. Benjamin Balch, who later fired the first shot at the Battle ofBennington), Berkshire citizens held a mass meeting in Pittsfield and sent a memorial to the State legislature demanding that new constitutions be submitted to the people. Offering a rationale that would soon be repeated in most of the other States, they contended that the people were the true fount of all power, that a revolutionary legislature had no right to impose a consti- tution upon them, and that the only valid constitution was one based on the consent of the majority.15 Before the Massachusetts authorities could make a final determination on how to proceed toward devising and establishing a new constitution, the New Hampshire legislature stepped forward in the spring of 1778 to summon a constitutional convention of its own. The convention met in Concord, New Hampshire, in June to draft a new instrument of government that would re- place the State’s first attempt at constitution making, but the second docu- ment proved no more satisfactory than the first and the townships promptly rejected it. This assembly was nevertheless the first constitutional convention in the United States—and in the world. It was not until the fall of 1783, how- ever, in a fourth and final effort, that the citizens of New Hampshire adopted a permanent constitution. Meanwhile, the people of Massachusetts were progressing steadily toward a constitutional system that would have a permanent impact on all future constitutions, including the Federal Constitution of 1787. On May 5, 1777, the legislature called upon the electorate to choose representatives who would not only serve as legislators but would also work with the twenty-eight mem- 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x v i i Editors’ Introduction xxviii 16. Ibid. See also Jackson Turner Main, “Government by the People: The American Revolution and the Democratization of the Legislatures,” in The New American Nation, 1775 to 1820: The Revolution in the States, ed. by Peter Onuf (New York: Garland Publish- ing, 1991), 1–17. 17. The Essex Result, the Constitution of 1780, and related documents are reproduced in Oscar and Mary F. Handlin, eds., The Popular Sources of Political Authority: Docu- ments on the Massachusetts Constitution of 1780 (Cambridge: Harvard University Press, 1966). The Essex Result is also reprinted, with related documents, in Charles S. Hyneman and Donald S. Lutz, eds., American Political Writing during the Founding Era, 1760 –1805 (Indianapolis: Liberty Fund, 1983), I: 480 –523. According to M. J. C. Vile, the Essex Result was “the precursor of the Massachusetts Constitution of 1780, and the first clear formu- lation of the [separation of powers] theory which was to become the basis of the Federal Constitution.” (Constitutionalism and the Separation of Powers [Indianapolis: Liberty Fund, 1998], 165). bers of the Council, or upper house, to draft a new constitution for submis- sion to the voters. Despite widespread opposition to using the State assembly as a constitutional convention, the assembly approved the constitution on February 28, 1778, only to see it flatly rejected less than a week later by a vote of 9,972 to 2,083. This became the first time in American history in which all the free adult male citizens were allowed to participate in the ratification of a proposed constitution.16 During the course of this referendum, some 180 returns from towns in Massachusetts were drafted to explain local objections to the proposed con- stitution. The most important ofthese was the celebrated Essex Result of Essex County, written mainly by Theophilus Parsons, a young lawyer who later became the Chief Justice of the Massachusetts supreme court. The Essex Result, an essay in political and constitutional theory, has often been com- pared favorably to The Federalist because of its learned and insightful treat- ment ofpolitical subjects, particularly the separation ofpowers principle. Rejecting legislative supremacy and a pure separation ofpowers, the Essex Result advocated a complex, carefully balanced form of government that pro- vided a check-and-balance system to prevent one branch of the government, particularly the legislative, from encroaching upon the powers of the other branches.17 In 1781, Thomas Jefferson published his Notes on the State of Vir- ginia, which made a similar case against legislative supremacy. Concentrating all the powers of government in the same hands, said Jefferson, “is precisely the definition of despotic government. . . . An elective despotism was not the government we fought for; but one which should not only be founded on free principles, but in which the powers of government should be so divided and 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x v i i i Editors’ Introduction xxix 18. Thomas Jefferson, Notes on the State of Virginia, ed. by William Peden (Chapel Hill: University of North Carolina Press, 1955), 120. 19. Although Adams was not a member ofthe Federal Convention, he was in many respects the father of American constitutionalism. His pamphlet “Thoughts on Govern- ment” (1776) served as a guide in some States, including Virginia, in the drafting of the first constitutions. The constitution he wrote for Massachusetts set the standard for future State constitutions and the Federal Constitution. “Of all the prominent statesmen of the Revolution,” asserts one writer, “John Adams seemed best and earliest to forecast the form our institutions must assume, as well as their foundation and peculiar spirit. He saw that a republic alone would satisfy the wishes or harmonize with the genius of our people, and he was wise enough and fortunate enough to point out seasonably and with great preci- sion the method in which the edifice of government, in the several states, must be erected. He was convinced it must be founded upon the people, by the people, and for the people.” (John Alexander Jameson, A Treatise on Constitutional Conventions [Chicago: Callaghan and Co., 1887], 498). Another guidebook for constitutional architects was Adams’s multi- volume Defence of the Constitutions of Government of the United States of America, written “to lay before the people a specimen of that kind of reading and reasoning which pro- duced the American [state] constitutions,” repudiate the constitutional ideas of French (and American) reformers and defend bicameralism and the new American check-and- balance system of separated powers. Published in 1787, Adams’s Defence is “thought to balanced among several bodies . . . that no one could transcend their legal limits, without being effectually checked and restrained by the others.” 18 With the defeat of the 1778 constitution, the Massachusetts House of Rep- resentatives called for another referendum. In town meetings across the State a majority ofthe electorate now voted in favor ofcalling a State convention to draft a new constitution. The legislature thereupon announced new elections on June 21, 1779, for a constitutional convention, which met in Cambridge on September 1. In sharp contrast to the Federal Convention of1787 that met in Philadelphia, in which there was widespread participation among the delegates in the framing of the document, the Massachusetts convention ap- pointed a committee of thirty delegates to perform the task. This committee then appointed a subcommittee consisting of James Bowdoin, Samuel Adams, and John Adams to do the work. This group then proceeded to turn the whole matter over to John Adams, who singlehandedly wrote both a new constitution and a declaration of rights. These documents were accepted with only minor revisions after four months of deliberation, and a proposed text was presented to the towns in March 1780. They approved the document and on October 25, 1780, the new constitution went into effect. The Massachusetts Constitution of 1780 stands today as a tribute to the political genius of John Adams.19 Although it has been substantially amended 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x i x Editors’ Introduction xxx have had a positive influence on the Constitutional Convention.” (C. Bradley Thompson, John Adams and the Spirit of Liberty [Lawrence: University Press of Kansas, 1998], 252). 20. Writing in 1775, John Adams recalled that he “had looked into the ancient and modern confederacies for examples” of popular conventions, but could not find any. “But we had a people of more intelligence, curiosity, and enterprise,” he continued, “who must be consulted; and we must realize the theories of the wisest writers, and invite the people to erect the whole building upon the broadest foundations. . . . This could only be done by Conventions of representatives chosen by the people in the several colonies. . . . Congress ought now to recommend to the people of every colony to call such Conven- tions immediately; and set up governments of their own, under their own authority; for the people were the source of all authority, and original of all power.” (John Adams, “Autobiography,” in The Works of John Adams, III: 16). 21. Vile, Constitutionalism and the Separation of Powers, 162–166. “It was in the Mas- sachusetts Constitution of 1780,” observes Vile, “that the new philosophy of a system of separated powers which depends upon checks and balances for its effective operation was first implemented. This constitution embodied the results of the ideas of John Adams and, more important perhaps, of the Essex Result.” (Ibid., 162–163). over the years, it continues to serve as the fundamental law of Massachusetts after more than two centuries. It is thus the oldest written constitution in the world that is still in force. The influence of the Massachusetts experience on American constitutional development, at both the State and national levels, has been substantial. The convention of 1779 –1780 was the first successful constitutional convention in which the people participated not only in the selection ofdelegates to a special convention but also in the ratification of the finished document. It thereby established democratic principles of pro- cedure for the formation and acceptance of constitutions based on the sov- ereignty ofthe people. With few exceptions, the Massachusetts precedent became the accepted template throughout the Union after 1780 and also pro- vided the procedure that the Framers of the American Constitution would follow in 1787.20 Likewise, the Massachusetts Constitution had an enormous impact on American constitutional theory, for it was in this constitution that the new theory of separation of powers, a theory based on the realization that sepa- rated powers must be checked and balanced if they were to remain separate, was first implemented. This is the uniquely American system that the several States adopted when they began rewriting their constitutions after 1780 and the one that the Framers incorporated into the new Constitution drafted in Philadelphia.21 On the eve of the Federal Convention, it may thus be seen, the American 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x Editors’ Introduction xxxi 22. The evolution of political and constitutional theory from the Declaration of Inde- pendence to the ratification of the Constitution is illuminated in Gordon S. Wood’s The Creation of the American Republic, 1776 –1787 (Chapel Hill: University ofNorth Carolina Press, 1969). The establishment of popular-based conventions to frame and ratify a con- stitution, observes Wood, “was an extraordinary invention, the most distinctive institu- tional contribution . . . the American revolutionaries made to western politics. It not only enabled the Constitution to rest on an authority different from the legislature’s, but it actually seemed to have legitimized revolution. Without a constitution based on conven- tion authority, as Jefferson had complained, the people must ‘rise in rebellion’ every time they wished to prevent legislative encroachment on their liberties or to revise their con- stitution.” (Ibid., 342–343. See also Jameson, A Treatise on Constitutional Conventions, 490 –545). people had clearly outgrown the constitutional immaturity of their revolu- tionary youth. Through trial and error, they had advanced to a whole new understanding of constitutionalism, republicanism, and popular sovereignty in just ten years. Prior to the American Revolution, the term “constitution” was commonly understood to refer to the fundamental principles upon which government is based. Now it was seen as something more—as a writ- ten document originating with the people that authorized the establishment of a government with limited powers. For the first time, constitutions were readily seen as distinct from, and superior to, statutes enacted by legislative assemblies. The spell oflegislative supremacy cast by Parliament and the English constitutional system had been broken, at least in theory if not always in practice. Constitutions were now entitled to the elevated status of a higher or supreme law because they sprang not from the legislature but from the people, through constitutional conventions creating them and ratifying con- ventions approving them.22 The new separation of powers doctrine, favoring some functional overlap among the three branches of government through a check-and-balance arrangement that would ensure their independence, went hand in hand with this new view of constitutionalism, because it held the leg- islature in check and promised to prevent the return of legislative supremacy. the annapolis convention The catalyst for the Federal Convention of 1787 that wrote the Constitution of the United States was not the Continental Congress sitting in New York but the several States, led by the State of Virginia. What sparked the proceedings that led to the drafting of the Constitution was a commercial dispute between 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x i Editors’ Introduction xxxii 23. Elliot, Debates, I: 132. 24. Ibid. Virginia and Maryland over the taxing of shipping on the Potomac River and Chesapeake Bay. Led by James Madison, representatives from the two States met in 1784 at Mount Vernon, the home of General Washington. There they were able to settle their differences, but left unresolved questions regarding the interests of other States bordering Virginia and Maryland. Madison then persuaded the Virginia legislature to call a meeting of all the States to discuss trade problems, hoping that the participants might consider the larger issue of giving the Continental Congress the power to regulate commerce. Virginia’s call for a convention was heeded, and in the summer and early fall of 1786 twelve delegates from five States (Virginia, Pennsylvania, New York, New Jersey, and Delaware) convened in Annapolis, Maryland. Al- though the other states (including Maryland, curiously enough) did not send a representative, and little was actually decided, the Annapolis Convention proved to be important in that it set the stage for the Federal Convention the next year. Conspicuous for their leadership at the Annapolis Convention were James Madison and Alexander Hamilton, who would later figure prom- inently in the drafting and adoption of the Constitution. At the urging of Hamilton, the Annapolis delegates voted on September 14, 1786, to recom- mend to all thirteen States that they hold another convention “to meet in Philadelphia on the second Monday in May next, to take into consideration the situation in the United States, to devise such further provisions as shall appear to them necessary to render the constitution of the Federal Govern- ment adequate to the exigencies of the Union.” 23 At this juncture, the Continental Congress could have assumed a leader- ship role by officially sponsoring the convention, or at least endorsing it. In- stead, it remained a passive observer and took no action. Seizing the initia- tive, the Virginia legislature stepped forward with a resolution in November 1786 urging the other States to send delegates to Philadelphia. “The Crisis is arrived,” declared the Virginia General Assembly, when the American people must decide “whether they will by wise and magnanimous efforts, reap the just fruits of . . . independence” or whether by surrendering to “unmanly jeal- ousies and prejudices, or to partial and transitory interests, they will re- nounce the auspicious blessings prepared for them by the Revolution. . . .” 24 Such was the spirited language ofthe resolution’s preamble, written by 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x i i Editors’ Introduction xxxiii 25. Ibid. 26. George Ticknor Curtis, Constitutional History of the United States (New York: Harper & Bros., 1897), I: 247. Cf. Francis Newton Thorpe: “Even before Maryland ratified the Articles, the attendance in Congress began to waver and fall off, and it soon became James Madison. The Virginia General Assembly passed the resolution unani- mously, acceded to the proposal from Annapolis, and appointed seven dele- gates to the convention. But the resolution contained a crucial stipulation inspired by the Assembly’s newfound commitment to popular sovereignty, namely that the new constitution should be established not by the legislatures of the several States meeting in Congress but by a convention gathering in Philadelphia, followed by ratification of the several States. Thus did Virginia prepare the way not only for the Federal Convention but for the State ratify- ing conventions as well. New Jersey, Pennsylvania, North Carolina, and Dela- ware promptly followed suit, and by February 1787 five States had already appointed their delegates. Faced with this development, the Continental Congress on February 21, 1787, reluctantly endorsed the Philadelphia Convention. This removed all doubt as to the legality of the Convention, and seven more States promptly appointed delegates. Rhode Island, by its own choice, was the only member of the Confederation not represented at the Convention. The inability of the Continental Congress to play a role in the drafting of the new Constitution was probably a blessing. As Madison diplomatically put it in his preamble to the Virginia resolution, a Philadelphia Convention would be “preferable to a discussion of the subject in Congress, where it might be too much interrupted by ordinary business, and when it would, be- sides, be deprived of the counsels of individuals who are restrained from a seat in that assembly.” 25 One of the real reasons, of course, was that the Con- tinental Congress was a rather lackluster body, possessing neither the politi- cal acumen nor the prestige to lead the nation in the formation of a new gov- ernment. As one noted constitutional historian, George Ticknor Curtis, put it, Congress was bypassed because “the highest civil talent of the country was not there. The men to whom the American people had been accustomed to look in great emergencies—the men who were called into the convention, and whose power and wisdom were signally displayed in its deliberations— were then engaged in other spheres of public life, or had retired to the repose which they had earned in the great struggle with England.” 26 James Madi- 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x i i i Editors’ Introduction xxxiv increasingly difficult to secure a quorum. After the first of March, 1781, so irregular were the States in attendance, and so swiftly grew the spirit of apathy towards the Confedera- tion, it was practically impossible to obtain the consent of nine States to any proposition. Often there were not more than ten delegates present, representing only five or six States. Frequently a few members assembled and adjourned for lack of a quorum. The most eminent men of the country were serving it outside of Congress.” The Constitutional His- tory of the United States, 1765–1895 (Chicago: Callaghan & Co., 1902), I: 246. 27. Elliot, Debates, I: 120. 28. See the credentials of the delegates to the Federal Convention in Elliot, Debates, at 126 –139. The New Jersey delegation, enjoying broad authority, was empowered to “render the Constitution of the Federal Government adequate to the exigencies” of a viable union; the Delaware, Pennsylvania, and Virginia delegates were instructed to “join with them [other delegates] in devising, deliberating on, and discussing, all such alterations and fur- ther provisions as may be necessary to render the Federal Constitution fully adequate to the exigencies of the union”; the New Hampshire and North Carolina delegates were com- missioned “to discuss and decide upon the most effective means to remedy the defects of our Federal union, and to procure and secure the enlarged purpose which it was intended son, one ofthe few delegates to the Federal Convention who held a seat in the Continental Congress, did more than anyone else to keep the Congress in the shadows and out of the way. the federal convention The delegates to the Federal Convention, all of them appointed by their State legislatures, began assembling in early May 1787. Lacking a quorum—that is, a sufficient number of delegates from at least seven States— on the appointed day (May 14), the Convention did not convene for business until May 25. Its task was completed nearly four months later, on September 17. Although the Continental Congress had authorized these proceedings, the delegates confronted a number of political and legal difficulties in seeking to change the Articles of Confederation. In the first place, the authorizing resolution adopted by the Congress, even though it did not purport to define the pow- ers or specify the procedures of the convention (which thus gave the dele- gates the freedom they needed to apply their own knowledge and wisdom), nevertheless limited the scope of their proceedings to a revision of the Ar- ticles. Specifically, it declared that the delegates were to meet in Philadelphia for “the sole and express purpose of revising the Articles of Confederation.” 27 Moreover, the instructions given to the delegates by their State legislatures varied from State to State, with some expressly or implicitly limiting their authority to “revising the Articles of Confederation.” 28 In the second place, 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x i v Editors’ Introduction xxxv to effect.” The delegates from Massachusetts, New York, and Maryland, on the other hand, were flatly restricted to “revising the Articles of Confederation.” Article XIII of the Articles provided another barrier by requiring that all pro- posed amendments were to be approved by a unanimous vote of the States in Congress and ratified “by the legislatures of every State.” From the outset, then, the architects of the Constitution confronted seem- ingly insurmountable obstacles in their efforts to establish a new govern- ment. Even the prospect oflimiting their task to modest amendments of the Articles seemed doomed to failure, given the unanimity requirement and Rhode Island’s intransigence. But the solution to these difficulties was already provided by the Virginia resolution of November 1786 that had forced the hand of Congress and encouraged the States to act independently. It derived from a powerful and enduring, if not dominant, strain in the American po- litical tradition that found expression in the Declaration of Independence, namely the principle ofconsent that embraced the fundamental right of the people “to institute new government, laying its foundation on such prin- ciples and organizing its powers in such form, as to them shall seem most likely to effect their safety and happiness.” Clearly, if the American people had a right to revolt against the British government, secede from the British empire, and live independently under a government of their own choosing, they also possessed a right to alter or even abolish the Articles of Confedera- tion. This right of self-government, as the reasoning of the Declaration makes clear, is anterior to, and more fundamental than, any act of the Continental Congress or even the Articles. Accordingly, it provided “legitimate” grounds for the delegates to disregard the obstacles posed by Congress or the Articles to the creation of an entirely new national government. James Wilson of Pennsylvania, one of the most influential members of the Federal Conven- tion, put the matter succinctly when he later addressed the Pennsylvania rati- fying convention. Critics of the new Constitution, he observed, have argued that “the very manner of introducing this constitution, by the recognition of the authority of the people, is said to change the principle of the present Con- federation, and to introduce a consolidating and absorbing government.” But such is not the case, he argued; sovereignty resides in the people. “The people therefore have a right . . . to form either a general government or state governments. . . . This, I say, is the inherent and unalienable right of the people.” The Declaration ofIndependence, he concluded, strengthened and 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x v Editors’ Introduction xxxvi 29. Elliot, Debates, III: 455– 457. 30. Farrand, Records of the Federal Convention, I: 22. 31. Ibid., II, 91 (Oliver Ellsworth of Connecticut). “Conventions of the people, or with power derived expressly from the people,” he continued, “were not then thought of. The Legislatures were considered as competent. Their ratification has been acquiesced in without complaint. To whom have Congress applied on subsequent occasions for fur- ther powers? To the Legislatures; not to the people. The fact is that we exist at present . . . as a federal society.” Roger Sherman of Connecticut expressed similar misgivings, and “thought such a popular ratification unnecessary, the Articles ofConfederation provid- ing for changes and alterations with the assent of Congress and ratification of State legis- latures.” (Ibid., I: 122). Elbridge Gerry ofMassachusetts “seemed afraid of referring the affirmed this principle. Quoting from the Preamble, Wilson emphasized that, to secure the rights of life, liberty, and the pursuit of happiness, “gov- ernments are instituted among men, deriving their just powers from the con- sent of the governed. . . . This is the broad base on which our independence was placed. On the same certain and solid foundation this [new] system is erected.” 29 The fact that the delegates were not meeting in the Continental Congress, as required by the Articles, but in a constitutional convention—for the sole purpose of “revising the Articles of Confederation”—gave a clear indication even before the Convention got under way that the old way of writing a con- stitution, much as a legislative assembly would draft a statute, was no longer acceptable. In the first days of the convention, Governor Edmund Randolph presented the Virginia Plan to the delegates, a proposed constitution, much ofit apparently written by Madison, that served as the principal focus of debate during the early stages of the Convention. The 15th Resolution of the Virginia Plan, embodying the principles of the Virginia resolution of 1786, provided “that the amendments which shall be offered to the Confederation by the Convention, ought . . . to be submitted to an assembly or assemblies of representatives, recommended by the several legislatures, to be expressly chosen by the people, to consider and decide thereon.” 30 In effect, the Virginia Plan rejected the very procedure required by the Articles of Confederation and proposed instead that the American people approve any changes of a constitutional nature in State ratifying conventions. Notwithstanding the progress that had been made in Massachusetts and New Hampshire, a few New England delegates at the Philadelphia Conven- tion expressed opposition on June 5 to this “new set of ideas [which] seemed to have crept in since the Articles of Confederation were established.” 31 But 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x v i Editors’ Introduction xxxvii new system to them [the people]. The people . . . have (at this time) the wildest ideas of government in the world.” (Ibid., 123). Rufus King of Massachusetts also believed “the leg- islature competent to the ratification.” (Ibid.). 32. Ibid., 122–123. Speaking again to this issue on July 23, Madison “considered the difference between a system founded on the Legislatures only, and one founded on the people, to be the true difference between a league or treaty, and a constitution. . . . A law violating a treaty ratified by a preexisting law, might be respected by the Judges as a law, though an unwise and perfidious one. A law violating a constitution established by the people themselves, would be considered by the Judges as null & void.” (Ibid., II: 93). 33. Ibid., II: 88 –89. the Virginians held their ground. A radical departure from the procedure prescribed by the Articles was justified, said Madison, “because the new con- stitution should be ratified in the most unexceptionable form, and by the supreme authority ofthe people themselves.” To be sure, “the Articles of Confederation were defective in this respect, resting . . . on the legislative sanction only.” 32 George Mason agreed. When the issue came up again on July 23, Mason declared that he “considered a reference of the plan to the au- thority of the people as one of the most important and essential of the Reso- lutions. The legislatures have no power to ratify it. They are the mere crea- tures of the State constitutions and cannot be greater than their creators.” Constitutions, he insisted, “are derived from the people. This doctrine should be cherished as the basis of free government.” Pointing to recent de- velopments in the States, he reminded the delegates that “In some States, the governments were not derived from the clear and undisputed authority of the people. This was the case in Virginia. Some ofthe best and wisest citi- zens considered the constitution as established by an assumed authority. A National Constitution derived from such a source would be exposed to the severest criticisms.” 33 These arguments carried the day, and the issue was not again debated in the Federal Convention. Hearing no objections, the Framers abandoned the unanimity require- ment and in Article VI of the new Constitution provided that “The Rati- fication of the conventions of nine States shall be sufficient for the estab- lishment of this Constitution between the States so ratifying the same.” Randolph and Mason were the chief supporters of nine, as nine States were required for important legislation under the Articles, and it was best, they ar- gued, to preserve ideas already familiar to the people. As a concession to the States, the Framers provided under Article V that two-thirds of both houses of Congress or the States could in the future propose amendments to the 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x v i i Editors’ Introduction xxxviii 34. Article IV ofthe Articles ofConfederation, designed “to secure and perpetuate mutual friendship and intercourse among the people of the different States in this union,” guaranteed the “free inhabitants” of each State the privileges and immunities of free citi- zens in each State, and “free ingress and regress to and from any other State,” including the enjoyment therein “of all the privileges of trade and commerce.” In addition, Article IV provided for the interstate rendition of fugitives from justice and required each State to give “full faith and credit” to the records, acts, and judicial proceedings of the courts of each State. A number of these provisions were reaffirmed, sometimes word for word, in Article IV of the new Constitution. Though known as the federalism article, Article IV of the Constitution is actually rooted in the law of nations. Many of its provisions are based on principles of “comity” or international law developed over the centuries through treaty practices and the writings of jurists. Constitution, but that ratification would require the approval of the States— either three-fourths of the State legislatures or three-fourths of the States meeting in convention. The inclusion of these provisions gave the new Con- stitution an important democratic element it lacked under the Articles while at the same time preserving the principle of State representation in the amendment process. By giving the States the last word at the ratification stage, the Framers also made the States the final arbiters of any major consti- tutional conflict that might trigger the amendment device. These principles were further extended to the new bicameral Congress under the Constitu- tion, with the House of Representatives serving to represent the people and the Senate the States. Ironically, the creation of the Constitution in 1787 is the only instance in which the State legislatures have initiated a change of the fun- damental law since the Constitution was adopted. All the amendments since then have been proposed by Congress, and only one of these—the Twenty- first, repealing the Prohibition Amendment—has been ratified by State con- ventions. All the rest have been approved by State legislatures. The document that ultimately emerged from the Federal Convention re- sembled the State constitutions more than it did the Articles of Confedera- tion, although a few provisions involving such matters as interstate relations were carried over to the new system.34 State precedents also influenced the constitution-making process. Like the newer State constitutions, the Ameri- can Constitution was created by a special convention, not a legislative as- sembly. It would be proposed for ratification not by the State legislatures but by the people of each State sitting in convention. If adopted, it would be a constitution resting on the consent of the governed and on popular sover- eignty—not “the people” abstractly considered in an inchoate mass, how- 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x v i i i Editors’ Introduction xxxix 35. A. V. Dicey makes a useful distinction between political and legal sovereignty in his commentary on the English Constitution. From a legal standpoint, the sovereign power in Great Britain is Parliament, or what is sometimes referred to as “the king in parlia- ment.” But the word sovereignty may also be applied in a political sense: “That body is ‘politically’ sovereign or supreme in a state the will of which is ultimately obeyed by the citizens of the state. In this sense of the word the electors of Great Britain may be said to be . . . the body in which sovereign power is vested.” (Introduction to the Study of the Law of the Constitution, 27). 36. The traditional English doctrine that the king is the “fountain” of all law and jus- tice has become a legal fiction under the English Constitution, particularly since the rise of parliamentary supremacy in the late seventeenth century. The English monarch is now said to be “a sovereign who reigns but does not rule.” (Vernon Bogdanor, The Monarchy and the Constitution [Oxford: Oxford University Press, 1995], 1). ever, but the people organized in the various States. In this respect, the Con- stitution rested on a unique form of divided sovereignties, with ultimate po- litical sovereignty residing in the people and legal sovereignty shared by the States and the national government.35 The American people, in other words, would be the source of all political power under the proposed plan of gov- ernment, as contrasted with a monarchical system, wherein all power origi- nates in the crown.36 According to the English theory, the government is also the source of individual rights, as contrasted with the American perspective, which holds that rights originate with the people and are, according to the Declaration of Independence, “endowed by their Creator.” These principles respecting the origin of power and rights under the American system are affirmed in the Ninth and Tenth Amendments of the Federal Constitution. Under the Constitution the people retain certain undefined rights and pow- ers. The enumeration of certain rights in the Constitution shall not be con- strued to deny others retained by the people, and those powers which the people did not retain for themselves they delegated to the States or to the na- tional government. Critics of the Constitution were quick to argue that sov- ereignty cannot be divided and that the proposed system would therefore fail. To be sure, as a constitutional, democratic, and federal republic of delegated powers, the new American system ofgovernment was an experiment in pol- itics without historical parallel. the rat ification struggle Given the unavoidable controversy surrounding the legality of writing a new constitution and the opposition of many important political leaders, there 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x x x i x Editors’ Introduction xl 37. Elliot, Debates, I: 319. George Washington, who presided over the Federal Conven- tion, informed the members of the Continental Congress, in his transmittal letter of Sep- tember 17, 1787, that they should not expect a flawless document in regard to the rights of the States. “It is obviously impracticable in the federal government of these States,” he wrote, “to secure all rights of independent sovereignty to each, and yet provide for the in- terest and safety of all. . . . It is at all times difficult to draw with precision the line between those rights which must be surrendered, and those which may be reserved,” particularly when there is such “a difference among the several States as to their situation, extent, habits, and particular interests. . . . That it will meet the full and entire approbation of every State is not perhaps to be expected.” (Farrand, Records, II: 666 –67). was considerable doubt when the delegates left Philadelphia whether nine States could be persuaded to ratify the proposed Constitution. The first hurdle was the Continental Congress. Could it be counted on to vote itself out of power? Fortunately, Congress made no issue of the Convention’s au- thority to draft a new document when, on September 20, 1787, it received the Convention report on the Philadelphia proceedings and a copy of the pro- posed Constitution. On September 28, the Congress voted unanimously to transmit “the said report, with the resolutions and letter accompanying the same . . . to the several legislature, in order to be submitted to a Convention of delegates chosen in each State, by the people thereof.” 37 Thus began the ratification struggle. All thirteen States ultimately ratified the Constitution, and by June 1788 it had become the law of the land. The first State to ratify was Delaware, which voted unanimously in favor of the new Constitution on December 7, 1787. Five days later, Pennsylvania accepted the document by a vote of 46 to 23. New Jersey and Georgia soon joined these States, both by unanimous votes, followed by Connecticut, which accepted the Constitution on January 9, 1788, by a vote of 128 to 40. From this time for- ward, however, the struggle over ratification intensified and the possibilities for failure increased. In some State ratifying conventions the Constitution was approved by narrow pluralities, particularly in the larger States of Mas- sachusetts, Virginia, and New York. Massachusetts became the sixth State to ratify, on February 6, 1788, but by the slim margin of 187 to 168. Maryland ratified, 63 to 11, on April 28, and South Carolina voted in favor of the Con- stitution on May 23 by 149 to 73. New Hampshire became the ninth State to ratify, on June 21, 1788, thereby putting the Constitution into effect. The vote there was perilously close, however: 57 to 46. Thus, when Virginia ratified the Constitution on June 25 and New York 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l Editors’ Introduction xli 38. The North Carolina Convention voted on August 2, 1788, “neither to ratify nor re- ject the Constitution,” by a lopsided majority of 184 to 84 (Elliot, Debates, IV: 251). Sup- port for the Constitution was limited to a small group of counties in the northeastern section ofthe State and one county in the Cumberland region. The rest ofthe State was almost entirely Anti-Federalist. In twenty-five counties, every delegate opposed the Con- stitution (Louise Irby Trenholme, The Ratification of the Federal Constitution in North Carolina [New York: AMS Press, 1967], 163–164). 39. Essays written in support ofthe Constitution, aside from those in The Federalist, are collected in Colleen A. Sheehan and Gary L. McDowell, eds., Friends of the Consti- tution: Writings of the “Other” Federalists, 1787–1788 (Indianapolis: Liberty Fund, 1998). Most of the Anti-Federalist writings appear in The Complete Anti-Federalist, ed. by Her- bert J. Storing (Chicago: University of Chicago Press, 1981), 7 vols. See also Paul Leicester Ford, ed., Essays on the Constitution Published during Its Discussion by the People, 1787– 1788 (New York: Burt Franklin, 1970); Paul Leicester Ford, ed., Pamphlets on the Consti- tution of the United States (New York: Da Capo Press, 1968). The Federal Farmer was per- haps the most frequently read Anti-Federalist writer, and his letters “became a sort of text- book for the opposition to the Constitution as The Federalist became for the supporters of the document.” (Walter Hartwell Bennett, ed., Letters from the Federal Farmer to the Re- publican [Tuscaloosa: University of Alabama Press, 1978], xxxvi). followed suit on July 26, 1788, the Constitution was already in place. The mar- gin ofvictory in both states was nevertheless a narrow 89 to 79 in Virginia and a breathtaking 30 to 27 in New York. North Carolina, the only State to re- ject the Constitution, voted a second time and on November 21, 1789, finally agreed to join the Union, by a vote of195 to 77.38 On May 29, 1790, Rhode Island grudgingly became the last ofthe thirteen original States to ratify— by a plurality of only two votes, 34 to 32. The great debate over the Constitution extended beyond the walls of the ratifying conventions, of course, and throughout the nation there was an outpouring of pamphlets, sermons, and newspaper essays on the new plan of government. A wide variety of views was expressed, ranging from complete to conditional acceptance with amendments to flat rejection.39 Those who favored ratification were called Federalists, and those opposed, for lack of a better term, came to be known as the Anti-Federalists. The Federalists tended to favor a stronger national government, which the new Constitution prom- ised to bring, whereas the Anti-Federalists inclined toward a weaker national government that better protected States’ rights. Alexander Hamilton, who had been a delegate to the Philadelphia Con- vention, was the leader of the ratification forces in New York. Though only thirty years old, he had already acquired a national reputation. After distin- 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l i Editors’ Introduction xlii 40. Robert Yates and John Lansing, Jr., to the Governor of New York, December 21, 1787, in Elliot, Debates, I: 480 – 481. Governor Clinton presented the “Letter ofDissent” to the New York legislature without comment. It was promptly printed in eight New York newspapers, a nationally circulated magazine called The American Museum, a Phila- delphia newspaper, and in eleven other newspapers from New Hampshire to Georgia (John R. Kaminski, “New York: The Reluctant Pillar,” in The Reluctant Pillar: New York and the Adoption of the Federal Constitution, ed. by Stephen L. Schecter [Troy, N.Y.: Rus- sell Sage College, 1985], 64 –65). guishing himself as a leader in battle during the early stages of the Revolution, he was selected by General Washington to be an aide-de-camp. He served in this capacity for four years. Later, upon resuming command in the field, he once again demonstrated his bravery and leadership in 1781 in the Battle of Yorktown. After this decisive event, he served briefly (1782 –1783) in the Con- tinental Congress as a delegate from New York. Hamilton was an ardent nationalist who believed in a strong national government, far stronger than that provided for by the Articles of Confederation. As a member of the State legislature, he was primarily responsible for New York’s participation in the Annapolis Convention of 1786. Hamilton was also instrumental in persuading the New York legislature to participate in the Constitutional Convention. New York sent only three dele- gates: Alexander Hamilton, Robert Yates, and John Lansing. Hamilton did not speak frequently in the Convention and was absent much of the time be- cause of personal business and political differences with the other members of the New York delegation. Both Yates and Lansing were defenders of States’ Rights who opposed the Constitution from the start. The proposed Consti- tution, they later told Governor George Clinton, would create “a system of consolidated Government that could not in the remotest degree have been in [the] contemplation of the Legislature of this State.” Indeed, “a general Government” such as the one proposed by the Convention in Philadelphia “must unavoidably, in a short time, be productive ofthe destruction of civil liberty . . . by reason ofthe extensive territory ofthe United States, the dispersed situation of its inhabitants, and the insuperable difficulty of controlling the views of a set of men possessed of all the powers of govern- ment.” 40 Because each State enjoyed only one vote in the Convention and delegates were therefore required to vote as a unit rather than individually, Hamilton found himself a minority of one on most critical issues, with Yates and Lansing controlling the State’s vote on every question. On July 10, 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l i i Editors’ Introduction xliii 41. The letters of“Cato” and “Brutus” are reprinted in The Complete Anti-Federalist, II: 101–129, 358 – 452. Hamilton and Clinton were archrivals. According to Hamilton, it was Clinton who recalled Yates and Lansing from Philadelphia in early July. While the Con- vention was still sitting, Hamilton published a letter in The Daily Advertiser on July 21, 1787, accusing Clinton of having expressed the view “in public company” that the Con- vention was unnecessary and mischievous. This gave rise to an exchange ofletters between Clinton’s defenders and Hamilton. It was thought for many years that Hamilton was also the author ofthe letters of “Caesar,” which were published in The Daily Advertiser in October 1787 in response to the letters of “Cato,” but recent research has now cast con- siderable doubt on Hamilton’s authorship (see Storing, The Complete Anti-Federalist, II: 101–104). In any event, it is clear that Hamilton had already launched a public debate on the Constitution in New York before taking up The Federalist. Yates and Lansing withdrew from the Convention in disgust, thereby can- celing Hamilton’s vote altogether. Hamilton first left the Convention on June 29, returned briefly in mid August, and then resumed his seat in early September until the work of the Convention was completed. Despite these absences and the futility of his vote, Hamilton was present long enough to get his views before the Convention and occasionally join in the debate. It was during the ratification struggle that Hamilton exerted the greatest influence, however, and not in the Philadelphia Convention. This he accom- plished in two ways: as the moving force behind The Federalist and as the leader of the Federalists in the New York ratifying convention. The Federalist, or the “Federalist Papers” as this collection ofessays is frequently called, was a collaborative effort, but it was Hamilton who organized, directed, and managed the project. Only weeks after the Philadelphia Convention had finished its work, Hamilton perceived the need to answer Anti-Federalist attacks on the pro- posed Constitution that had already appeared in various New York news- papers. The letters of “Cato,” thought by some scholars to be Governor George Clinton, first appeared in the New York Journal on September 27, 1787, the same edition that carried the text of the proposed Constitution. Par- ticularly troublesome were the essays of “Brutus,” which have been attrib- uted by some to Hamilton’s antagonist Robert Yates. They first appeared in early October 1787 in the New York Journal and are among the best of the Anti-Federalist essays, particularly on the structure and powers ofthe Fed- eral judiciary.41 Hamilton quickly sensed the importance of these essays and the need to explain the features of the new plan of government to the people of New York. 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l i i i Editors’ Introduction xliv 42. William Duer, a wealthy New York banker who had been a member of the Conti- nental Congress, was also part of the original collaborative effort. He wrote a few essays, but Hamilton apparently decided not to use them. Three of his essays, signed “Philo- Publius,” were finally printed in an appendix to the J. C. Hamilton edition of The Feder- alist in 1810. They have been described as “undistinguished in style and thought, despite Madison’s praise” (Douglas Adair, “The Authorship ofthe Disputed Federalist Papers,” in Fame and the Founding Fathers, ed. by Trevor Colbourn [Indianapolis: Liberty Fund, 1998]). Gouverneur Morris of Pennsylvania later claimed that he, too, “was warmly pressed by Hamilton to assist in writing The Federalist” but declined the offer (Ibid.). 43. As M. E. Bradford has pointed out, however, Madison’s extreme nationalism was a divisive force that almost wrecked the Convention. See his essay “The Great Conven- tion as Comic Action,” in Original Intentions on the Making and Ratification of the United States Constitution (Athens: University of Georgia Press, 1993), 6. According to Forrest McDonald, “Of seventy-one specific proposals that Madison moved, seconded, or spoke unequivocally in regard to, he was on the losing side forty times.” (Novus Ordo Seclorum: Intellectual Origins of the Constitution [Lawrence: University Press of Kansas, 1985], 208 – 209). The claim that Madison is “the father of the Constitution,” concludes McDonald, is a “myth.” (Ibid., 205). 44. Madison took a seat in the front of the Convention assembly, near George Wash- ington, the presiding officer, in order to gain the best view of the proceedings. From this vantage point he diligently recorded the debates and proceedings of the entire Conven- tion. His notes were first published posthumously in 1840. The most recent edition, with a daily chronology of activities in the Convention, extensive annotations, and a constitu- tional index, is the Debates in the Federal Convention of 1787 as Reported by James Madison, To this end he enlisted the help ofJames Madison and John Jay, two avid and very prominent supporters of the new Constitution.42 Hamilton could scarcely have done better than to secure the assistance ofMadison in this enterprise. Despite the fact that Madison had suffered many disappoint- ments and defeats in the Federal Convention, he was in many ways the “Father of the Constitution,” 43 for it was Madison who had worked tirelessly to establish the new Constitution, and his guiding spirit could be seen behind every important development that led up to the Convention, including the Mount Vernon conference in 1784, the Annapolis Convention of 1786, and Virginia’s call for a Philadelphia convention in 1787. No less conspicuous was his leadership in the Continental Congress and in the Federal Convention it- self, to say nothing of his role in the ratification struggle in 1787–1788 and in the creation of the Bill of Rights in 1789. And to this day we still rely substan- tially on Madison’s exhaustive Notes of the Debates in the Federal Convention in order to follow the deliberations of the Convention, determine the origi- nal intent of the Framers, and perceive the meaning of most provisions of the Constitution.44 At the age of thirty-six, Madison had already acquired a repu- 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l i v Editors’ Introduction xlv ed. by James McClellan and M. E. Bradford (Richmond: James River Press, 1989). Other members of the Philadelphia Convention took fragmentary notes, including Robert Yates ofNew York, Rufus King ofMassachusetts, and James McHenry ofMaryland. These, the notes ofMadison, and those of other delegates are published in Farrand, Records of the Federal Convention. John Lansing’s extensive notes, not available to Farrand, were first published separately in 1939. See The Delegate from New York, ed. by Joseph Reese Strayer (Princeton: Princeton University Press). tation of brilliance for his mastery of political and constitutional theory and extensive knowledge ofgreat political treatises applicable to the American situation. Hamilton could also rely on Madison to bring a nationalist point of view to the project, for Madison shared Hamilton’s conviction that the young republic needed a much stronger national government if the nation were to remain free and independent. Though only forty-two years of age, John Jay was the senior member of the triumvirate that produced The Federalist. He brought a wealth of experience to the task. During the American Revolution, Jay had served on the Com- mittee of Correspondence and in both the first and second Continental Con- gresses. A prominent New York lawyer, he played a leading role in drafting New York’s first constitution in 1777, and that same year he was appointed Chief Justice of the New York Supreme Court. Upon his return to the Conti- nental Congress in 1778, Jay was appointed to a number of diplomatic posts. In 1783, with Benjamin Franklin and John Adams, he negotiated the Treaty of Paris (1783) that officially ended the American Revolution and granted the States independence from Great Britain. Between late October 1787 and the end of May 1788, Hamilton, Madison, and Jay wrote eighty-five essays favoring adoption of the proposed Constitu- tion. These essays were published in four New York newspapers at irregular intervals well into the summer of 1788, and some were reprinted in Virginia and New England. While controversy over the authorship of certain essays has persisted for decades, recent scholarship confirms that Hamilton wrote fifty-one (Nos. 1, 6 –9, 11–13, 15–17, 21–36, 59 – 61, and 65 – 85), Madison twenty-nine (Nos. 10, 14, 18 –20, 37–58, and 62 – 63), and Jay, ill during much of this period, only five (Nos. 2–5 and 64). It was common in the eighteenth century, in England as in the American colonies, to publish political essays under a classical pseudonym in order to identify with a Roman statesman— particularly a republican—and conceal one’s identity. The Federalist essays were all signed “Publius,” a reference to Publius Valerius Publicola, the leg- 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l v Editors’ Introduction xlvi endary Roman statesman and general of the sixth century B.C. who was renowned for his eloquence, generosity, and dedication to republican princi- ples of government. In Plutarch’s Lives, Publius is said to have been so adored by the people ofRome that they called him “Publicola,” or “people lover.” the significance of the federalist What is the significance of The Federalist, and why have generations of Amer- icans relied so extensively on the essays ofPublius in order to understand and appreciate the genius of the American political regime? To answer this ques- tion we must look beyond the ratification struggle to the historical develop- ment and interpretation of the Constitution. It is impossible to know with certainty, of course, what impact The Federalist had in securing New York’s acceptance of the proposed Constitution, but we do know that it had virtu- ally no effect on the ratification and final adoption of the Constitution. This is so because the Constitution had already been ratified by nine States and was in effect when New York and Virginia finally got around to joining the Union in the summer of 1788. The Federalist, then, is important not because of its immediate impact on the ratification struggle but because of its contri- butions to our understanding of the constitutional system. Within the pages of The Federalist is the whole theory of American con- stitutional government. Here Publius explains the structure upon which the Constitution is built and the rationale of the Framers in constructing a re- publican form of government based on a separation and division of powers. Why did the Framers favor two legislative chambers (a bicameral system) over a single one (a unicameral system)? What interests were to be repre- sented in these assemblies? Why did they provide for a single instead of a plural executive? Why did they give Federal judges life tenure, during “good behavior,” rather than a limited term of office? Why did they grant certain powers to the central government and reserve others to the States? More fun- damentally, why did they fear a concentration of power and prefer limited government? The answers to these and other important questions about the nature and purpose of the constitutional design, and the meaning of virtually every po- litical principle and clause in the Constitution, will be found in these essays. The Federalist is thus a window through which we may view the proceedings 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l v i Editors’ Introduction xlvii 45. The essays of Publius have been considered essential reading among political thinkers and jurists almost from their inception. Justice Joseph Story used The Federal- ist as the foundation for the development of his famous three-volume Commentaries on the Constitution (1833). He described The Federalist as “an incomparable commentary of three of the greatest statesmen of their age.” William Alexander Duer, a noted educator and jurist and the son of William Duer, who assisted Hamilton in the Federalist project, based his popular Course of Lectures on the Constitutional Jurisprudence of the United States (1845) on The Federalist and the writings of prominent State and Federal jurists. Members ofthe Supreme Court have drawn from The Federalist in their interpretations of the Constitution for two centuries. “The opinion of The Federalist,” wrote Chief Justice John Marshall, “has always been considered as of great authority. It is a complete com- mentary on our Constitution, and is appealed to by all parties.” (Cohens v. Virginia, 16 Wheaton 264, 418 [1821]). For an analysis of The Federalist and an estimate of its impor- tance, see George W. Carey, The Federalist: Design for a Constitutional Republic (Urbana: University ofIllinois Press, 1989); Martin Diamond, As Far as Republican Principles Will Admit (Washington, D.C.: AEI Press, 1992); Gottfried Dietz, The Federalist: A Classic of Federalism and Free Government (Baltimore: Johns Hopkins Press, 1960); and David Epstein, The Political Theory of The Federalist (Chicago: University of Chicago Press). See also notes 60 –61, infra. of the Philadelphia Convention and see how the system is supposed to work. It sheds light on the deliberations of the Framers, helping us know and un- derstand and appreciate their reasoning and political theories and the origi- nal intentions behind the Constitution they created. It is not too much to say that a reading of The Federalist is indispensable to an understanding of the American Constitution.45 At the same time, we should be mindful that The Federalist does not tell the complete story or provide all the answers. It is not a treatise on political philosophy concerned with natural law, the origin and nature of the state, or the best form of government in the abstract. Although it is timeless in the sense that it rests on fixed principles and enduring truths concerning such matters as the threat to liberty that is created by a consolidated government, The Federalist is a commentary on the American Constitution, a collection ofessays on the theory ofAmerican government that is in many respects inapplicable to other political systems. A reading of The Federalist is not likely to improve one’s understanding offoreign governments or explain why the American constitutional system is any better than another form of government. Moreover, the essays ofPublius are only one of many original sources on the thinking of those who participated in the formation and adoption of the 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l v i i Editors’ Introduction xlviii 46. See note 44, supra. 47. Although the proceedings ofsome State ratifying conventions were published earlier, Jonathan Elliot was the first to publish a comprehensive edition of the debates in the several State ratifying conventions. Elliot’s Debates in the Several State Conventions on the Adoption of the Federal Constitution (4 vols.) was first published in Philadelphia in 1830. A revised edition appeared in 1836, and in 1845 Elliot added a fifth volume to include James Madison’s Notes of the Debates in the Federal Convention. Not all of the State rati- fication proceedings available to Elliot were entirely accurate or complete, and three States—Delaware, New Jersey, and Georgia—kept no record of their debates. Elliot also excluded the debates of the second ratifying convention of North Carolina and those of Rhode Island, which finally ratified the Constitution in 1790. See also Patrick T. Conley and John R. Kaminski, eds., The Constitution and the States: The Role of the Original Thir- teen in the Framing and Adoption of the Federal Constitution (Madison, Wisc.: Madison House, 1988); Michael Allen Gillespie and Michael Lienesch, eds., Ratifying the Constitu- tion (Lawrence: University Press ofKansas, 1989). 48. See The Documentary History of the Ratification of the Constitution, ed. by Merrill Jensen, John R. Kaminski, Gaspare J. Saledino, et al., 14 vols. to date (Madison: State His- torical Society of Wisconsin, 1976 – ). 49. See Creating the Bill of Rights: The Documentary Record from the First Federal Con- gress, ed. by Helen E. Veit, Kenneth R. Bowling, and Charlene Bangs Bickford (Baltimore: Johns Hopkins University Press, 1991); The Complete Bill of Rights, ed. by Neil H. Cogan (New York: Oxford University Press, 1997); The Bill of Rights: Original Meaning and Cur- rent Interpretation, ed. by Eugene W. Hickok, Jr. (Charlottesville: University ofVirginia Press, 1991). 50. See The Federal and State Constitutions, Colonial Charters, and Other Organic Laws . . . of the United States of America, ed. by Frances Newton Thorpe, 7 vols. (Wash- ington, D.C.: Government Printing Office, 1909). 51. See Donald S. Lutz, ed., Colonial Origins of the American Constitution: A Documen- tary History (Indianapolis: Liberty Fund, 1998), and, by the same author, The Origins of American Constitutionalism (Baton Rouge: Louisiana State University Press, 1988); Jack P. Constitution. There are the debates in the Philadelphia Convention, dutifully recorded by James Madison and other delegates;46 the voluminous debates in the State ratifying conventions;47 and the various essays, newspaper accounts, and correspondence of other participants who took a stand on the new Con- stitution.48 And if we include the first ten amendments, or the Bill of Rights, as they came to be known, as part of the original constitutional edifice, then to get the full picture we must consult yet another source—the debates of the First Congress, which drafted and proposed the Bill of Rights in 1789.49 And to these sources should be added those not so directly related to the drafting and ratification of the Constitution. Among these would be the State constitutions previously discussed; 50 the practices, institutions, and ordering documents of Anglo-Americans during the colonial period; 51 many political 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l v i i i Editors’ Introduction xlix Greene, ed., The Nature of Colony Constitutions (Columbia: University of South Carolina Press, 1970). 52. See, for example, Charles S. Hyneman and Donald S. Lutz, eds., American Political Writing during the Founding Era, 1760 –1805, 2 vols. (Indianapolis: Liberty Fund, 1983); Ellis Sandoz, ed., Political Sermons of the American Founding Era, 2 vols. (Indianapolis: Liberty Fund, 1998); C. Ellis Stevens, Sources of the Constitution of the United States (New York: Macmillan, 1927); Trevor Colbourn, The Lamp of Experience (Indianapolis: Liberty Fund, 1998); Forrest McDonald, Novus Ordo Seclorum: The Intellectual Origins of the Con- stitution (Lawrence: University Press ofKansas, 1985). 53. The sessions of the Philadelphia Convention were conducted in secrecy, and it was agreed that the delegates would maintain and protect the confidentiality of the proceed- ings after they returned home. When the Convention adjourned, the Secretary, William Jackson, delivered the Journal and other miscellaneous papers to George Washington, who in turn deposited them with the Department of State. In 1818, however, Congress broke the seal ofsecrecy and ordered the Journal to be printed. This was accomplished the following year under the personal direction of John Quincy Adams, then Secretary of State. Despite the urgings of friends and colleagues, Madison declined to publish his Notes of the Debates in his lifetime. Not all of the other delegates shared this commitment. In 1821, Yates’s Secret Proceedings and Debates of the Convention Assembled at Philadelphia were printed, together with Luther Martin’s extended letter ofJanuary 27, 1788, to the Speaker of the Maryland House of Delegates entitled “The Genuine Information.” The notes ofWilliam Pierce of Georgia, accompanied by character sketches of his fellow delegates, were also printed in the Savannah Georgian in 1828. Notes taken by other dele- gates did not surface until after the publication of Madison’s Notes (see Farrand, The Rec- ords of the Federal Convention, I: xi–xxv). writings and sermons of earlier periods, particularly those dealing with the legitimate functions and ends of government; the character, rights and duties of the English people, and their relation as British citizens to the sovereign; as well as the dangers to be avoided in constructing governments.52 This is only to say that the thoughts and actions ofthe Founders cannot be fully appre- ciated without a knowledge of the political tradition of prerevolutionary America. The essays of Publius, in other words, should be read in conjunc- tion with other founding documents and are by no means the only source of knowledge available to us for an understanding of the Framers’ thoughts and intentions. During the first half-century of the American republic, however, The Fed- eralist was clearly the most significant, ifnot the only meaningful, resource for understanding the intent of the Framers other than the words of the Consti- tution itself. The Journal of the Convention, which contains no speeches or debates and records only the Secretary’s minutes and tables giving the votes by State on the questions presented, was not published until 1819.53 Not until 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x l i x Editors’ Introduction l 54. Madison was the last surviving member of the Philadelphia Convention. When he died in 1836, his collected papers were purchased by the Library of Congress. In 1840, Henry D. Gilpin, working under the direction of a congressional committee, edited a three-volume edition of The Papers of James Madison that included Madison’s Notes. Jonathan Elliot added them to his collection of Debates . . . on the Adoption of the Federal Constitution in 1845, and they have subsequently been republished in many other editions. See notes 44 and 47, supra. 1830, when Jonathan Elliot collected and published the debates in several of the State ratifying conventions, did Americans have easy access to the delib- erations of the “other” founders who participated at the ratification stage in the making of the Constitution. No less important, it was 1840 before James Madison’s extensive Notes of the Debates in the Federal Convention were finally published.54 It is noteworthy that the availability of these and other original sources after the 1840s failed to dislodge The Federalist as the favorite and most fre- quently cited guide to the theory of the Constitution and the substantive meaning of its provisions, or to discredit in any way the reliability or accu- racy of Publius’s representations. It is true, of course, that The Federalist is polemical. It is forthrightly a campaign tract intended to persuade the elec- torate to support the Constitution. As such it occasionally exaggerates the perceived strengths of the Constitution and downplays or ignores its weak- nesses. But this bias hardly detracts from its great merit as a faithful exposi- tor of the meaning of the Constitution from the perspective of those who made it. Immediately recognized as authoritative, The Federalist became a classic even before it was completed. The first thirty-six essays were published in New York by J. McLean & Company in a bound volume on March 22, 1788. The remainder appeared in a second volume on May 28. In 1792 a French edi- tion, which appeared in Paris, became the first to reveal the true identity of the authors. Since then The Federalist has been translated into more than twenty foreign languages, and nearly a hundred editions and reprintings of it in English have appeared over the past two hundred years. Between 1788 and 1818 the McLean edition was reprinted on four occa- sions, the first being a 1799 edition published by John Tiebout in New York. The popularity of The Federalist encouraged a New York printer named George F. Hopkins to undertake a new edition in 1802. Hamilton reluctantly agreed to this on condition that he be permitted to make modest revisions 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l Editors’ Introduction li 55. Adair, “The Disputed Federalist Papers,” Fame and the Founding Fathers, 41. and corrections, but he rejected Hopkins’s suggestion that the names of the real authors appear at the head of each essay, preferring to maintain their anonymity. Inasmuch as the authorship of the essays had been generally known for years anyway, Hamilton’s unwillingness to take credit for his con- tributions is rather puzzling. Douglass Adair, the distinguished American historian who closely studied the disputed authorship ofcertain Federalist essays, has argued persuasively that Hamilton’s “strange reluctance” to pub- licize the identity of the authors can probably be attributed to the fact that “some of his essays written in 1787–1788 did not square with certain consti- tutional theories he had come to espouse publicly after 1790.” 55 What distinguished Hopkins’s 1802 edition from earlier publications of The Federalist was the addition of an appendix containing three documents. The first two—the Articles of Confederation and the Constitution—were intended to facilitate a reading of The Federalist in that they are the texts upon which The Federalist is a commentary. But the third addition, which consisted of seven essays by “Pacificus,” served a different purpose: to enlarge upon or even change the substantive meaning of those essays in The Federal- ist dealing with the executive power. “The Letters ofPacificus,” as they were titled when they first appeared in New York newspapers, grew out of a dispute in 1793 between Federalists and Republicans concerning President Washington’s authority to issue a Decla- ration ofImpartiality in the war between England and France. Writing as Pacificus, Alexander Hamilton defended the Declaration against the charge that the President had exceeded his powers. At the urging ofThomas Jeffer- son, James Madison argued in favor of a narrow interpretation of the Presi- dent’s power to declare the neutrality ofthe United States and, in the name of “Helvidius,” produced five essays contending that only Congress had the authority to determine whether the United States was at war or peace. The “Letters ofPacificus” and “Letters ofHelvidius” offer one of the most enlightening discussions of executive power in American political history. They have long been regarded as important commentaries on the President’s war and diplomatic powers—commentaries, it should again be noted, that are not entirely consistent with the teachings ofPublius. Much to the dis- may of Madison, however, the 1802 edition included only the “Letters of Pacificus.” This was also true of the 1810 edition, again published in New 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l i Editors’ Introduction lii 56. “Gideon’s edition, carefully checked and formally issued, represented . . . Madison’s official pronouncement on his contribution to the writing of The Federalist.” (Ibid., 47). In an undated memorandum entitled “The Federalist,” written by Madison and deposited in the Library of Congress, Madison asserted that “the true distribution of the numbers of the Federalist among the three writers is . . . the Edition . . . of Gideon. It was furnished to him by me, with a perfect knowledge of its accuracy, as it related to myself, and a full confidence in its equal accuracy as it relates to the two others.” As quoted in Adair, ibid. 57. Adair speculates that the outcome ofthe War Between the States probably brought about the demise of the Gideon edition after 1857. Madison’s “renown as states- man and constitutional sage was at its peak with historians and the general public up to the Civil War, over a period when Hamilton’s fame was undeservedly minimized.... From York, which became the first American edition to identify the authors. This particular edition proved to be most unsatisfactory, because it was published not as a separate work but as the second and third volumes of the collected Works of Hamilton. The great turning point in the publishing history of The Federalist was the appearance of the Jacob Gideon edition in 1818. Printed in Washington, D.C., with the cooperation of Madison, this edition was the first to give Madison’s account of the disputed authorship of certain essays. The Gideon edition also corrected another deficiency: “Former editions,” explained the publisher, “had the advantage of a revisal from Mr. Hamilton and Mr. Jay, but the num- bers written by Mr. Madison still remained in the state in which they origi- nally issued from the press and contained many inaccuracies.” These prob- lems had been resolved, however, because this new edition was produced from Madison’s personal copy, “with corrections of the papers, of which he is the author, in his own hand.” Gideon boasted that, because of these changes, his version was now the “standard edition,” and indeed it was in many ways a marked improvement over the McLean edition. Besides being the first to include Madison’s side of the story on the question of authorship, the Gideon edition was also the first to print the final corrections of all three authors.56 And it was the first to in- clude the essays ofboth Pacificus and Helvidius, as well as the Articles and the Constitution, in the appendix. The 1818 Gideon edition, upon which this Liberty Fund edition is based, was reprinted ten times, the last appearing in 1857. In 1863, Henry B. Dawson published a shorter version that omitted, without explanation, the letters ofPacificus and Helvidius, and later editions have followed this example, without questioning Dawson’s rationale for arbi- trarily excluding these essays.57 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l i i Editors’ Introduction liii the end ofthe Civil War to the beginning ofthe First World War the contestants’ roles were reversed: Madison’s political reputation sank low, while Hamilton’s rose to great heights. . . . Only when America became industrialized after 1865 could the Constitution be reanalyzed, and Hamilton restored to favor as an ‘authority’ on ‘its ultimate mean- ings’.” (Ibid., 49, 50 –51). 58. See The Letters of Pacificus and Helvidius, intro. by Richard Loss (Delmar, N.Y.: Scholars’ Facsimiles & Reprints, 1976). A number of commentators have contended that Pacificus has had a greater impact on the presidency than Helvidius, but it was Madison who saw correctly into the future, warning that “war is the nurse of executive aggrandize- ment.” As Edward S. Corwin has observed, “A summary history of the wars in which the United States has engaged since the adoption of the Constitution” suggests that policies advanced in Congress were responsible for the War of 1812 and the War with Spain, but that “our four great wars . . . were the outcome of presidential policies in the making of which Congress played a distinctly secondary role. I mean, ofcourse, the War with Mexico, the Civil War, and our participation in the First World War and Second. ‘Hel- vidius’ ’ contention that ‘Pacificus’ ’ reading of the ‘executive power’ clause contravened the intention of the Constitution that the warmaking power should lodge with the legis- lative authority has been amply vindicated.” (The Presidency: Office and Powers [New York: New York University Press, 1957], 204). 59. Adair, “The Disputed Federalist Papers,” Fame and the Founding Fathers, 41– 42. For reasons ofspace, and because the letters of Pacificus and Helvidius are now readily available from other sources,58 the editors of this new Gideon edition have also elected to exclude these essays. Moreover, it should be kept in mind that there are many other writings ofHamilton and Madison that might appropriately be included in an appendix on the ground that they modify in one way or another the views expressed in The Federalist. The inclusion of all this extraneous material would, quite obviously, render this edition unwieldy, particularly since it already contains headnotes, an appen- dix, a glossary, and an extensive index. We should be mindful, too, that The Federalist does not represent the final thoughts on the American Constitution of the men who wrote in the name ofPublius. As Adair reminds us, “The Federalist . . . was not a scholarly com- mentary on the meaning of an established constitution, it contained special pleading designed to secure ratification for a Constitution still untested. After the government was in operation, both Hamilton and Madison lived to re- gret theories and interpretations they had advanced in 1787–1788 under the name of‘Publius.’” 59 During the course of American history, then, various provisions of the Constitution have been amplified, altered, or even nullified by different gen- erations as a result ofSupreme Court interpretations, laws and amendments, 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l i i i Editors’ Introduction liv 60. George Washington to Alexander Hamilton, August 28, 1788, in Papers of Alexan- der Hamilton, V: 207. 61. Thomas Jefferson to James Madison, November 18, 1788, Papers of Thomas Jeffer- son, 14: 188. “[T]here is no better book,” he told his young son-in-law, “than the Federal- ist” (Jefferson to Thomas Mann Randolph, May 30, 1790, Ibid., 16: 449). A lone dissenter, John Taylor of Caroline, one of the chief architects of the States’ Rights philosophy of gov- ernment and a close friend of Jefferson, did not share this view. Fearful of a judicial aris- tocracy and national usurpation of State powers, Taylor contended that the intent of the Framers was to establish a federal, not a national, government. After critically analyzing the essays of Hamilton and Madison, he concluded that “although many of the interpre- tations of the constitution comprised in The Federalist are profound and correct,” it was abundantly clear that Publius meant to create a consolidated government and had dis- torted the true meaning of the document through “interpolations of words.” (John Tay- lor, New Views of the Constitution of the United States, ed. by James McClellan [Washing- ton, D.C.: Regnery Publishing, 2000]). See also Taylor’s Inquiry into the Principles and Policy of the Government of the United States (Fredericksburg, Va.: Green and Cady, 1814). and political custom. When read against the backdrop of these changes, The Federalist often provides an important standard by which to evaluate them and determine their merit. In this regard, The Federalist, like a political com- pass, helps each generation steer the ship of state in the intended direction. This is what gives The Federalist its enduring strength and continued rele- vance, and explains why American political leaders, especially members of the Supreme Court, have traditionally turned to The Federalist for guidance when interpreting the Constitution and trying to ascertain the intentions of the Framers. The high esteem accorded The Federalist is not attributable, however, solely to its explanation of the Constitution. Many observers give it a high ranking among the classics of political thought, despite its limited applica- tion outside the United States, because it identifies and speaks frankly to the problems and difficulties associated with the establishment of a popular or republican government. In this vein is George Washington’s estimate of its worth and timelessness. The Federalist, he speculated, would “merit the no- tice of posterity because in it are candidly and ably discussed the principles of freedom and the topics of government which will always be interesting to mankind so long as they shall be connected in civil society.” 60 Thomas Jeffer- son called it “the best commentary on the principles of government which has ever been written.” 61 The great American jurist of the early nineteenth century, Chancellor James Kent of New York, was even more generous with 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l i v Editors’ Introduction lv 62. Commentaries on American Law (12th ed., 1873), I: 241. 63. Dietze, The Federalist, 11. his praise: “[T]here is no work on the subject of the Constitution, and on re- publican and federal government generally,” he wrote, “that deserves to be more thoroughly studied. . . . I know not of any work on the principles of free government that is to be compared in instruction and in intrinsic value . . . not even if we resort to Aristotle, Cicero, Machiavel, Montesquieu, Milton, Locke, or Burke.” 62 Foreign observers have often shared these sentiments. Talleyrand, Sir Henry Maine, Alexis de Tocqueville, John Stuart Mill, and James Bryce all strongly recommended The Federalist as essential reading; and François Guizot, the French statesman and historian, asserted that, in the application of the elementary principles of government to practical adminis- tration, it was the greatest work known to him.63 These are powerful recom- mendations for a collection of essays hastily drafted by three politicians in the midst of a political struggle. In this respect The Federalist is a unique docu- ment, unparalleled in the literature of the Western political tradition. George W. Carey James McClellan Professor of Government James Bryce Visiting Fellow Georgetown University Institute of U.S. Studies University of London 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l v 0 0 B - L 1 6 3 1 - I N T 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l v i lvii Reader’s Guide to The Federalist pa rt i Advantages of a More Perfect Union In Federalist No. 1, Publius sets the tone for the essays that follow by empha- sizing the urgency and uniqueness of the situation facing the American people, as well as the magnitude and significance of the choice confronting them. He pictures this choice in transcendent terms: It is for the American people to determine “whether societies of men are really capable or not, of establishing good government from reflection and choice, or whether they are forever destined to depend, for their political constitutions, on accident and force.” What is more, he writes, a “wrong election” on their part would “deserve to be considered the general misfortune of mankind.” Publius warns his readers that those who would seek to persuade them one way or the other with regard to ratification may be motivated by ambition, greed, partisanship, or simply mistaken judgment. In particular, he cautions, the people should be on guard against demagogues who preach against the proposed Constitution in the name ofthe people. They speak zealously of the need to protect rights but forget that weak government can be just as much a threat to liberty as one that is too strong. Indeed, Publius contends, “a dangerous ambition more often lurks behind the specious mask of zeal for the rights of the people, than under the forbidding appearances of zeal for the firmness and efficiency of government. History will teach us, that the former has been found a much more certain road to the introduction of despotism, than the latter, and that of those men who have overturned the liberties of republics, the greatest number have begun their career, by paying an obsequious court to the people . . . commencing demagogues and ending tyrants.” Persuaded that it would be in the best interests of the American people to 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l v i i Reader’s Guide to The Federalist lviii adopt the Constitution, Publius promises that he will be candid and truthful in presenting his arguments. He discloses the subjects he will cover, begin- ning first with a discussion of the advantages to be gained by forming a more perfect union. To this end, in Federalist No. 2, he stresses that the Americans are already “one united people; a people descended from the same ancestors, speaking the same language, professing the same religion, attached to the same principles of government, very similar in their manners and opinions, and who, by their joint counsels, arms and efforts, fighting side by side through a long and bloody war, have nobly established their general liberty and independence.” The need now, he informs his readers, is for a stronger, more effective central government to preserve and perpetuate the Union. In- deed, he writes, every national assembly, from the First Continental Congress down to the Federal Convention, has “invariably joined with the people in thinking that the prosperity of America depended on its Union.” Publius argues in essays 3 and 4 that one clear and obvious advantage of having closer ties among the States is greater national security. He points out that a more unified country is better able to defend itself against foreign invasion and intrigue and that diplomatic relations with foreign nations can best be handled by a national government speaking for the whole people, not by the several States or “by three or four distinct confederacies.” He goes on to note (No. 5) how the Act ofUnion, which strengthened Great Britain by uniting England and Scotland, provides us with “many useful lessons” on the advantages of unification. In Federalist No. 6, Publius points to the history of internecine wars and petty squabbles in ancient Greece and Europe to emphasize the dangers of confederacy. He condemns “idle theories” which suggest that “commercial republics” will be immune to these dangers. It is not unrealistic to suppose, he suggests in Federalist No. 7, that in time the several States might also be warring among themselves over territorial and commercial differences, the public debt, or paper money laws which deprive creditors oftheir property rights. The present circumstances are such, Publius concludes in Federalist No. 8, that America does not need extensive military fortifications. But if America were disunited, he admonishes, “Our liberties would be prey to the means of defending ourselves against the ambition and jealousy of each other.” Of particular importance in these early essays are Nos. 9 and 10, wherein 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l v i i i Publius defends the political principles upon which the proposed Constitu- tion is based. In No. 9 he maintains that an improved “science of politics” provides a cure for the “rapid succession of revolutions” which plagued “the petty republics of Greece and Italy” and “kept” them “perpetually vibrating between the extremes of tyranny and anarchy.” Among the improvements he mentions are the doctrines of separation of powers and “legislative balances and checks,” judicial independence, and “the representation of the people in the legislature, by deputies of their own election”—the republican principle. The “enlightened friends of liberty,” he asserts, have woven these princi- ples into the new Constitution. Moreover, by establishing a “Confederate Republic” they have combined the advantages of energetic government with those of republican government over an extensive territory. In No. 10, the most widely read ofall the essays, Publius continues to respond to the charges of the Anti-Federalists who, citing Montesquieu, con- tend that a stable and enduring republic is possible only over a confined ter- ritory with a small population possessing the same interests. He explains how the conditions associated with extensiveness will operate to cure the disease of majority factions—i.e., majorities “united and actuated by some common impulse ofpassion, or ofinterest, adverse ofthe rights ofother citizens, or to the permanent and aggregate interests of the community”—which have caused the demise of earlier small republics. He envisions the election of rep- resentatives “whose wisdom may best discern the true interest of their coun- try, and whose patriotism and love of justice, will be least likely to sacrifice it to partial considerations.” Moreover, he holds that in the extensive republic under the proposed Constitution there will be a multiplicity and diversity of interests which will render it unlikely that “a majority of the whole will have a common motive to invade the fights of other citizens.” Thus, he sees representation coupled with numerous and diverse interests controlling the effects of “faction.” In Federalist No. 11, Publius argues that a stronger Union among the states would be commercially advantageous. A loose confederation of wholly inde- pendent States, he suggests, invites commercial weakness, European control of American markets, and domestic jealousies. A strong Union, he adds, would also make it possible for the American people to create a navy and a merchant marine and improve navigation for the protection of American commercial interests. Reader’s Guide to The Federalist lix 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l i x Reader’s Guide to The Federalist lx Likewise, he contends in No. 12, the new union will promote “the interests of revenue.” Simply increasing taxes, he points out, will not fill the empty treasuries of the State and national governments. “It is evident,” he writes, “from the state of the country, from the habits of the people, from the ex- perience we have had on the point itself, that it is impracticable to raise any very considerable sums by direct taxation.” Noting that taxes on land, wealth, or consumption are either unpopular with the people or extremely difficult to administer, he maintains that the main source of revenue for the foresee- able future will be the collection of duties on imports. One national govern- ment, he observes in Federalist No. 13, would be far more economical and efficient in collecting these duties than separate confederacies or independent states. Federalist No. 14 offers a summary of the preceding essays, with particular emphasis on the meaning, importance, and application of the “republican” principle embodied in the new Constitution. Publius concludes by noting the continuity between the ideals and spirit of the American Revolution and the present struggle for a new government. The Framers of the new Consti- tutions are, he suggests, simply improving and perpetuating the goals of the American Revolution and the early constitutional systems that arose from it. pa rt ii Weaknesses of the Existing Confederation Publius begins his discussion of the second topic of his outline, “the in- sufficiency of the present Confederation to preserve . . . [the] Union,” in Fed- eralist No. 15. In this paper he asserts that the people of the United States under the Articles of Confederation “may indeed, with propriety, be said to have reached the last stage of national humiliation. . . . There is scarcely any- thing that can wound the pride, or degrade the character, of an independent people, which we do not experience.” Publius explains why the situation is so desperate. The “great and radical” defect of the government under the Articles, he maintains, is that it must legislate for States, not individuals. Such a practice, he charges, allows each of the States to subvert, undermine, and even ignore the laws of the general gov- ernment and fails to take account of the “spirit of faction” and the “love of 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x Reader’s Guide to The Federalist lxi power.” Thus, he believes it imperative that the authority of the national gov- ernment operate upon individuals, “the only proper objects of government.” In Federalist No. 16, he continues his attack on the “great and radical vice” of the Articles—that it legislates for States, not individuals. While noting that a resort to force has resulted in the “violent death” of such confederacies in the past, he believes that the confederacy under the Articles will undergo a more “natural death”—a gradual and peaceful collapse through the general noncompliance of its members. The solution to the problem is to vest the na- tional government not only with the authority to operate directly upon indi- viduals, but also with the capacity to impose sanctions, if necessary, through the “courts of justices” in order to obtain compliance with its laws. Under this arrangement, he observes, the States could subvert the execution of na- tional laws only through an “overt” act in violation of the Constitution, an unlikely occurrence, in his view, save in the case of a “tyrannical exercise” of national power. Understandably, Publius has to turn his attention to answering the charges ofthe Anti-Federalists that such a powerful national government will swallow up the States. This he does in Federalist No. 17. Those in charge of the broad and general responsibilities of the national government, he ar- gues, will have no need or desire to encroach upon the residual powers of the states. Thus, there is unlikely to be any clash of basic interests between the two levels of government. The national government will be dealing with national issues relating to “commerce, finance, [treaty] negotiation, and war,” whereas the states will be concerned with matters involving the “administra- tion of private justice,” the “supervision of agriculture, and of other concerns of a similar nature.” Moreover, he continues, if the national government were to encroach upon the States’ residual powers, the States and local gov- ernments, being closer to the people, would be more than a match for the national government. Indeed, in his view, State encroachment on the na- tional government “will always be far more easy” than national encroach- ment on the State authorities. Intent upon illustrating the basis for his views on the “great and radical vice” of the Articles, Publius examines the histories of ancient and modern confederacies in Federalist Nos. 18, 19, and 20. In the first of these essays, he surveys the structure, workings, and eventual disintegration of the major confederacies of ancient Greece. He suggests there are parallels between these 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x i Reader’s Guide to The Federalist lxii confederacies and the condition of the States under the Articles of Confeder- ation, and sees a lesson to be learned from the fact that foreign intervention and internal dissensions among the member States, rather than oppression on the part of the central governments, were primarily responsible for their demise. In Federalist No. 19 he turns to more modern confederacies, devot- ing most of his attention to the history, development, and status of the Ger- manic empire. Here again he finds a weakness and disunity fostered by a lack of central authority over the member states. Continuing with his analysis of modern confederacies in Federalist No. 20, he examines the United Nether- lands, racked by dissension, “popular convulsions,” and “invasion by foreign arms.” He concludes this essay by emphasizing once again an “important truth” to which the experience of the United Netherlands amply attests: “a sovereignty over sovereigns, a government over governments, a legislation for communities, as contradistinguished from individuals; as it is a solecism in theory, so in practice, it is subversive of the order and ends of civil polity, by substituting violence in place of law, or the destructive coercion of the sword, in place of the mild and salutary coercion of the magistracy.” In the final two essays of this section (Nos. 21 and 22), Publius concentrates on other weaknesses of the Articles. In Federalist No. 21 he deals with the want of“Sanction” or means of enforcement of the laws passed by Congress; the absence of a “mutual guaranty of the state governments” which would al- low the national government to intervene in cases of rebellion against the duly constituted state governments; and the lack of any just or satisfactory principle or standard for determining the “Quotas” or contributions of each State to the national treasury. In Federalist No. 22, he remarks on the want of authority under the Articles to regulate interstate commerce and the lack in them of any workable means to raise an army. He then concentrates on both the structural and the procedural defects of the Articles. Equality of State suffrage in the Congress, coupled with the need to secure the approval of nine States for the passage of a law has, he asserts, created a situation that allows for a minority veto, contrary to the republican principle of majority rule. Moreover, he notes, the absence of the States from Congress has often resulted in a “single vote” being sufficient to block action. He regards “the want of a judiciary power” to be “a circumstance which crowns the defects of the Confederation.” Anticipating arguments he will 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x i i Reader’s Guide to The Federalist lxiii later develop with regard to the separation of powers, he contends that the powers necessary for an effective national government cannot be vested in a single legislative body. To do so would either cause its breakdown or, if not that, an accumulation of power in one body that would amount to tyranny. Finally, he emphasizes the importance of having a popularly based Consti- tution, noting that, under the proposed Constitution, the new government, unlike the Articles, will rest on the consent of the people. pa rt iii Powers That Should Be Exercised by a National Government Federalist essays 23 through 36 are devoted to showing that the powers dele- gated to the national government by the proposed Constitution are necessary for a government that is to overcome the difficulties inherent in the Articles and to preserve the Union. At various places, Publius also endeavors to show that the powers delegated to the national government, particularly those re- lating to the national defense and taxation, will pose no dangers to the exis- tence of the States or the liberties of the people. In paper No. 23, Publius sets forth a proposition that he repeats through- out The Federalist to justify the powers delegated to the national govern- ment—namely, that “the means ought to be proportioned to the end.” If, that is, the national government is charged with a responsibility, it must possess the unfettered authority to discharge that responsibility. In the case of the national defense, he concludes that the powers of the national govern- ment must be virtually unlimited, because the means of defense depends upon factors and circumstances that cannot be fully anticipated. Publius applies this reasoning in Federalist No. 24 in answering the objec- tions of many Anti-Federalists that the proposed Constitution contains no provision against a standing army in times of peace. A constitutional prohi- bition against a standing army in time of peace, he points out, would be most inappropriate and imprudent, particularly in light of the nation’s western land interests and the need to protect its naval facilities. But his response to the Anti-Federalists does not rest upon this ground alone. He notes that only two States have such provisions against standing armies in their consti- 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x i i i Reader’s Guide to The Federalist lxiv tutions and that, moreover, there is no such provision to be found in the Ar- ticles. Beyond this, he can see no need for any such provision, given that the proposed Constitution places the authority for raising armies in the hands of the representatives of the people, thereby providing a check on the military establishment. In essay No. 25, Publius completely rejects the proposition that the state governments ought to assume the functions performed by a national standing army. This, he writes, would constitute “an inversion ofthe pri- mary principle ofour political association; as it would in practice transfer the care of the common defence from the federal head to the individual members: a project oppressive to some states, dangerous to all, and baneful to the confederacy.” He envisions any such arrangement as subjecting the se- curity of the whole to the willingness of the parts to fulfill their obligations; he can imagine how rivalries might even develop among the States that could eventually lead to the disintegration ofthe Union; and he maintains that the more powerful States might pose a danger to the existence of the national government. In Federalist Nos. 26 through 29, Publius focuses on still other aspects of the controversy surrounding standing armies in time of peace. In No. 26, for instance, he points to the reasonableness and appropriateness of the consti- tutional provision (Article 1, Section 8, Paragraph 12) which limits appropri- ations for raising and supporting an army to two years—a provision which, he argues, meets the requirements of national defense while preventing the potential evils that can arise from a permanent standing army. In a more philosophical vein, he touches upon a basic theme that recurs throughout the essays: that the concern for private rights and liberty must always be bal- anced against the imperative need for an energetic government, one capable of defending the nation against foreign and domestic enemies. In addition, he emphasizes that any successful conspiracy or scheme to usurp the liberty and rights of the people through force of arms would require time to develop and mature, a virtual impossibility given the accountability of the members of Congress and the anticipated vigilance of the States. Publius makes clear (No. 27) that he does not anticipate the national gov- ernment’s having, as a matter of course, to resort to the use of force to exe- cute its laws. Indeed, he believes, force will rarely be required once the pro- 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x i v Reader’s Guide to The Federalist lxv posed system is put into operation. As soon as the operations of the national government become part of the ordinary life of its citizens, their attachment to it will grow. Even State officers will find themselves integrated into the national system through their obligation to uphold legitimate national laws. Nevertheless, Publius does acknowledge (No. 28) that there will be circum- stances which will require the use of national force. He again remarks, how- ever, that the vigilance and potential resistance of State governments “afford complete security against invasions of the public liberty by the national au- thority.” Nor does he see (No. 29) that national control over the State militia will pose any threat to the liberties of the people or the security of the States. Among the reasons for this, he maintains, is that the vast majority of the militia will consist ofordinary citizens whose attachment to the commu- nity will not allow them to participate in any plot to subvert popular rights and liberties. Starting with Federalist No. 30, Publius devotes seven papers to a discus- sion of the national taxing power and its relationship to the taxing powers of the States. At the outset, he makes it clear that the national government must possess unfettered authority to raise revenue in order to fulfill its constitu- tional responsibilities. Repeating the line of argument used in No. 23, he ar- gues that “every Power ought to be proportionate to its Object” and that to restrict the national government to “external” taxation—that is, to “duties on imported articles”—would be disastrous, because it is impossible to fore- tell with certainty what the future needs of the national government might be. In Federalist No. 31, he again emphasizes that the national government must possess a power to tax commensurate with its responsibilities—a power “free from every other control but a regard to the public good and the sense of the people.” Publius is also anxious to show that the national government’s power to tax will not lead to the extinction ofthe States. By way ofanswering those who contend that vesting the national government with an “indefinite power of taxation” will “deprive . . . [the States] of the means of providing for their own necessities,” he answers (No. 31) by pointing out the impossibility of dealing rationally with the infinite “conjectures about usurpation” which spring from the unwarranted fears of the Anti-Federalists. In Federalist No. 32, he takes pains to point out that the States “clearly retain all the rights of sovereignty” 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x v Reader’s Guide to The Federalist lxvi that were not “exclusively delegated” to the national government, prohibited to them, or whose exercise would be “totally contradictory and repugnant” to the exercise of delegated national powers. Thus, he shows that, save for du- ties on imports, the States possess a concurrent and discretionary power to tax the same sources as the national government. He demonstrates (No. 33) that the “necessary and proper” clause cannot be used to deprive the States of their powers to tax. Any law “abrogating or preventing the collection of a tax laid by the authority of a State (unless on imports and exports) would not be the supreme law of the land, but an usurpation of a power not granted by the Constitution.” Finally, in essay No. 34, he rejects the idea that there is need for a constitutional division of the sources of revenue between the State and national governments to ensure sufficient revenues for the States. Such a di- vision, he warns, might prevent the national government from fulfilling its critical responsibilities. Moreover, he cannot see any division of the sources of revenue that would not leave the States with either “too much or too little” relative to their needs. In the final two essays (Nos. 35 and 36) of this section, Publius takes up and answers Anti-Federalist objections that the House ofRepresentatives will not be able to produce an equitable system of taxation because it will not be large enough to reflect the diversity of interests in the nation. While he holds (No. 35) that the representation of all classes of people is both “unnecessary” and “altogether visionary,” he firmly believes that the classes that will domi- nate—“landholders, merchants, and men of the learned professions”—will have a sufficient understanding and sympathy with the various interests of society to produce an equitable system for revenues. In this respect, he envi- sions those from the “learned professions” adjudicating whatever differences might arise between the “different branches of industry” in a fashion consis- tent with the general welfare. In addition, he rejects (No. 36) the charge that the Congress will not have sufficient knowledge of local circumstances to formulate effective and equitable taxation policies. He notes that the infor- mation needed for this purpose can easily be obtained with respect to the imposition of indirect taxes, such as import duties and excise taxes. As for di- rect taxes, such as those on real property, he maintains that the system used by the individual States can readily be “adopted and employed by the federal government.” 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x v i Reader’s Guide to The Federalist lxvii pa rt iv Why the Proposed Constitution Conforms with the Principles ofRepublicanism and Good Government A. The General Form of Government Federalist Nos. 37 through 40 discuss concerns of a general nature. No. 37, for instance, is perhaps the most philosophical of all the essays. Here Publius (Madison) provides an overview of the complexity and enormity of the task confronting the Founding Fathers at the Philadelphia Convention. He com- ments on the “novelty ofthe undertaking”; the difficulties ofmarking out the divisions between the departments of government, as well as those sur- rounding the division of authority between the State and national govern- ments; and the delicate task ofproviding for the proper balance between energy and stability necessary for an effective and stable government without infringing upon liberty or violating the principles of republicanism. After stressing the enormous obstacles that must be faced in establishing a new government by pointing to examples from ancient history (No. 38), Publius proceeds to castigate the Anti-Federalists for compounding these difficulties. He notes the lack of consensus among them about what is wrong with the proposed system and their clamor for amendments before the pro- posed system has even had a chance to operate. He faults them for quibbling over supposed defects in the proposed Constitution while ignoring the highly dangerous and unbearable political situation under the Articles. In essay No. 39, Publius takes up two highly important concerns. First, he sets forth the “true principles” of republicanism, which call for direct or in- direct control over government by “the great body ofthe society, not from an inconsiderable proportion, or favoured class of it.” Second, he undertakes to answer Anti-Federalist critics who charge that the proposed Constitu- tion calls for a consolidated, national, or unitary government that does not conform to the principles of federalism. He examines the proposed system from five different vantage points and concludes that it is neither wholly na- tional (unitary or consolidated) nor federal (confederate) but a “composition ofboth.” Finally, in Federalist No. 40, Publius takes up and attempts to answer the 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x v i i Reader’s Guide to The Federalist lxviii charge— one that has endured over the decades—that the members of the Constitutional Convention exceeded their authority by drafting an entirely new constitution instead ofsimply revising the Articles, as they had been instructed to do. He answers by arguing that the delegates appropriately ac- corded priority to that part of their mandate which instructed them to pro- vide for a government capable of preserving the Union and meeting its needs. Such a government, he maintains, simply could not be fashioned through any conceivable revision of the Articles. B. The Powers of Government Publius indicates at the outset of his discussion ofthe powers ofthe pro- posed national government that two questions are uppermost in his mind: first, whether any of the powers delegated to the national government are “unnecessary or improper,” and second, whether these powers will pose dan- gers to the authority of the States. To answer the first question he surveys (Nos. 41 through 44) the powers of the national government under six cate- gories: defense; commerce with foreign nations; relations between the States; “miscellaneous objects of general utility”; restraints upon the States; and “provisions for giving due efficacy” to the foregoing powers. He answers the second of these questions, regarding foreign commerce, in the last two essays (Nos. 45 and 46). In his discussion ofthe common defense (No. 41), Publius again warns of the danger and futility of trying to limit the powers of the national gov- ernment. “The means of security,” he writes, “can only be regulated by the means and the danger of attack. They will in fact be ever determined by these rules and by no others.” At the same time, he rejects the notion that the “gen- eral welfare” clause vests the national government with undefined powers. In No. 42 he justifies the powers delegated to the national government on vari- ous grounds. He notes, for instance, that few would question the propriety of the national government’s conducting foreign relations, the need for some superintending authority to regulate commerce among the States, or the con- venience of general laws regarding naturalization. Likewise, in No. 43 he points to the need or at least the desirability of giving “miscellaneous pow- ers” to the national government, which include provision for the admission of new States, national control over the seat of government, and the guaran- 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x v i i i Reader’s Guide to The Federalist lxix tee of a republican form of government for each State. Relatively little controversy surrounds the powers Publius surveys in Fed- eralist Nos. 41– 43. However, the Anti-Federalists were greatly concerned about the “necessary and proper” clause (Article 1, Section 8, Paragraph 18) and the extent to which the national government might use this provision to enlarge its powers at the expense ofthe States. Publius turns his attention to this clause in No. 44, where he argues that even if the Constitution had contained no such provision, the national government would, “by unavoid- able implication,” still possess the power to pass laws “necessary and proper” to execute its expressly delegated powers. Once again, Publius emphasizes that the means must be apportioned to the ends: “No axiom is more clearly established in law, or in reason, than that wherever the end is required, the means are authorized; wherever a general power to do a thing is given, every particular power necessary for doing it, is included.” He points out, however, that if the national government were to overextend its authority and do that which is unnecessary or improper, the people can “annul the acts of the usurpers” through the “election of more faithful representatives.” Publius’s discussion of the “necessary and proper” clause provides the backdrop for his discussion (essays 45 and 46) of the second question—that is, whether the powers ofthe national government threaten the States. In No. 45, he advances the opinion that in contests between the States and national government over the extent oftheir respective powers, the State governments will enjoy an inherent advantage. In both Nos. 45 and 46, he sets forth in detail the reasons why he holds this position. He does concede (No. 46) that “manifest and irresistible proofs of better administration” on the part of the national government can operate to overcome these inherent State advantages. However, he is adamant in maintaining that any infringe- ment on popular liberties through unwarranted intrusions of the national government would be met by stern opposition on the part ofthe States— an opposition that “the federal government would hardly be willing to encounter.” C. The Separation of Powers The first sentence of Federalist No. 51 provides a convenient point of depar- ture for understanding those essays (Nos. 47 through 51) devoted to the prin- 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x i x Reader’s Guide to The Federalist lxx ciple ofthe separation ofpowers. In this sentence Publius asks: “To what expedient then shall we finally resort, for maintaining in practice the neces- sary partition ofpower among the several departments, as laid down in the Constitution?” Publius strongly believes it is necessary to maintain the sepa- ration of powers provided for in Articles I, II, and III of the proposed Con- stitution. In No. 47, he indicates in no uncertain terms why it is necessary to maintain this partition. Echoing the accepted wisdom of that period, he writes that “The accumulation of all powers, legislative, executive, and judi- ciary, in the same hands, whether of one, a few, or many, and whether heredi- tary, self-appointed, or elective, may justly be pronounced the very definition of tyranny.” By tyranny, as he makes clear by quoting from Montesquieu, he means arbitrary, capricious, and oppressive rule by those possessing any two of these powers. Thus, he believes that for the proposed Constitution to suc- ceed it is imperative that no one branch be able to exercise the whole power of another. In the remaining papers in this group, Publius sets out to canvass the means by which the departments can be kept separate in order to prevent tyranny. In the first of these (No. 48), he inquires whether “parchment bar- riers” or written provisions in the Constitution to the effect that each de- partment should stay within its own sphere would be sufficient to maintain the separation. In answering this question, he emphasizes that the legislature is most to be feared because it “is every where extending the sphere of its activity and drawing all power into its impetuous vortex.” For this reason, he urges the people “to indulge all their jealousy, and exhaust all the pre- cautions” against this branch of government. Noting that the legislature pos- sesses so many means and pretexts for aggrandizing the powers of the other branches, and mindful of difficulties experienced by some State govern- ments, he concludes that a delineation of powers of the branches in the con- stitution will not, by itself, serve to prevent a “tyrannical concentration” of powers. He next turns his attention (No. 49) to a critical examination ofJefferson’s proposal for keeping the branches within their proper spheres. The Jefferson plan called for appeals to the people whenever two-thirds of the member- ship of two branches of government so requested. Upon such an appeal a popularly elected convention would meet to resolve the conflict. Aside from certain technical difficulties that he notes, Publius finds the plan seriously 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x Reader’s Guide to The Federalist lxxi deficient from a theoretical point of view. He believes that such occasional appeals to the people over constitutional questions would, particularly if frequent, serve to undermine popular “veneration” of the government in that they would suggest serious defects in the system. The favorable opinion of the people upon which the authority of government ultimately rests would then, he maintains, suffer a serious, if not complete, erosion. Moreover, passions would be aroused over these constitutional matters, thereby disturbing the “public tranquillity” and the very stability ofthe constitutional order. But the “greatest objection,” in his mind, is that the legislature is most likely to encroach on the other branches and that its members, because of their influence and popularity with the people, would most likely be the members of any convention elected to redress the alleged violations. Consequently, the legislators would be the judge of their own cause. But even if this were not the case, Publius argues that “passions,” not “reason,” would most likely prevail in these conventions. Publius then considers (No. 50) whether periodic appeals to the people at fixed intervals might serve the purpose of maintaining the necessary separa- tion of powers. Again he sees fatal flaws in any such scheme. If the appeals occur too close to the time of the alleged infraction, they will be attended with all the “circumstances” which “vitiate and pervert the result of” occasional appeals. And if the interval between the appeal and the alleged transgression is a long one, he sees good reasons why the appeal is not likely to serve its purpose: the prospect ofdistant censure will not restrain those bent upon aggrandizement; the transgressors might have already accomplished their ends, thereby rendering the remedy superfluous; or the transgression may, in the interval, have taken “deep root” so that it cannot be remedied. He notes that the experience of Pennsylvania with its Council of Censors bears out his observations concerning the ineffectiveness of this barrier. Having rejected paper barricades, and occasional and periodic appeals, Publius proceeds in Federalist No. 51 to set forth his solution to the problem of maintaining the necessary constitutional separation. “The only answer,” he contends, consists in “contriving the interior structure of government” so that the departments “by their mutual relations” will keep “each other in their proper places.” This, in turn, requires “giving to those who administer each department, the necessary constitutional means, and personal motives, to resist the encroachment of others.” After noting that the “compound” na- 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x i Reader’s Guide to The Federalist lxxii ture of the republic with “two distinct governments” controlling each other will provide a “double security . . . to the rights of the people,” he concludes this essay by reformulating the arguments used in his Federalist No. 10 to show how the extended federal republic, with its multiple and diverse in- terests, will render the formation of majority factions “improbable, if not impracticable.” He reasserts the proposition “that the larger the society, provided it lie within a practicable sphere, the more duly capable it will be of self-government.” D. The House of Representatives With Federalist No. 52, Publius begins his examination of the specific insti- tutions of the proposed Constitution: the House of Representatives, the Sen- ate, the executive, and the judiciary. This survey runs through No. 83, or all but the last two essays of the volume. Essay No. 52 is also the first of ten devoted to describing and explaining the constitutional provisions and features of the House of Representatives. In this particular paper, Publius remarks on the propriety of the constitutional provisions relating to the qualifications for voting for members of the House and the qualifications for membership in this chamber. He then takes up the more controversial matter of whether the two-year term for members of the House will endanger the liberties of the people. Surveying the experiences of Great Britain and Ireland but particularly those of the States, he concludes that biennial elections pose “no danger” to liberty. Publius resumes his discussion of the appropriateness of a two-year term (No. 53) by taking up and debunking the notion “that where annual elections end, tyranny begins.” In this endeavor, he explicitly sets forth for the first time the American doctrine of constitutionalism, which holds that a consti- tution, resting on the consent of the people, is “unalterable by the govern- ment” it creates. The major portion of the essay deals with the necessity and utility of two-year terms. On this score, he emphasizes the need for repre- sentatives to have sufficient time to acquire “the knowledge requisite for fed- eral legislation.” Publius next (No. 54) confronts the matter of apportioning representa- tives among the States according to population and, specifically, to the mat- ter of counting slaves as three-fifths of a person. Speaking through the me- 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x i i Reader’s Guide to The Federalist lxxiii dium of “one of our Southern brethren,” he offers up the reasons for the three-fifths “compromise” that emerged from the Philadelphia Convention. Among those he cites are that the laws regard slaves as both property and per- sons; that the Southern States would regard it as inequitable to count slaves for purposes of taxation but not for representation; and that there should be some allowance for the comparative wealth of the States in apportioning seats. Though conceding that this reasoning is “a little strained in some points,” he finds that, taken as a whole, it “fully reconciles” him to the com- promise. He concludes this essay by noting that the “common measure” for purposes of representation and taxation will render it unlikely that the States will attempt to distort their actual populations. That is, the disposition to re- duce the number of inhabitants for purposes of taxation will be counteracted by the potential loss of representatives. With Federalist No. 55, Publius begins a series of four papers that deal with four major criticisms that have been leveled against the House of Rep- resentatives regarding its composition and capacity to represent the people. This paper is concerned with the question of size and whether the House— initially to consist ofonly sixty-five members—is a safe “depository ofthe public interests.” Noting that there is no exact formula for determining the proper size ofa legislative assembly, he maintains that the number must be sufficient for purposes of “consultation and discussion” and to prevent cabals. On the other hand, he emphasizes that it must also be limited “in order to avoid the confusion and intemperance of a multitude.” In this con- nection, he writes, “Had every Athenian citizen been a Socrates, every Athen- ian assembly would still have been a mob.” As for the question of whether the size ofthe House renders it a safe depository, he observes that the size of the body will increase with anticipated increases in population. Moreover, he cannot conceive of this body, subject to election every two years, as betraying the trust of the people. The essay concludes with one of his few statements concerning the relationship between virtue and republican government. Re- publican government, he remarks, “presupposes” qualities ofhuman nature “which justify a certain portion of esteem and confidence . . . in a higher de- gree than any other form.” In answering the second charge (No. 56), that the House will be “too small to possess a due knowledge of the interests of its constituents,” Publius has recourse to an argument very similar to that advanced in No. 10, namely that 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x i i i Reader’s Guide to The Federalist lxxiv information relevant for national purposes, which are general in nature, can be conveyed by a relatively few individuals. The major task of representa- tives, as he views it, will be to assimilate the information they acquire from other representatives concerning conditions in other States and locales. Over time, however, he sees the interests within the States as becoming more nu- merous and diverse, while the differences between them in terms of interests will diminish. To the charge that those elected to the House will have “least sympathy with the mass of the people” and will “be most likely to aim at an ambitious sacrifice of the many, to the aggrandizement of the few,” Publius recurs in paper No. 57 to the republican foundations of the system as set forth earlier in essay No. 39. He points out that the electors of the representatives are “to be the same” as those who elect members to the popular branch of the State governments and that the objects of popular choice are not constitutionally limited by requirements of wealth, profession, or religious affiliation. Beyond this, he sees various circumstances—chief among them frequent elections, along with the fact that representatives cannot pass laws that will not apply to themselves, their family, and friends, as well as their constituents—as forging a genuine bond of affection between the representatives and their constituents. To the fourth and final charge, that “the number of members” in the House ofRepresentatives “will not be augmented from time to time, as the progress of population may demand,” he observes (No. 58) that no serious problems on this score have been encountered at the State level. Moreover, he does not foresee how a coalition of the small States would be able to pre- vent periodic augmentations in the size of the House. Among the reasons he cites is that the House, with the people on its side, and vested with the power of the purse, will be more than a match for the Senate or president should they attempt to thwart any increase. However, Publius takes pains to repeat his earlier concerns about an excessively large representative assembly. Any number beyond that necessary for providing “local information,” of ensur- ing “diffusive sympathy with the whole society,” or for “purposes of safety,” he argues, might well lessen the republican and deliberative character of the assembly. The final three essays devoted to the House of Representatives deal with the necessity and desirability of national control over elections for national 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x i v Reader’s Guide to The Federalist lxxv offices as set forth in Article 1, Section 4 of the Constitution. These essays constitute a break between his survey of the House and his examination of the Senate. Publius begins (No. 59) by defending national regulation of elections to national office as vital for the preservation of the national government. He maintains that if this function were to be exercised by the States, it would leave the national government at their mercy. While recognizing that the State legislatures can refuse to elect senators, he does not regard this a warrant for more extensive State control. However, he does believe that State control over House elections could lead to a crisis. In responding to Anti-Federalists who maintained that the national government might use its regulatory power to manipulate elections in order “to promote the election of some favourite class of men,” Publius answers (No. 60) that neither the people nor the States would ever stand for any such discrimination. Moreover, he regards any plan to favor “the ‘wealthy and well born’” as impracticable, because these classes are randomly distributed throughout the nation. Finally, in Federalist No. 61, he responds to the criticism that the Constitution is deficient because it con- tains no provision specifying the time and place of national elections. He an- swers by pointing out that neither the New York nor any of the other State constitutions contain such specifications, and that there have been no ill ef- fects. He goes on to point out some of the positive advantages that will flow from the national government’s fixing a uniform time of election. Most im- portantly, he argues, it will ensure that the entire membership of the House will simultaneously be subject to control by the people. E. The Senate The Anti-Federalists viewed the Senate with mixed emotions. The vast ma- jority favored a second chamber, and most were pleased that the States were accorded equality of representation. Yet many voiced strong criticisms of its powers, composition, and relationship to the executive branch. Beginning with essay No. 62, Publius devotes five essays to answering the most common criticisms of the Senate and to pointing out what role he anticipates it will play in providing for stable government free from the ravages of faction. In this first paper, Publius deals with the qualifications for election to this chamber, the mode of election, and equality of State representation. He also 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x v Reader’s Guide to The Federalist lxxvi begins his discussion concerning its size and term of office by inquiring “into the purposes which are to be answered by a senate.” Notable in this paper is his lukewarm defense of equal State representation in the Senate and his de- tailed analysis of the contemplated role of the Senate. Equality of representa- tion, he maintains, is the result of a necessary compromise that “may prove more convenient in practice, than it appears to many in contemplation.” However, he views the Senate as indispensable in checking the potential ex- cesses of the House, as well as in ensuring sound, well-conceived legislation. He is most emphatic in stressing the role of the Senate in curing the poison- ous effects, both internal and external, of an “unstable government” that pro- duces “mutable” policies. In Federalist No. 63, Publius continues his discussion of the role of the Senate in promoting stability. It will provide, he maintains, “a sense of na- tional character” necessary for the respect of foreign nations and the orderly conduct of international relations. He observes that the Senate, because of its stability and continuity, will also be more inclined than the House to take the successive steps sometimes necessary for the implementation of long-range goals and policies. But the bulk of the essay is devoted to a discussion of the Senate as an institution that can prevent oppressive and unjust majorities from ruling. The Senate, he argues, can serve to check such factions “until reason, justice, and truth can regain their authority over the public mind.” Publius next examines (No. 64) the role of the Senate in the treaty-making process. He emphasizes its stability, as well as the intelligence, knowledge, and character of its members, that render the body suitable for this purpose. However, the essay is most notable for delineating a significant and distinct role for the president in the area of treaty negotiations. Noting that “secrecy” and “despatch” are often necessary, he praises the proposed Constitution for allowing the president sufficient latitude to take advantage of changing cir- cumstances and to maintain secrecy in the negotiation process. In answering major criticisms of this process, he stresses that treaties, viewed as “bargains” between nations, have a different character from ordinary legislation, because the consent of the contracting parties to the treaty is necessary “to alter or cancel them.” He cannot foresee the process being abused, largely because the president and members of the Senate, as well as “their families and es- tates,” will be bound by the terms of treaties to the same extent as ordinary citizens. 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x v i Reader’s Guide to The Federalist lxxvii The final two essays (of the next twenty by Hamilton) dealing with the Senate are concerned with its role in the impeachment process. The main issue discussed in No. 65 is the propriety of vesting the Senate with the power to try those impeached by the House of Representatives. Though Publius can see merit in having a “court for the trial of impeachments . . . distinct from” the regular departments ofgovernment, he notes practical difficulties and the “heavy expense” that would attend any such arrangement. In Federalist No. 66, he takes up a detailed defense of the role of the Senate in the im- peachment process. The constitutional provisions, he argues, do not violate the separation of powers principles. Nor does he believe that the Senate’s role in the appointment or treaty-making processes, which it shares with the president, will inhibit it from removing culpable individuals from office. F. The Presidency With Federalist No. 67, Publius begins an eleven-essay survey of various as- pects of the presidency. In the opening essay, he strives to dispel the charge leveled by many Anti-Federalists that under the proposed Constitution the president will have an authority and status akin to that ofthe most power- ful monarchs. Such a depiction he regards as utterly without foundation. To illustrate the absurdity of these charges, he refutes the claim that the presi- dent may fill “casual vacancies in the senate.” After setting forth (in No. 68) the virtues of the electoral college for elect- ing a president—a process that “affords a moral certainty, the office of presi- dent will seldom fall to the lot of any man who is not in an eminent degree endowed with the requisite qualifications”—Publius explores (No. 69) the “real character of the proposed executive” by comparing his status and pow- ers with those of the king of Great Britain and the governor of New York. To counter the charge that the president is little more than an “elective king,” he discusses his term of office, his liability to impeachment and removal, his participation in the legislative process, his powers as commander-in-chief, and his powers of appointment and treaty making. He concludes that it is questionable whether the president’s authority even exceeds that ofthe governor ofNew York, but that, in any event, “there is no pretence for the parallel which has been attempted between him [the president] and the king of Great Britain.” 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x v i i Reader’s Guide to The Federalist lxxviii Nevertheless, Publius does emphasize the need for energy in the executive to secure the blessings of good government and liberty. In Federalist No. 70, he identifies four ingredients of an energetic executive: “unity; duration; an adequate provision for its support; [and] competent powers.” In the remain- ing essays on the presidency he deals with these ingredients, beginning first with the need for “unity.” On this score he maintains that both reason and experience clearly speak against having plural executives or an executive council. He argues strenuously and at length against the idea of a council whose concurrence would be required for the exercise of executive functions. Such an arrangement, he observes, would make it difficult, if not impossible, for citizens to fix responsibility for fraud, misconduct, and incompetence. Moreover, he concludes, this lack of accountability would render any such council a greater threat to liberty than would a single executive. In discussing “duration” (No. 71), the second ingredient of an energetic executive, Publius defends the four-year term of office as contributing to the firmness of the executive, a firmness that would allow the executive to block oppressive and unjust measures in order to give the people the “time and op- portunity for more cool and sedate reflection.” What is more, he believes such a term is essential if the executive is to act independently of Congress, particularly the popularly elected branch whose members “sometimes . . . fancy, that they are the people themselves.” Given these views, it is hardly surprising that Publius vigorously defends the view (No. 72) that the execu- tive ought to enjoy indefinite reeligibility. He enumerates in some detail the potential “ill effects” that limitations on reeligibility would produce. He con- cludes by arguing that the presumed advantages ofthe principle ofexclu- sion (“greater independence” and “greater security to the people”) are highly dubious. The third ingredient of an energetic executive authority, “adequate provi- sion for its support,” is discussed in essay No. 73 by taking note of the con- stitutional provision prohibiting an increase or decrease of presidential pay during the executive’s term of office. However, his major focus in this essay, and in those that follow, is on the fourth ingredient, “competent powers.” This, in turn, leads to an extensive discussion of the president’s veto power. He notes the imperative need for such a power to prevent legislative en- croachment on the executive branch in order to preserve the separation of powers. He also sees the veto power as a means of curing the “inconstancy 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x v i i i Reader’s Guide to The Federalist lxxix and mutability in the laws,” which he calls the “greatest blemish” on the character ofthe state governments. He looks upon the qualified veto as an encouragement for an otherwise reluctant chief executive to exercise this prerogative in questionable cases, because it lacks the finality ofan abso- lute veto. Continuing with his discussion of“competent powers” in Federalist No. 74, Publius turns to the president’s power as commander-in-chief, as well as his authority to require the “opinions, in writing” ofhis principal subordinates. The major portion of the essay, however, is devoted to his power “ ‘to grant reprieves and pardons.’” On this matter, he weighs the pros and cons ofthe argument that at least the concurrence ofone chamber of the legislature should be required for pardons in the case of treason. On bal- ance, he concludes, the need for flexibility and dispatch justifies vesting this authority solely with the executive. In No. 75 Publius examines the treaty- making power ofthe president by way ofshowing the appropriateness of the constitutional provisions relating to this authority. To the charge that the participation of the Senate in this process involves an undesirable mixture of legislative and executive powers he responds that the treaty-making power does not fit neatly into either the executive or the legislative branches, that it partakes ofboth. Moreover, he remarks, “the history of human conduct” indicates that the executive should not be able to exercise this whole power unilaterally. On the other hand, he observes, the Senate is not as suited as is the president for conducting treaty negotiations. In the last two essays devoted to the presidency, Publius takes up the presi- dent’s power of appointment and the role of the Senate in this process. Nom- ination by the president and confirmation by the Senate, he contends in No. 76, have all the advantages of appointment by a single person while avoiding the factional strife that inevitably arises when assemblies are vested with the authority to appoint. Nomination by the president, he believes, will be tantamount to appointment. Though he recognizes that the Senate may reject the nomination—something he believes it would do infrequently in the absence ofcompelling reasons—the subsequent nominee would still be the preference of the president, not the Senate. In this vein he comments on the benefits that would result from Senate confirmation, not the least of which is that the mere possibility ofrejection would serve as “a strong mo- tive to care in proposing.” Finally, he sees little prospect that the president 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x i x Reader’s Guide to The Federalist lxxx could use his powers ofappointment “to corrupt or seduce a majority” of the senators. Publius opens Federalist No. 77 by asserting that the Senate would have to consent to the removal of executive officers (a position rejected by the first Congress which, in effect, held that removal was an inherent executive power). The remainder of this paper, however, is devoted to defending the mode of appointment set forth in the proposed Constitution. In this regard, he dismisses as without foundation the contention that the Senate might be able to exercise an undue “influence [on] the executive.” He rejects any participation by the House of Representatives in the appointment process, because the “fluctuating” character ofits large membership would destroy “the advantages of stability” and cause “infinite delays and embarrassments.” Toward the end of the essay, returning to a concern he discussed earlier in No. 70, he contends that the “structure and powers of the executive depart- ment” do “combine the requisites ofsafety, in the republican sense.” He cites, in this connection, the power of impeachment and removal and the concurrence of the Senate over those concerns where “abuse of the executive authority was materially to be feared.” G. The Judiciary In Federalist Nos. 78 through 83, Publius examines the third branch of government, the judiciary. The most significant ofthese essays is the first, in which he sets forth the case for judicial review, or what he describes as the power of the courts “to declare all acts [of the legislature] contrary to the manifest tenor of the Constitution void.” In essay No. 78 Publius defends the constitutional provision for tenure during good behavior for justices. In the course of this defense, he notes the feebleness of the judiciary relative to the other branches of government: it has no control over either the “sword or the purse”; it “can take no active reso- lution whatever”; it “will always be the least dangerous to the political rights of the Constitution”; and it possesses “neither Force nor Will, but merely judgment.” The national courts can pose a threat to the liberties of the peo- ple, he argues, only if they are united with either of the other two branches. Thus, he points out, there is a need for “Permanency in Office” to se- cure its separation. 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x Reader’s Guide to The Federalist lxxxi Having stressed the need to maintain a separation between the judiciary and the other branches to avoid tyranny, Publius goes on to contend that an independent judiciary is “essential in a limited constitution”—a constitution which, as he puts it, “contains . . . specified exceptions to legislative author- ity.” At this juncture, he sets forth his famous argument for judicial review. The Constitution, he insists, must be viewed as fundamental law, the em- bodiment of the constituent will of the people. Any legislative act contrary to a provision of this fundamental law, in his view, must be regarded as “void.” “To deny” this conclusion, he contends, “would be to affirm, that the deputy is greater than his principal: that the servant is above his master; that the rep- resentatives of the people are superior to the people themselves.” Because “The interpretation of the laws is the proper and peculiar province of the courts,” Publius holds that it falls to them to determine when there exists an “irreconcilable difference” between the Constitution and a law passed by Congress. It is “the duty of the judicial tribunals,” he writes, to void statutes that contravene the “manifest tenor” of the Constitution. This does not mean, he adds, that the judiciary is superior to the legislature, but only that the will of the people expressed in the Constitution is superior to both. In this essay Publius canvasses other reasons to justify life tenure. The independence ofthe courts is essential ifthey are to uphold the Constitu- tion against any “momentary inclination” that may lead majorities to back proposals “incompatible with the provisions in the existing Constitution.” Changes or alterations in the Constitution, he insists, must be made through “some solemn and authoritative act”—i.e., through the amendment process outlined in Article V. Still another reason for the independence of the judici- ary relates to the “qualifications” for fit judges. Not only must they be steeped in the law with a knowledge of precedents, they must also be individuals of high moral character. Such “fit characters,” he remarks, are not to be found in abundance. Life tenure, he reasons, might serve as an inducement for such characters to leave “a lucrative line of practice” in the private sector and to “accept a seat on the bench.” Publius defends (No. 79) other constitutional provisions that provide for judicial independence. The constitutional provision that the compensation of judges “ ‘shall not be diminished during the continuance in office’” he re- gards as “the most eligible provision that could have been devised.” More importantly, he finds that the removal of judges through the impeachment 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x i Reader’s Guide to The Federalist lxxxii process is the only method “consistent with the independence of the judicial character.” In Federalist No. 80, Publius inquires into the “proper objects” ofthe “federal judicature” and whether Article III of the proposed Constitution conforms to them. In this connection he comments on the role of the federal courts in “giving efficacy to constitutional provisions” by overturning State laws in “manifest contravention” of the Constitution. Moreover, he also sees the need for a judicial power “coextensive” with the legislative to provide for “uniformity in the interpretation of the national laws.” He points as well to the need of the federal judiciary to act as an impartial arbiter in “determin- ing causes between two states, between one state and the citizens of another, and between the citizens of different states.” Having defended an independent federal judiciary with the power of judi- cial review over both State and national laws, in Federalist No. 81 Publius pro- ceeds to answer those Anti-Federalists who argue that the federal courts— and the Supreme Court in particular—will become the dominant branch of government, because they will be free to go beyond the letter of the Consti- tution to interpret its “spirit.” Publius responds by noting that the Constitu- tion does not “directly” authorize the “national courts to construe the laws according to the spirit of the Constitution” and that, moreover, the latitude given to the national courts by the Constitution is no greater than that en- joyed by the State courts. Publius holds that the “danger of judiciary en- croachments” on the legislature is a “phantom,” and that the legislative power to remove judges through the impeachment process is a sufficient de- terrent against judicial usurpation. After stressing the need for “inferior” federal courts—that is, courts below the Supreme Court—by pointing out that the existing State courts could not very well provide for uniform and impartial interpretations of the national laws (No. 81), Publius takes up the matter of the relationship be- tween the federal and State courts in No. 82. He assures his readers that the adoption of the Constitution will not diminish the jurisdiction of the State courts, save where there is express provision for exclusive federal jurisdiction. He maintains that the degree to which the State courts will share jurisdiction with the federal courts over those matters that are “peculiar to” or “grow out of” the Constitution is a matter for Congress to determine. He again notes that the need for uniformity requires that in cases of concurrent jurisdiction there must be appeal to the national courts. 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x i i Reader’s Guide to The Federalist lxxxiii In the longest of all the essays, No. 83, Publius engages in a detailed re- sponse to Anti-Federalists who argue that the proposed Constitution abol- ishes trial by jury in civil cases. Publius makes a number of points, three of which are central. First, he rejects the notion that the silence of the proposed Constitution on this score can be interpreted as abolishing trial by jury in such cases. Second, he does not personally believe that trial by jury in all civil cases, unlike trial by jury in criminal cases, is an indispensable “safeguard to liberty.” And, finally, because the practices of the States with regard to civil cases varied, the members of the Convention wisely left this matter to the dis- cretion of Congress. H. Concluding Observations By way of picking up loose ends, Publius takes up (No. 84) certain “miscella- neous” matters which, he contends, “did not fall naturally under any particu- lar head, or were forgotten in their proper places.” The most important of these he deems to be the objection that the proposed Constitution “contains no bill of rights.” Publius approaches this objection from several perspectives. He begins by noting that the proposed Constitution already protects a number of impor- tant rights, including the guarantee of the writ of habeas corpus and the pro- hibition against ex post facto laws; and that, unlike the rights proclaimed in the New York Constitution, the rights in the proposed federal Constitution are not alterable by simple legislation. He then observes that bills of rights, “according to their primitive signification,” are grants of privilege from the sovereign to the people and, as such, have no place in republican govern- ments founded on the consent of the people. “We, the People” of the Pre- amble, he declares, “is a better recognition of popular rights, than volumes of those aphorisms which make the principal figure in several of our state bills of rights.” He goes on to maintain “that bills of rights, in the sense and to the extent they are contended for, are not only unnecessary . . . but would even be dangerous. . . . They would,” he argues, “contain various exceptions to powers not granted; and on this very account, would afford a colourable pre- text to claim more than were granted.” He remarks as well that the security for liberties rests ultimately “on public opinion, and on the general spirit of the people and of the government.” The last essay, Federalist No. 85, contains Publius’s final plea for rati- 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x i i i Reader’s Guide to The Federalist lxxxiv fication of the Constitution. Holding that “I never expect to see a perfect work from imperfect man,” he maintains that the proposed Constitution is “the best which our political situation, habits, and opinions will admit.” To counter Anti-Federalists urging the addition of amendments as a precondi- tion for ratification, Publius stresses the dangers of seeking to perfect the Constitution through amendments “prior to” its operation. He also observes that such a precondition would require starting the ratification process all over again, producing a delay that might well result in “anarchy, civil war, a perpetual alienation of the states from one another, and perhaps the military despotism of a victorious demagogue.” He notes, by way of answering those concerned about the national government resisting changes that would di- minish its powers, that the States can initiate amendments once the system is set in motion; that they will not have to rely upon Congress, an arm ofthe national government, for this purpose. Recurring to a theme of Federalist No. 1, he strongly suggests that the nation is at the crossroads, and that the opportunity for a republican union might never again present itself. 0 0 C - L 1 6 3 1 - R G 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x i v Preface to the Gideon Edition (1818) The present edition of the Federalist contains all the numbers of that work, as revised by their authors; and it is the only one to which the remark will apply. Former editions, indeed, it is understood, had the advantage of a re- visal from Mr. Hamilton and Mr. Jay, but the numbers written by Mr. Madi- son still remained in the state in which they originally issued from the press, and contained many inaccuracies. The publisher of this volume has been so fortunate as to procure from Mr. Madison the copy of the work which that gentleman had preserved for himself, with corrections of the papers, of which he is the author, in his own hand. The publication of the Federalist, therefore, may be considered, in this instance, as perfect; and it is confidently presented to the public as a standard edition. Some altercation has occasionally taken place concerning the authorship of certain numbers of the Federalist, a few of those now ascertained to have been written by Mr. Madison having been claimed for Mr. Hamilton. It is difficult to perceive the propriety or utility of such an altercation; for whether we assign the disputed papers to the one or to the other, they are all admit- ted to be genuine, and there will still remain to either of these gentlemen an unquestioned number sufficient to establish for him a solid reputation for sagacity, wisdom, and patriotism. It is not the extent of a man’s writings, but the excellence of them, that constitutes his claim upon his cotemporaries and upon posterity for the character of intellectual superiority: and, to the reader, the difference in this case is nothing, since he will receive instruction from the perusal, let them have been written by whom they may. The present moment may be regarded as peculiarly favourable for the republication ofthis work. Mr. Hamilton is dead; and both Mr. Jay and Mr. Madison have retired from the busy scenes of life. The atmosphere of political passions through which their principles and actions were lately viewed has disappeared, and has been replaced by one more pure and tran- lxxxv 0 0 D - L 1 6 3 1 - P R F 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x v quil. Their political virtues are now manifest and almost universally admit- ted. Time, which tests the truth of every thing, has been just to their merits, and converted the reproaches ofparty spirit into expressions of gratitude for the usefulness of their labours. It is to be hoped that neither a mistaken zeal of friendship for departed worth, nor an inclination to flatter living virtue, will induce any one to disturb this growing sentiment of veneration. To the Federalist the publisher has added the Letters of Pacificus, written by Mr. Hamilton, and an answer to those Letters by Helvidius, from the pen of Mr. Madison. As these two eminent men had laboured in unison to inculcate the general advantages to be derived from the Constitution, it cannot be deemed irrelevant to shew in what particular point, as it respects the practical construction of that instrument, they afterwards differed. The community is, perhaps, always more enlightened by the candid criticisms of intelligent conflicting minds than it is by their concurring opinions. In this collection, the Act of Confederation and the Constitution of the United States also find an appropriate place. They are the text upon which the Federalist is a commentary. By comparing these two national constitutions, and reflecting upon the results of each, the defects of the former and the per- fections of the latter will be easily perceived; and the American people may be thence instructed, that however prudence may dictate the necessity of cau- tion in admitting innovations upon established institutions, yet that it is at all times adviseable to listen with attention to the suggestions and propositions, of temperate and experienced statesmen, for the cure of political evils and the promotion of the general welfare. The Constitution of the United States has had, in the sunshine of peace and in the storm of war, a severe but impartial trial, and it has amply fulfilled the expectations of its friends and completely dissipated the fears of its early opponents. It may, in truth, be asserted, that the ten first declaratory and re- strictive amendatory clauses, proposed at the session of congress which com- menced on the 4th ofMarch, 1789, and which were ratified by the legislatures of the states, fully satisfied the scruples of those who were inimical to that in- strument as it was first adopted, and by whom the amendments were con- sidered necessary as a safeguard for religious and civil liberty. Thus, and still further, amended, the Constitution, as a great rule of political conduct, has guided the public authorities of the United States through the unprecedented political vicissitudes and the perilous revolutionary commotions which have Preface to the Gideon Edition lxxxvi 0 0 D - L 1 6 3 1 - P R F 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x v i agitated the human race for the last quarter of a century, to a condition at once so prosperous, so commanding, and so happy, that it has wholly out- stripped all previous foresight and calculation. When we look back upon the state of inertness in which we reposed under the Act of Confederation, to the languishment of our commerce, and the indifference with which, in that situ- ation, we were regarded by foreign governments, and compare that disposi- tion ofthings with the energy to which we were subsequently roused by the operation of the Constitution, with the vast theatre on which, under the influence of its provisions, our maritime trade has been actively employed, with the freedom and plenty which we enjoy at home, the respect entertained for the American name abroad, and the alacrity with which our favour and friendship are sought by the nations of the earth, our thankfulness to Provi- dence ought to know no bounds, and to the able men who framed and have supported the Constitution should only be limited by those paramount con- siderations which are indispensable to the perpetuation and increase of the blessings which have been already realized. The perspicuous brevity of the Constitution has left but little room for misinterpretation. But if at any time ardent or timid minds have exceeded or fallen short of its intentions; if the precision of human language has, in the formation of this instrument, been inadequate to the expression of the exact ideas meant to be conveyed by its framers; if, from the vehemence of party spirit, it has been warped by individuals, so as to incline it either too much towards monarchy or towards an unmodified democracy; let us console ourselves with the reflection, that however these aberrations may have tran- siently prevailed, the essential principles of the Representative System of gov- ernment have been well preserved by the clear-sighted common sense of the people; and that our affections all concentre in one great object, which is the improvement and the glory of our country. After deriving so many and such uncommon benefits from the Consti- tution, the notion ofan eventual dissolution ofthis Union must be held, by every person of unimpaired intellect, as entirely visionary. The state gov- ernments, divested of scarcely any thing but national authority, have an- swered, or are competent to answer, every purpose of amelioration within the boundaries of the territory to which they are respectively restricted; whilst, in times of difficulty and danger, acting directly upon an intimate knowledge of local resources and feeling, they are enabled to afford efficient Preface to the Gideon Edition lxxxvii 0 0 D - L 1 6 3 1 - P R F 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x v i i aid to the exertions of the national government in the defence and protection of the republic. These truths are obvious: they have been demonstrated in times of domestic tranquillity, of internal commotion, and of foreign hostil- ity. In return, the advantages which the national government dispenses to the several states are keenly felt and highly relished. When the Constitution was ratified, Rhode Island and North Carolina, from honest but mistaken con- victions, for a moment withheld their assent. But when Congress proceeded solemnly to enact that the manufactures of those states should be considered as foreign, and that the acts laying a duty on goods imported and on tonnage should extend to them, they hastened, with a discernment quickened by a sense of interest, and at the same time honourable to their patriotic views, to unite themselves to the Confederation. The only alteration of importance which the Constitution has undergone since its adoption, is that which changes the mode of electing the President and Vice-President. It is believed that, all things being duly weighed, the al- teration has been beneficial. If it enables a man to aim, with more directness, at the first office in the gift of the people, it equally tends to prevent the re- currence of an unpleasant contest for precedency, between the partizans of any two individuals, in Congress, to which body, in the last resort, the choice is referred. Besides, whether the Constitution should prescribe it or not, the people themselves would invariably designate the man they intended for chief magistrate; a reflection which may serve to convince us that the change in question is more in form than in fact. To conclude, the appearance of so perfect an edition of the Federalist as the present must be allowed to be, may be regarded as the more fortunate, as the Journal ofthe Convention that framed the Constitution is about to be published, and a new light to be thus shed upon the composition of that instrument. The Act of Confederation, and the Constitution itself, have been, by permission of Mr. Adams, the Secretary of State, carefully compared with the originals deposited in the Office of that Department; and their accuracy may therefore be relied on, even to the punctuation. [jacob gideon] City of Washington, May, 1818 Preface to the Gideon Edition lxxxviii 0 0 D - L 1 6 3 1 - P R F 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x v i i i the federalist 0 0 D - L 1 6 3 1 - P R F 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e l x x x i x 0 0 D - L 1 6 3 1 - P R F 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e x c 1 No. 1 by Alexander Hamilton Introduction After full experience of the insufficiency of the existing federal government, you are invited to deliberate upon a New Constitution for the United States of America. The subject speaks its own importance; comprehending in its consequences, nothing less than the existence of the UNION, the safety and welfare of the parts of which it is composed, the fate of an empire, in many respects, the most interesting in the world. It has been frequently remarked, that it seems to have been reserved to the people of this country to decide, by their conduct and example, the important question, whether societies of men are really capable or not, of establishing good government from reflection and choice, or whether they are forever destined to depend, for their politi- cal constitutions, on accident and force. If there be any truth in the remark, the crisis at which we are arrived may, with propriety, be regarded as the pe- riod when that decision is to be made; and a wrong election of the part we shall act, may, in this view, deserve to be considered as the general misfortune of mankind. This idea, by adding the inducements of philanthropy to those of patriot- ism, will heighten the solicitude which all considerate and good men must feel for the event. Happy will it be if our choice should be directed by a judi- cious estimate of our true interests, uninfluenced by considerations foreign to the public good. But this is more ardently to be wished for, than seriously to be expected. The plan offered to our deliberations, affects too many par- ticular interests, innovates upon too many local institutions, not to involve in its discussion a variety of objects extraneous to its merits, and of views, pas- sions and prejudices little favourable to the discovery of truth. Among the most formidable of the obstacles which the new constitution will have to encounter, may readily be distinguished the obvious interest of 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 The Federalist 2 a certain class ofmen in every state to resist all changes which may hazard a diminution of the power, emolument and consequence of the offices they hold under the state establishments . . . and the perverted ambition of an- other class ofmen, who will either hope to aggrandize themselves by the confusions of their country, or will flatter themselves with fairer prospects of elevation from the subdivision of the empire into several partial confedera- cies, than from its union under one government. It is not, however, my design to dwell upon observations of this nature. I am aware that it would be disingenuous to resolve indiscriminately the oppo- sition of any set of men into interested or ambitious views, merely because their situations might subject them to suspicion. Candour will oblige us to admit, that even such men may be actuated by upright intentions; and it can- not be doubted, that much of the opposition, which has already shown itself, or that may hereafter make its appearance, will spring from sources blame- less at least, if not respectable . . . the honest errors of minds led astray by pre- conceived jealousies and fears. So numerous indeed and so powerful are the causes which serve to give a false bias to the judgement, that we, upon many occasions, see wise and good men on the wrong as well as on the right side ofquestions, ofthe first magnitude to society. This circumstance, ifduly attended to, would always furnish a lesson of moderation to those, who are engaged in any controversy, however well persuaded of being in the right. And a further reason for caution, in this respect, might be drawn from the reflection, that we are not always sure, that those who advocate the truth are actuated by purer principles than their antagonists. Ambition, avarice, per- sonal animosity, party opposition, and many other motives, not more laud- able than these, are apt to operate as well upon those who support, as upon those who oppose, the right side ofa question. Were there not even these inducements to moderation, nothing could be more ill judged than that in- tolerant spirit, which has, at all times, characterized political parties. For, in politics as in religion, it is equally absurd to aim at making proselytes by fire and sword. Heresies in either can rarely be cured by persecution. And yet, just as these sentiments must appear to candid men, we have al- ready sufficient indications, that it will happen in this, as in all former cases of great national discussion. A torrent of angry and malignant passions will be let loose. To judge from the conduct of the opposite parties, we shall be 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 No. 1 3 led to conclude, that they will mutually hope to evince the justness of their opinions, and to increase the number of their converts, by the loudness of their declamations, and by the bitterness of their invectives. An enlightened zeal for the energy and efficiency of government, will be stigmatized as the offspring of a temper fond of power, and hostile to the principles of liberty. An over scrupulous jealousy of danger to the rights of the people, which is more commonly the fault of the head than of the heart, will be represented as mere pretence and artifice . . . the stale bait for popularity at the expense of public good. It will be forgotten, on the one hand, that jealousy is the usual concomitant of violent love, and that the noble enthusiasm of liberty is too apt to be infected with a spirit of narrow and illiberal distrust. On the other hand, it will be equally forgotten, that the vigour of government is essential to the security of liberty; that, in the contemplation of a sound and well in- formed judgment, their interests can never be separated; and that a danger- ous ambition more often lurks behind the specious mask of zeal for the rights of the people, than under the forbidding appearances of zeal for the firmness and efficiency of government. History will teach us, that the former has been found a much more certain road to the introduction of despotism, than the latter, and that of those men who have overturned the liberties of republics, the greatest number have begun their career, by paying an obsequious court to the people . . . commencing demagogues, and ending tyrants. In the course ofthe preceding observations it has been my aim, fellow citizens, to put you upon your guard against all attempts, from whatever quarter, to influence your decision in a matter of the utmost moment to your welfare, by any impressions, other than those which may result from the evidence of truth. You will, no doubt, at the same time, have collected from the general scope of them, that they proceed from a source not unfriendly to the new constitution. Yes, my countrymen, I own to you, that, after having given it an attentive consideration, I am clearly of opinion, it is your interest to adopt it. I am convinced, that this is the safest course for your liberty, your dignity, and your happiness. I affect not reserves, which I do not feel. I will not amuse you with an appearance of deliberation, when I have decided. I frankly acknowledge to you my convictions, and I will freely lay before you the reasons on which they are founded. The consciousness of good intentions disdains ambiguity. I shall not however multiply professions on this head. My 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 The Federalist 4 *The same idea, tracing the arguments to their consequences, is held out in several of the late publications against the New Constitution. motives must remain in the depository of my own breast: my arguments will be open to all, and may be judged of by all. They shall at least be offered in a spirit, which will not disgrace the cause of truth. I propose, in a series of papers, to discuss the following interesting par- ticulars . . . The utility of the UNION to your political prosperity . . . The in- sufficiency of the present confederation to preserve that Union . . . The necessity of a government at least equally energetic with the one proposed, to the attain- ment of this object . . . The conformity of the proposed constitution to the true principles of republican government . . . Its analogy to your own state constitu- tion . . . and lastly, The additional security, which its adoption will afford to the preservation of that species of government, to liberty and to property. In the progress of this discussion, I shall endeavour to give a satisfactory answer to all the objections which shall have made their appearance, that may seem to have any claim to attention. It may perhaps be thought superfluous to offer arguments to prove the utility of the UNION, a point, no doubt, deeply engraved on the hearts of the great body of the people in every state, and one which, it may be imagined, has no adversaries. But the fact is, that we already hear it whispered in the pri- vate circles of those who oppose the new constitution, that the Thirteen States are of too great extent for any general system, and that we must of necessity resort to separate confederacies of distinct portions of the whole.* This doc- trine will, in all probability, be gradually propagated, till it has votaries enough to countenance its open avowal. For nothing can be more evident, to those who are able to take an enlarged view of the subject, than the alterna- tive of an adoption of the constitution, or a dismemberment of the Union. It may, therefore, be essential to examine particularly the advantages of that Union, the certain evils, and the probable dangers, to which every state will be exposed from its dissolution. This shall accordingly be done. publius 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 5 No. 2 by John Jay Concerning Dangers from Foreign Force & Influence When the people of America reflect, that the question now submitted to their determination, is one ofthe most important that has engaged, or can well engage, their attention, the propriety of their taking a very comprehensive, as well as a very serious, view of it, must be evident. Nothing is more certain than the indispensable necessity of government; and it is equally undeniable, that whenever and however it is instituted, the people must cede to it some of their natural rights, in order to vest it with requisite powers. It is well worthy of consideration, therefore, whether it would conduce more to the interest of the people of America, that they should, to all general purposes, be one nation, under one federal govern- ment, than that they should divide themselves into separate confederacies, and give to the head of each, the same kind of powers which they are advised to place in one national government. It has until lately been a received and uncontradicted opinion, that the prosperity of the people of America depended on their continuing firmly united, and the wishes, prayers and efforts of our best and wisest citizens have been constantly directed to that object. But politicians now appear, who in- sist that this opinion is erroneous, and that instead of looking for safety and happiness in union, we ought to seek it in a division of the states into distinct confederacies or sovereignties. However extraordinary this new doctrine may appear, it nevertheless has its advocates; and certain characters who were formerly much opposed to it, are at present of the number. Whatever may be the arguments or inducements which have wrought this change in the senti- ments and declarations of these gentlemen, it certainly would not be wise in the people at large to adopt these new political tenets, without being fully convinced that they are founded in truth and sound policy. 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 The Federalist 6 It has often given me pleasure to observe, that independent America was not composed of detached and distant territories, but that one connected, fertile, wide spreading country, was the portion of our western sons of lib- erty. Providence has in a particular manner blessed it with a variety of soils and productions, and watered it with innumerable streams, for the delight and accommodation of its inhabitants. A succession of navigable waters forms a kind of chain round its borders, as if to bind it together; while the most noble rivers in the world, running at convenient distances, present them with highways for the easy communication of friendly aids, and the mutual transportation and exchange of their various commodities. With equal pleasure I have as often taken notice, that Providence has been pleased to give this one connected country, to one united people; a people descended from the same ancestors, speaking the same language, professing the same religion, attached to the same principles of government, very simi- lar in their manners and customs, and who, by their joint counsels, arms and efforts, fighting side by side throughout a long and bloody war, have nobly established their general liberty and independence. This country and this people seem to have been made for each other, and it appears as if it was the design of Providence, that an inheritance so proper and convenient for a band of brethren, united to each other by the strongest ties, should never be split into a number of unsocial, jealous and alien sovereignties. Similar sentiments have hitherto prevailed among all orders and denomi- nations of men among us. To all general purposes we have uniformly been one people... each individual citizen every where enjoying the same national rights, privileges, and protection. As a nation we have made peace and war: as a nation we have vanquished our common enemies: as a nation we have formed alliances and made treaties, and entered into various compacts and conventions with foreign states. A strong sense ofthe value and blessings of Union induced the people, at a very early period, to institute a federal government to preserve and per- petuate it. They formed it almost as soon as they had a political existence; nay, at a time, when their habitations were in flames, when many of them were bleeding in the field, and when the progress of hostility and desolation left little room for those calm and mature inquiries and reflections, which must ever precede the formation of a wise and well balanced government for a free 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 No. 2 7 people. It is not to be wondered at that a government instituted in times so inauspicious, should on experiment be found greatly deficient and inade- quate to the purpose it was intended to answer. This intelligent people perceived and regretted these defects. Still con- tinuing no less attached to union, than enamoured of liberty, they observed the danger which immediately threatened the former, and more remotely the latter; and being persuaded that ample security for both, could only be found in a national government more wisely framed, they, as with one voice, con- vened the late convention at Philadelphia, to take that important subject under consideration. This convention, composed of men who possessed the confidence of the people, and many of whom had become highly distinguished by their patri- otism, virtue, and wisdom, in times which tried the souls of men, undertook the arduous task. In the mild season of peace, with minds unoccupied by other subjects, they passed many months in cool uninterrupted and daily consultations; and finally, without having been awed by power, or influenced by any passion, except love for their country, they presented and recom- mended to the people the plan produced by their joint and very unanimous councils. Admit, for so is the fact, that this plan is only recommended, not imposed, yet let it be remembered, that it is neither recommended to blind approba- tion, nor to blind reprobation; but to that sedate and candid consideration, which the magnitude and importance of the subject demand, and which it certainly ought to receive. But, as has been already remarked, it is more to be wished than expected that it may be so considered and examined. Experience on a former occasion teaches us not to be too sanguine in such hopes. It is not yet forgotten, that well grounded apprehensions of imminent danger in- duced the people of America to form the memorable Congress of 1774. That body recommended certain measures to their constituents, and the event proved their wisdom; yet it is fresh in our memories how soon the press began to teem with pamphlets and weekly papers against those very mea- sures. Not only many of the officers of government who obeyed the dictates of personal interest, but others from a mistaken estimate of consequences, from the undue influence of ancient attachments, or whose ambition aimed at objects which did not correspond with the public good, were indefatigable in their endeavours to persuade the people to reject the advice of that patri- 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 The Federalist 8 otic congress. Many indeed were deceived and deluded, but the great major- ity reasoned and decided judiciously; and happy they are in reflecting that they did so. They considered that the congress was composed of many wise and ex- perienced men. That being convened from different parts of the country, they brought with them and communicated to each other a variety of useful information. That in the course of the time they passed together in inquir- ing into and discussing the true interests of their country, they must have ac- quired very accurate knowledge on that head. That they were individually interested in the public liberty and prosperity, and therefore that it was not less their inclination, than their duty, to recommend such measures only, as after the most mature deliberation they really thought prudent and advisable. These and similar considerations then induced the people to rely greatly on the judgment and integrity of the congress; and they took their advice, notwithstanding the various arts and endeavours used to deter and dissuade them from it. But if the people at large had reason to confide in the men of that congress, few of whom had then been fully tried or generally known, still greater reason have they now to respect the judgment and advice of the con- vention; for it is well known that some of the most distinguished members of that congress, who have been since tried and justly approved for patriotism and abilities, and who have grown old in acquiring political information, were also members of this convention, and carried into it their accumulated knowledge and experience. It is worthy of remark, that not only the first, but every succeeding con- gress, as well as the late convention, have invariably joined with the people in thinking that the prosperity of America depended on its Union. To pre- serve and perpetuate it, was the great object of the people in forming that convention, and it is also the great object of the plan which the convention has advised them to adopt. With what propriety, therefore, or for what good purposes, are attempts at this particular period made, by some men, to de- preciate the importance of the union? or why is it suggested that three or four confederacies would be better than one? I am persuaded in my own mind, that the people have always thought right on this subject, and that their uni- versal and uniform attachment to the cause of the union, rests on great and weighty reasons. They who promote the idea of substituting a number of dis- 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 No. 3 9 tinct confederacies in the room of the plan of the convention, seem clearly to foresee that the rejection of it would put the continuance of the union in the utmost jeopardy: that certainly would be the case; and I sincerely wish that it may be as clearly forseen by every good citizen, that whenever the dissolu- tion of the union arrives, America will have reason to exclaim in the words of the Poet, “Farewell! a long farewell, to all my greatness.” publius No. 3 by John Jay The same Subject continued It is not a new observation that the people of any country (if like the Ameri- cans intelligent and well informed) seldom adopt, and steadily persevere for many years, in any erroneous opinion respecting their interests. That con- sideration naturally tends to create great respect for the high opinion which the people of America have so long and uniformly entertained of the impor- tance of their continuing firmly united under one federal government, vested with sufficient powers for all general and national purposes. The more attentively I consider and investigate the reasons which appear to have given birth to this opinion, the more I become convinced that they are cogent and conclusive. Among the many objects to which a wise and free people find it necessary to direct their attention, that of providing for their safety seems to be the first. The safety of the people doubtless has relation to a great variety of circum- stances and considerations, and consequently affords great latitude to those who wish to define it precisely and comprehensively. At present I mean only to consider it as it respects security for the preser- vation of peace and tranquillity, as well against dangers, from foreign arms and influence, as against dangers arising from domestic causes. As the former of these comes first in order, it is proper it should be the first discussed. Let 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 The Federalist 10 us therefore proceed to examine whether the people are not right in their opinion, that a cordial union under an efficient national government, affords them the best security that can be devised against hostilities from abroad. The number of wars which have happened or may happen in the world, will always be found to be in proportion to the number and weight of the causes, whether real or pretended, which provoke or invite them. If this remark be just, it becomes useful to inquire, whether so many just causes of war are likely to be given by united America, as by disunited America; for if it should turn out that united America will probably give the fewest, then it will follow, that, in this respect, the union tends most to preserve the people in a state of peace with other nations. The just causes of war for the most part arise either from violations of treaties, or from direct violence. America has already formed treaties with no less than six foreign nations, and all of them, except Prussia, are maritime, and therefore able to annoy and injure us: She has also extensive commerce with Portugal, Spain, and Britain, and with respect to the two latter, has the additional circumstance of neighbourhood to attend to. It is of high importance to the peace of America, that she observe the law of nations towards all these powers; and to me it appears evident that this will be more perfectly and punctually done by one national government, than it could be either by thirteen separate states, or by three or four distinct con- federacies. For this opinion various reasons may be assigned. When once an efficient national government is established, the best men in the country will not only consent to serve, but will also generally be ap- pointed to manage it; for although town, or county, or other contracted influence, may place men in state assemblies, or senates, or courts of justice, or executive departments; yet more general and extensive reputation for tal- ents and other qualifications, will be necessary to recommend men to offices under the national government, especially as it will have the widest field for choice, and never experience that want of proper persons, which is not un- common in some of the states. Hence it will result, that the administration, the political counsels, and the judicial decisions of the national government, will be more wise, systematical and judicious, than those of individual states, and consequently more satisfactory with respect to the other nations, as well as more safe with respect to ourselves. Under the national government, treaties and articles of treaties, as well as 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 No. 3 11 the laws of nations, will always be expounded in one sense, and executed in the same manner: whereas adjudications on the same points and questions, in thirteen states, or in three or four confederacies, will not always accord or be consistent; and that as well from the variety of independent courts and judges appointed by different and independent governments, as from the different local laws and interests which may affect and influence them. The wisdom of the convention, in committing such questions to the jurisdiction and judgment of courts appointed by, and responsible only to one national government, cannot be too much commended. The prospect of present loss or advantage, may often tempt the governing party in one or two states to swerve from good faith and justice; and those temptations not reaching the other states, and consequently having little or no influence on the national government, the temptations will be fruitless, and good faith and justice be preserved. The case of the treaty of peace with Britain, adds great weight to this reasoning. If even the governing party in a state should be disposed to resist such temptations, yet as such temptations may, and commonly do, result from cir- cumstances peculiar to the state, and may affect a great number of the inhabi- tants, the governing party may not always be able, if willing, to prevent the injustice meditated, or to punish the aggressors. But the national govern- ment, not being affected by those local circumstances, will neither be induced to commit the wrong themselves, nor want power or inclination to prevent, or punish its commission by others. So far therefore as either designed or accidental violations of treaties and of the laws of nations afford just causes of war, they are less to be apprehended under one general government, than under several lesser ones, and in that re- spect, the former most favors the safety of the people. As to those just causes ofwar which proceed from direct and unlawful violence, it appears equally clear to me, that one good national government affords vastly more security against dangers of that sort, than can be derived from any other quarter. Such violences are more frequently occasioned by the passions and inter- ests of a part than of the whole of one or two states than of the union. Not a single Indian war has yet been produced by aggressions of the present federal government, feeble as it is; but there are several instances of Indian hostili- ties having been provoked by the improper conduct of individual states, who, 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 The Federalist 12 either unable or unwilling to restrain or punish offences, have given occasion to the slaughter of many innocent inhabitants. The neighbourhood of Spanish and British territories, bordering on some states, and not on others, naturally confines the causes of quarrel more im- mediately to the borderers. The bordering states, if any, will be those who, under the impulse of sudden irritations, and a quick sense of apparent inter- est or injury, will be most likely, by direct violence, to excite war with those nations; and nothing can so effectually obviate that danger, as a national gov- ernment, whose wisdom and prudence will not be diminished by the pas- sions which actuate the parties immediately interested. But not only fewer just causes of war will be given by the national govern- ment, but it will also be more in their power to accommodate and settle them amicably. They will be more temperate and cool, and in that respect, as well as in others, will be more in capacity to act with circumspection than the of- fending state. The pride of states as well as of men, naturally disposes them to justify all their actions, and opposes their acknowledging, correcting or re- pairing their errors and offences. The national government in such cases will not be affected by this pride, but will proceed with moderation and candour, to consider and decide on the means most proper to extricate them from the difficulties which threaten them. Besides it is well known that acknowledgments, explanations and com- pensations are often accepted as satisfactory from a strong united nation, which would be rejected as unsatisfactory if offered by a state or confederacy of little consideration or power. In the year 1685 the state of Genoa having offended Louis XIVth, endeav- oured to appease him. He demanded that they should send their doge or chief magistrate, accompanied by four of their senators, to France, to ask his par- don and receive his terms. They were obliged to submit to it for the sake of peace. Would he on any occasion either have demanded or have received the like humiliation from Spain, or Britain, or any other powerful nation? publius 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 13 No. 4 by John Jay The same Subject continued My last paper assigned several reasons why the safety of the people would be best secured by union against the danger it may be exposed to by just causes of war given to other nations; and those reasons show that such causes would not only be more rarely given, but would also be more easily accommodated by a national government, than either by the state governments, or the pro- posed confederacies. But the safety of the people of America against dangers from foreign force, depends not only on their forbearing to give just causes of war to other na- tions, but also on their placing and continuing themselves in such a situation as not to invite hostility or insult; for it need not be observed, that there are pretended as well as just causes of war. It is too true, however disgraceful it may be to human nature, that nations in general will make war whenever they have a prospect of getting any thing by it; nay, that absolute monarchs will often make war when their nations are to get nothing by it, but for purposes and objects merely personal, such as, a thirst for military glory, revenge for personal affronts, ambition, or private compacts to aggrandize or support their particular families, or partisans. These, and a variety of motives, which affect only the mind of the sovereign, often lead him to engage in wars not sanctioned by justice, or the voice and interests of his people. But independent of these inducements to war, which are most prevalent in absolute monarchies, but which well deserve our at- tention, there are others which affect nations as often as kings; and some of them will on examination be found to grow out of our relative situation and circumstances. With France and with Britain we are rivals in the fisheries, and can supply 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 The Federalist 14 their markets cheaper than they can themselves, notwithstanding any efforts to prevent it by bounties on their own, or duties on foreign fish. With them and with most other European nations, we are rivals in navi- gation and the carrying trade; and we shall deceive ourselves if we suppose that any of them will rejoice to see these flourish in our hands: for as our carrying trade cannot increase, without in some degree diminishing their’s, it is more their interest and will be more their policy, to restrain, than to pro- mote it. In the trade to China and India, we interfere with more than one nation, inasmuch as it enables us to partake in advantages which they had in a man- ner monopolized, and as we thereby supply ourselves with commodities which we used to purchase from them. The extension of our own commerce in our own vessels, cannot give plea- sure to any nations who possess territories on or near this continent, because the cheapness and excellence of our productions, added to the circumstance of vicinity, and the enterprise and address of our merchants and navigators, will give us a greater share in the advantages which those territories afford, than consists with the wishes or policy of their respective sovereigns. Spain thinks it convenient to shut the Mississippi against us on the one side, and Britain excludes us from the St. Lawrence on the other; nor will either of them permit the other waters, which are between them and us, to become the means of mutual intercourse and traffic. From these and like considerations, which might, if consistent with pru- dence, be more amplified and detailed, it is easy to see that jealousies and un- easinesses may gradually slide into the minds and cabinets of other nations; and that we are not to expect they should regard our advancement in union, in power and consequence by land and by sea, with an eye of indifference and composure. The people of America are aware that inducements to war may arise out of these circumstances, as well as from others not so obvious at present; and that whenever such inducements may find fit time and opportunity for operation, pretences to colour and justify them will not be wanting. Wisely therefore do they consider union and a good national government as necessary to put and keep them in such a situation as instead of inviting war, will tend to repress and discourage it. That situation consists in the best possible state of defence, 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 No. 4 15 and necessarily depends on the government, the arms and the resources of the country. As the safety of the whole is the interest of the whole, and cannot be pro- vided for without government, either one or more or many, let us inquire whether one good government is not, relative to the object in question, more competent than any other given number whatever. One government can collect and avail itself of the talents and experience of the ablest men, in whatever part of the union they may be found. It can move on uniform principles of policy. It can harmonize, assimilate, and pro- tect the several parts and members, and extend the benefit of its foresight and precautions to each. In the formation of treaties it will regard the interest of the whole, and the particular interests of the parts as connected with that of the whole. It can apply the resources and power of the whole to the defence ofany particular part, and that more easily and expeditiously than state governments, or separate confederacies can possibly do, for want of concert and unity of system. It can place the militia under one plan of discipline, and by putting their officers in a proper line of subordination to the chief magis- trate, will in a manner consolidate them into one corps, and thereby render them more efficient than if divided into thirteen or into three or four distinct independent bodies. What would the militia ofBritain be, if the English militia obeyed the government of England, if the Scotch militia obeyed the government of Scot- land, and if the Welch militia obeyed the government of Wales? Suppose an invasion: would those three governments (if they agreed at all) be able with all their respective forces, to operate against the enemy so effectually as the single government of Great-Britain would? We have heard much of the fleets of Britain; and if we are wise, the time may come, when the fleets of America may engage attention. But if one na- tional government had not so regulated the navigation of Britain as to make it a nursery for seamen . . . if one national government had not called forth all the national means and materials for forming fleets, their prowess and their thunder would never have been celebrated. Let England have its naviga- tion and fleet . . . let Scotland have its navigation and fleet . . . let Wales have its navigation and fleet . . . let Ireland have its navigation and fleet . . . let those four of the constituent parts of the British empire be under four independent 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 The Federalist 16 governments, and it is easy to perceive how soon they would each dwindle into comparative insignificance. Apply these facts to our own case. Leave America divided into thirteen, or if you please into three or four independent governments, what armies could they raise and pay, what fleets could they ever hope to have? If one was at- tacked would the others fly to its succour, and spend their blood and money in its defence? Would there be no danger of their being flattered into neu- trality by specious promises, or seduced by a too great fondness for peace to decline hazarding their tranquillity and present safety for the sake of neigh- bours, ofwhom perhaps they have been jealous, and whose importance they are content to see diminished; although such conduct would not be wise it would nevertheless be natural. The history of the states of Greece, and of other countries, abound with such instances, and it is not improbable that what has so often happened, would, under similar circumstances hap- pen again. But admit that they might be willing to help the invaded state or confed- eracy. How, and when, and in what proportion shall aids of men and money be afforded? Who shall command the allied armies, and from which of the associates shall he receive his orders? Who shall settle the terms ofpeace, and in case of disputes what umpire shall decide between them, and compel acquiescence? Various difficulties and inconveniences would be inseparable from such a situation; whereas one government watching over the general and common interests, and combining and directing the powers and re- sources of the whole, would be free from all these embarrassments, and con- duce far more to the safety of the people. But whatever may be our situation, whether firmly united under one na- tional government, or split into a number of confederacies, certain it is, that foreign nations will know and view it exactly as it is, and they will act towards us accordingly. If they see that our national government is efficient and well administered . . . our trade prudently regulated . . . our militia properly or- ganized and disciplined . . . our resources and finances discreetly managed . . . our credit re-established . . . our people free, contented and united, they will be much more disposed to cultivate our friendship, than to provoke our re- sentment. If, on the other hand, they find us either destitute of an effectual government, (each state doing right or wrong as to its rulers may seem con- venient) or split into three or four independent and probably discordant re- 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 6 No. 5 17 publics or confederacies, one inclining to Britain, another to France, and a third to Spain, and perhaps played off against each other by the three, what a poor pitiful figure will America make in their eyes! How liable would she become not only to their contempt, but to their outrage; and how soon would dear bought experience proclaim, that when a people or family so di- vide, it never fails to be against themselves. publius No. 5 by John Jay The same Subject continued Queen Ann, in her letter of the 1st July, 1706, to the Scotch Parliament, makes some observations on the importance of the union then forming between England and Scotland, which merit our attention. I shall present the public with one or two extracts from it. “An entire and perfect union will be the solid foundation of lasting peace: it will secure your religion, liberty and property, remove the animosities amongst yourselves, and the jealousies and differ- ences betwixt our two kingdoms. It must increase your strength, riches and trade; and by this union the whole island, being joined in affection and free from all apprehensions of different interests, will be enabled to resist all its enemies.” “We most earnestly recommend to you calmness and unanimity in this great and weighty affair, that the union may be brought to a happy conclusion; being the only effectual way to secure our present and future happiness, and disappoint the designs of our and your enemies, who will doubtless, on this occasion, use their utmost endeavours to prevent or delay this union.” It was remarked in the preceding paper, that weakness and divisions at home, would invite dangers from abroad, and that nothing would tend more to secure us from them than union, strength and good government within ourselves. This subject is copious and cannot easily be exhausted. The history of Great-Britain is the one with which we are in general the 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 7 The Federalist 18 best acquainted, and it gives us many useful lessons. We may profit by their experience, without paying the price which it cost them. Although it seems obvious to common sense, that the people of such an island should be but one nation, yet we find that they were for ages divided into three, and that those three were almost constantly embroiled in quarrels and wars with one another. Notwithstanding their true interest, with respect to the continental nations, was really the same, yet by the arts and policy and practices of those nations, their mutual jealousies were perpetually kept enflamed, and for a long series of years they were far more inconvenient and troublesome, than they were useful and assisting to each other. Should the people of America divide themselves into three or four nations, would not the same thing happen? Would not similar jealousies arise, and be in like manner cherished? Instead of their being “joined in affection and free from all apprehension of different interests,” envy and jealousy would soon extinguish confidence and affection, and the partial interests of each confed- eracy instead of the general interests of all America, would be the only objects of their policy and pursuits. Hence, like most other bordering nations, they would always be either involved in disputes and war, or live in the constant apprehension of them. The most sanguine advocates for three or four confederacies, cannot rea- sonably suppose that they would long remain exactly on an equal footing in point of strength, even if it was possible to form them so at first: but admit- ting that to be practicable, yet what human contrivance can secure the con- tinuance of such equality? Independent of those local circumstances which tend to beget and increase power in one part, and to impede its progress in another, we must advert to the effects of that superior policy and good man- agement which would probably distinguish the government of one above the rest, and by which their relative equality in strength and consideration, would be destroyed. For it cannot be presumed that the same degree of sound pol- icy, prudence and foresight would uniformly be observed by each of these confederacies, for a long succession of years. Whenever, and from whatever causes, it might happen, and happen it would, that any one of these nations or confederacies, should rise on the scale of political importance much above the degree of her neighbours, that mo- ment would those neighbours behold her with envy and with fear. Both those passions would lead them to countenance, if not to promote whatever might 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 8 No. 5 19 promise to diminish her importance; and would also restrain them from measures calculated to advance, or even to secure her prosperity. Much time would not be necessary to enable her to discern these unfriendly dispositions. She would soon begin, not only to loose confidence in her neighbours, but also to feel a disposition equally unfavourable to them. Distrust naturally cre- ates distrust, and by nothing is good will and kind conduct more speedily changed, than by invidious jealousies and uncandid imputations, whether expressed or implied. The North is generally the region of strength, and many local circum- stances render it probable, that the most northern of the proposed confed- eracies would, at a period not very far distant, be unquestionably more for- midable then any of the others. No sooner would this become evident, than the Northern Hive would excite the same ideas and sensations in the more Southern parts of America, which it formerly did in the Southern parts of Eu- rope: Nor does it appear to be a rash conjecture, that its young swarms might often be tempted to gather honey in the more blooming fields and milder air of their luxurious and more delicate neighbours. They who well consider the history of similar divisions and confederacies, will find abundant reasons to apprehend, that those in contemplation would in no other sense be neighbours, than as they would be borderers; that they would neither love nor trust one another, but on the contrary would be a prey to discord, jealousy and mutual injuries; in short, that they would place us ex- actly in the situation in which some nations doubtless wish to see us, in which we should be formidable only to each other. From these considerations it appears that those persons are greatly mis- taken, who suppose that alliances offensive and defensive might be formed between these confederacies, which would produce that combination and union of wills, of arms, and of resources, which would be necessary to put and keep them in a formidable state of defence against foreign enemies. When did the independent states into which Britain and Spain were for- merly divided, combine in such alliances, or unite their forces against a foreign enemy? The proposed confederacies will be distinct nations. Each of them would have to regulate its commerce with foreigners by distinct treaties; and as their productions and commodities are different, and proper for different markets, so would those treaties be essentially different. Different commercial concerns must create different interests, and of course different 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 9 The Federalist 20 degrees of political attachment to, and connection with, different foreign na- tions. Hence it might and probably would happen, that the foreign nation with whom the Southern confederacy might be at war, would be the one, with whom the Northern confederacy would be the most desirous of preserving peace and friendship. An alliance so contrary to their immediate interest would not therefore be easy to form, nor if formed, would it be observed and fulfilled with perfect good faith. Nay, it is far more probable that in America, as in Europe, neighbour- ing nations, acting under the impulse of opposite interests, and unfriendly passions, would frequently be found taking different sides. Considering our distance from Europe, it would be more natural for these confederacies to apprehend danger from one another, than from distant nations, and there- fore that each of them should be more desirous to guard against the others, by the aid of foreign alliances, than to guard against foreign dangers by alli- ances between themselves. And here let us not forget how much more easy it is to receive foreign fleets into our ports, and foreign armies into our coun- try, than it is to persuade or compel them to depart. How many conquests did the Romans and others make in the character of allies, and what innovations did they under the same character introduce into the governments of those whom they pretended to protect? Let candid men judge then whether the division of America into any given number of independent sovereignties, would tend to secure us against the hostilities and improper interference of foreign nations. publius No. 6 by Alexander Hamilton Concerning Dangers from War between the States The three last numbers of this work have been dedicated to an enumeration of the dangers to which we should be exposed, in a state of disunion, from the arms and arts of foreign nations. I shall now proceed to delineate dangers of 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 0 No. 6 21 *Aspasia, vide Plutarch’s life of Pericles. a different, and, perhaps, still more alarming kind, those which will in all probability flow from dissentions between the states themselves, and from domestic factions and convulsions. These have been already in some in- stances slightly anticipated; but they deserve a more particular and more full investigation. If these states should either be wholly disunited, or only united in partial confederacies, a man must be far gone in Utopian speculations, who can se- riously doubt that the subdivisions into which they might be thrown, would have frequent and violent contests with each other. To presume a want of motives for such contests, as an argument against their existence, would be to forget that men are ambitions, vindictive, and rapacious. To look for a continuation of harmony between a number of independent unconnected sovereignties, situated in the same neighbourhood, would be to disregard the uniform course of human events, and to set at defiance the accumulated experience of ages. The causes of hostility among nations are innumerable. There are some which have a general and almost constant operation upon the collective bodies of society. Of this description are the love of power, or the desire of pre-eminence and dominion . . . the jealousy of power, or the desire of equal- ity and safety. There are others which have a more circumscribed, though an equally operative influence, within their spheres: such are the rivalships and competitions of commerce between commercial nations. And there are others, not less numerous than either of the former, which take their origin entirely in private passions; in the attachments, enmities, interests, hopes, and fears, of leading individuals in the communities of which they are mem- bers. Men of this class, whether the favourites of a king or of a people, have in too many instances abused the confidence they possessed; and assuming the pretext of some public motive, have not scrupled to sacrifice the national tranquillity to personal advantage, or personal gratification. The celebrated Pericles, in compliance with the resentments of a prosti- tute,* at the expense of much of the blood and treasure of his countrymen, attacked, vanquished, and destroyed the city ofthe Samnians. The same man, stimulated by private pique against the Magarensians, another nation of Greece, or to avoid a prosecution with which he was threatened as an accom- 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 1 The Federalist 22 *Madame de Maintenon. †Duchess of Marlborough. ‡Madame de Pompadoure. plice in a supposed theft of the statuary Phidias, or to get rid of the accu- sations prepared to be brought against him for dissipating the funds of the state in the purchase of popularity, or from a combination of all these causes, was the primitive author of that famous and fatal war, distinguished in the Grecian annals by the name ofthe Peloponnesian war; which, after vari- ous vicissitudes, intermissions, and renewals, terminated in the ruin of the Athenian commonwealth. The ambitious cardinal, who was prime minister to Henry VIIIth, per- mitting his vanity to aspire to the triple crown, entertained hopes of suc- ceeding in the acquisition ofthat splendid prize by the influence ofthe emperor Charles Vth. To secure the favour and interest of this enterprising and powerful monarch, he precipitated England into a war with France, contrary to the plainest dictates of policy, and at the hazard of the safety and independence, as well of the kingdom over which he presided by his coun- sels, as ofEurope in general. For if there ever was a sovereign who bid fair to realize the project of universal monarchy, it was the emperor Charles Vth, of whose intrigues Wolsey was at once the instrument and the dupe. The influence which the bigotry of one female,* the petulances of an- other,† and the cabals of a third,‡ had in the cotemporary policy, ferments, and pacifications, of a considerable part of Europe, are topics that have been too often descanted upon not to be generally known. To multiply examples of the agency of personal considerations in the pro- duction of great national events, either foreign or domestic, according to their direction, would be an unnecessary waste of time. Those who have but a superficial acquaintance with the sources from which they are to be drawn, will themselves recollect a variety of instances; and those who have a tolerable knowledge of human nature, will not stand in need of such lights, to form their opinion either of the reality or extent of that agency. Perhaps, however, a reference, tending to illustrate the general principle, may with propriety be made to a case which has lately happened among ourselves. If Shays had not been a desperate debtor, it is much to be doubted whether Massachusetts would have been plunged into a civil war. 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 2 No. 6 23 But notwithstanding the concurring testimony of experience, in this par- ticular, there are still to be found visionary, or designing men, who stand ready to advocate the paradox of perpetual peace between the states, though dismembered and alienated from each other. . . . The genius of republics, say they, is pacific; the spirit of commerce has a tendency to soften the manners of men, and to extinguish those inflammable humours which have so often kindled into wars. Commercial republics, like ours, will never be disposed to waste themselves in ruinous contentions with each other. They will be governed by mutual interest, and will cultivate a spirit of mutual amity and concord. We may ask these projectors in politics, whether it is not the true interest of all nations to cultivate the same benevolent and philosophic spirit? If this be their true interest, have they in fact pursued it? Has it not, on the contrary, invariably been found, that momentary passions, and immediate interests, have a more active and imperious control over human conduct, than gen- eral or remote considerations of policy, utility, or justice? Have republics in practice been less addicted to war than monarchies? Are not the former administered by men as well as the latter? Are there not aversions, predilec- tions, rivalships, and desires of unjust acquisition, that affect nations, as well as kings? Are not popular assemblies frequently subject to the impulses of rage, resentment, jealousy, avarice, and of other irregular and violent pro- pensities? Is it not well known, that their determinations are often governed by a few individuals in whom they place confidence, and that they are of course liable to be tinctured by the passions and views ofthose individuals? Has commerce hitherto done any thing more than change the objects of war? Is not the love of wealth as domineering and enterprising a passion as that of power or glory? Have there not been as many wars founded upon commercial motives, since that has become the prevailing system of nations, as were before occasioned by the cupidity of territory or dominion? Has not the spirit ofcommerce, in many instances, administered new incen- tives to the appetite both for the one and for the other? Let experience, the least fallible guide of human opinions, be appealed to for an answer to these inquiries. Sparta, Athens, Rome, and Carthage, were all republics; two of them, Athens and Carthage, of the commercial kind. Yet were they as often engaged in wars, offensive and defensive, as the neighbouring monarchies of the 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 3 The Federalist 24 *The League of Cambray, comprehending the Emperor, the King of France, the King of Arragon, and most of the Italian Princes and States. † The Duke of Marlborough. same times. Sparta was little better than a well regulated camp; and Rome was never sated of carnage and conquest. Carthage, though a commercial republic, was the aggressor in the very war that ended in her destruction. Hannibal had carried her arms into the heart ofItaly, and even to the gates ofRome, before Scipio, in turn, gave him an overthrow in the territories of Carthage, and made a conquest of the commonwealth. Venice, in latter times, figured more than once in wars ofambition; till becoming an object of terror to the other Italian states, Pope Julius the Sec- ond found means to accomplish that formidable league,* which gave a deadly blow to the power and pride of that haughty republic. The provinces ofHolland, till they were overwhelmed in debts and taxes, took a leading and conspicuous part in the wars ofEurope. They had furious contests with England for the dominion of the sea; and were among the most persevering and most implacable of the opponents of Lewis XIV. In the government ofBritain the representatives of the people compose one branch of the national legislature. Commerce has been for ages the pre- dominant pursuit of that country. Yet few nations have been more frequently engaged in war; and the wars, in which that kingdom has been engaged, have in numerous instances proceeded from the people. There have been, if I may so express it, almost as many popular as royal wars. The cries of the nation and the importunities of their representatives have, upon various occasions, dragged their monarchs into war, or continued them in it, contrary to their inclinations, and sometimes contrary to the real interests of the state. In that memorable struggle for superiority, between the rival houses of Austria and Bourbon, which so long kept Europe in a flame, it is well known that the an- tipathies of the English against the French, seconding the ambition, or rather the avarice, of a favourite leader,† protracted the war beyond the limits marked out by sound policy, and for a considerable time in opposition to the views of the court. The wars of these two last mentioned nations have in a great measure grown out of commercial considerations: the desire of supplanting, and the 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 4 No. 6 25 fear of being supplanted either in particular branches of traffic, or in the general advantages of trade and navigation; and sometimes even the more culpable desire of sharing in the commerce of other nations, without their consent. The last war but two between Britain and Spain, sprang from the attempts of the English merchants, to prosecute an illicit trade with the Spanish main. These unjustifiable practices on their part, produced severities on the part of the Spaniards, towards the subjects of Great Britain, which were not more justifiable; because they exceeded the bounds of a just retaliation, and were chargeable with inhumanity and cruelty. Many of the English who were taken on the Spanish coasts, were sent to dig in the mines of Potosi; and by the usual progress of a spirit of resentment, the innocent were after a while con- founded with the guilty in indiscriminate punishment. The complaints of the merchants kindled a violent flame throughout the nation, which soon after broke out in the house of commons, and was communicated from that body to the ministry. Letters of reprisal were granted, and a war ensued; which, in its consequences, overthrew all the alliances that but twenty years before had been formed, with sanguine expectations of the most beneficial fruits. From this summary ofwhat has taken place in other countries, whose situations have borne the nearest resemblance to our own, what reason can we have to confide in those reveries, which would seduce us into the expec- tation of peace and cordiality between the members of the present confeder- acy, in a state of separation? Have we not already seen enough of the fallacy and extravagance of those idle theories which have amused us with promises of an exemption from the imperfections, the weaknesses, and the evils inci- dent to society in every shape? Is it not time to awake from the deceitful dream of a golden age, and to adopt as a practical maxim for the direction of our political conduct, that we, as well as the other inhabitants of the globe, are yet remote from the happy empire of perfect wisdom and perfect virtue? Let the point of extreme depression to which our national dignity and credit have sunk; let the inconveniencies felt every where from a lax and ill administration of government; let the revolt of a part of the state of North Carolina; the late menacing disturbances in Pennsylvania, and the actual in- surrections and rebellions in Massachusetts, declare! So far is the general sense of mankind from corresponding with the tenets ofthose, who endeavour to lull asleep our apprehensions ofdiscord and 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 5 The Federalist 26 *Vide Principes des Negotiations par l’Abbe de Mably. hostility between the states, in the event of disunion, that it has from long ob- servation of the progress of society become a sort of axiom in politics, that vicinity, or nearness of situation, constitutes nations natural enemies. An in- telligent writer expresses himself on this subject to this effect: “Neighbour- ing nations (says he) are naturally enemies of each other, unless their common weakness forces them to league in a confederate republic, and their constitution prevents the differences that neighbourhood occa- sions, extinguishing that secret jealousy, which disposes all states to aggran- dize themselves at the expense of their neighbours.”* This passage, at the same time, points out the evil and suggests the remedy. publius No. 7 by Alexander Hamilton The subject continued, and Particular Causes Enumerated It is sometimes asked, with an air of seeming triumph, what inducements the states could have, if disunited, to make war upon each other? It would be a full answer to this question to say, . . . precisely the same inducements which have, at different times, deluged in blood all the nations in the world. But un- fortunately for us, the question admit of a more particular answer. There are causes of difference within our immediate contemplation, of the tendency of which, even under the restraints of a federal constitution, we have had sufficient experience to enable us to form a judgment of what might be ex- pected, if those restraints were removed. Territorial disputes have at all times been found one of the most fertile sources of hostility among nations. Perhaps the greatest proportion of the wars that have desolated the earth have sprung from this origin. This cause would exist, among us, in full force. We have a vast tract of unsettled territory within the boundaries of the United States. There still are discordant and un- 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 6 No. 7 27 decided claims between several of them; and the dissolution of the union would lay a foundation for similar claims between them all. It is well known, that they have heretofore had serious and animated discussions concerning the right to the lands which were ungranted at the time of the revolution, and which usually went under the name of crown lands. The states within the limits of whose colonial governments they were comprised, have claimed them as their property; the others have contended that the rights of the crown in this article devolved upon the union; especially as to all that part of the Western territory which, either by actual possession, or through the submis- sion of the Indian proprietors, was subject to the jurisdiction of the king of Great Britain, till it was relinquished by the treaty of peace. This, it has been said, was at all events an acquisition to the confederacy by compact with a foreign power. It has been the prudent policy of Congress to appease this controversy, by prevailing upon the states to make cessions to the United States for the benefit of the whole. This has been so far accomplished, as under a continuation of the union, to afford a decided prospect of an ami- cable termination of the dispute. A dismemberment of the confederacy how- ever would revive this dispute, and would create others on the same subject. At present, a large part of the vacant Western territory is by cession at least, if not by any anterior right, the common property of the union. If that were at an end, the states which have made cessions, on a principle of federal com- promise, would be apt, when the motive of the grant had ceased, to reclaim the lands as a reversion. The other states would no doubt insist on a propor- tion, by right of representation. Their argument would be, that a grant once made, could not be revoked; and that the justice of their participating in ter- ritory acquired or secured, by the joint efforts of the confederacy, remained undiminished. If, contrary to probability, it should be admitted by all the states, that each had a right to a share of this common stock, there would still be a difficulty to be surmounted, as to a proper rule of apportionment. Dif- ferent principles would be set up by different states for this purpose; and as they would affect the opposite interests of the parties, they might not easily be susceptible of a pacific adjustment. In the wide field ofWestern territory, therefore, we perceive an ample theatre for hostile pretensions, without any umpire or common judge to interpose between the contending parties. To reason from the past to the fu- ture, we shall have good ground to apprehend, that the sword would some- 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 7 The Federalist 28 times be appealed to as the arbiter of their differences. The circumstances of the dispute between Connecticut and Pennsylvania, respecting the lands at Wyoming, admonish us not to be sanguine in expecting an easy accommo- dation of such differences. The articles of confederation obliged the parties to submit the matter to the decision of a federal court. The submission was made, and the court decided in favour of Pennsylvania. But Connecticut gave strong indications of dissatisfaction with that determination; nor did she ap- pear to be entirely resigned to it, till by negotiation and management some- thing like an equivalent was found for the loss she supposed herself to have sustained. Nothing here said, is intended to convey the slightest censure on the conduct of that state. She no doubt sincerely believed herself to have been injured by the decision; and states, like individuals, acquiesce with great re- luctance in determinations to their disadvantage. Those who had an opportunity of seeing the inside of the transactions, which attended the progress ofthe controversy between this state and the district ofVermont, can vouch the opposition we experienced, as well from states not interested, as from those which were interested in the claim; and can attest the danger to which the peace of the confederacy might have been exposed, had this state attempted to assert its rights by force. Two motives preponderated in that opposition; one, a jealousy entertained of our future power; another, the interest of certain individuals of influence in the neigh- bouring states, who had obtained grants of lands under the actual govern- ment of that district. Even the states which brought forward claims, in con- tradiction to ours, seemed more solicitous to dismember this state, than to establish their own pretensions. These were New Hampshire, Massachusetts, and Connecticut. New Jersey and Rhode Island, upon all occasions, discov- ered a warm zeal for the independence of Vermont; and Maryland, until alarmed by the appearance of a connexion between Canada and that place, entered deeply into the same views. These being small states, saw with an un- friendly eye the perspective of our growing greatness. In a review of these transactions, we may trace some of the causes which would be likely to em- broil the states with each other, if it should be their unpropitious destiny to become disunited. The competitions ofcommerce would be another fruitful source of contention. The states less favourably circumstanced, would be desirous of escaping from the disadvantages oflocal situation, and ofsharing in the 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 8 No. 7 29 advantages of their more fortunate neighbours. Each state, or separate con- federacy, would pursue a system of commercial polity peculiar to itself. This would occasion distinctions, preferences, and exclusions, which would beget discontent. The habits of intercourse, on the basis of equal privileges, to which we have been accustomed from the earliest settlement of the country, would give a keener edge to those causes of discontent, than they would natu- rally have, independent of this circumstance. We should be ready to denomi- nate injuries, those things which were in reality the justifiable acts of indepen- dent sovereignties consulting a distinct interest. The spirit of enterprise, which characterizes the commercial part of America, has left no occasion of dis- playing itself unimproved. It is not at all probable, that this unbridled spirit would pay much respect to those regulations of trade, by which particular states might endeavour to secure exclusive benefits to their own citizens. The infractions of these regulations on one side, the efforts to prevent and repel them on the other, would naturally lead to outrages, and these to reprisals and wars. The opportunities which some states would have of rendering others trib- utary to them, by commercial regulations, would be impatiently submitted to by the tributary states. The relative situation of New York, Connecticut, and New Jersey, would afford an example of this kind. New York, from the neces- sities of revenue, must lay duties on her importations. A great part of these duties must be paid by the inhabitants of the two other states, in the capacity of consumers of what we import. New York would neither be willing, nor able to forego this advantage. Her citizens would not consent that a duty paid by them should be remitted in favour of the citizens of her neighbours; nor would it be practicable, if there were not this impediment in the way, to dis- tinguish the customers in our own markets. Would Connecticut and New Jersey long submit to be taxed by New York for her exclusive benefit? Should we be long permitted to remain in the quiet and undisturbed enjoyment of a metropolis, from the possession of which we derived an advantage so odious to our neighbours, and, in their opinion, so oppressive? Should we be able to preserve it against the incum- bent weight of Connecticut on the one side, and the co-operating pressure of New Jersey on the other? These are questions that temerity alone will answer in the affirmative. The public debt of the union would be a further cause of collision between 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 2 9 The Federalist 30 the separate states or confederacies. The apportionment, in the first instance, and the progressive extinguishment, afterwards, would be alike productive of ill humour and animosity. How would it be possible to agree upon a rule of apportionment, satisfactory to all? There is scarcely any, that can be pro- posed, which is entirely free from real objections. These, as usual, would be exaggerated by the adverse interest of the parties. There are even dissimilar views among the states, as to the general principle of discharging the public debt. Some of them, either less impressed with the importance of national credit, or because their citizens have little, if any, immediate interest in the question, feel an indifference, if not a repugnance, to the payment of the do- mestic debt, at any rate. These would be inclined to magnify the difficulties of a distribution. Others of them, a numerous body of whose citizens are creditors of the public, beyond the proportion of the state in the total amount of the national debt, would be strenuous for some equitable and effectual provision. The procrastinations of the former, would excite the resentments ofthe latter. The settlement ofa rule would in the mean time be post- poned, by real differences of opinion, and affected delays. The citizens of the states interested, would clamour; foreign powers would urge for the satisfac- tion of their just demands; and the peace of the states would be exposed to the double contingency of external invasion, and internal contention. But suppose the difficulties of agreeing upon a rule surmounted, and the apportionment made. Still there is great room to suppose, that the rule agreed upon would, in the experiment, be found to bear harder upon some states than upon others. Those which were sufferers by it, would naturally seek for a mitigation of the burthen. The others would as naturally be dis- inclined to a revision, which was likely to end in an increase of their own in- cumbrances. Their refusal would afford to the complaining states a pretext for withholding their contributions, too plausible not to be embraced with avidity; and the non-compliance of these states with their engagements, would be a ground of bitter dissention and altercation. If even the rule adopted should in practice justify the equality of its principle, still delin- quencies in payment, on the part of some of the states, would result from a diversity of other causes . . . the real deficiency of resources; the mismanage- ment of their finances; accidental disorders in the administration of the gov- ernment; and in addition to the rest, the reluctance with which men com- monly part with money for purposes, that have outlived the exigencies which 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 0 No. 7 31 produced them, and interfere with the supply of immediate wants. Delin- quencies from whatever causes would be productive of complaints, recrimi- nations, and quarrels. There is, perhaps, nothing more likely to disturb the tranquillity of nations, than their being bound to mutual contributions for any common object, which does not yield an equal and coincident benefit. For it is an observation as true, as it is trite, that there is nothing men differ so readily about, as the payment of money. Laws in violation of private contracts, as they amount to aggressions on the rights of those states, whose citizens are injured by them, may be consid- ered as another probable source of hostility. We are not authorized to expect, that a more liberal, or more equitable spirit would preside over the legis- lations of the individual states hereafter, if unrestrained by any additional checks, than we have heretofore seen, in too many instances, disgracing their several codes. We have observed the disposition to retaliation excited in Con- necticut, in consequence ofthe enormities perpetrated by the legislature ofRhode Island; and we may reasonably infer, that in similar cases, under other circumstances, a war, not of parchment, but of the sword, would chas- tise such atrocious breaches of moral obligation and social justice. The probability of incompatible alliances between the different states, or confederacies, and different foreign nations, and the effects of this situation upon the peace of the whole, have been sufficiently unfolded in some pre- ceding papers. From the view they have exhibited of this part of the subject, this conclusion is to be drawn, that America, if not connected at all, or only by the feeble tie of a simple league, offensive and defensive, would by the op- eration of such opposite and jarring alliances be gradually entangled in all the pernicious labyrinths of European politics and wars; and by the destructive contentions of the parts, into which she was divided, would be likely to be- come a prey to the artifices and machinations of powers equally the enemies of them all. Divide et impera must be the motto of every nation, that either hates or fears us. publius 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 1 32 No. 8 by Alexander Hamilton The effects of Internal War in producing Standing Armies, and other institutions unfriendly to liberty Assuming it therefore as an established truth, that, in case of disunion, the several states; or such combinations of them as might happen to be formed out of the wreck of the general confederacy, would be subject to those vicis- situdes of peace and war, of friendship and enmity with each other, which have fallen to the lot of all neighbouring nations not united under one gov- ernment, let us enter into a concise detail of some of the consequences that would attend such a situation. War between the states, in the first periods of their separate existence, would be accompanied with much greater distresses than it commonly is in those countries, where regular military establishments have long obtained. The disciplined armies always kept on foot on the continent of Europe, though they bear a malignant aspect to liberty and economy, have, notwith- standing, been productive of the signal advantage of rendering sudden con- quests impracticable, and of preventing that rapid desolation, which used to mark the progress of war, prior to their introduction. The art of fortification has contributed to the same ends. The nations of Europe are encircled with chains of fortified places, which mutually obstruct invasion. Campaigns are wasted in reducing two or three frontier garrisons, to gain admittance into an enemy’s country. Similar impediments occur at every step, to exhaust the strength, and delay the progress of an invader. Formerly, an invading army would penetrate into the heart of a neighbouring country, almost as soon as intelligence of its approach could be received; but now, a comparatively small force of disciplined troops, acting on the defensive, with the aid of posts, is able to impede, and finally to frustrate, the enterprises of one much more considerable. The history of war, in that quarter of the globe, is no longer a 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 2 No. 8 33 *This objection will be fully examined in its proper place; and it will be shown that the only rational precaution which could have been taken on this subject, has been taken; and a much better one than is to be found in any Constitution that has been heretofore framed in America, most of which contain no guard at all on this subject. history of nations subdued, and empires overturned; but of towns taken and retaken, of battles that decide nothing, of retreats more beneficial than victo- ries, of much effort and little acquisition. In this country, the scene would be altogether reversed. The jealousy of military establishments, would postpone them as long as possible. The want of fortifications, leaving the frontiers of one state open to another, would facilitate inroads. The populous states would, with little difficulty, overrun their less populous neighbours. Conquests would be as easy to be made, as difficult to be retained. War, therefore, would be desultory and predatory. Plunder and devastation ever march in the train of irregulars. The calamities of individuals would make the principal figure in the events, which would characterize our military exploits. This picture is not too highly wrought; though, I confess, it would not long remain a just one. Safety from external danger, is the most powerful director ofnational conduct. Even the ardent love ofliberty will, after a time, give way to its dictates. The violent destruction of life and property incident to war; the continual effort and alarm attendant on a state of continual danger, will compel nations the most attached to liberty, to resort for repose and se- curity to institutions which have a tendency to destroy their civil and politi- cal rights. To be more safe, they, at length, become willing to run the risk of being less free. The institutions chiefly alluded to, are standing armies, and the cor- respondent appendages of military establishment. Standing armies, it is said, are not provided against in the new constitution; and it is thence inferred that they would exist under it.* This inference, from the very form of the propo- sition, is, at best, problematical and uncertain. But standing armies, it may be replied, must inevitably result from a dissolution of the confederacy. Frequent war, and constant apprehension, which require a state of as con- stant preparation, will infallibly produce them. The weaker states, or confed- eracies, would first have recourse to them, to put themselves upon an equal- ity with their more potent neighbours. They would endeavour to supply the inferiority of population and resources, by a more regular and effective sys- 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 3 The Federalist 34 tem of defence, by disciplined troops, and by fortifications. They would, at the same time, be obliged to strengthen the executive arm ofgovernment; in doing which, their constitutions would acquire a progressive direction towards monarchy. It is of the nature of war to increase the executive, at the expense of the legislative authority. The expedients which have been mentioned would soon give the states, or confederacies, that made use of them, a superiority over their neighbours. Small states, or states of less natural strength, under vigorous governments, and with the assistance of disciplined armies, have often triumphed over large states, or states of greater natural strength, which have been destitute of these advantages. Neither the pride, nor the safety, of the more important states, or confederacies, would permit them long to submit to this mortify- ing and adventitious superiority. They would quickly resort to means similar to those by which it had been effected, to reinstate themselves in their lost pre-eminence. Thus we should in a little time see established in every part of this country, the same engines of despotism which have been the scourge of the old world. This, at least, would be the natural course of things; and our reasonings will be likely to be just, in proportion as they are accommodated to this standard. These are not vague inferences deduced from speculative defects in a con- stitution, the whole power of which is lodged in the hands of the people, or their representatives and delegates; they are solid conclusions, drawn from the natural and necessary progress of human affairs. It may perhaps be asked, by way of objection, why did not standing armies spring up out of the contentions which so often distracted the ancient re- publics of Greece? Different answers equally satisfactory, may be given to this question. The industrious habits of the people of the present day, absorbed in the pursuits of gain, and devoted to the improvements of agriculture and commerce, are incompatible with the condition of a nation of soldiers, which was the true condition of the people of those republics. The means of reve- nue, which have been so greatly multiplied by the increase of gold and silver, and of the arts of industry, and the science of finance, which is the offspring of modern times, concurring with the habits of nations, have produced an entire revolution in the system of war, and have rendered disciplined armies, distinct from the body of the citizens, the inseparable companion of frequent hostility. 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 4 No. 8 35 There is a wide difference also, between military establishments in a coun- try which, by its situation, is seldom exposed to invasions, and in one which is often subject to them, and always apprehensive of them. The rulers of the former can have no good pretext, if they are even so inclined, to keep on foot armies so numerous as must of necessity be maintained in the latter. These armies being, in the first case, rarely, if at all, called into activity for interior defence, the people are in no danger of being broken to military subordina- tion. The laws are not accustomed to relaxations, in favour of military exi- gencies; the civil state remains in full vigour, neither corrupted nor con- founded with the principles or propensities of the other state. The smallness of the army forbids competition with the natural strength of the community, and the citizens, not habituated to look up to the military power for protec- tion, or to submit to its oppressions, neither love nor fear the soldiery: they view them with a spirit of jealous acquiescence in a necessary evil, and stand ready to resist a power which they suppose may be exerted to the prejudice of their rights. The army under such circumstances, though it may usefully aid the mag- istrate to suppress a small faction, or an occasional mob, or insurrection, will be utterly incompetent to the purpose of enforcing encroachments against the united efforts of the great body of the people. But in a country, where the perpetual menacings of danger oblige the gov- ernment to be always prepared to repel it, her armies must be numerous enough for instant defence. The continual necessity for his services enhances the importance of the soldier, and proportionably degrades the condition of the citizen. The military state becomes elevated above the civil. The inhabi- tants of territories often the theatre of war, are unavoidably subjected to fre- quent infringements on their rights, which serve to weaken their sense of those rights; and by degrees, the people are brought to consider the soldiery not only as their protectors, but as their superiors. The transition from this disposition to that of considering them as masters, is neither remote nor difficult: but it is very difficult to prevail upon a people under such impres- sions, to make a bold, or effectual resistance, to usurpations supported by the military power. The kingdom of Great Britain falls within the first description. An insular situation, and a powerful marine, guarding it in a great measure against the possibility of foreign invasion, supersede the necessity of a numerous army 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 5 The Federalist 36 within the kingdom. A sufficient force to make head against a sudden descent till the militia could have time to rally and embody, is all that has been deemed requisite. No motive of national policy has demanded, nor would public opinion have tolerated, a larger number of troops upon its domestic establishment. This peculiar felicity of situation has, in a great degree, con- tributed to preserve the liberty which that country to this day enjoys, in spite of the prevalent venality and corruption. If Britain had been situated on the continent, and had been compelled, as she would have been, by that situation, to make her military establishments at home co-extensive with those of the other great powers of Europe, she, like them, would in all probability, at this day, be a victim to the absolute power of a single man. It is possible, though not easy, for the people of that island to be enslaved from other causes; but it cannot be by the prowess of an army so inconsiderable as that which has been usually kept up within the kingdom. If we are wise enough to preserve the union, we may for ages enjoy an ad- vantage similar to that of an insulated situation. Europe is at a great distance from us. Her colonies in our vicinity will be likely to continue too much dis- proportioned in strength, to be able to give us any dangerous annoyance. Ex- tensive military establishments cannot, in this position, be necessary to our security. But if we should be disunited, and the integral parts should either remain separated, or, which is most probable, should be thrown together into two or three confederacies, we should be, in a short course of time, in the predicament of the continental powers of Europe. Our liberties would be a prey to the means of defending ourselves against the ambition and jealousy of each other. This is an idea not superficial nor futile, but solid and weighty. It deserves the most serious and mature consideration of every prudent and honest man, of whatever party: if such men will make a firm and solemn pause, and medi- tate dispassionately on its vast importance; if they will contemplate it in all its attitudes, and trace it to all its consequences, they will not hesitate to part with trivial objections to a constitution, the rejection of which would in all probability put a final period to the Union. The airy phantoms that now flit before the distempered imaginations of some of its adversaries, would then quickly give place to the more substantial prospects of dangers, real, certain, and extremely formidable. publius 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 6 37 No. 9 by Alexander Hamilton The Utility of the Union as a Safeguard against Domestic Faction and Insurrection A firm union will be of the utmost moment to the peace and liberty of the states, as a barrier against domestic faction and insurrection. It is impossible to read the history of the petty republics of Greece and Italy, without feeling sensations of horror and disgust at the distractions with which they were continually agitated, and at the rapid succession of revo- lutions, by which they were kept perpetually vibrating between the extremes of tyranny and anarchy. If they exhibit occasional calms, these only serve as short-lived contrasts to the furious storms that are to succeed. If now and then intervals offelicity open themselves to view, we behold them with a mixture of regret arising from the reflection, that the pleasing scenes before us are soon to be overwhelmed by the tempestuous waves of sedition and party rage. If momentary rays of glory break forth from the gloom, while they dazzle us with a transient and fleeting brilliancy, they at the same time admonish us to lament, that the vices ofgovernment should pervert the direction, and tarnish the lustre, of those bright talents and exalted endow- ments, for which the favoured soils that produced them have been so justly celebrated. From the disorders that disfigure the annals of those republics, the advo- cates ofdespotism have drawn arguments, not only against the forms of republican government, but against the very principles of civil liberty. They have decried all free government, as inconsistent with the order of society, and have indulged themselves in malicious exultation over its friends and partisans. Happily for mankind, stupendous fabrics reared on the basis of liberty, which have flourished for ages, have in a few glorious instances re- futed their gloomy sophisms. And, I trust, America will be the broad and 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 7 The Federalist 38 solid foundation of other edifices not less magnificent, which will be equally permanent monuments of their error. But it is not to be denied, that the portraits they have sketched of republi- can government, were too just copies of the originals from which they were taken. If it had been found impracticable to have devised models of a more perfect structure, the enlightened friends of liberty would have been obliged to abandon the cause of that species of government as indefensible. The sci- ence of politics, however, like most other sciences, has received great im- provement. The efficacy of various principles is now well understood, which were either not known at all, or imperfectly known to the ancients. The regu- lar distribution of power into distinct departments; the introduction of leg- islative balances and checks; the institution of courts composed of judges, holding their offices during good behaviour; the representation of the people in the legislature, by deputies of their own election; these are either wholly new discoveries, or have made their principal progress towards perfection in modern times. They are means, and powerful means, by which the excel- lencies ofrepublican government may be retained, and its imperfections lessened or avoided. To this catalogue of circumstances, that tend to the ame- lioration of popular systems of civil government, I shall venture, however novel it may appear to some, to add one more, on a principle which has been made the foundation of an objection to the new constitution; I mean the enlargement of the orbit within which such systems are to revolve, either in respect to the dimensions of a single state, or to the consolidation of several smaller states into one great confederacy. The latter is that which im- mediately concerns the object under consideration. It will, however, be of use to examine the principle in its application to a single state, which shall be attended to in another place. The utility of a confederacy, as well to suppress faction, and to guard the internal tranquillity ofstates, as to increase their external force and security, is in reality not a new idea. It has been practised upon in different countries and ages, and has received the sanction of the most approved writers on the subjects of politics. The opponents of the plan proposed have with great as- siduity cited and circulated the observations ofMontesquieu on the necessity of a contracted territory for a republican government. But they seem not to have been apprised of the sentiments of that great man expressed in another part of his work, nor to have adverted to the consequences of the principle to which they subscribe with such ready acquiescence. 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 8 No. 9 39 *Spirit of Laws, Vol. I. Book IX. Chap. I. When Montesquieu recommends a small extent for republics, the stan- dards he had in view were of dimensions, far short of the limits of almost every one of these states. Neither Virginia, Massachusetts, Pennsylvania, New York, North Carolina, nor Georgia, can by any means be compared with the models from which he reasoned, and to which the terms of his description apply. If we therefore receive his ideas on this point, as the criterion of truth, we shall be driven to the alternative, either of taking refuge at once in the arms of monarchy, or of splitting ourselves into an infinity of little, jealous, clashing, tumultuous commonwealths, the wretched nurseries of unceasing discord, and the miserable objects of universal pity or contempt. Some of the writers, who have come forward on the other side of the question, seem to have been aware of the dilemma; and have even been bold enough to hint at the division of the larger states, as a desirable thing. Such an infatuated pol- icy, such a desperate expedient, might, by the multiplication of petty offices, answer the views of men, who possess not qualifications to extend their influence beyond the narrow circles of personal intrigue; but it could never promote the greatness or happiness of the people of America. Referring the examination of the principle itself to another place, as has been already mentioned, it will be sufficient to remark here, that in the sense of the author who has been most emphatically quoted upon the occasion, it would only dictate a reduction of the size of the more considerable mem- bers of the union; but would not militate against their being all compre- hended in one confederate government. And this is the true question, in the discussion of which we are at present interested. So far are the suggestions of Montesquieu from standing in opposition to a general union of the states, that he explicitly treats of a confederate republic as the expedient for extending the sphere of popular government, and reconciling the advantages of monarchy with those of republicanism. “It is very probable, says he,* that mankind would have been obliged, at length, to live constantly under the government of a single person, had they not contrived a kind of constitution, that has all the internal advantages of a republican, together with the external force of a monarchical govern- ment. I mean a confederate republic. “This form of government is a convention by which several smaller states agree to become members of a larger one, which they intend to form. It is a 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 3 9 The Federalist 40 kind of assemblage of societies, that constitute a new one, capable of increas- ing by means of new associations, till they arrive to such a degree of power as to be able to provide for the security of the united body. “A republic of this kind, able to withstand an external force, may support itself without any internal corruption. The form of this society prevents all manner of inconveniences. “If a single member should attempt to usurp the supreme authority, he could not be supposed to have an equal authority and credit in all the con- federate states. Were he to have too great influence over one, this would alarm the rest. Were he to subdue a part, that which would still remain free might oppose him with forces, independent of those which he had usurped, and overpower him before he could be settled in his usurpation. “Should a popular insurrection happen in one of the confederate states, the others are able to quell it. Should abuses creep into one part, they are re- formed by those that remain sound. The state may be destroyed on one side, and not on the other; the confederacy may be dissolved, and the confederates preserve their sovereignty. “As this government is composed of small republics, it enjoys the internal happiness of each, and with respect to its external situation, it is possessed, by means of the association, of all the advantages of large monarchies.” I have thought it proper to quote at length these interesting passages, be- cause they contain a luminous abridgement of the principal arguments in favour of the union, and must effectually remove the false impressions, which a misapplication of the other parts of the work was calculated to produce. They have, at the same time, an intimate connexion with the more immedi- ate design ofthis paper, which is to illustrate the tendency ofthe union to repress domestic faction and insurrection. A distinction, more subtle than accurate, has been raised between a con- federacy and a consolidation of the states. The essential characteristic of the first, is said to be the restriction of its authority to the members in their col- lective capacities, without reaching to the individuals of whom they are com- posed. It is contended, that the national council ought to have no concern with any object of internal administration. An exact equality of suffrage be- tween the members, has also been insisted upon as a leading feature of a con- federate government. These positions are, in the main, arbitrary; they are supported neither by principle nor precedent. It has indeed happened, that 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 0 No. 9 41 governments of this kind have generally operated in the manner which the distinction taken notice of supposes to be inherent in their nature; but there have been in most of them extensive exceptions to the practice, which serve to prove, as far as example will go, that there is no absolute rule on the sub- ject. And it will be clearly shown, in the course of this investigation, that, as far as the principle contended for has prevailed, it has been the cause of in- curable disorder and imbecility in the government. The definition of a confederate republic seems simply to be, “an assemblage of societies,” or an association of two or more states into one state. The ex- tent, modifications, and objects, of the federal authority, are mere matters of discretion. So long as the separate organization of the members be not abol- ished, so long as it exists by a constitutional necessity for local purposes, though it should be in perfect subordination to the general authority of the union, it would still be, in fact and in theory, an association of states, or a con- federacy. The proposed constitution, so far from implying an abolition of the state governments, makes them constituent parts of the national sovereignty, by allowing them a direct representation in the senate, and leaves in their possession certain exclusive, and very important, portions of the sovereign power. This fully corresponds, in every rational import of the terms, with the idea of a federal government. In the Lycian confederacy, which consisted of twenty-three cities, or republics, the largest were entitled to three votes in the common council, those of the middle class to two, and the smallest to one. The common council had the appointment of all the judges and magistrates of the re- spective cities. This was certainly the most delicate species of interference in their internal administration; for if there be any thing that seems exclu- sively appropriated to the local jurisdictions, it is the appointment of their own officers. Yet Montesquieu, speaking of this association, says, “were I to give a model of an excellent confederate republic, it would be that of Lycia.” Thus we perceive, that the distinctions insisted upon, were not within the contemplation of this enlightened writer; and we shall be led to conclude, that they are the novel refinements of an erroneous theory. publius 0 1 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 1 42 No. 10 by James Madison The same Subject continued Among the numerous advantages promised by a well constructed union, none deserves to be more accurately developed, than its tendency to break and control the violence of faction. The friend of popular governments, never finds himself so much alarmed for their character and fate, as when he contemplates their propensity to this dangerous vice. He will not fail, there- fore, to set a due value on any plan which, without violating the principles to which he is attached, provides a proper cure for it. The instability, injustice, and confusion, introduced into the public councils, have, in truth, been the mortal diseases under which popular governments have every where per- ished; as they continue to be the favourite and fruitful topics from which the adversaries to liberty derive their most specious declamations. The valuable improvements made by the American constitutions on the popular models, both ancient and modern, cannot certainly be too much admired; but it would be an unwarrantable partiality, to contend that they have as effectually obviated the danger on this side, as was wished and expected. Complaints are every where heard from our most considerate and virtuous citizens, equally the friends of public and private faith, and of public and personal liberty, that our governments are too unstable; that the public good is disregarded in the conflicts of rival parties; and that measures are too often decided, not ac- cording to the rules ofjustice, and the rights ofthe minor party, but by the superior force of an interested and overbearing majority. However anxiously we may wish that these complaints had no foundation, the evi- dence ofknown facts will not permit us to deny that they are in some degree true. It will be found, indeed, on a candid review of our situation, that some of the distresses under which we labour, have been erroneously charged on the operation of our governments; but it will be found, at the same time, that 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 2 other causes will not alone account for many of our heaviest misfortunes; and, particularly, for that prevailing and increasing distrust of public engage- ments, and alarm for private rights, which are echoed from one end of the continent to the other. These must be chiefly, if not wholly, effects of the un- steadiness and injustice, with which a factious spirit has tainted our public administrations. By a faction, I understand a number of citizens, whether amounting to a majority or minority of the whole, who are united and actuated by some common impulse of passion, or of interest, adverse to the rights of other citi- zens, or to the permanent and aggregate interests of the community. There are two methods of curing the mischiefs of faction: The one, by re- moving its causes; the other, by controling its effects. There are again two methods ofremoving the causes offaction: The one, by destroying the liberty which is essential to its existence; the other, by giving to every citizen the same opinions, the same passions, and the same interests. It could never be more truly said, than of the first remedy, that it is worse than the disease. Liberty is to faction, what air is to fire, an aliment, without which it instantly expires. But it could not be a less folly to abolish liberty, which is essential to political life, because it nourishes faction, than it would be to wish the annihilation of air, which is essential to animal life, because it imparts to fire its destructive agency. The second expedient is as impracticable, as the first would be unwise. As long as the reason of man continues fallible, and he is at liberty to exercise it, different opinions will be formed. As long as the connection subsists between his reason and his self-love, his opinions and his passions will have a recip- rocal influence on each other; and the former will be objects to which the latter will attach themselves. The diversity in the faculties of men, from which the rights of property originate, is not less an insuperable obstacle to an uniformity of interests. The protection of these faculties, is the first object ofgovernment. From the protection ofdifferent and unequal faculties of acquiring property, the possession of different degrees and kinds of property immediately results; and from the influence of these on the sentiments and views of the respective proprietors, ensues a division of the society into dif- ferent interests and parties. The latent causes offaction are thus sown in the nature ofman; and we No. 10 43 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 3 The Federalist 44 see them every where brought into different degrees of activity, according to the different circumstances of civil society. A zeal for different opinions con- cerning religion, concerning government, and many other points, as well of speculation as of practice; an attachment to different leaders, ambitiously contending for pre-eminence and power; or to persons of other descriptions, whose fortunes have been interesting to the human passions, have, in turn, divided mankind into parties, inflamed them with mutual animosity, and rendered them much more disposed to vex and oppress each other, than to co-operate for their common good. So strong is this propensity of mankind, to fall into mutual animosities, that where no substantial occasion presents itself, the most frivolous and fanciful distinctions have been sufficient to kindle their unfriendly passions, and excite their most violent conflicts. But the most common and durable source offactions, has been the various and unequal distribution of property. Those who hold, and those who are without property, have ever formed distinct interests in society. Those who are creditors, and those who are debtors, fall under a like discrimination. A landed interest, a manufacturing interest, a mercantile interest, a monied interest, with many lesser interests, grow up of necessity in civilized nations, and divide them into different classes, actuated by different sentiments and views. The regulation of these various and interfering interests, forms the principal task of modern legislation, and involves the spirit of party and fac- tion in the necessary and ordinary operations of government. No man is allowed to be a judge in his own cause; because his interest would certainly bias his judgment, and, not improbably, corrupt his integrity. With equal, nay, with greater reason, a body of men are unfit to be both judges and parties, at the same time; yet, what are many of the most impor- tant acts of legislation, but so many judicial determinations, not indeed con- cerning the rights of single persons, but concerning the rights of large bodies of citizens? and what are the different classes of legislators, but advocates and parties to the causes which they determine? Is a law proposed concerning private debts? It is a question to which the creditors are parties on one side, and the debtors on the other. Justice ought to hold the balance between them. Yet the parties are, and must be, themselves the judges; and the most numerous party, or, in other words, the most powerful faction, must be ex- pected to prevail. Shall domestic manufactures be encouraged, and in what degree, by restrictions on foreign manufactures? are questions which would 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 4 No. 10 45 be differently decided by the landed and the manufacturing classes; and probably by neither with a sole regard to justice and the public good. The ap- portionment of taxes, on the various descriptions of property, is an act which seems to require the most exact impartiality; yet there is, perhaps, no legisla- tive act in which greater opportunity and temptation are given to a predomi- nant party, to trample on the rules of justice. Every shilling with which they over-burden the inferior number, is a shilling saved to their own pockets. It is in vain to say, that enlightened statesmen will be able to adjust these clashing interests, and render them all subservient to the public good. En- lightened statesmen will not always be at the helm: nor, in many cases, can such an adjustment be made at all, without taking into view indirect and remote considerations, which will rarely prevail over the immediate interest which one party may find in disregarding the rights of another, or the good of the whole. The inference to which we are brought, is, that the causes of faction can- not be removed; and that relief is only to be sought in the means of control- ling its effects. If a faction consists of less than a majority, relief is supplied by the re- publican principle, which enables the majority to defeat its sinister views, by regular vote. It may clog the administration, it may convulse the society; but it will be unable to execute and mask its violence under the forms of the con- stitution. When a majority is included in a faction, the form of popular gov- ernment, on the other hand, enables it to sacrifice to its ruling passion or interest, both the public good and the rights of other citizens. To secure the public good, and private rights, against the danger of such a faction, and at the same time to preserve the spirit and the form of popular government, is then the great object to which our inquiries are directed. Let me add, that it is the great desideratum, by which alone this form of government can be rescued from the opprobrium under which it has so long laboured, and be recommended to the esteem and adoption of mankind. By what means is this object attainable? Evidently by one of two only. Either the existence of the same passion or interest in a majority, at the same time, must be prevented; or the majority, having such co-existent passion or interest, must be rendered, by their number and local situation, unable to concert and carry into effect schemes of oppression. If the impulse and the opportunity be suffered to coincide, we well know, that neither moral nor 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 5 The Federalist 46 religious motives can be relied on as an adequate control. They are not found to be such on the injustice and violence of individuals, and lose their efficacy in proportion to the number combined together; that is, in proportion as their efficacy becomes needful. From this view of the subject, it may be concluded, that a pure democracy, by which I mean, a society consisting ofa small number ofcitizens, who assemble and administer the government in person, can admit of no cure for the mischiefs of faction. A common passion or interest will, in almost every case, be felt by a majority of the whole; a communication and concert, results from the form of government itself; and there is nothing to check the in- ducements to sacrifice the weaker party, or an obnoxious individual. Hence it is, that such democracies have ever been spectacles of turbulence and con- tention; have ever been found incompatible with personal security, or the rights of property; and have, in general, been as short in their lives, as they have been violent in their deaths. Theoretic politicians, who have patronised this species of government, have erroneously supposed, that, by reducing mankind to a perfect equality in their political rights, they would, at the same time, be perfectly equalized and assimilated in their possessions, their opin- ions, and their passions. A republic, by which I mean a government in which the scheme of repre- sentation takes place, opens a different prospect, and promises the cure for which we are seeking. Let us examine the points in which it varies from pure democracy, and we shall comprehend both the nature of the cure and the efficacy which it must derive from the union. The two great points of difference, between a democracy and a republic, are, first, the delegation ofthe government, in the latter, to a small number of citizens elected by the rest; secondly, the greater number of citizens, and greater sphere of country, over which the latter may be extended. The effect of the first difference is, on the one hand, to refine and enlarge the public views, by passing them through the medium of a chosen body of citizens, whose wisdom may best discern the true interest of their country, and whose patriotism and love of justice, will be least likely to sacrifice it to temporary or partial considerations. Under such a regulation, it may well happen, that the public voice, pronounced by the representatives of the people, will be more consonant to the public good, than if pronounced by the people themselves, convened for the purpose. On the other hand, the effect 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 6 No. 10 47 may be inverted. Men of factious tempers, of local prejudices, or of sinister designs, may by intrigue, by corruption, or by other means, first obtain the suffrages, and then betray the interests of the people. The question resulting is, whether small or extensive republics are most favourable to the election of proper guardians of the public weal; and it is clearly decided in favour of the latter by two obvious considerations. In the first place, it is to be remarked, that however small the republic may be, the representatives must be raised to a certain number, in order to guard against the cabals of a few; and that, however large it may be, they must be limited to a certain number, in order to guard against the confusion of a mul- titude. Hence, the number of representatives in the two cases not being in proportion to that of the constituents, and being proportionally greatest in the small republic, it follows, that if the proportion of fit characters be not less in the large than in the small republic, the former will present a greater option, and consequently a greater probability of a fit choice. In the next place, as each representative will be chosen by a greater num- ber of citizens in the large than in the small republic, it will be more difficult for unworthy candidates to practise with success the vicious arts, by which elections are too often carried; and the suffrages of the people being more free, will be more likely to centre in men who possess the most attractive merit, and the most diffusive and established characters. It must be confessed, that in this, as in most other cases, there is a mean, on both sides of which inconveniences will be found to lie. By enlarging too much the number of electors, you render the representative too little ac- quainted with all their local circumstances and lesser interests; as by reduc- ing it too much, you render him unduly attached to these, and too little fit to comprehend and pursue great and national objects. The federal constitution forms a happy combination in this respect; the great and aggregate interests, being referred to the national, the local and particular to the state legislatures. The other point of difference is, the greater number of citizens, and extent ofterritory, which may be brought within the compass ofrepublican, than of democratic government; and it is this circumstance principally which ren- ders factious combinations less to be dreaded in the former, than in the lat- ter. The smaller the society, the fewer probably will be the distinct parties and interests composing it; the fewer the distinct parties and interests, the more frequently will a majority be found of the same party; and the smaller the 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 7 The Federalist 48 number of individuals composing a majority, and the smaller the compass within which they are placed, the more easily will they concert and execute their plans of oppression. Extend the sphere, and you take in a greater vari- ety of parties and interests; you make it less probable that a majority of the whole will have a common motive to invade the rights of other citizens; or if such a common motive exists, it will be more difficult for all who feel it to discover their own strength, and to act in unison with each other. Besides other impediments, it may be remarked, that where there is a consciousness of unjust or dishonourable purposes, communication is always checked by distrust, in proportion to the number whose concurrence is necessary. Hence it clearly appears, that the same advantage, which a republic has over a democracy, in controling the effects of faction, is enjoyed by a large over a small republic . . . is enjoyed by the union over the states composing it. Does this advantage consist in the substitution of representatives, whose en- lightened views and virtuous sentiments render them superior to local preju- dices, and to schemes of injustice? It will not be denied, that the representa- tion of the union will be most likely to possess these requisite endowments. Does it consist in the greater security afforded by a greater variety of parties, against the event of any one party being able to outnumber and oppress the rest? In an equal degree does the increased variety of parties, comprised within the union, increase this security. Does it, in fine, consist in the greater obstacles opposed to the concert and accomplishment of the secret wishes of an unjust and interested majority? Here, again, the extent of the union gives it the most palpable advantage. The influence of factious leaders may kindle a flame within their particu- lar states, but will be unable to spread a general conflagration through the other states: a religious sect may degenerate into a political faction in a part of the confederacy; but the variety of sects dispersed over the entire face of it, must secure the national councils against any danger from that source: a rage for paper money, for an abolition of debts, for an equal division of property, or for any other improper or wicked project, will be less apt to pervade the whole body of the union, than a particular member of it; in the same pro- portion as such a malady is more likely to taint a particular county or district, than an entire state. In the extent and proper structure of the union, therefore, we behold a re- publican remedy for the diseases most incident to republican government. 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 8 No. 11 49 And according to the degree of pleasure and pride we feel in being republi- cans, ought to be our zeal in cherishing the spirit, and supporting the char- acter of federalists. publius No. 11 by Alexander Hamilton The Utility of the Union in respect to Commerce and a Navy The importance of the union, in a commercial light, is one of those points, about which there is least room to entertain a difference of opinion, and which has in fact commanded the most general assent of men, who have any acquaintance with the subject. This applies as well to our intercourse with foreign countries, as with each other. There are appearances to authorize a supposition, that the adventurous spirit, which distinguishes the commercial character of America, has already excited uneasy sensations in several of the maritime powers of Europe. They seem to be apprehensive of our too great interference in that carrying trade, which is the support of their navigation, and the foundation of their naval strength. Those of them, which have colonies in America, look forward, with painful solicitude, to what this country is capable of becoming. They foresee the dangers, that may threaten their American dominions from the neigh- bourhood ofstates, which have all the dispositions, and would possess all the means, requisite to the creation ofa powerful marine. Impressions of this kind will naturally indicate the policy of fostering divisions among us, and depriving us, as far as possible, of an active commerce in our own bottoms. This would answer then the threefold purpose of preventing our interference in their navigation, of monopolizing the profits of our trade, and of clipping the wings on which we might soar to a dangerous greatness. Did not prudence forbid the detail, it would not be difficult to trace, by facts, the workings of this policy to the cabinets of ministers. If we continue united, we may, in a variety of ways, counteract a policy so unfriendly to our prosperity. 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 4 9 The Federalist 50 By prohibitory regulations, extending at the same time throughout the states, we may oblige foreign countries to bid against each other, for the privileges of our markets. This assertion will not appear chimerical to those who are able to appreciate the importance, to any manufacturing nation, of the mar- kets of three millions of people, increasing in rapid progression; for the most part, exclusively addicted to agriculture, and likely from local circumstances to remain in this disposition; and the immense difference there would be to the trade and navigation of such a nation, between a direct communication in its own ships, and an indirect conveyance of its products and returns, to and from America, in the ships of another country. Suppose, for instance, we had a government in America, capable of excluding Great Britain (with whom we have at present no treaty of commerce) from all our ports; what would be the probable operation of this step upon her politics? Would it not enable us to negotiate, with the fairest prospect of success, for commercial privileges of the most valuable and extensive kind, in the dominions of that kingdom? When these questions have been asked, upon other occasions, they have received a plausible, but not a solid or satisfactory answer. It has been said, that prohibitions on our part would produce no change in the system of Britain; because she could prosecute her trade with us, through the medium of the Dutch, who would be her immediate customers and pay-masters for those articles which were wanted for the supply of our markets. But would not her navigation be materially injured, by the loss of the important advan- tage of being her own carrier in that trade? Would not the principal part of its profits be intercepted by the Dutch, as a compensation for their agency and risk? Would not the mere circumstance of freight occasion a considerable de- duction? Would not so circuitous an intercourse facilitate the competitions of other nations, by enhancing the price of British commodities in our mar- kets, and by transferring to other hands the management of this interesting branch of the British commerce? A mature consideration of the objects, suggested by these questions, will justify a belief, that the real disadvantages to Great Britain, from such a state of things, conspiring with the prepossessions of a great part of the nation in favour of the American trade, and with the importunities of the West India islands, would produce a relaxation in her present system, and would let us into the enjoyment of privileges in the markets of those islands and else- where, from which our trade would derive the most substantial benefits. 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 0 No. 11 51 Such a point gained from the British government, and which could not be expected without an equivalent in exemptions and immunities in our mar- kets, would be likely to have a correspondent effect on the conduct of other nations, who would not be inclined to see themselves altogether supplanted in our trade. A further resource for influencing the conduct of European nations to- wards us, in this respect, would arise from the establishment of a federal navy. There can be no doubt, that the continuance of the union, under an efficient government, would put it in our power, at a period not very distant, to cre- ate a navy, which, if it could not vie with those of the great maritime powers, would at least be of respectable weight, if thrown into the scale of either of two contending parties. This would be more particularly the case, in relation to operations in the West Indies. A few ships of the line, sent opportunely to the reinforcement of either side, would often be sufficient to decide the fate of a campaign, on the event of which, interests of the greatest magnitude were suspended. Our position is, in this respect, a very commanding one. And if to this consideration we add that ofthe usefulness ofsupplies from this country, in the prosecution of military operations in the West Indies, it will readily be perceived, that a situation so favourable, would enable us to bar- gain with great advantage for commercial privileges. A price would be set not only upon our friendship, but upon our neutrality. By a steady adherence to the union, we may hope, ere long, to become the arbiter ofEurope in Amer- ica; and to be able to incline the balance ofEuropean competitions in this part of the world, as our interest may dictate. But in the reverse of this eligible situation, we shall discover, that the rival- ships ofthe parts would make them checks upon each other, and would frustrate all the tempting advantages, which nature has kindly placed within our reach. In a state so insignificant, our commerce would be a prey to the wanton intermeddlings of all nations at war with each other; who, having nothing to fear from us, would, with little scruple or remorse, supply their wants by depredations on our property, as often as it fell in their way. The rights of neutrality will only be respected, when they are defended by an ade- quate power. A nation, despicable by its weakness, forfeits even the privilege of being neutral. Under a vigorous national government, the natural strength and resources of the country, directed to a common interest, would baffle all the combina- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 1 The Federalist 52 tions of European jealousy to restrain our growth. This situation would even take away the motive to such combinations, by inducing an impracticability of success. An active commerce, an extensive navigation, a flourishing ma- rine, would then be the inevitable offspring of moral and physical necessity. We might defy the little arts of little politicians to control, or vary, the irre- sistible and unchangeable course of nature. But in a state of disunion, these combinations might exist, and might op- erate with success. It would be in the power of the maritime nations, availing themselves ofour universal impotence, to prescribe the conditions ofour political existence; and as they have a common interest in being our carriers, and still more in preventing us from becoming theirs, they would, in all prob- ability, combine to embarrass our navigation in such a manner, as would in effect destroy it, and confine us to a passive commerce. We should thus be compelled to content ourselves with the first price of our commodities, and to see the profits of our trade snatched from us, to enrich our enemies and persecutors. That unequalled spirit of enterprise, which signalizes the genius of the American merchants and navigators, and which is in itself an inex- haustible mine of national wealth, would be stifled and lost; and poverty and disgrace would overspread a country, which, with wisdom, might make her- self the admiration and envy of the world. There are rights of great moment to the trade of America, which are rights of the union: I allude to the fisheries, to the navigation of the lakes, and to that of the Mississippi. The dissolution of the confederacy would give room for delicate questions, concerning the future existence of these rights; which the interest of more powerful partners would hardly fail to solve to our disad- vantage. The disposition of Spain, with regard to the Mississippi, needs no comment. France and Britain are concerned with us in the fisheries; and view them as of the utmost moment to their navigation. They, of course, would hardly remain long indifferent to that decided mastery, of which experience has shown us to be possessed, in this valuable branch of traffic; and by which we are able to undersell those nations in their own markets. What more natural, than that they should be disposed to exclude from the lists such dan- gerous competitors? This branch of trade ought not to be considered as a partial benefit. All the navigating states may in different degrees advantageously participate in it; and under circumstances of a greater extension of mercantile capacity, would 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 2 No. 11 53 not be unlikely to do it. As a nursery of seamen, it now is, or when time shall have more nearly assimilated the principles of navigation in the several states, will become an universal resource. To the establishment of a navy, it must be indispensable. To this great national object, a navy, union will contribute in various ways. Every institution will grow and flourish in proportion to the quantity and extent ofthe means concentered towards its formation and support. A navy ofthe United States, as it would embrace the resources ofall, is an object far less remote than a navy of any single state, or partial confederacy, which would only embrace the resources of a part. It happens, indeed, that different portions of confederated America, possess each some peculiar ad- vantage for this essential establishment. The more southern states furnish in greater abundance certain kinds of naval stores . . . tar, pitch, and turpentine. Their wood, for the construction of ships, is also of a more solid and lasting texture. The difference in the duration of the ships of which the navy might be composed, if chiefly constructed of southern wood, would be of signal im- portance, either in the view of naval strength, or of national economy. Some of the southern and of the middle states, yield a greater plenty of iron and of better quality. Seamen must chiefly be drawn from the northern hive. The necessity of naval protection to external or maritime commerce, and the con- duciveness of that species of commerce to the prosperity of a navy, are points too manifest to require a particular elucidation. They, by a kind of reaction, mutually beneficial, promote each other. An unrestrained intercourse between the states themselves, will advance the trade of each, by an interchange of their respective productions, not only for the supply of reciprocal wants, but for exportation to foreign markets. The veins ofcommerce in every part will be replenished, and will acquire additional motion and vigour from a free circulation of the commodities of every part. Commercial enterprise will have much greater scope, from the diversity in the productions of different states. When the staple of one fails, from a bad harvest or unproductive crop, it can call to its aid the staple of another. The variety, not less than the value, of products for exportation, contributes to the activity of foreign commerce. It can be conducted upon much better terms, with a large number of materials of a given value, than with a small number of materials of the same value; arising from the compe- titions of trade, and from the fluctuations of markets. Particular articles may 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 3 The Federalist 54 *Recherches philosophiques sur les Americains. be in great demand at certain periods, and unsaleable at others; but if there be a variety of articles, it can scarcely happen that they should all be at one time in the latter predicament; and on this account, the operation of the mer- chant would be less liable to any considerable obstruction or stagnation. The speculative trader will at once perceive the force of these observations; and will acknowledge, that the aggregate balance of the commerce of the United States, would bid fair to be much more favourable than that of the Thirteen States, without union, or with partial unions. It may perhaps be replied to this, that whether the states are united, or dis- united, there would still be an intimate intercourse between them, which would answer the same ends: but this intercourse would be fettered, inter- rupted, and narrowed, by a multiplicity of causes; which in the course of these papers have been amply detailed. An unity ofcommercial, as well as political interests, can only result from an unity of government. There are other points ofview, in which this subject might be placed, of a striking and animating kind. But they would lead us too far into the regions of futurity, and would involve topics not proper for newspaper discussion. I shall briefly observe, that our situation invites, and our interests prompt us, to aim at an ascendant in the system of American affairs. The world may politically, as well as geographically, be divided into four parts, each having a distinct set of interests. Unhappily for the other three, Europe, by her arms and by her negotiations, by force and by fraud, has, in different degrees, ex- tended her dominion over them all. Africa, Asia, and America, have succes- sively felt her domination. The superiority she has long maintained, has tempted her to plume herselfas the mistress ofthe world, and to consider the rest of mankind as created for her benefit. Men, admired as profound philosophers, have, in direct terms, attributed to her inhabitants a physical superiority; and have gravely asserted, that all animals, and with them the human species, degenerate in America; that even dogs cease to bark, after having breathed a while in our atmosphere.* Facts have too long supported these arrogant pretensions ofthe European: it belongs to us to vindicate the honor of the human race, and to teach that assuming brother modera- tion. Union will enable us to do it. Disunion will add another victim to his triumphs. Let Americans disdain to be the instruments ofEuropean great- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 4 No. 12 55 ness! Let the Thirteen States, bound together in a strict and indissoluble union, concur in erecting one great American system, superior to the control of all transatlantic force or influence, and able to dictate the terms of the con- nexion between the old and the new world! publius No. 12 by Alexander Hamilton The Utility of the Union in respect to Revenue The effects of union, upon the commercial prosperity of the states, have been sufficiently delineated. Its tendency to promote the interests of revenue, will be the subject of our present inquiry. A prosperous commerce is now perceived and acknowledged, by all en- lightened statesmen, to be the most useful, as well as the most productive, source of national wealth; and has accordingly become a primary object of their political cares. By multiplying the means of gratification; by promoting the introduction and circulation of the precious metals, those darling objects ofhuman avarice and enterprise, it serves to vivify and invigorate all the channels of industry, and to make them flow with greater activity and copi- ousness. The assiduous merchant, the laborious husbandman, the active mechanic, and the industrious manufacturer . . . all orders of men, look for- ward with eager expectation, and growing alacrity, to this pleasing reward of their toils. The often agitated question between agriculture and commerce, has, from indubitable experience, received a decision, which has silenced the rivalships that once subsisted between them, and has proved, to the entire satisfaction of their friends, that their interests are intimately blended and interwoven. It has been found, in various countries, that in proportion as commerce has flourished, land has risen in value. And how could it have happened otherwise? Could that which procures a freer vent for the products of the earth; which furnishes new incitements to the cultivators of land; which is the most powerful instrument in increasing the quantity of money 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 5 The Federalist 56 in a state . . . could that, in fine, which is the faithful handmaid of labour and industry, in every shape, fail to augment the value of that article, which is the prolific parent of far the greatest part of the objects, upon which they are exerted? It is astonishing, that so simple a truth should ever have had an ad- versary; and it is one, among a multitude ofproofs, how apt a spirit ofill informed jealousy, or of too great abstraction and refinement, is to lead men astray from the plainest paths of reason and conviction. The ability of a country to pay taxes, must always be proportioned, in a great degree, to the quantity of money in circulation, and to the celerity with which it circulates. Commerce, contributing to both these objects, must of necessity render the payment of taxes easier, and facilitate the requisite sup- plies to the treasury. The hereditary dominions of the emperor of Germany, contain a great extent of fertile, cultivated, and populous territory, a large proportion of which is situated in mild and luxuriant climates. In some parts of this territory are to be found the best gold and silver mines in Europe. And yet, from the want of the fostering influence of commerce, that monarch can boast but slender revenues. He has several times been compelled to owe obligations to the pecuniary succours of other nations, for the preservation of his essential interests; and is unable, upon the strength of his own re- sources, to sustain a long or continued war. But it is not in this aspect of the subject alone, that union will be seen to conduce to the purposes of revenue. There are other points of view, in which its influence will appear more immediate and decisive. It is evident from the state of the country, from the habits of the people, from the experience we have had on the point itself, that it is impracticable to raise any very con- siderable sums by direct taxation. Tax laws have in vain been multiplied; new methods to enforce the collection have in vain been tried; the public ex- pectation has been uniformly disappointed, and the treasuries of the states have remained empty. The popular system of administration, inherent in the nature of popular government, coinciding with the real scarcity of money, in- cident to a languid and mutilated state of trade, has hitherto defeated every experiment for extensive collections, and has at length taught the different legistatures the folly of attempting them. No person, acquainted with what happens in other countries, will be su[r]prised at this circumstance. In so opulent a nation as that ofBritain, where direct taxes, from superior wealth, must be much more tolerable, and, 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 6 No. 12 57 from the vigour of the government, much more practicable, than in Amer- ica, far the greatest part of the national revenue is derived from taxes of the indirect kind; from imposts, and from excises. Duties on imported articles, form a large branch of this latter description. In America, it is evident, that we must a long time depend for the means of revenue, chiefly on such duties. In most parts of it, excises must be con- fined within a narrow compass. The genius of the people will illy brook the inquisitive and peremptory spirit of excise laws. The pockets of the farmers, on the other hand, will reluctantly yield but scanty supplies, in the unwel- come shape of impositions on their houses and lands; and personal property is too precarious and invisible a fund to be laid hold of in any other way, than by the imperceptible agency of taxes on consumption. If these remarks have any foundation, that state of things which will best enable us to improve and extend so valuable a resource, must be the best adapted to our political welfare. And it cannot admit of a serious doubt, that this state of things must rest on the basis of a general union. As far as this would be conducive to the interests of commerce, so far it must tend to the extension of the revenue to be drawn from that source. As far as it would con- tribute to render regulations for the collection of the duties more simple and efficacious, so far it must serve to answer the purposes of making the same rate of duties more productive, and of putting it into the power of the gov- ernment to increase the rate, without prejudice to trade. The relative situation of these states; the number of rivers with which they are intersected, and of bays that wash their shores; the facility of communi- cation in every direction; the affinity of language and manners; the familiar habits of intercourse; all these are circumstances that would conspire to ren- der an illicit trade between them a matter of little difficulty; and would en- sure frequent evasions of the commercial regulations of each other. The sepa- rate states, or confederacies, would be driven by mutual jealousy to avoid the temptations to that kind of trade, by the lowness of their duties. The temper of our governments, for a long time to come, would not permit those rigor- ous precautions, by which the European nations guard the avenues into their respective countries, as well by land as by water, and which, even there, are found insufficient obstacles to the adventurous stratagems of avarice. In France, there is an army of patrols (as they are called) constantly em- ployed to secure her fiscal regulations against the inroads of the dealers in 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 7 The Federalist 58 contraband. Mr. Neckar computes the number of these patrols at upwards of twenty thousand. This proves the immense difficulty in preventing that species of traffic, where there is an inland communication, and shows, in a strong light, the disadvantages, with which the collection of duties in this country would be incumbered, if by disunion the states should be placed in a ituation with respect to each other, resembling that ofFrance with respect to her neighbours. The arbitrary and vexatious powers with which the patrols are necessarily armed, would be intolerable in a free country. If, on the contrary, there he but one government, pervading all the states, there will be, as to the principal part of our commerce, but one side to guard . . . the atlantic coast. Vessels arriving directly from foreign coun- tries, laden with valuable cargoes, would rarely choose to expose themselves to the complicated and critical perils, which would attend attempts to unlade prior to their coming into port. They would have to dread both the dangers of the coast, and of detection, as well after, as before their arrival at the places of their final destination. An ordinary degree of vigilance, would be compe- tent to the prevention of any material infractions upon the rights of the reve- nue. A few armed vessels, judiciously stationed and employed, might, at small expense, be made useful sentinels of the laws. And the government, having the same interest to provide against violations every where, the co-operation of its measures in each state, would have a powerful tendency to render them effectual. Here also we should preserve, by union, an advantage which nature holds out to us, and which would be relinquished by separation. The United States lie at a great distance from Europe, and at a considerable distance from all other places, with which they would have extensive connexions of foreign trade. The passage from them to us in a few hours, or in a single night, as be- tween the coasts of France and Britain, and of other neighbouring nations, would be impracticable. This is a prodigious security against a direct contra- band with foreign countries; but a circuitous contraband to one state, through the medium of another, would be both easy and safe. The difference between a direct importation from abroad, and an indirect importation, through the channel of an adjoining state, in small parcels, according to time and opportunity, with the additional facilities of inland communication, must be palpable to every man of discernment. It is, therefore, evident, that one national government would be able, at much less expense, to extend the duties on imports, beyond comparison fur- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 8 No. 12 59 ther, than would be practicable to the states separately, or to any partial con- federacies: hitherto I believe it may safely be asserted, that these duties have not upon an average exceeded in any state three per cent. In France they are estimated at about fifteen per cent. and in Britain the proportion is still greater. There seems to be nothing to hinder their being increased in this country, to at least treble their present amount. The single article of ardent spirits, under federal regulation, might be made to furnish a considerable revenue. According to the ratio of importation into this state, the whole quantity imported into the United States may, at a low computation, be esti- mated at four millions of gallons; which, at a shilling per gallon, would pro- duce two hundred thousand pounds. That article would well bear this rate of duty; and if it should tend to diminish the consumption of it, such an effect would be equally favourable to the agriculture, to the economy, to the morals, and to the health of society. There is, perhaps, nothing so much a subject of national extravagance, as this very article. What will be the consequence, if we are not able to avail ourselves of the resource in question in its full extent? A nation cannot long exist without rev- enue. Destitute of this essential support, it must resign its independence, and sink into the degraded condition of a province. This is an extremity to which no government will of choice accede. Revenue therefore must be had at all events. In this country, if the principal part be not drawn from commerce, it must fall with oppressive weight upon land. It has been already intimated that excises, in their true signification, are too little in unison with the feel- ings of the people, to admit of great use being made of that mode of taxation: nor, indeed, in the states where almost the sole employment is agriculture, are the objects proper for excise sufficiently numerous, to permit very ample collections in that way. Personal estate, as before remarked, from the diffi- culty of tracing it, cannot be subjected to large contributions, by any other means than by taxes on consumption. In populous cities, it may be enough the subject of conjecture, to occasion the oppression of individuals, without much aggregate benefit to the state; but beyond these circles, it must, in a great measure, escape the eye and the hand of the tax gatherer. As the neces- sities of the state, nevertheless, must be satisfied in some mode, the defect of other resources must throw the principal weight of the public burthens on the possessors of land. And as, on the other hand, the wants of the govern- ment can never obtain an adequate supply, unless all the sources of revenue 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 5 9 The Federalist 60 are open to its demands, the finances of the community, under such embar- rassments, cannot be put into a situation consistent with its respectability or its security. Thus we shall not even have the consolations of a full treasury, to atone for the oppression of that valuable class of citizens, who are employed in the cultivation of the soil. But public and private distress will keep pace with each other in gloomy concert; and unite in deploring the infatuation of those counsels which led to disunion. publius No. 13 by Alexander Hamilton The same Subject continued, with a view to Economy As connected with the subject of revenue, we may with propriety consider that of economy. The money saved from one object, may be usefully applied to another; and there will be so much the less to be drawn from the pockets of the people. If the states be united under one government, there will be but one national civil list to support: if they are divided into several confedera- cies, there will be as many different national civil lists to be provided for; and each of them, as to the principal departments, co-extensive with that which would be necessary for a government of the whole. The entire separation of the states into thirteen unconnected sovereignties, is a project too extrava- gant, and too replete with danger, to have many advocates. The ideas of men who speculate upon the dismemberment of the empire, seem generally turned towards three confederacies; one consisting of the four northern, an- other of the four middle, and a third of the five southern states. There is little probability that there would be a great number. According to this distribu- tion, each confederacy would comprise an extent of territory larger than that of the kingdom of Great Britain. No well informed man will suppose that the affairs of such a confederacy can be properly regulated by a government, less comprehensive in its organs or institutions, than that which has been pro- posed by the convention. When the dimensions of a state attain to a certain 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 0 No. 13 61 magnitude, it requires the same energy of government, and the same forms of administration, which are requisite in one of much greater extent. This idea admits not of precise demonstration, because there is no rule by which we can measure the momentum of civil power, necessary to the government of any given number of individuals; but when we consider that the island of Britain, nearly commensurate with each of the supposed confederacies, con- tains about eight millions of people, and when we reflect upon the degree of authority required to direct the passions of so large a society to the public good, we shall see no reason to doubt, that the like portion of power would be sufficient to perform the same task in a society far more numerous. Civil power, properly organized and exerted, is capable of diffusing its force to a very great extent; and can, in a manner, reproduce itself in every part of a great empire, by a judicious arrangement of subordinate institutions. The supposition, that each confederacy into which the states would be likely to be divided, would require a government not less comprehensive than the one proposed, will be strengthened by another conjecture, more probable than that which presents us with three confederacies, as the alter- native to a general union. If we attend carefully to geographical and com- mercial considerations, in conjunction with the habits and prejudices of the different states, we shall be led to conclude, that, in case of disunion, they will most naturally league themselves under two governments. The four eastern states, from all the causes that form the links of national sympathy and con- nexion, may with certainty be expected to unite. New York, situated as she is, would never be unwise enough to oppose a feeble and unsupported flank to the weight of that confederacy. There are obvious reasons, that would facili- tate her accession to it. New Jersey is too small a state to think ofbeing a fron- tier, in opposition to this still more powerful combination; nor do there appear to be any obstacles to her admission into it. Even Pennsylvania would have strong inducements to join the northern league. An active foreign com- merce, on the basis of her own navigation, is her true policy, and coincides with the opinions and dispositions of her citizens. The more southern states, from various circumstances, may not think themselves much interested in the encouragement of navigation. They may prefer a system, which would give unlimited scope to all nations, to be the carriers, as well as the pur- chasers, of their commodities. Pennsylvania may not choose to confound her interests in a connexion so adverse to her policy. As she must, at all events, 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 1 The Federalist 62 be a frontier, she may deem it most consistent with her safety, to have her exposed side turned towards the weaker power of the southern, rather than towards the stronger power of the northern confederacy. This would give her the fairest chance to avoid being the Flanders of America. Whatever may be the determination of Pennsylvania, if the northern confederacy includes New Jersey, there is no likelihood of more than one confederacy to the south of that state. Nothing can be more evident than that the Thirteen States will be able to support a national government, better than one half, or one third, or any number less than the whole. This reflection must have great weight in obvi- ating that objection to the proposed plan, which is founded on the principle of expense; an objection however, which, when we come to take a nearer view of it, will appear in every light to stand on mistaken ground. If, in addition to the consideration of a plurality of civil lists, we take into view the number of persons who must necessarily be employed to guard the inland communication, between the different confederacies, against illicit trade, and who in time will infallibly spring up out of the necessities of rev- enue; and if we also take into view the military establishments, which it has been shown would unavoidably result from the jealousies and conflicts of the several nations, into which the states would be divided, we shall clearly discover that a separation would be not less injurious to the economy, than to the tranquillity, commerce, revenue, and liberty, of every part. publius No. 14 by James Madison An Objection drawn from the Extent of Country, Answered We have seen the necessity ofthe union, as our bulwark against foreign danger; as the conservator of peace among ourselves; as the guardian of our commerce, and other common interests; as the only substitute for those mili- tary establishments which have subverted the liberties of the old world; and 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 2 No. 14 63 as the proper antidote for the diseases of faction, which have proved fatal to other popular governments, and of which alarming symptoms have been be- trayed by our own. All that remains, within this branch of our inquiries, is to take notice of an objection, that may be drawn from the great extent of coun- try which the union embraces. A few observations, on this subject, will be the more proper, as it is perceived, that the adversaries of the new constitu- tion are availing themselves of a prevailing prejudice, with regard to the prac- ticable sphere of republican administration, in order to supply, by imaginary difficulties, the want of those solid objections, which they endeavour in vain to find. The error which limits republican government to a narrow district, has been unfolded and refuted in preceding papers. I remark here only, that it seems to owe its rise and prevalence chiefly to the confounding of a republic with a democracy; and applying to the former, reasonings drawn from the nature of the latter. The true distinction between these forms, was also ad- verted to on a former occasion. It is, that in a democracy, the people meet and exercise the government in person: in a republic, they assemble and admin- ister it by their representatives and agents. A democracy, consequently, must be confined to a small spot. A republic may be extended over a large region. To this accidental source of the error, may be added the artifice of some celebrated authors, whose writings have had a great share in forming the modern standard of political opinions. Being subjects, either of an absolute, or limited monarchy, they have endeavoured to heighten the advantages, or palliate the evils, of those forms, by placing in comparison with them, the vices and defects of the republican, and by citing, as specimens of the latter, the turbulent democracies of ancient Greece, and modern Italy. Under the confusion of names, it has been an easy task to transfer to a republic, obser- vations applicable to a democracy only; and, among others, the observation, that it can never be established but among a small number of people, living within a small compass of territory. Such a fallacy may have been the less perceived, as most of the popular governments of antiquity were of the democratic species; and even in mod- ern Europe, to which we owe the great principle of representation, no ex- ample is seen of a government wholly popular, and founded, at the same time, wholly on that principle. IfEurope has the merit of discovering this great mechanical power in government, by the simple agency of which, the 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 3 The Federalist 64 will ofthe largest political body may be concentered, and its force directed to any object, which the public good requires; America can claim the merit of making the discovery the basis of unmixed and extensive republics. It is only to be lamented, that any ofher citizens should wish to deprive her of the additional merit of displaying its full efficacy in the establishment of the comprehensive system now under her consideration. As the natural limit of a democracy, is that distance from the central point, which will just permit the most remote citizens to assemble as often as their public functions demand, and will include no greater number than can join in those functions: so the natural limit of a republic, is that distance from the centre, which will barely allow the representatives of the people to meet as often as may be necessary for the administration of public affairs. Can it be said, that the limits of the United States exceed this distance? It will not be said by those who recollect, that the Atlantic coast is the longest side of the union; that, during the term of thirteen years, the representatives of the states have been almost continually assembled; and that the members, from the most distant states, are not chargeable with greater intermissions of atten- dance, than those from the states in the neighbourhood of Congress. That we may form a juster estimate with regard to this interesting subject, let us resort to the actual dimensions of the union. The limits, as fixed by the treaty of peace, are, on the east the Atlantic, on the south the latitude of thirty one degrees, on the west the Mississippi, and on the north an irregular line running in some instances beyond the forty-fifth degree, in others falling as low as the forty-second. The southern shore of lake Erie lies below that lati- tude. Computing the distance between the thirty-first and forty-fifth degrees, it amounts to nine hundred and seventy-three common miles; computing it from thirty-one to forty-two degrees, to seven hundred sixty-four miles and an half. Taking the mean for the distance, the amount will be eight hundred sixty-eight miles and three-fourths. The mean distance from the Atlantic to the Mississippi, does not probably exceed seven hundred and fifty miles. On a comparison of this extent, with that of several countries in Europe, the practicability of rendering our system commensurate to it, appears to be demonstrable. It is not a great deal larger than Germany, where a diet, rep- resenting the whole empire, is continually assembled; or than Poland before the late dismemberment, where another national diet was the depository of 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 4 No. 14 65 the supreme power. Passing by France and Spain, we find that in Great Britain, inferior as it may be in size, the representatives of the northern ex- tremity ofthe island, have as far to travel to the national council, as will be required of those of the most remote parts of the union. Favourable as this view of the subject may be, some observations remain, which will place it in a light still more satisfactory. In the first place, it is to be remembered, that the general government is not to be charged with the whole power of making and administering laws: its jurisdiction is limited to certain enumerated objects, which concern all the members of the republic, but which are not to be attained by the separate provisions of any. The subordinate governments, which can extend their care to all those other objects, which can be separately provided for, will retain their due authority and activity. Were it proposed by the plan of the conven- tion, to abolish the governments of the particular states, its adversaries would have some ground for their objection; though it would not be difficult to show, that if they were abolished, the general government would be com- pelled, by the principle of self preservation, to reinstate them in their proper jurisdiction. A second observation to be made is, that the immediate object of the fed- eral constitution, is to secure the union of the thirteen primitive states, which we know to be practicable; and to add to them such other states, as may arise in their own bosoms, or in their neighbourhoods, which we cannot doubt to be equally practicable. The arrangements that may be necessary for those angles and fractions of our territory, which lie on our north western frontier, must be left to those whom further discoveries and experience will render more equal to the task. Let it be remarked, in the third place, that the intercourse throughout the union will be daily facilitated by new improvements. Roads will every where be shortened, and kept in better order; accommodations for travellers will be multiplied and meliorated; an interior navigation on our eastern side, will be opened throughout, or nearly throughout, the whole extent of the Thir- teen States. The communication between the western and Atlantic districts, and between different parts of each, will be rendered more and more easy, by those numerous canals, with which the beneficence of nature has intersected our country, and which art finds it so little difficult to connect and complete. 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 5 The Federalist 66 A fourth, and still more important consideration, is, that as almost every state will, on one side or other, be a frontier, and will thus find, in a regard to its safety, an inducement to make some sacrifices for the sake of the general protection: so the states which lie at the greatest distance from the heart of the union, and which of course may partake least of the ordinary circulation of its benefits, will be at the same time immediately contiguous to foreign na- tions, and will consequently stand, on particular occasions, in greatest need of its strength and resources. It may be inconvenient for Georgia, or the states forming our western or north-eastern borders, to send their representa- tives to the seat of government; but they would find it more so to struggle alone against an invading enemy, or even to support alone the whole expense of those precautions, which may be dictated by the neighbourhood of con- tinual danger. If they should derive less benefit therefore from the union in some respects, than the less distant states, they will derive greater benefit from it in other respects, and thus the proper equilibrium will be maintained throughout. I submit to you, my fellow citizens, these considerations, in full confidence that the good sense which has so often marked your decisions, will allow them their due weight and effect; and that you will never suffer difficulties, however formidable in appearance, or however fashionable the error on which they may be founded, to drive you into the gloomy and perilous scenes into which the advocates for disunion would conduct you. Hearken not to the unnatural voice, which tells you that the people of America, knit together as they are by so many chords of affection, can no longer live together as members of the same family; can no longer continue the mutual guardians of their mutual happiness; can no longer be fellow citizens of one great, re- spectable, and flourishing empire. Hearken not to the voice, which petulantly tells you, that the form of government recommended for your adoption, is a novelty in the political world; that it has never yet had a place in the theo- ries of the wildest projectors; that it rashly attempts what it is impossible to accomplish. No, my countrymen, shut your ears against this unhallowed lan- guage. Shut your hearts against the poison which it conveys. The kindred blood which flows in the veins of American citizens, the mingled blood which they have shed in defence of their sacred rights, consecrate their union, and excite horror at the idea oftheir becoming aliens, rivals, enemies. And 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 6 No. 14 67 if novelties are to be shunned, believe me, the most alarming of all novelties, the most wild of all projects, the most rash of all attempts, is that of rending us in pieces, in order to preserve our liberties, and promote our happiness. But why is the experiment of an extended republic to be rejected, merely be- cause it may comprise what is new? Is it not the glory of the people of Amer- ica, that whilst they have paid a decent regard to the opinions of former times and other nations, they have not suffered a blind veneration for antiquity, for custom, or for names, to over-rule the suggestions of their own good sense, the knowledge of their own situation, and the lessons of their own experi- ence? To this manly spirit, posterity will be indebted for the possession, and the world for the example, of the numerous innovations displayed on the American theatre, in favour of private rights and public happiness. Had no important step been taken by the leaders of the revolution, for which a prece- dent could not be discovered; no government established of which an exact model did not present itself, the people of the United States might, at this moment, have been numbered among the melancholy victims of misguided councils; must at best have been labouring under the weight of some of those forms which have crushed the liberties of the rest of mankind. Happily for America, happily we trust for the whole human race, they pursued a new and more noble course. They accomplished a revolution which has no parallel in the annals of human society. They reared the fabrics of governments which have no model on the face of the globe. They formed the design of a great confederacy, which it is incumbent on their successors to improve and per- petuate. If their works betray imperfections, we wonder at the fewness of them. If they erred most in the structure of the union, this was the work most difficult to be executed; this is the work which has been new modelled by the act of your convention, and it is that act on which you are now to deliberate and to decide. publius 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 7 68 No. 15 by Alexander Hamilton Concerning the Defects of the Present Confederation, in Relation to the Principle of Legislation for the States in their Collective Capacities In the course of the preceding papers, I have endeavoured, my fellow citizens, to place before you, in a clear and convincing light, the importance of union to your political safety and happiness. I have unfolded to you a complication of dangers to which you would be exposed, should you permit that sacred knot, which binds the people of America together, to be severed or dissolved by ambition or by avarice, by jealousy or by misrepresentation. In the sequel of the inquiry, through which I propose to accompany you, the truths in- tended to be inculcated will receive further confirmation from facts and ar- guments hitherto unnoticed. If the road, over which you will still have to pass, should in some places appear to you tedious or irksome, you will recol- lect, that you are in quest of information on a subject the most momentous, which can engage the attention of a free people; that the field through which you have to travel is in itself spacious, and that the difficulties of the journey have been unnecessarily increased by the mazes with which sophistry has beset the way. It will be my aim to remove the obstacles to your progress, in as compendious a manner as it can be done, without sacrificing utility to despatch. In pursuance ofthe plan, which I have laid down for the discussion of the subject, the point next in order to be examined, is the “insufficiency of the present confederation to the preservation of the union.” It may perhaps be asked, what need there is ofreasoning or proofto illustrate a position, which is neither controverted nor doubted; to which the understandings and feelings of all classes of men assent; and which in sub- stance is admitted by the opponents as well as by the friends of the new 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 8 No. 15 69 *I mean for the union. constitution? It must in truth be acknowledged, that however these may differ in other respects, they in general appear to harmonize in the opinion, that there are material imperfections in our national system, and that some- thing is necessary to be done to rescue us from impending anarchy. The facts that support this opinion, are no longer objects of speculation. They have forced themselves upon the sensibility of the people at large, and have at length extorted from those, whose mistaken policy has had the principal share in precipitating the extremity at which we are arrived, a reluctant con- fession of the reality of many of those defects in the scheme of our federal government, which have been long pointed out and regretted by the intelli- gent friends of the union. We may indeed, with propriety, be said to have reached almost the last stage of national humiliation. There is scarcely any thing that can wound the pride, or degrade the character, of an independent people, which we do not experience. Are there engagements, to the performance of which we are held by every tie respectable among men? These are the subjects of constant and unblushing violation. Do we owe debts to foreigners, and to our own citizens, contracted in a time of imminent peril, for the preservation of our political existence? These remain without any proper or satisfactory provision for their discharge. Have we valuable territories and important posts in the pos- session of a foreign power, which, by express stipulations, ought long since to have been surrendered? These are still retained, to the prejudice of our inter- ests not less than of our rights. Are we in a condition to resent, or to repel the aggression? We have neither troops, nor treasury, nor government.* Are we even in a condition to remonstrate with dignity? The just imputations on our own faith, in respect to the same treaty, ought first to be removed. Are we entitled, by nature and compact, to a free participation in the navigation of the Mississippi? Spain excludes us from it. Is public credit an indispensable resource in time of public danger? We seem to have abandoned its cause as desperate and irretrievable. Is commerce of importance to national wealth? Ours is at the lowest point ofdeclension. Is respectability in the eyes of foreign powers, a safeguard against foreign encroachments? The imbecility of our government even forbids them to treat with us: our ambassadors abroad are the mere pageants of mimic sovereignty. Is a violent and unnatu- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 6 9 The Federalist 70 ral decrease in the value ofland, a symptom ofnational distress? The price ofimproved land, in most parts ofthe country, is much lower than can be accounted for by the quantity of waste land at market, and can only be fully explained by that want ofprivate and public confidence, which are so alarmingly prevalent among all ranks, and which have a direct tendency to depreciate property of every kind. Is private credit the friend and patron of industry? That most useful kind which relates to borrowing and lending, is reduced within the narrowest limits, and this still more from an opinion of insecurity than from a scarcity of money. To shorten an enumeration of par- ticulars which can afford neither pleasure nor instruction, it may in general be demanded, what indication is there of national disorder, poverty, and in- significance, that could befal a community so peculiarly blessed with natural advantages as we are, which does not form a part of the dark catalogue of our public misfortunes? This is the melancholy situation to which we have been brought by those very maxims and counsels, which would now deter us from adopting the proposed constitution; and which, not content with having conducted us to the brink of a precipice, seem resolved to plunge us into the abyss that awaits us below. Here, my countrymen, impelled by every motive that ought to influence an enlightened people, let us make a firm stand for our safety, our tranquillity, our dignity, our reputation. Let us at last break the fatal charm which has too long seduced us from the paths of felicity and prosperity. It is true, as has been before observed, that facts too stubborn to be re- sisted, have produced a species of general assent to the abstract proposition, that there exist material defects in our national system; but the usefulness of the concession, on the part of the old adversaries of federal measures, is de- stroyed by a strenuous opposition to a remedy, upon the only principles that can give it a chance of success. While they admit that the government of the United States is destitute of energy, they contend against conferring upon it those powers which are requisite to supply that energy. They seem still to aim at things repugnant and irreconcilable; at an augmentation of federal author- ity, without a diminution of state authority; at sovereignty in the union, and complete independence in the members. They still, in fine, seem to cherish with blind devotion the political monster of an imperium in imperio. This renders a full display of the principal defects of the confederation necessary, in order to show, that the evils we experience do not proceed from minute or 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 0 No. 15 71 partial imperfections, but from fundamental errors in the structure of the building, which cannot be amended, otherwise than by an alteration in the very elements and main pillars of the fabric. The great and radical vice, in the construction of the existing confedera- tion, is in the principle of legislation for states or governments, in their corporate or collective capacities, and as contradistinguished from the individuals of whom they consist. Though this principle does not run through all the powers delegated to the union; yet it pervades and governs those on which the efficacy of the rest depends: except, as to the rule of apportionment, the United States have an indefinite discretion to make requisitions for men and money; but they have no authority to raise either, by regulations extending to the individual citizens of America. The conse- quence of this is, that, though in theory, their resolutions concerning those objects, are laws, constitutionally binding on the members of the union; yet, in practice, they are mere recommendations, which the states observe or dis- regard at their option. It is a singular instance of the capriciousness of the human mind, that, after all the admonitions we have had from experience on this head, there should still be found men, who object to the new constitution, for deviating from a principle which has been found the bane of the old; and which is, in itself, evidently incompatible with the idea of a government; a principle, in short, which, if it is to be executed at all, must substitute the violent and sanguinary agency of the sword, to the mild influence of the magistracy. There is nothing absurd or impracticable, in the idea of a league or alliance between independent nations, for certain defined purposes precisely stated in a treaty; regulating all the details of time, place, circumstance, and quantity; leaving nothing to future discretion; and depending for its execution on the good faith of the parties. Compacts of this kind, exist among all civilized na- tions, subject to the usual vicissitudes of peace and war; of observance and non-observance, as the interests or passions of the contracting powers dic- tate. In the early part of the present century, there was an epidemical rage in Europe for this species of compacts; from which the politicians of the times fondly hoped for benefits which were never realized. With a view to estab- lishing the equilibrium of power, and the peace of that part of the world, all the resources of negotiation were exhausted, and triple and quadruple alli- ances were formed; but they were scarcely formed before they were broken, 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 1 The Federalist 72 giving an instructive, but afflicting, lesson to mankind, how little dependence is to be placed on treaties which have no other sanction than the obligations of good faith; and which oppose general considerations of peace and justice, to the impulse of any immediate interest or passion. Ifthe particular states in this country are disposed to stand in a similar relation to each other, and to drop the project of a general discretionary superintendence, the scheme would indeed be pernicious, and would entail upon us all the mischiefs which have been enumerated under the first head; but it would have the merit ofbeing, at least, consistent and practi- cable. Abandoning all views towards a confederate government, this would bring us to a simple alliance, offensive and defensive; and would place us in a situation to be alternately friends and enemies of each other, as our mutual jealousies and rivalships, nourished by the intrigues of foreign nations, should prescribe to us. But ifwe are unwilling to be placed in this perilous situation; ifwe still adhere to the design of a national government, or, which is the same thing, of a superintending power, under the direction of a common council, we must resolve to incorporate into our plan those ingredients, which may be considered as forming the characteristic difference between a league and a government; we must extend the authority of the union to the persons of the citizens . . . the only proper objects of government. Government implies the power of making laws. It is essential to the idea of a law, that it be attended with a sanction; or, in other words, a penalty or punishment for disobedience. If there be no penalty annexed to disobedi- ence, the resolutions or commands which pretend to be laws, will in fact amount to nothing more than advice or recommendation. This penalty, whatever it may be, can only be inflicted in two ways; by the agency of the courts and ministers of justice, or by military force; by the coercion of the magistracy, or by the coercion of arms. The first kind can evidently apply only to men: the last kind must ofnecessity be employed against bodies politic, or communities or states. It is evident, that there is no process of a court by which their observance of the laws can, in the last resort, be en- forced. Sentences may be denounced against them for violations of their duty; but these sentences can only be carried into execution by the sword. In an association, where the general authority is confined to the collective bodies ofthe communities that compose it, every breach ofthe laws must 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 2 No. 15 73 involve a state of war, and military execution must become the only instru- ment of civil obedience. Such a state of things can certainly not deserve the name of government, nor would any prudent man choose to commit his happiness to it. There was a time when we were told that breaches, by the states, of the regulations of the federal authority were not to be expected; that a sense of common interest would preside over the conduct of the respective members, and would beget a full compliance with all the constitutional requisitions of the union. This language, at the present day, would appear as wild as a great part of what we now hear from the same quarter will be thought, when we shall have received further lessons from that best oracle of wisdom, experi- ence. It at all times betrayed an ignorance of the true springs by which human conduct is actuated, and belied the original inducements to the establish- ment of civil power. Why has government been instituted at all? Because the passions of men will not conform to the dictates of reason and justice, with- out constraint. Has it been found that bodies of men act with more rectitude or greater disinterestedness than individuals? The contrary of this has been inferred by all accurate observers of the conduct of mankind; and the infer- ence is founded upon obvious reasons. Regard to reputation, has a less active influence, when the infamy of a bad action is to be divided among a number, than when it is to fall singly upon one. A spirit of faction, which is apt to mingle its poison in the deliberations of all bodies of men, will often hurry the persons, of whom they are composed, into improprieties and excesses, for which they would blush in a private capacity. In addition to all this, there is, in the nature of sovereign power, an impa- tience of control, which disposes those who are invested with the exercise of it, to look with an evil eye upon all external attempts to restrain or direct its operations. From this spirit it happens, that in every political association which is formed upon the principle of uniting in a common interest a num- ber oflesser sovereignties, there will be found a kind of eccentric tendency in the subordinate or inferior orbs, by the operation of which there will be a perpetual effort in each to fly off from the common centre. This tendency is not difficult to be accounted for. It has its origin in the love of power. Power controled or abridged is almost always the rival and enemy of that power by which it is controled or abridged. This simple proposition will teach us how little reason there is to expect, that the persons entrusted with the adminis- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 3 The Federalist 74 tration of the affairs of the particular members of a confederacy, will at all times be ready, with perfect good humour, and an unbiassed regard to the public weal, to execute the resolutions or decrees of the general authority. The reverse of this results from the constitution of man. If, therefore, the measures of the confederacy cannot be executed, without the intervention of the particular administrations, there will be little prospect of their being executed at all. The rulers of the respective members, whether they have a constitutional right to do it or not, will undertake to judge of the propriety of the measures themselves. They will consider the conformity of the thing proposed or required to their immediate interests or aims; the momentary conveniences or inconveniences that would attend its adoption. All this will be done; and in a spirit of interested and suspicious scrutiny, without that knowledge of national circumstances and reasons of state, which is essential to a right judgment, and with that strong predilection in favour of local objects, which can hardly fail to mislead the decision. The same process must be repeated in every member of which the body is constituted; and the execution of the plans, framed by the councils of the whole, will al- ways fluctuate on the discretion of the ill-informed and prejudiced opinion of every part. Those who have been conversant in the proceedings of popu- lar assemblies; who have seen how difficult it often is, when there is no exte- rior pressure of circumstances, to bring them to harmonious resolutions on important points, will readily conceive how impossible it must be to induce a number of such assemblies, deliberating at a distance from each other, at different times, and under different impressions, long to co-operate in the same views and pursuits. In our case, the concurrence ofthirteen distinct sovereign wills is requi- site under the confederation, to the complete execution of every important measure, that proceeds from the union. It has happened, as was to have been foreseen. The measures of the union have not been executed; the delinquen- cies of the states have, step by step, matured themselves to an extreme, which has at length arrested all the wheels of the national government, and brought them to an awful stand. Congress at this time scarcely possess the means of keeping up the forms of administration, till the states can have time to agree upon a more substantial substitute for the present shadow of a federal gov- ernment. Things did not come to this desperate extremity at once. The causes which have been specified, produced at first only unequal and dispropor- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 4 No. 16 75 tionate degrees of compliance with the requisitions of the union. The greater deficiencies of some states furnished the pretext of example, and the tempta- tion ofinterest to the complying, or at least delinquent states. Why should we do more in proportion than those who are embarked with us in the same political voyage? Why should we consent to bear more than our proper share of the common burthen? These were suggestions which human selfishness could not withstand, and which even speculative men, who looked forward to remote consequences, could not without hesitation combat. Each state, yielding to the persuasive voice of immediate interest or convenience, has successively withdrawn its support, till the frail and tottering edifice seems ready to fall upon our heads, and to crush us beneath its ruins. publius No. 16 by Alexander Hamilton The same Subject continued, in relation to the same Principles The tendency of the principle of legislation for states or communities in their political capacities, as it has been exemplified by the experiment we have made of it, is equally attested by the events which have befallen all other gov- ernments of the confederate kind, of which we have any account, in exact proportion to its prevalence in those systems. The confirmations of this fact will be worthy of a distinct and particular examination. I shall content myself with barely observing here, that of all the confederacies of antiquity which history has handed down to us, the Lycian and Achaean leagues, as far as there remain vestiges of them, appear to have been most free from the fetters of that mistaken principle, and were accordingly those which have best de- served, and have most liberally received, the applauding suffrages of political writers. This exceptionable principle may, as truly as emphatically, be styled the parent of anarchy: it has been seen that delinquencies in the members of the union are its natural and necessary offspring; and that whenever they hap- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 5 The Federalist 76 pen, the only constitutional remedy is force, and the immediate effect of the use of it, civil war. It remains to inquire how far so odious an engine of government, in its application to us, would even be capable of answering its end. If there should not be a large army, constantly at the disposal of the national government, it would either not be able to employ force at all, or when this could be done, it would amount to a war between different parts of the confederacy, concern- ing the infractions of a league; in which the strongest combination would be most likely to prevail, whether it consisted of those who supported, or of those who resisted, the general authority. It would rarely happen that the delinquency to be redressed would be confined to a single member, and if there were more than one, who had neglected their duty, similarity of situa- tion would induce them to unite for common defence. Independent of this motive of sympathy, if a large and influential state should happen to be the aggressing member, it would commonly have weight enough with its neigh- bours, to win over some of them as associates to its cause. Specious argu- ments of danger to the general liberty could easily be contrived; plausible ex- cuses for the deficiencies of the party, could, without difficulty, be invented, to alarm the apprehensions, inflame the passions, and conciliate the good will even of those states which were not chargeable with any violation, or omission of duty. This would be the more likely to take place, as the delin- quencies of the larger members might be expected sometimes to proceed from an ambitious premeditation in their rulers, with a view to getting rid of all external control upon their designs of personal aggrandizement; the better to effect which, it is presumable they would tamper beforehand with leading individuals in the adjacent states. If associates could not be found at home, recourse would be had to the aid offoreign powers, who would sel- dom be disinclined to encouraging the dissensions of a confederacy, from the firm union of which they had so much to fear. When the sword is once drawn, the passions of men observe no bounds of moderation. The sugges- tions of wounded pride, the instigations of irritated resentment, would be apt to carry the states, against which the arms of the union were exerted, to any extremes necessary to avenge the affront, or to avoid the disgrace of submis- sion. The first war of this kind would probably terminate in a dissolution of the union. 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 6 No. 16 77 This may be considered as the violent death of the confederacy. Its more natural death is what we now seem to be on the point of experiencing, if the federal system be not speedily renovated in a more substantial form. It is not probable, considering the genius of this country, that the complying states would often be inclined to support the authority of the union, by engaging in a war against the non-complying states. They would always be more ready to pursue the milder course of putting themselves upon an equal footing with the delinquent members, by an imitation of their example. And the guilt of all would thus become the security of all. Our past experience has exhibited the operation of this spirit in its full light. There would in fact be an insuper- able difficulty in ascertaining when force could with propriety be employed. In the article of pecuniary contribution, which would be the most usual source of delinquency, it would often be impossible to decide whether it had proceeded from disinclination, or inability. The pretence of the latter would always be at hand. And the case must be very flagrant in which its fallacy could be detected with sufficient certainty to justify the harsh expedient of compulsion. It is easy to see that this problem alone, as often as it should occur, would open a wide field to the majority that happened to prevail in the national council, for the exercise of factious views, of partiality, and of oppression. It seems to require no pains to prove that the states ought not to prefer a national constitution, which could only be kept in motion by the instrumen- tality of a large army, continually on foot to execute the ordinary requisitions or decrees ofthe government. And yet this is the plain alternative involved by those who wish to deny it the power of extending its operations to indi- viduals. Such a scheme, ifpracticable at all, would instantly degenerate into a military despotism; but it will be found in every light impracticable. The resources of the union would not be equal to the maintenance of an army considerable enough to confine the larger states within the limits of their duty; nor would the means ever be furnished of forming such an army in the first instance. Whoever considers the populousness and strength of several of these states singly at the present juncture, and looks forward to what they will become, even at the distance ofhalf a century, will at once dismiss as idle and visionary any scheme, which aims at regulating their movements by laws, to operate upon them in their collective capacities, and to be executed 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 7 The Federalist 78 by a coercion applicable to them in the same capacities. A project of this kind is little less romantic than the monster-taming spirit, attributed to the fabu- lous heroes and demi-gods of antiquity. Even in those confederacies, which have been composed of members smaller than many of our counties, the principle of legislation for sovereign states, supported by military coercion, has never been found effectual. It has rarely been attempted to be employed, but against the weaker members; and in most instances attempts to coerce the refractory and disobedient, have been the signals of bloody wars; in which one half of the confederacy has dis- played its banners against the other. The result of these observations to an intelligent mind must be clearly this, that if it be possible at any rate to construct a federal government capable of regulating the common concerns, and preserving the general tranquillity, it must be founded, as to the objects committed to its care, upon the reverse of the principle contended for by the opponents of the proposed constitution. It must carry its agency to the persons of the citizens. It must stand in need of no intermediate legislations; but must itself be empowered to employ the arm of the ordinary magistrate to execute its own resolutions. The majesty of the national authority must be manifested through the medium of the courts of justice. The government of the union, like that of each state, must be able to address itself immediately to the hopes and fears of individuals; and to at- tract to its support, those passions, which have the strongest influence upon the human heart. It must, in short, possess all the means, and have a right to resort to all the methods, of executing the powers with which it is entrusted, that are possessed and exercised by the governments of the particular states. To this reasoning it may perhaps be objected, that if any state should be disaffected to the authority of the union, it could at any time obstruct the execution of its laws, and bring the matter to the same issue of force, with the necessity of which the opposite scheme is reproached. The plausibility of this objection will vanish the moment we advert to the essential difference between a mere non-compliance and a direct and active resistance. If the interposition of the state legislatures be neces- sary to give effect to a measure of the union, they have only not to act, or to act evasively, and the measure is defeated. This neglect of duty may be disguised under affected but unsubstantial provisions so as not to appear, and ofcourse not to excite any alarm in the people for the safety ofthe 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 8 No. 16 79 constitution. The state leaders may even make a merit of their surreptitious invasions of it, on the ground of some temporary convenience, exemption, or advantage. But ifthe execution ofthe laws ofthe national government should not require the intervention ofthe state legislatures; ifthey were to pass into immediate operation upon the citizens themselves, the particular govern- ments could not interrupt their progress without an open and violent exer- tion of an unconstitutional power. No omission, nor evasions, would answer the end. They would be obliged to act, and in such a manner, as would leave no doubt that they had encroached on the national rights. An experiment of this nature would always be hazardous in the face of a constitution in any degree competent to its own defence, and of a people enlightened enough to distinguish between a legal exercise and an illegal usurpation of authority. The success of it would require not merely a factious majority in the legisla- ture, but the concurrence of the courts of justice, and of the body of the people. If the judges were not embarked in a conspiracy with the legislature, they would pronounce the resolutions of such a majority to be contrary to the supreme law of the land, unconstitutional and void. If the people were not tainted with the spirit of their state representatives, they, as the natural guardians of the constitution, would throw their weight into the national scale, and give it a decided preponderancy in the contest. Attempts of this kind would not often be made with levity or rashness; because they could seldom be made without danger to the authors: unless in cases of tyrannical exercise of the federal authority. If opposition to the national government should arise from the disorderly conduct of refractory, or seditious individuals, it could be overcome by the same means which are daily employed against the same evil, under the state governments. The magistracy, being equally the ministers of the law of the land, from whatever source it might emanate, would, doubtless, be as ready to guard the national as the local regulations, from the inroads of private licentiousness. As to those partial commotions and insurrections, which sometimes disquiet society, from the intrigues of an inconsiderable faction, or from sudden or occasional ill humours, that do not infect the great body of the community, the general government could command more extensive resources, for the suppression of disturbances of that kind, than would be in the power of any single member. And as to those mortal feuds, which, in cer- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 7 9 The Federalist 80 tain conjunctures, spread a conflagration through a whole nation, or through a very large proportion of it, proceeding either from weighty causes of dis- content, given by the government, or from the contagion of some violent popular paroxism, they do not fall within any ordinary rules of calculation. When they happen, they commonly amount to revolutions, and dismember- ments of empire. No form of government can always either avoid or control them. It is in vain to hope to guard against events too mighty for human fore- sight or precaution; and it would be idle to object to a government, because it could not perform impossibilities. publius No. 17 by Alexander Hamilton The Subject continued, and Illustrated by Examples, to Show the tendency of Federal Governments, rather to Anarchy among the Members, than Tyranny in the Head An objection, of a nature different from that which has been stated and an- swered in my last address, may, perhaps, be urged against the principle ofleg- islation for the individual citizens of America. It may be said, that it would tend to render the government of the union too powerful, and to enable it to absorb those residuary authorities, which it might be judged proper to leave with the states for local purposes. Allowing the utmost latitude to the love of power, which any reasonable man can require, I confess I am at a loss to dis- cover what temptation the persons entrusted with the administration of the general government, could ever feel to divest the states of the authorities of that description. The regulation of the mere domestic police of a state, ap- pears to me to hold out slender allurements to ambition. Commerce, finance, negotiation, and war, seem to comprehend all the objects which have charms for minds governed by that passion; and all the powers necessary to those objects, ought, in the first instance, to be lodged in the national depository. The administration of private justice between the citizens of the same state; 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 0 No. 17 81 the supervision of agriculture, and of other concerns of a similar nature; all those things, in short, which are proper to be provided for by local legislation, can never be desirable cares of a general jurisdiction. It is therefore improb- able, that there should exist a disposition in the federal councils, to usurp the powers with which they are connected; because the attempt to exercise them, would be as troublesome as it would be nugatory; and the possession of them, for that reason, would contribute nothing to the dignity, to the importance, or to the splendour, of the national government. But let it be admitted, for argument sake, that mere wantonness, and lust of domination, would be sufficient to beget that disposition; still it may be safely affirmed, that the sense of the constituent body of the national repre- sentatives, or, in other words, of the people of the several states, would con- trol the indulgence of so extravagant an appetite. It will always be far more easy for the state governments to encroach upon the national authorities, than for the national government to encroach upon the state authorities. The proof of this proposition turns upon the greater degree of influence which the state governments, if they administer their affairs with uprightness and prudence, will generally possess over the people; a circumstance which at the same time teaches us, that there is an inherent and intrinsic weakness in all federal constitutions; and that too much pains cannot be taken in their orga- nization, to give them all the force which is compatible with the principles of liberty. The superiority of influence in favour of the particular governments, would result partly from the diffusive construction of the national govern- ment; but chiefly from the nature of the objects to which the attention of the state administrations would be directed. It is a known fact in human nature, that its affections are commonly weak in proportion to the distance or diffusiveness of the object. Upon the same principle that a man is more attached to his family than to his neighbour- hood, to his neighbourhood than to the community at large, the people of each state would be apt to feel a stronger bias towards their local govern- ments, than towards the government of the union, unless the force of that principle should be destroyed by a much better administration of the latter. This strong propensity of the human heart, would find powerful auxil- iaries in the objects of state regulation. The variety of more minute interests, which will necessarily fall under the 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 1 The Federalist 82 superintendence of the local administrations, and which will form so many rivulets of influence, running through every part of the society, cannot be particularized, without involving a detail too tedious and uninteresting, to compensate for the instruction it might afford. There is one transcendent advantage belonging to the province of state governments, which alone suffices to place the matter in a clear and satisfac- tory light . . . I mean the ordinary administration of criminal and civil justice. This, of all others, is the most powerful, most universal, and most attractive source ofpopular obedience and attachment. It is this, which, being the immediate and visible guardian of life and property; having its benefits and its terrors in constant activity before the public eye; regulating all those per- sonal interests, and familiar concerns, to which the sensibility of individuals is more immediately awake; contributes, more than any other circumstance, to impress upon the minds of the people affection, esteem, and reverence to- wards the government. This great cement of society, which will diffuse itself almost wholly through the channels ofthe particular governments, inde- pendent of all other causes of influence, would ensure them so decided an empire over their respective citizens, as to render them at all times a complete counterpoise, and not unfrequently dangerous rivals to the power of the union. The operations of the national government, on the other hand, falling less immediately under the observation of the mass of the citizens, the benefits derived from it will chiefly be perceived, and attended to by speculative men. Relating to more general interests, they will be less apt to come home to the feelings of the people; and, in proportion, less likely to inspire a habitual sense of obligation, and an active sentiment of attachment. The reasoning on this head has been abundantly exemplified by the ex- perience of all federal constitutions, with which we are acquainted, and of all others which have borne the least analogy to them. Though the ancient feudal systems were not, strictly speaking, confedera- cies, yet they partook ofthe nature ofthat species ofassociation. There was a common head, chieftain, or sovereign, whose authority extended over the whole nation; and a number of subordinate vassals, or feudatories, who had large portions of land allotted to them, and numerous trains of inferior vassals or retainers, who occupied and cultivated that land upon the tenure of fealty, or obedience to the persons of whom they held it. Each principal 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 2 No. 17 83 vassal was a kind of sovereign within his particular demesnes. The conse- quences of this situation were a continual opposition to the authority of the sovereign, and frequent wars between the great barons, or chief feudatories themselves. The power of the head of the nation was commonly too weak, either to preserve the public peace, or to protect the people against the oppressions oftheir immediate lords. This period ofEuropean affairs is emphatically styled by historians, the times of feudal anarchy. When the sovereign happened to be a man of vigorous and warlike tem- per and of superior abilities, he would acquire a personal weight and influ- ence, which answered for the time the purposes of a more regular authority. But in general, the power of the barons triumphed over that of the prince; and in many instances his dominion was entirely thrown off, and the great fiefs were erected into independent principalities or states. In those instances in which the monarch finally prevailed over his vassals, his success was chiefly owing to the tyranny of those vassals over their dependents. The barons, or nobles, equally the enemies of the sovereign and the oppressors of the com- mon people, were dreaded and detested by both; till mutual danger and mutual interest effected an union between them fatal to the power of the aristocracy. Had the nobles, by a conduct of clemency and justice, preserved the fidelity and devotion of their retainers and followers, the contests be- tween them and the prince must almost always have ended in their favour, and in the abridgment or subversion of the royal authority. This is not an assertion founded merely in speculation or conjecture. Among other illustrations ofits truth which might be cited, Scotland will furnish a cogent example. The spirit of clauship which was at an early day introduced into that kingdom, uniting the nobles and their dependants by ties equivalent to those of kindred, rendered the aristocracy a constant over- match for the power of the monarch, till the incorporation with England sub- dued its fierce and ungovernable spirit, and reduced it within those rules of subordination, which a more rational and a more energetic system of civil polity had previously established in the latter kingdom. The separate governments in a confederacy may aptly be compared with the feudal baronies; with this advantage in their favour, that from the reasons already explained, they will generally possess the confidence and good will of the people; and with so important a support, will be able effectually to op- pose all encroachments of the national government. It will be well if they are 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 3 The Federalist 84 *The subject of this and the two following numbers happened to be taken up by both Mr. H. and Mr. M. What had been prepared by Mr. H. who had entered more briefly into the subject, was left with Mr. M. on its appearing that the latter was engaged in it, with larger materials, and with a view to a more precise delineation; and from the pen of the latter, the several papers went to the Press. [The above note from the pen of Mr. Madison was written on the margin of the leaf, commencing with the present number, in the copy of the Federalist loaned by him to the publisher.] not able to counteract its legitimate and necessary authority. The points of similitude consist in the rivalship of power, applicable to both, and in the concentration of large portions of the strength of the community into particular depositories, in one case at the disposal of individuals, in the other case at the disposal of political bodies. A concise review of the events that have attended confederate govern- ments, will further illustrate this important doctrine; an inattention to which has been the great source of our political mistakes, and has given our jealousy a direction to the wrong side. This review shall form the subject of some en- suing papers. publius No. 18* by James Madison The Subject continued, with further Examples Among the confederacies of antiquity, the most considerable was that of the Grecian republics, associated under the Amphyctionic council. From the best accounts transmitted of this celebrated institution, it bore a very instructive analogy to the present confederation of the American states. The members retained the character of independent and sovereign states, and had equal votes in the federal council. This council had a general au- thority to propose and resolve whatever it judged necessary for the common welfare of Greece; to declare and carry on war; to decide, in the last resort, all 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 4 No. 18 85 controversies between the members; to fine the aggressing party; to employ the whole force of the confederacy against the disobedient; to admit new members. The Amphyctions were the guardians of religion, and of the im- mense riches belonging to the temple ofDelphos, where they had the right of jurisdiction in controversies between the inhabitants and those who came to consult the oracle. As a further provision for the efficacy of the federal powers, they took an oath mutually to defend and protect the united cities, to punish the violators of this oath, and to inflict vengeance on sacrilegious despoilers of the temple. In theory, and upon paper, this apparatus of powers, seems amply suffi- cient for all general purposes. In several material instances, they exceed the powers enumerated in the articles ofconfederation. The Amphyctions had in their hands the superstition of the times, one of the principal engines by which government was then maintained; they had a declared authority to use coercion against refractory cities, and were bound by oath to exert this authority on the necessary occasions. Very different, nevertheless, was the experiment from the theory. The powers, like those of the present congress, were administered by deputies ap- pointed wholly by the cities in their political capacities; and exercised over them in the same capacities. Hence the weakness, the disorders, and finally the destruction of the confederacy. The more powerful members, instead of being kept in awe and subordination, tyrannized successively over all the rest. Athens, as we learn from Demosthenes, was the arbiter of Greece seventy- three years. The Lacedemonians next governed it twenty-nine years. At a subsequent period, after the battle of Leuctra, the Thebans had their turn of domination. It happened but too often, according to Plutarch, that the deputies of the strongest cities, awed and corrupted those of the weaker; and that judgment went in favour of the most powerful party. Even in the midst ofdefensive and dangerous wars with Persia and Macedon, the members never acted in concert, and were more or fewer of them, eternally the dupes, or the hirelings, of the common enemy. The inter- vals of foreign war, were filled up by domestic vicissitudes, convulsions, and carnage. After the conclusion of the war with Xerxes, it appears that the Lacede- monians required that a number ofthe cities should be turned out ofthe 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 5 The Federalist 86 confederacy for the unfaithful part they had acted. The Athenians, finding that the Lacedemonians would lose fewer partisans by such a measure than themselves, and would become masters of the public deliberations, vigor- ously opposed and defeated the attempt. This piece of history proves at once the inefficiency of the union; the ambition and jealousy of its most powerful members; and the dependent and degraded condition of the rest. The smaller members, though entitled by the theory of their system, to revolve in equal pride and majesty around the common centre, had become in fact satellites of the orbs of primary magnitude. Had the Greeks, says the abbe Milot, been as wise as they were courageous, they would have been admonished by experience of the necessity of a closer union, and would have availed themselves of the peace which followed their success against the Persian arms, to establish such a reformation. Instead of this obvious policy, Athens and Sparta, inflated with the victories and the glory they had acquired, became first rivals, and then enemies; and did each other infinitely more mischiefthan they had suffered from Xerxes. Their mutual jealousies, fears, hatreds, and injuries, ended in the celebrated Pelo- ponnesian war; which itself ended in the ruin and slavery of the Athenians, who had begun it. As a weak government, when not at war, is ever agitated by internal dis- sentions; so these never fail to bring on fresh calamities from abroad. The Phocians having ploughed up some consecrated ground belonging to the temple of Apollo, the Amphyctionic council, according to the superstition of the age, imposed a fine on the sacrilegious offenders. The Phocians, being abetted by Athens and Sparta, refused to submit to the decree. The Thebans, with others of the cities, undertook to maintain the authority of the Am- phyctions, and to avenge the violated god. The latter being the weaker party, invited the assistance of Philip of Macedon, who had secretly fostered the contest. Philip gladly seized the opportunity of executing the designs he had long planned against the liberties of Greece. By his intrigues and bribes, he won over to his interests the popular leaders of several cities; by their in- fluence and votes, gained admission into the Amphyctionic council; and by his arts and his arms, made himself master of the confederacy. Such were the consequences of the fallacious principle, on which this in- teresting establishment was founded. Had Greece, says a judicious observer on her fate, been united by a stricter confederation, and persevered in her 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 6 No. 18 87 union, she would never have worn the chains of Macedon; and might have proved a barrier to the vast projects of Rome. The Achaean league, as it is called, was another society of Grecian re- publics, which supplies us with valuable instruction. The union here was far more intimate, and its organization much wiser, than in the preceding instance. It will accordingly appear, that though not exempt from a similar catastrophe, it by no means equally deserved it. The cities composing this league, retained their municipal jurisdiction, appointed their own officers, and enjoyed a perfect equality. The senate in which they were represented, had the sole and exclusive right of peace and war; ofsending and receiving ambassadors; ofentering into treaties and alliances; of appointing a chief magistrate or pretor, as he was called; who commanded their armies; and who, with the advice and consent of ten of the senators, not only administered the government in the recess of the senate, but had a great share in its deliberation, when assembled. According to the primitive constitution, there were two pretors associated in the administra- tion; but on trial a single one was preferred. It appears that the cities had all the same laws and customs, the same weights and measures, and the same money. But how far this effect pro- ceeded from the authority of the federal council, is left in uncertainty. It is said only, that the cities were in a manner compelled to receive the same laws and usages. When Lacedemon was brought into the league by Philopoemen, it was attended with an abolition ofthe institutions and laws of Lycurgus, and an adoption of those of the Achaeans. The Amphyctionic confederacy, of which she had been a member, left her in the full exercise of her government and her legislation. This circumstance alone proves a very material difference in the genius of the two systems. It is much to be regretted that such imperfect monuments remain of this curious political fabric. Could its interior structure and regular operation be ascertained, it is probable that more light would be thrown by it on the sci- ence of federal government, than by any of the like experiments with which we are acquainted. One important fact seems to be witnessed by all the historians who take notice of Achaean affairs. It is, that as well after the renovation of the league by Aratus, as before its dissolution by the arts of Macedon, there was infi- nitely more of moderation and justice in the administration of its govern- 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 7 The Federalist 88 ment, and less of violence and sedition in the people, than were to be found in any of the cities exercising singly all the prerogatives of sovereignty. The abbe Mably, in his observations on Greece, says, that the popular govern- ment, which was so tempestuous elsewhere, caused no disorders in the mem- bers ofthe Achaean republic, because it was there tempered by the general authority and laws of the confederacy. We are not to conclude too hastily, however, that faction did not in a cer- tain degree agitate the particular cities; much less, that a due subordination and harmony reigned in the general system. The contrary is sufficiently dis- played in the vicissitudes and fate of the republic. Whilst the Amphyctionic confederacy remained, that of the Achaeans, which comprehended the less important cities only, made little figure on the theatre of Greece. When the former became a victim to Macedon, the latter was spared by the policy ofPhilip and Alexander. Under the successors of these princes, however, a different policy prevailed. The arts of division were practised among the Achaeans; each city was seduced into a separate interest; the union was dissolved. Some of the cities fell under the tyranny of Mace- donian garrisons: others under that of usurpers springing out of their own confusions. Shame and oppression ere long awakened their love of liberty. A few cities re-united. Their example was followed by others, as opportunities were found of cutting off their tyrants. The league soon embraced almost the whole Peloponnesus. Macedon saw its progress; but was hindered by internal dissentions from stopping it. All Greece caught the enthusiasm, and seemed ready to unite in one confederacy, when the jealousy and envy in Sparta and Athens, of the rising glory of the Achaeans, threw a fatal damp on the enter- prise. The dread ofthe Macedonian power induced the league to court the alliance of the kings of Egypt and Syria; who, as successors of Alexander, were rivals of the king of Macedon. This policy was defeated by Cleomenes, king of Sparta, who was led by his ambition to make an unprovoked attack on his neighbours, the Achaeans; and who, as an enemy to Macedon, had interest enough with the Egyptian and Syrian princes, to effect a breach of their en- gagements with the league. The Achaeans were now reduced to the dilemma of submitting to Cleomenes, or of supplicating the aid of Macedon, its for- mer oppressor. The latter expedient was adopted. The contest of the Greeks always afforded a pleasing opportunity to that powerful neighbour, of inter- meddling in their affairs. A Macedonian army quickly appeared: Cleomenes 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 8 No. 18 89 *This was but another name more specious for the independence of the members on the federal head. was vanquished. The Achaeans soon experienced, as often happens, that a victorious and powerful ally, is but another name for a master. All that their most abject compliances could obtain from him, was a toleration of the exercise of their laws. Philip, who was now on the throne of Macedon, soon provoked, by his tyrannies, fresh combinations among the Greeks. The Achaeans, though weakened by internal dissentions, and by the revolt of Messene, one of its members, being joined by the Etolians and Athenians, erected the standard of opposition. Finding themselves, though thus sup- ported, unequal to the undertaking, they once more had recourse to the dan- gerous expedient of introducing the succour of foreign arms. The Romans, to whom the invitation was made, eagerly embraced it. Philip was conquered: Macedon subdued. A new crisis ensued to the league. Dissentions broke out among its members. These the Romans fostered. Callicrates, and other pop- ular leaders, became mercenary instruments for inveigling their country- men. The more effectually to nourish discord and disorder, the Romans had, to the astonishment of those who confided in their sincerity, already proclaimed universal liberty* throughout Greece. With the same insidious views, they now seduced the members from the league, by representing to their pride, the violation it committed on their sovereignty. By these arts, this union, the last hope of Greece . . . the last hope of ancient liberty, was torn into pieces; and such imbecility and distraction introduced, that the arms of Rome found little difficulty in completing the ruin which their arts had com- menced. The Achaeans were cut to pieces; and Achaia loaded with chains, under which it is groaning at this hour. I have thought it not superfluous to give the outlines of this important portion of history; both because it teaches more than one lesson; and be- cause, as a supplement to the outlines of the Achaean constitution, it em- phatically illustrates the tendency of federal bodies, rather to anarchy among the members, than to tyranny in the head. publius 0 2 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 8 9 90 No. 19 by James Madison The Subject continued, with further Examples The examples of ancient confederacies, cited in my last paper, have not ex- hausted the source ofexperimental instruction on this subject. There are existing institutions, founded on a similar principle, which merit particular consideration. The first which presents itself is the Germanic body. In the early ages of christianity, Germany was occupied by seven distinct nations, who had no common chief. The Franks, one of the number, having conquered the Gauls, established the kingdom which has taken its name from them. In the ninth century, Charlemagne, its warlike monarch, carried his victorious arms in every direction; and Germany became a part ofhis vast dominions. On the dismemberment, which took place under his sons, this part was erected into a separate and independent empire. Charlemagne and his immediate descendants possessed the reality, as well as the ensigns and dignity of imperial power. But the principal vassals, whose fiefs had be- come hereditary, and who composed the national diets, which Charlemagne had not abolished, gradually threw off the yoke, and advanced to sovereign jurisdiction and independence. The force of imperial sovereignty was in- sufficient to restrain such powerful dependants; or to preserve the unity and tranquillity of the empire. The most furious private wars, accompanied with every species of calamity, were carried on between the different princes and states. The imperial authority, unable to maintain the public order, declined by degrees, till it was almost extinct in the anarchy, which agitated the long interval between the death of the last emperor of the Suabian, and the acces- sion of the first emperor of the Austrian lines. In the eleventh century, the emperors enjoyed full sovereignty: in the fifteenth, they had little more than the symbols and decorations of power. Out of this feudal system, which has itself many of the important features 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 0 No. 19 91 of a confederacy, has grown the federal system, which constitutes the Ger- manic empire. Its powers are vested in a diet representing the component members of the confederacy; in the emperor who is the executive magistrate, with a negative on the decrees of the diet; and in the imperial chamber and aulic council, two judiciary tribunals having supreme jurisdiction in contro- versies which concern the empire, or which happen among its members. The diet possesses the general power oflegislating for the empire; of making war and peace; contracting alliances; assessing quotas of troops and money; constructing fortresses; regulating coin; admitting new members; and subjecting disobedient members to the ban of the empire, by which the party is degraded from his sovereign rights, and his possessions forfeited. The members of the confederacy are expressly restricted from entering into compacts, prejudicial to the empire; from imposing tolls and duties on their mutual intercourse, without the consent of the emperor and diet; from alter- ing the value of money; from doing injustice to one another; or from af- fording assistance or retreat to disturbers of the public peace. And the ban is denounced against such as shall violate any of these restrictions. The mem- bers of the diet, as such, are subject in all cases to be judged by the emperor and diet, and in their private capacities by the aulic council and imperial chamber. The prerogatives of the emperor are numerous. The most important of them are, his exclusive right to make propositions to the diet; to negative its resolutions; to name ambassadors; to confer dignities and titles; to fill vacant electorates; to found universities; to grant privileges not injurious to the states of the empire; to receive and apply the public revenues; and generally to watch over the public safety. In certain cases, the electors form a council to him. In quality of emperor, he possesses no territory within the empire; nor receives any revenue for his support. But his revenue and dominions, in other qualities, constitute him one of the most powerful princes in Europe. From such a parade of constitutional powers, in the representatives and head of this confederacy, the natural supposition would be, that it must form an exception to the general character which belongs to its kindred systems. Nothing would be further from the reality. The fundamental principle, on which it rests, that the empire is a community ofsovereigns; that the diet is a representation of sovereigns; and that the laws are addressed to sovereigns; render the empire a nerveless body, incapable of regulating its own members, 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 1 The Federalist 92 insecure against external dangers, and agitated with unceasing fermentations in its own bowels. The history ofGermany, is a history ofwars between the emperor and the princes and states; ofwars among the princes and states themselves; of the licentiousness of the strong, and the oppression of the weak; of foreign intrusions, and foreign intrigues; of requisitions of men and money disre- garded, or partially complied with; of attempts to enforce them, altogether abortive, or attended with slaughter and desolation, involving the innocent with the guilty; of general imbecility, confusion, and misery. In the sixteenth century, the emperor, with one part of the empire on his side, was seen engaged against the other princes and states. In one of the conflicts, the emperor himself was put to flight, and very near being made prisoner by the elector of Saxony. The late king of Prussia was more than once pitted against his imperial sovereign; and commonly proved an over- match for him. Controversies and wars among the members themselves, have been so common, that the German annals are crowded with the bloody pages which describe them. Previous to the peace ofWestphalia, Germany was desolated by a war of thirty years, in which the emperor, with one half of the empire, was on one side; and Sweden, with the other half, on the oppo- site side. Peace was at length negotiated, and dictated by foreign powers; and the articles of it, to which foreign powers are parties, made a fundamental part of the Germanic constitution. If the nation happens, on any emergency, to be more united by the neces- sity of self-defence, its situation is still deplorable. Military preparations must be preceded by so many tedious discussions, arising from the jealousies, pride, separate views, and clashing pretensions, ofsovereign bodies, that before the diet can settle the arrangements, the enemy are in the field; and be- fore the federal troops are ready to take it, are retiring into winter quarters. The small body of national troops, which has been judged necessary in time of peace, is defectively kept up, badly paid, infected with local preju- dices, and supported by irregular and disproportionate contributions to the treasury. The impossibility of maintaining order, and dispensing justice among these sovereign subjects, produced the experiment of dividing the empire into nine or ten circles or districts; of giving them an interior organization, and of charging them with the military execution of the laws against delin- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 2 No. 19 93 *Pfeffel, Nouvel abreg. chronol. de l’hist. etc. d’Allemagne, says, the pretext was to in- demnify himself for the expense of the expedition. quent and contumacious members. This experiment has only served to dem- onstrate more fully, the radical vice of the constitution. Each circle is the miniature picture ofthe deformities ofthis political monster. They either fail to execute their commissions, or they do it with all the devastation and carnage ofcivil war. Sometimes whole circles are defaulters; and then they increase the mischief which they were instituted to remedy. We may form some judgment ofthis scheme ofmilitary coercion, from a sample given by Thuanus. In Donawerth, a free and imperial city of the circle of Suabia, the abbe de St. Croix enjoyed certain immunities which had been reserved to him. In the exercise of these, on some public occasion, out- rages were committed on him, by the people of the city. The consequence was, that the city was put under the ban of the empire; and the duke of Ba- varia, though director of another circle, obtained an appointment to enforce it. He soon appeared before the city, with a corps of ten thousand troops; and finding it a fit occasion, as he had secretly intended from the beginning, to revive an antiquated claim, on the pretext that his ancestors had suffered the place to be dismembered from his territory;* he took possession of it in his own name; disarmed and punished the inhabitants, and re-annexed the city to his domains. It may be asked, perhaps, what has so long kept this disjointed machine from falling entirely to pieces? The answer is obvious. The weakness of most of the members, who are unwilling to expose themselves to the mercy of for- eign powers; the weakness of most of the principal members, compared with the formidable powers all around them; the vast weight and influence which the emperor derives from his separate and hereditary dominions; and the in- terest he feels in preserving a system with which his family pride is connected, and which constitutes him the first prince in Europe: these causes support a feeble and precarious union; whilst the repellent quality, incident to the na- ture of sovereignty, and which time continually strengthens, prevents any re- form whatever, founded on a proper consolidation. Nor is it to be imagined, if this obstacle could be surmounted, that the neighbouring powers would suffer a revolution to take place, which would give to the empire the force and pre-eminence to which it is entitled. Foreign nations have long considered 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 3 The Federalist 94 themselves as interested in the changes made by events in this constitution; and have, on various occasions, betrayed their policy of perpetuating its an- archy and weakness. If more direct examples were wanting, Poland, as a government over local sovereigns, might not improperly be taken notice of. Nor could any proof, more striking, be given of the calamities flowing from such institutions. Equally unfit for self-government, and self-defence, it has long been at the mercy of its powerful neighbours; who have lately had the mercy to disbur- den it of one third of its people and territories. The connexion among the Swiss cantons, scarcely amounts to a confed- eracy; though it is sometimes cited as an instance of the stability of such institutions. They have no common treasury; no common troops even in war; no common coin; no common judicatory, nor any other common mark of sovereignty. They are kept together by the peculiarity of their topographical position; by their individual weakness and insignificancy; by the fear of powerful neighbours, to one of which they were formerly subject; by the few sources of contention among a people of such simple and homogeneous manners; by their joint interest in their dependent possessions; by the mutual aid they stand in need of, for suppressing insurrections and rebellions; an aid ex- pressly stipulated, and often required and afforded; and by the necessity of some regular and permanent provision for accommodating disputes among the cantons. The provision is, that the parties at variance shall each choose four judges out of the neutral cantons, who, in case of disagreement, choose an umpire. This tribunal, under an oath of impartiality, pronounces defini- tive sentence, which all the cantons are bound to enforce. The competency of this regulation may be estimated by a clause in their treaty of 1683, with Victor Amadeus of Savoy; in which he obliges himself to interpose as medi- ator in disputes between the cantons; and to employ force, if necessary, against the contumacious party. So far as the peculiarity of their case will admit of comparison with that of the United States, it serves to confirm the principle intended to be estab- lished. Whatever efficacy the union may have had in ordinary cases, it ap- pears that the moment a cause of difference sprang up, capable of trying its strength, it failed. The controversies on the subject of religion, which in three 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 4 No. 20 95 instances have kindled violent and bloody contests, may be said in fact to have severed the league. The Protestant and Catholic cantons, have since had their separate diets; where all the most important concerns are adjusted, and which have left the general diet little other business than to take care of the common bailages. That separation had another consequence, which merits attention. It pro- duced opposite alliances with foreign powers: of Bern, as the head of the Protestant association, with the United Provinces; and ofLuzerne, as the head of the Catholic association, with France. publius No. 20 by James Madison The Subject continued, with further Examples The United Netherlands are a confederacy of republics, or rather of aristoc- racies, of a very remarkable texture; yet confirming all the lessons derived from those which we have already reviewed. The union is composed of seven co-equal and sovereign states, and each state or province is a composition ofequal and independent cities. In all important cases, not only the provinces, but the cities, must be unanimous. The sovereignty of the union is represented by the states-general, con- sisting usually of about fifty deputies appointed by the provinces. They hold their seats, some for life, some for six, three, and one years. From two prov- inces they continue in appointment during pleasure. The states-general have authority to enter into treaties and alliances; to make war and peace; to raise armies and equip fleets; to ascertain quotas and demand contributions. In all these cases, however, unanimity and the sanction of their constituents are requisite. They have authority to appoint and receive ambassadors; to execute treaties and alliances already formed; to provide for the collection of duties on imports and exports; to regulate the mint, with a saving to the provincial rights; to govern as sovereigns the 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 5 The Federalist 96 dependent territories. The provinces are restrained, unless with the general consent, from entering into foreign treaties; from establishing imposts in- jurious to others, or charging their neighbours with higher duties than their own subjects. A council of state, a chamber of accounts, with five colleges of admiralty, aid and fortify the federal administration. The executive magistrate of the union is the stadtholder, who is now an hereditary prince. His principal weight and influence in the republic are de- rived from his independent title; from his great patrimonial estates; from his family connexions with some of the chief potentates of Europe; and more than all, perhaps, from his being stadtholder in the several provinces, as well as for the union; in which provincial quality, he has the appointment of town magistrates under certain regulations, executes provincial decrees, presides when he pleases in the provincial tribunals; and has throughout the power of pardon. As stadtholder of the union, he has, however, considerable prerogatives. In his political capacity, he has authority to settle disputes between the provinces, when other methods fail; to assist at the deliberations of the states- general, and at their particular conferences; to give audiences to foreign am- bassadors, and to keep agents for his particular affairs at foreign courts. In his military capacity, he commands the federal troops; provides for garrisons, and in general regulates military affairs; disposes of all appoint- ments from colonels to ensigns, and ofthe governments and posts offorti- fied towns. In his marine capacity, he is admiral general, and superintends and di- rects every thing relative to naval forces, and other naval affairs; presides in the admiralties in person or by proxy; appoints lieutenant admirals and other officers; and establishes councils of war, whose sentences are not executed till he approves them. His revenue, exclusive of his private income, amounts to 300,000 florins. The standing army which he commands consists of about 40,000 men. Such is the nature of the celebrated Belgic confederacy, as delineated on parchment. What are the characters which practice has stampt upon it? Imbecility in the government; discord among the provinces; foreign influ- ence and indignities; a precarious existence in peace, and peculiar calamities from war. It was long ago remarked by Grotius, that nothing but the hatred of his 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 6 No. 20 97 countrymen to the house of Austria, kept them from being ruined by the vices of their constitution. The union ofUtrecht, says another respectable writer, reposes an author- ity in the states-general, seemingly sufficient to secure harmony; but the jeal- ousy in each province renders the practice very different from the theory. The same instrument, says another, obliges each province to levy certain contributions; but this article never could, and probably never will, be exe- cuted; because the inland provinces, who have little commerce, cannot pay an equal quota. In matters of contribution, it is the practice to wa[i]ve the articles of the constitution. The danger of delay obliges the consenting provinces to furnish their quotas, without waiting for the others; and then to obtain reimburse- ment from the others, by deputations, which are frequent, or otherwise, as they can. The great wealth and influence of the province of Holland, enable her to effect both these purposes. It has more than once happened that the deficiencies have been ultimately to be collected at the point of the bayonet; a thing practicable, though dread- ful, in a confederacy, where one of the members exceeds in force all the rest; and where several of them are too small to meditate resistance: but utterly impracticable in one composed of members, several of which are equal to each other in strength and resources, and equal singly to a vigorous and per- severing defence. Foreign ministers, says Sir William Temple, who was himself a foreign minister, elude matters taken ad referendum, by tampering with the prov- inces and cities. In 1726, the treaty of Hanover was delayed by these means a whole year. Instances of a like nature are numerous and notorious. In critical emergencies, the states-general are often compelled to overleap their constitutional bounds. In 1688, they concluded a treaty of themselves, at the risk of their heads. The treaty of Westphalia in 1648, by which their inde- pendence was formally and finally recognized, was concluded without the consent of Zealand. Even as recently as the last treaty of peace with Great Britain, the constitutional principle of unanimity was departed from. A weak constitution must necessarily terminate in dissolution, for want of proper powers, or the usurpation of powers requisite for the public safety. Whether the usurpation, when once begun, will stop at the salutary point, or go for- ward to the dangerous extreme, must depend on the contingencies of the 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 7 The Federalist 98 moment. Tyranny has perhaps oftener grown out of the assumptions of power, called for, on pressing exigencies, by a defective constitution, than out of the full exercise of the largest constitutional authorities. Notwithstanding the calamities produced by the stadtholdership, it has been supposed, that without his influence in the individual provinces, the causes of anarchy manifest in the confederacy, would long ago have dissolved it. “Under such a government,” says the abbe Mably, “the union could never have subsisted, if the provinces had not a spring within themselves, capable of quickening their tardiness, and compelling them to the same way of think- ing. This spring is the stadtholder.” It is remarked by Sir William Temple, that “in the intermissions ofthe stadtholdership, Holland, by her riches and her authority, which drew the others into a sort of dependence, supplied the place.” These are not the only circumstances which have controled the tendency to anarchy and dissolution. The surrounding powers impose an absolute necessity of union to a certain degree, at the same time that they nourish, by their intrigues, the constitutional vices, which keep the republic in some de- gree always at their mercy. The true patriots have long bewailed the fatal tendency of these vices, and have made no less than four regular experiments by extraordinary assemblies, convened for the special purpose, to apply a remedy. As many times, has their laudable zeal found it impossible to unite the public councils in reforming the known, the acknowledged, the fatal evils of the existing constitution. Let us pause, my fellow citizens, for one moment, over this melancholy and monitory lesson of history; and with the tear that drops for the calamities brought on mankind by their adverse opinions and selfish passions, let our gratitude mingle an ejaculation to Heaven, for the propitious concord which has distinguished the consultations for our political happiness. A design was also conceived, of establishing a general tax to be adminis- tered by the federal authority. This also had its adversaries and failed. This unhappy people seem to be now suffering, from popular convul- sions, from dissentions among the states, and from the actual invasion of for- eign arms, the crisis of their destiny. All nations have their eyes fixed on the awful spectacle. The first wish prompted by humanity is, that this severe trial may issue in such a revolution of their government, as will establish their union, and render it the parent of tranquillity, freedom, and happiness: the 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 8 No. 21 99 next, that the asylum under which, we trust, the enjoyment of these blessings will speedily be secured in this country, may receive and console them for the catastrophe of their own. I make no apology for having dwelt so long on the contemplation of these federal precedents. Experience is the oracle of truth; and where its responses are unequivocal, they ought to be conclusive and sacred. The important truth, which it unequivocally pronounces in the present case, is, that a sover- eignty over sovereigns, a government over governments, a legislation for communities, as contradistinguished from individuals; as it is a solecism in theory, so in practice, it is subversive ofthe order and ends ofcivil polity, by substituting violence in place of law, or the destructive coercion of the sword, in place of the mild and salutary coercion of the magistracy. publius No. 21 by Alexander Hamilton Further defects of the present Constitution Having in the three last numbers taken a summary review of the principal circumstances and events, which depict the genius and fate of other confed- erate governments; I shall now proceed in the enumeration of the most im- portant of those defects, which have hitherto disappointed our hopes from the system established among ourselves. To form a safe and satisfactory judg- ment of the proper remedy, it is absolutely necessary that we should be well acquainted with the extent and malignity of the disease. The next most palpable defect of the existing confederation, is the total want of a sanction to its laws. The United States, as now composed, have no power to exact obedience, or punish disobedience to their resolutions, either by pecuniary mulcts, by a suspension or divestiture of privileges, or by any other constitutional means. There is no express delegation of authority to them to use force against delinquent members; and if such a right should be ascribed to the federal head, as resulting from the nature of the social com- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 9 9 The Federalist 100 pact between the states, it must be by inference and construction, in the face of that part of the second article, by which it is declared, “that each state shall retain every power, jurisdiction, and right, not expressly delegated to the United States in Congress assembled.” The want ofsuch a right involves, no doubt, a striking absurdity; but we are reduced to the dilemma, either of supposing that deficiency, preposterous as it may seem, or ofcontravening or explaining away a provision, which has been oflate a repeated theme of the eulogies of those who oppose the new constitution; and the omission of which, in that plan, has been the subject of much plausible animadversion, and severe criticism. If we are unwilling to impair the force of this applauded provision, we shall be obliged to conclude, that the United States afford the extraordinary spectacle of a government, destitute even of the shadow of constitutional power, to enforce the execution of its own laws. It will appear, from the specimens which have been cited, that the American confederacy, in this particular, stands discriminated from every other institution of a similar kind, and exhibits a new and unexampled phenomenon in the politi- cal world. The want of a mutual guarantee of the state governments, is another capi- tal imperfection in the federal plan. There is nothing of this kind declared in the articles that compose it: and to imply a tacit guarantee from considera- tions of utility, would be a still more flagrant departure from the clause which has been mentioned, than to imply a tacit power of coercion, from the like consideration. The want of a guarantee, though it might in its consequences endanger the union, does not so immediately attack its existence, as the want of a constitutional sanction to its laws. Without a guarantee, the assistance to be derived from the union, in re- pelling those domestic dangers, which may sometimes threaten the existence of the state constitutions, must be renounced. Usurpation may rear its crest in each state, and trample upon the liberties of the people; while the national government could legally do nothing more than behold its encroachments with indignation and regret. A successful faction may erect a tyranny on the ruins of order and law, while no succour could constitutionally be afforded by the union to the friends and supporters of the government. The tempes- tuous situation from which Massachusetts has scarcely emerged, evinces, that dangers of this kind are not merely speculative. Who can determine what might have been the issue ofher late convulsions, ifthe malcontents had 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 0 No. 21 101 been headed by a Caesar or by a Cromwell? Who can predict what effect a despotism, established in Massachusetts, would have upon the liberties of New Hampshire or Rhode Island; of Connecticut or New York? The inordinate pride of state importance, has suggested to some minds an objection to the principle of a guarantee in the federal government, as in- volving an officious interference in the domestic concerns of the members. A scruple of this kind would deprive us of one of the principal advantages to be expected from union; and can only flow from a misapprehension of the na- ture of the provision itself. It could be no impediment to reforms of the state constitutions by a majority of the people in a legal and peaceable mode. This right would remain undiminished. The guarantee could only operate against changes to be effected by violence. Towards the prevention of calamities of this kind, too many checks cannot be provided. The peace of society, and the stability of government, depend absolutely on the efficacy of the precautions adopted on this head. Where the whole power of the government is in the hands of the people, there is the less pretence for the use of violent remedies, in partial or occasional distempers of the state. The natural cure for an ill ad- ministration, in a popular or representative constitution, is, a change of men. A guarantee by the national authority, would be as much directed against the usurpations of rulers, as against the ferments and outrages of faction and sedition in the community. The principle of regulating the contributions of the states to the common treasury by quotas, is another fundamental error in the confederation. Its repugnancy to an adequate supply of the national exigencies, has been al- ready pointed out, and has sufficiently appeared from the trial which has been made of it. I speak of it now solely with a view to equality among the states. Those who have been accustomed to contemplate the circumstances, which produce and constitute national wealth, must be satisfied that there is no common standard, or barometer, by which the degrees of it can be ascer- tained. Neither the value of lands, nor the numbers of the people, which have been successively proposed as the rule of state contributions, has any pretension to being a just representative. If we compare the wealth of the United Netherlands with that ofRussia or Germany, or even ofFrance; and if we at the same time compare the total value of the lands, and the aggregate population of the contracted territory of that republic, with the total value of the lands, and the aggregate population of the immense regions of either of 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 1 The Federalist 102 those kingdoms, we shall at once discover, that there is no comparison be- tween the proportion of either of these two objects, and that of the relative wealth of those nations. If the like parallel were to be run between several of the American states, it would furnish a like result. Let Virginia be contrasted with North Carolina, Pennsylvania with Connecticut, or Maryland with New Jersey, and we shall be convinced that the respective abilities of those states, in relation to revenue, bear little or no analogy to their comparative stock in lands, or to their comparative population. The position may be equally illus- trated, by a similar process between the counties of the same state. No man acquainted with the state ofNew York will doubt, that the active wealth of King’s county bears a much greater proportion to that ofMontgomery, than it would appear to do, if we should take either the total value of the lands, or the total numbers of the people, as a criterion. The wealth of nations depends upon an infinite variety of causes. Situa- tion, soil, climate, the nature of the productions, the nature of the govern- ment, the genius of the citizens; the degree of information they possess; the state of commerce, of arts, of industry; these circumstances, and many more too complex, minute, or adventitious, to admit of a particular specification, occasion differences hardly conceivable in the relative opulence and riches of different countries. The consequence clearly is, that there can be no common measure of national wealth; and of course, no general or stationary rule, by which the ability of a state to pay taxes can be determined. The attempt, therefore, to regulate the contributions of the members of a confederacy, by any such rule, cannot fail to be productive of glaring inequality, and extreme oppression. This inequality would of itself be sufficient in America to work the even- tual destruction of the union, if any mode of enforcing a compliance with its requisitions could be devised. The suffering states would not long consent to remain associated upon a principle which distributed the public burthens with so unequal a hand; and which was calculated to impoverish and oppress the citizens of some states, while those of others would scarcely be conscious of the small proportion of the weight they were required to sustain. This, however, is an evil inseparable from the principle of quotas and requisitions. There is no method of steering clear of this inconvenience, but by author- izing the national government to raise its own revenues in its own way. Im- posts, excises, and in general all duties upon articles of consumption, may be 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 2 No. 21 103 compared to a fluid, which will in time find its level with the means of pay- ing them. The amount to be contributed by each citizen will in a degree be at his own option, and can be regulated by an attention to his resources. The rich may be extravagant . . . the poor can be frugal: and private oppression may always be avoided, by a judicious selection of objects proper for such im- positions. If inequalities should arise in some states from duties on particu- lar objects, these will, in all probability, be counterbalanced by proportional inequalities in other states, from the duties on other objects. In the course of time and things, an equilibrium, as far as it is attainable, in so complicated a subject, will be established every where. Or if inequalities should still exist, they would neither be so great in their degree, so uniform in their operation, nor so odious in their appearance, as those which would necessarily spring from quotas, upon any scale that can possibly be devised. It is a signal advantage oftaxes on articles ofconsumption, that they contain in their own nature a security against excess. They prescribe their own limit; which cannot be exceeded without defeating the end proposed . . . that is, an extension of the revenue. When applied to this object, the saying is as just as it is witty, that “in political arithmetic, two and two do not always make four.” If duties are too high, they lessen the consumption; the collec- tion is eluded; and the product to the treasury is not so great as when they are confined within proper and moderate bounds. This forms a complete barrier against any material oppression of the citi- zens, by taxes ofthis class, and is itselfa natural limitation ofthe power of imposing them. Impositions of this kind usually fall under the denomination of indirect taxes, and must for a long time constitute the chief part of the revenue raised in this country. Those of the direct kind, which principally relate to lands and buildings, may admit of a rule of apportionment. Either the value of land, or the number of the people, may serve as a standard. The state of agriculture, and the populousness of a country, are considered as having a near relation to each other. And as a rule for the purpose intended, numbers in the view of simplicity and certainty, are entitled to a preference. In every country it is an Herculean task to obtain a valuation of the land: in a country imperfectly settled and progressive in improvement, the difficulties are increased almost to impracticability. The expense of an accurate valuation, is in all situations a formidable objection. In a branch of taxation where no limits to the discre- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 3 The Federalist 104 tion of the government are to be found in the nature of the thing, the estab- lishment of a fixed rule, not incompatible with the end, may be attended with fewer inconveniences than to leave that discretion altogether at large. publius No. 22 by Alexander Hamilton The same subject continued, and concluded In addition to the defects of the existing federal system, enumerated in the last number, there are others of not less importance, which concur in ren- dering that system altogether unfit for the administration of the affairs of the union. The want of a power to regulate commerce, is by all parties allowed to be of the number. The utility of such a power has been anticipated under the first head of our inquiries; and for this reason, as well as from the universal conviction entertained upon the subject, little need be added in this place. It is indeed evident, on the most superficial view, that there is no object, either as it respects the interests of trade or finance, that more strongly demands a federal superintendence. The want of it has already operated as a bar to the formation of beneficial treaties with foreign powers; and has given occasions of dissatisfaction between the states. No nation acquainted with the nature of our political association, would be unwise enough to enter into stipulations with the United States, conceding on their part privileges of importance, while they were apprized that the engagements on the part of the union, might at any moment be violated by its members; and while they found, from experience, that they might enjoy every advantage they desired in our mar- kets, without granting us any return, but such as their momentary conve- nience might suggest. It is not, therefore, to be wondered at, that Mr. Jenkin- son, in ushering into the house of commons a bill for regulating the temporary intercourse between the two countries, should preface its intro- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 4 No. 22 105 *This, as nearly as I can recollect, was the sense ofthis speech on introducing the last bill. †Encyclopedia, article Empire. duction by a declaration, that similar provisions in former bills had been found to answer every purpose to the commerce of Great Britain, and that it would be prudent to persist in the plan until it should appear whether the American government was likely or not to acquire greater consistency.* Several states have endeavoured, by separate prohibitions, restrictions, and exclusions, to influence the conduct of that kingdom in this particular; but the want of concert, arising from the want of a general authority, and from clashing and dissimilar views in the states, has hitherto frustrated every experiment of the kind; and will continue to do so, as long as the same ob- stacles to an uniformity of measures continue to exist. The interfering and unneighbourly regulations of some states, contrary to the true spirit of the union, have, in different instances, given just cause of umbrage and complaint to others; and it is to be feared that examples of this nature, if not restrained by a national control, would be multiplied and ex- tended till they became not less serious sources of animosity and discord, than injurious impediments to the intercourse between the different parts of the confederacy. “The commerce of the German empire† is in continual trammels, from the multiplicity of the duties which the several princes and states exact upon the merchandises passing through their territories; by means ofwhich the fine streams and navigable rivers with which Germany is so happily watered, are rendered almost useless.” Though the genius of the people of this country might never permit this description to be strictly applicable to us, yet we may reasonably expect, from the gradual conflicts of state regulations, that the citizens of each would at length come to be con- sidered and treated by the others in no better light than that offoreigners and aliens. The power of raising armies, by the most obvious construction of the ar- ticles of the confederation, is merely a power of making requisitions upon the states for quotas of men. This practice, in the course of the late war, was found replete with obstructions to a vigorous, and to an economical system of defence. It gave birth to a competition between the states, which created a kind of auction for men. In order to furnish the quotas required of them, they 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 5 The Federalist 106 outbid each other, till bounties grew to an enormous and insupportable size. The hope of a still further increase, afforded an inducement to those who were disposed to serve, to procrastinate their enlistment; and disinclined them from engaging for any considerable periods. Hence, slow and scanty levies of men, in the most critical emergencies of our affairs; short enlist- ments at an unparalleled expense; continual fluctuations in the troops, ruin- ous to their discipline, and subjecting the public safety frequently to the per- ilous crisis of a disbanded army. Hence also, those oppressive expedients for raising men, which were upon several occasions practised, and which noth- ing but the enthusiasm of liberty would have induced the people to endure. This method of raising troops is not more unfriendly to economy and vigour, than it is to an equal distribution ofthe burthen. The states near the seat of war, influenced by motives of self-preservation, made efforts to furnish their quotas, which even exceeded their abilities; while those at a dis- tance from danger were, for the most part, as remiss as the others were dili- gent, in their exertions. The immediate pressure of this inequality was not, in this case, as in that of the contributions of money, alleviated by the hope of a final liquidation. The states which did not pay their proportions of money, might at least be charged with their deficiencies; but no account could be formed ofthe deficiencies in the supplies ofmen. We shall not, however, see much reason to regret the want ofthis hope, when we consider how little prospect there is, that the most delinquent states ever will be able to make compensation for their pecuniary failures. The system of quotas and requisitions, whether it be applied to men or money, is, in every view, a system of imbecility in the union, and of inequality and injustice among the members. The right of equal suffrage among the states, is another exceptionable part of the confederation. Every idea of proportion, and every rule of fair repre- sentation, conspire to condemn a principle, which gives to Rhode Island an equal weight in the scale of power with Massachusetts, or Connecticut, or New York; and to Delaware, an equal voice in the national deliberations with Pennsylvania, or Virginia, or North Carolina. Its operation contradicts that fundamental maxim of republican government, which requires that the sense of the majority should prevail. Sophistry may reply, that sovereigns are equal, and that a majority of the votes of the states will be a majority of confederated America. But this kind oflogical legerdemain will never counteract the plain 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 6 No. 22 107 *New Hampshire, Rhode Island, New Jersey, Delaware, Georgia, South Carolina, and Maryland, are a majority ofthe whole number ofthe States, but they do not contain one third of the people. †Add New York and Connecticut to the foregoing seven, and they will still be less than a majority. suggestions of justice and common sense. It may happen, that this majority of states is a small minority of the people of America;* and two thirds of the people of America could not long be persuaded, upon the credit of artificial distinctions and syllogistic subtleties, to submit their interests to the man- agement and disposal of one third. The larger states would, after a while, re- volt from the idea of receiving the law from the smaller. To acquiesce in such a privation of their due importance in the political scale, would be, not merely to be insensible to the love of power, but even to sacrifice the desire ofequality. It is neither rational to expect the first, nor just to require the last. Considering how peculiarly the safety and welfare of the smaller states depend on union, they ought readily to renounce a pretension, which, if not relinquished, would prove fatal to its duration. It may be objected to this, that not seven, but nine states, or two thirds of the whole number, must consent to the most important resolutions; and it may be thence inferred, that nine states would always comprehend a major- ity of the inhabitants of the union. But this does not obviate the impropriety of an equal vote, between states of the most unequal dimensions and popu- lousness: nor is the inference accurate in point of fact; for we can enumerate nine states, which contain less than a majority of the people;† and it is con- stitutionally possible, that these nine may give the vote. Besides, there are matters of considerable moment determinable by a bare majority; and there are others, concerning which doubts have been entertained, which, if inter- preted in favour of the sufficiency of a vote of seven states, would extend its operation to interests of the first magnitude. In addition to this, it is to be ob- served, that there is a probability of an increase in the number of states, and no provision for a proportional augmentation of the ratio of votes. But this is not all: what, at first sight, may seem a remedy, is, in reality, a poison. To give a minority a negative upon the majority, which is always the case where more than a majority is requisite to a decision, is, in its tendency, to subject the sense of the greater number to that of the lesser. Congress, from the non-attendance of a few states, have been frequently in the situation of a 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 7 The Federalist 108 Polish diet, where a single veto has been sufficient to put a stop to all their movements. A sixtieth part of the union, which is about the proportion of Delaware and Rhode Island, has several times been able to oppose an entire bar to its operations. This is one of those refinements, which, in practice, has an effect the reverse of what is expected from it in theory. The necessity of unanimity in public bodies, or of something approaching towards it, has been founded upon a supposition that it would contribute to security. But its real operation is, to embarrass the administration, to destroy the energy of government, and to substitute the pleasure, caprice, or artifices of an in- significant, turbulent, or corrupt junto, to the regular deliberations and de- cisions of a respectable majority. In those emergencies of a nation, in which the goodness or badness, the weakness or strength of its government, is of the greatest importance, there is commonly a necessity for action. The public business must, in some way or other, go forward. If a pertinacious minority can control the opinion of a majority, respecting the best mode of conduct- ing it, the majority, in order that something may be done, must conform to the views of the minority; and thus the sense of the smaller number will over- rule that of the greater, and give a tone to the national proceedings. Hence, tedious delays; continual negotiation and intrigue; contemptible compro- mises of the public good. And yet, in such a system, it is even fortunate when such compromises can take place: for, upon some occasions, things will not admit of accommodation; and then the measures of government must be in- juriously suspended, or fatally defeated. It is often, by the impracticability of obtaining the concurrence of the necessary number of votes, kept in a state of inaction. Its situation must always savour of weakness; sometimes border upon anarchy. It is not difficult to discover, that a principle of this kind gives greater scope to foreign corruption, as well as to domestic faction, than that which permits the sense of the majority to decide; though the contrary of this has been presumed. The mistake has proceeded from not attending with due care to the mischiefs that may be occasioned, by obstructing the progress of gov- ernment at certain critical seasons. When the concurrence of a large number is required by the constitution to the doing of any national act, we are apt to rest satisfied that all is safe, because nothing improper will be likely to be done; but we forget how much good may be prevented, and how much ill may be 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 8 No. 22 109 produced, by the power of hindering that which it is necessary to do, and of keeping affairs in the same unfavourable posture in which they may happen to stand at particular periods. Suppose, for instance, we were engaged in a war, in conjunction with one foreign nation, against another. Suppose the necessity of our situation de- manded peace, and that the interest or ambition of our ally led him to seek the prosecution of the war, with views that might justify us in making sepa- rate terms. In such a state of things, this ally of ours would evidently find it much easier, by his bribes and his intrigues, to tie up the hands of govern- ment from making peace, where two thirds of all the votes were requisite to that object, than where a simple majority would suffice. In the first case, he would have to corrupt a smaller . . . in the last, a greater number. Upon the same principle, it would be much easier for a foreign power with which we were at war, to perplex our councils and embarrass our exertions. And in a commercial view, we may be subjected to similar inconveniences. A nation with which we might have a treaty of commerce, could with much greater fa- cility prevent our forming a connexion with her competitor in trade; though such a connexion should be ever so beneficial to ourselves. Evils ofthis description ought not to be regarded as imaginary. One of the weak sides of republics, among their numerous advantages, is, that they afford too easy an inlet to foreign corruption. An hereditary monarch, though often disposed to sacrifice his subjects to his ambition, has so great a personal interest in the government, and in the external glory of the nation, that it is not easy for a foreign power to give him an equivalent for what he would sacrifice by treachery to the state. The world has accordingly been witness to few examples of this species of royal prostitution, though there have been abundant specimens of every other kind. In republics, persons elevated from the mass of the community, by the suffrages of their fellow-citizens, to stations of great pre-eminence and power, may find compensations for betraying their trust, which to any but minds actuated by superior virtue, may appear to exceed the proportion of interest they have in the common stock, and to overbalance the obligations of duty. Hence it is, that history furnishes us with so many mortifying exam- ples of the prevalency of foreign corruption in republican governments. How much this contributed to the ruin of the ancient commonwealths, has been 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 0 9 The Federalist 110 already disclosed. It is well known that the deputies of the United Provinces have, in various instances, been purchased by the emissaries of the neigh- bouring kingdoms. The earl of Chesterfield, if my memory serves me right, in a letter to his court, intimates, that his success in an important negotiation, must depend on his obtaining a major’s commission for one of those depu- ties. And in Sweden, the rival parties were alternately bought by France and England, in so barefaced and notorious a manner, that it excited universal disgust in the nation; and was a principal cause that the most limited monarch in Europe, in a single day, without tumult, violence, or opposition, became one of the most absolute and uncontroled. A circumstance which crowns the defects of the confederation, remains yet to be mentioned . . . the want of a judiciary power. Laws are a dead letter, without courts to expound and define their true meaning and operation. The treaties of the United States, to have any force at all, must be considered as part of the law of the land. Their true import, as far as respects individuals, must, like all other laws, be ascertained by judicial determinations. To pro- duce uniformity in these determinations, they ought to be submitted, in the last resort, to one supreme tribunal. And this tribunal ought to be insti- tuted under the same authority which forms the treaties themselves. These ingredients are both indispensable. Ifthere is in each state a court offinal jurisdiction, there may be as many different final determinations on the same point, as there are courts. There are endless diversities in the opinions of men. We often see not only different courts, but the judges of the same court, differing from each other. To avoid the confusion which would unavoidably result from the contradictory decisions of a number of independent judica- tories, all nations have found it necessary to establish one tribunal para- mount to the rest, possessing a general superintendence, and authorized to settle and declare in the last resort an uniform rule of civil justice. This is the more necessary where the frame of the government is so com- pounded, that the laws of the whole are in danger of being contravened by the laws of the parts. In this case, if the particular tribunals are invested with a right of ultimate decision, besides the contradictions to be expected from dif- ference of opinion, there will be much to fear from the bias of local views and prejudices, and from the interference of local regulations. As often as such an interference should happen, there would be reason to apprehend, that the provisions of the particular laws might be preferred to those of the general 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 0 No. 22 111 laws, from the deference with which men in office naturally look up to that authority to which they owe their official existence. The treaties of the United States, under the present constitution, are liable to the infractions of thirteen different legislatures, and as many different courts of final jurisdiction, acting under the authority of those legislatures. The faith, the reputation, the peace of the whole union, are thus continually at the mercy of the prejudices, the passions, and the interests of every member of which these are composed. Is it possible that foreign nations can either respect or confide in such a gov- ernment? Is it possible that the people of America will longer consent to trust their honour, their happiness, their safety, on so precarious a foundation? In this review of the confederation, I have confined myself to the exhibi- tion of its most material defects; passing over those imperfections in its de- tails, by which even a considerable part of the power intended to be conferred upon it, has been in a great measure rendered abortive. It must be by this time evident to all men of reflection, who are either free from erroneous pre- possessions, or can divest themselves of them, that it is a system so radically vicious and unsound, as to admit not of amendment, but by an entire change in its leading features and characters. The organization of congress is itself utterly improper for the exercise of those powers which are necessary to be deposited in the union. A single as- sembly may be a proper receptacle of those slender, or rather fettered au- thorities, which have been heretofore delegated to the federal head: but it would be inconsistent with all the principles of good government, to intrust it with those additional powers which even the moderate and more rational adversaries of the proposed constitution admit, ought to reside in the United States. If that plan should not be adopted; and if the necessity of union should be able to withstand the ambitious aims of those men, who may indulge magnificent schemes of personal aggrandizement from its dissolution; the probability would be, that we should run into the project of conferring sup- plementary powers upon congress, as they are now constituted. And either the machine, from the intrinsic feebleness of its structure, will moulder into pieces, in spite of our ill judged efforts to prop it; or, by successive augmen- tations ofits force and energy, as necessity might prompt, we shall finally accumulate in a single body, all the most important prerogatives of sover- eignty; and thus entail upon our posterity, one of the most execrable forms of government that human infatuation ever contrived. Thus we should cre- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 1 The Federalist 112 ate in reality that very tyranny, which the adversaries of the new constitution either are, or affect to be, solicitous to avert. It has not a little contributed to the infirmities ofthe existing federal system, that it never had a ratification by the people. Resting on no better foundation than the consent of the several legislatures, it has been exposed to frequent and intricate questions concerning the validity of its powers; and has, in some instances, given birth to the enormous doctrine ofa right of legislative repeal. Owing its ratification to the law of a state, it has been con- tended, that the same authority might repeal the law by which it was ratified. However gross a heresy it may be to maintain, that a party to a compact has a right to revoke that compact, the doctrine itself has had respectable advocates. The possibility of a question of this nature, proves the necessity of laying the foundations of our national government deeper than in the mere sanction of delegated authority. The fabric of American empire ought to rest on the solid basis of the consent of the people. The streams of national power ought to flow immediately from that pure original fountain of all legitimate authority. publius No. 23 by Alexander Hamilton The necessity of a government, at least equally energetic with the one proposed The necessity of a constitution, at least equally energetic with the one pro- posed, to the preservation of the union, is the point, at the examination of which we are now arrived. This inquiry will naturally divide itself into three branches. The objects to be provided for by a federal government: the quantity of power necessary to the accomplishment of those objects: the persons upon whom that power ought to operate. Its distribution and organization will more properly claim our attention under the succeeding head. 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 2 No. 23 113 The principal purposes to be answered by union, are these: the common defence of the members; the preservation of the public peace, as well against internal convulsions as external attacks; the regulation of commerce with other nations, and between the states; the superintendence of our inter- course, political and commercial, with foreign countries. The authorities essential to the care of the common defence, are these: to raise armies; to build and equip fleets; to prescribe rules for the government of both; to direct their operations; to provide for their support. These pow- ers ought to exist without limitation; because it is impossible to foresee or to define the extent and variety of national exigencies, and the correspondent extent and variety of the means which may be necessary to satisfy them. The circumstances that endanger the safety of nations are infinite; and for this reason, no constitutional shackles can wisely be imposed on the power to which the care of it is committed. This power ought to be co-extensive with all the possible combinations of such circumstances; and ought to be under the direction of the same councils which are appointed to preside over the common defence. This is one ofthose truths which, to a correct and unprejudiced mind, carries its own evidence along with it; and may be obscured, but cannot be made plainer by argument or reasoning. It rests upon axioms, as simple as they are universal . . . the means ought to be proportioned to the end; the persons from whose agency the attainment of any end is expected, ought to possess the means by which it is to be attained. Whether there ought to be a federal government intrusted with the care of the common defence, is a question, in the first instance, open to discussion; but the moment it is decided in the affirmative, it will follow, that, that gov- ernment ought to be clothed with all the powers requisite to the complete execution of its trust. And unless it can be shown, that the circumstances which may affect the public safety, are reducible within certain determinate limits: unless the contrary of this position can be fairly and rationally dis- puted, it must be admitted as a necessary consequence, that there can be no limitation of that authority, which is to provide for the defence and protec- tion of the community, in any matter essential to its efficacy; that is, in any matter essential to the formation, direction, or support of the national forces. Defective as the present confederation has been proved to be, this prin- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 3 The Federalist 114 ciple appears to have been fully recognized by the framers of it; though they have not made proper or adequate provision for its exercise. Congress have an unlimited discretion to make requisitions of men and money; to govern the army and navy; to direct their operations. As their requisitions are made constitutionally binding upon the states, who are in fact under the most solemn obligations to furnish the supplies required of them, the intention evidently was, that the United States should command whatever resources were by them judged requisite to the “common defence and general welfare.” It was presumed, that a sense of their true interests, and a regard to the dic- tates of good faith, would be found sufficient pledges for the punctual per- formance of the duty of the members to the federal head. The experiment has however demonstrated, that this expectation was ill founded and illusory; and the observations made under the last head will, I imagine, have sufficed to convince the impartial and discerning, that there is an absolute necessity for an entire change in the first principles of the system. That if we are in earnest about giving the union energy and duration, we must abandon the vain project oflegislating upon the states in their collective ca- pacities; we must extend the laws of the federal government to the individual citizens of America; we must discard the fallacious scheme of quotas and requisitions, as equally impracticable and unjust. The result from all this is, that the union ought to be invested with full power to levy troops; to build and equip fleets; and to raise the revenues which will be required for the for- mation and support of an army and navy, in the customary and ordinary modes practised in other governments. If the circumstances of our country are such as to demand a compound, instead of a simple . . . a confederate, instead of a sole government, the es- sential point which will remain to be adjusted, will be to discriminate the ob- jects, as far as it can be done, which shall appertain to the different prov- inces or departments of power: allowing to each the most ample authority for fulfilling those which may be committed to its charge. Shall the union be constituted the guardian of the common safety? Are fleets, and armies, and revenues, necessary to this purpose? The government of the union must be empowered to pass all laws, and to make all regulations which have relation to them. The same must be the case in respect to commerce, and to every other matter to which its jurisdiction is permitted to extend. Is the adminis- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 4 No. 23 115 tration of justice between the citizens of the same state, the proper depart- ment of the local governments? These must possess all the authorities which are connected with this object, and with every other that may be allotted to their particular cognizance and direction. Not to confer in each case a degree of power commensurate to the end, would be to violate the most obvious rules of prudence and propriety, and improvidently to trust the great inter- ests of the nation to hands which are disabled from managing them with vigour and success. Who so likely to make suitable provisions for the public defence, as that body to which the guardianship of the public safety is confided? Which, as the centre ofinformation, will best understand the extent and urgency of the dangers that threaten; as the representative of the whole, will feel itself most deeply interested in the preservation of every part; which, from the re- sponsibility implied in the duty assigned to it, will be most sensibly impressed with the necessity ofproper exactions; and which, by the extension ofits authority throughout the states, can alone establish uniformity and concert in the plans and measures, by which the common safety is to be secured? Is there not a manifest inconsistency in devolving upon the federal govern- ment the care of the general defence, and leaving in the state governments the effective powers, by which it is to be provided for? Is not a want of co- operation the infallible consequence of such a system? And will not weakness, disorder, an undue distribution of the burthens and calamities of war, an unnecessary and intolerable increase of expense, be its natural and inevitable concomitants? Have we not had unequivocal experience of its effects in the course of the revolution which we have just achieved? Every view we may take of the subject, as candid inquirers after truth, will serve to convince us, that it is both unwise and dangerous to deny the federal government an unconfined authority, in respect to all those objects which are intrusted to its management. It will indeed deserve the most vigilant and careful attention of the people, to see that it be modelled in such a manner as to admit of its being safely vested with the requisite powers. If any plan which has been, or may be, offered to our consideration, should not, upon a dispassionate inspection, be found to answer this description it ought to be rejected. A government, the constitution ofwhich renders it unfit to be intrusted with all the powers which a free people ought to delegate to any 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 5 The Federalist 116 government, would be an unsafe and improper depository of the national interests. Wherever these can with propriety be confided, the coincident powers may safely accompany them. This is the true result of all just reason- ing upon the subject. And the adversaries of the plan promulgated by the convention, would have given a better impression of their candour, if they had confined themselves to showing, that the internal structure of the pro- posed government was such as to render it unworthy of the confidence of the people. They ought not to have wandered into inflammatory declamations and unmeaning cavils, about the extent of the powers. The powers are not too extensive for the objects of federal administration, or, in other words, for the management of our national interests; nor can any satisfactory argument be framed to show that they are chargeable with such an excess. If it be true, as has been insinuated by some of the writers on the other side, that the difficulty arises from the nature of the thing, and that the extent of the country will not permit us to form a government in which such ample powers can safely be reposed, it would prove that we ought to contract our views, and resort to the expedient of separate confederacies, which will move within more practicable spheres. For the absurdity must continually stare us in the face, of confiding to a government the direction of the most essential national concerns, without daring to trust it with the authorities which are indispensable to their proper and efficient management. Let us not attempt to reconcile contradictions, but firmly embrace a rational alternative. I trust, however, that the impracticability ofone general system cannot be shown. I am greatly mistaken, if any thing of weight has yet been advanced of this tendency; and I flatter myself, that the observations which have been made in the course of these papers, have served to place the reverse of that position in as clear a light as any matter, still in the womb of time and ex- perience, is susceptible of. This, at all events, must be evident, that the very difficulty itself, drawn from the extent of the country, is the strongest argu- ment in favour of an energetic government; for any other can certainly never preserve the union of so large an empire. If we embrace, as the standard of our political creed, the tenets of those who oppose the adoption of the pro- posed constitution, we cannot fail to verify the gloomy doctrines, which pre- dict the impracticability of a national system, pervading the entire limits of the present confederacy. publius 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 6 117 No. 24 by Alexander Hamilton The subject continued, with an answer to an objection concerning standing armies To the powers proposed to be conferred upon the federal government, in re- spect to the creation and direction of the national forces, I have met with but one specific objection; which is, that proper provision has not been made against the existence of standing armies in time of peace: an objection which I shall now endeavour to show rests on weak and unsubstantial foundations. It has indeed been brought forward in the most vague and general form, supported only by bold assertions, without the appearance of argument; without even the sanction of theoretical opinions, in contradiction to the practice of other free nations, and to the general sense of America, as ex- pressed in most of the existing constitutions. The propriety of this remark will appear, the moment it is recollected that the objection under consid- eration turns upon a supposed necessity of restraining the legislative authority of the nation, in the article of military establishments; a principle unheard of, except in one or two of our state constitutions, and rejected in all the rest. A stranger to our politics, who was to read our newspapers at the present juncture, without having previously inspected the plan reported by the con- vention, would be naturally led to one of two conclusions: either that it con- tained a positive injunction, that standing armies should be kept up in time of peace; or, that it vested in the executive the whole power of levying troops, without subjecting his discretion in any shape to the control of the legislature. If he came afterwards to peruse the plan itself, he would be surprised to discover, that neither the one nor the other was the case; that the whole power of raising armies was lodged in the legislature, not in the executive: that 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 7 The Federalist 118 *This statement of the matter is taken from the printed collections of state consti- tutions. Pennsylvania and North Carolina are the two which contain the interdiction in these words: “As standing armies in time of peace are dangerous to liberty, they ought not to be kept up.” This is, in truth, rather a caution than a prohibition. New Hampshire, Massachusetts, Delaware and Maryland have, in each oftheir bills ofrights, a clause to this effect: “Standing armies are dangerous to liberty, and ought not be raised or kept up without the consent of the legislature;” which is a formal admis- sion of the authority of the legislature. New York has no bill of rights, and her constitu- tion says not a word about the matter. No bills ofrights appear annexed to the consti- tutions of the other states, and their constitutions are equally silent. I am told, however, that one or two states have bills of rights, which do not appear in this collection; but that those also recognize the right of the legislative authority in this respect. this legislature was to be a popular body, consisting of the representatives of the people periodically elected; and that instead of the provision he had sup- posed in favour of standing armies, there was to be found in respect to this object, an important qualification even of the legislative discretion, in that clause which forbids the appropriation of money for the support of an army for any longer period than two years: a precaution which, upon a nearer view of it, will appear to be a great and real security against military establishments without evident necessity. Disappointed in his first surmise, the person I have supposed would be apt to pursue his conjectures a little further. He would naturally say to himself, it is impossible that all this vehement and pathetic declamation can be without some colourable pretext. It must needs be that this people, so jealous of their liberties, have, in all the preceding models of the constitutions which they have established, inserted the most precise and rigid precautions on this point, the omission of which in the new plan, has given birth to all this ap- prehension and clamour. If, under this impression, he proceeded to pass in review the several state constitutions, how great would be his disappointment to find that two only of them* contained an interdiction of standing armies in time of peace; that the other eleven had either observed a profound silence on the subject, or had in express terms admitted the right of the legislature to authorize their existence. Still, however, he would be persuaded that there must be some plausible foundation, for the cry raised on this head. He would never be able to imag- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 8 No. 24 119 ine, while any source of information remained unexplored, that it was noth- ing more than an experiment upon the public credulity, dictated either by a deliberate intention to deceive, or by the overflowings of a zeal too intem- perate to be ingenuous. It would probably occur to him, that he would be likely to find the precautions he was in search of, in the primitive compact between the states. Here, at length, he would expect to meet with a solution of the enigma. No doubt, he would observe to himself, the existing confeder- ation must contain the most explicit provisions against military establish- ments in time of peace; and a departure from this model in a favourite point, has occasioned the discontent, which appears to influence these political champions. Ifhe should now apply himself to a careful and critical survey of the articles ofconfederation, his astonishment would not only be increased, but would acquire a mixture ofindignation, at the unexpected discovery, that these articles, instead of containing the prohibition he looked for, and though they had, with jealous circumspection, restricted the authority of the state legislatures in this particular, had not imposed a single restraint on that of the United States. If he happened to be a man of quick sensibility, or ardent temper, he could now no longer refrain from pronouncing these clamours to be the dishonest artifices of a sinister and unprincipled opposi- tion to a plan, which ought at least to receive a fair and candid examination from all sincere lovers of their country! How else, he would say, could the authors of them have been tempted to vent such loud censures upon that plan, about a point, in which it seems to have conformed itself to the general sense of America as declared in its different forms of government, and in which it has even super-added a new and powerful guard unknown to any of them? If, on the contrary, he happened to be a man of calm and dispassion- ate feelings, he would indulge a sigh for the frailty of human nature, and would lament, that in a matter so interesting to the happiness ofmillions, the true merits of the question should be perplexed and obscured by expe- dients so unfriendly to an impartial and right determination. Even such a man could hardly forbear remarking, that a conduct of this kind, has too much the appearance ofan intention to mislead the people by alarming their passions, rather than to convince them by arguments addressed to their understandings. 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 1 9 The Federalist 120 But however little this objection may be countenanced, even by prece- dents among ourselves, it may be satisfactory to take a nearer view of its in- trinsic merits. From a close examination, it will appear, that restraints upon the discretion of the legislature, in respect to military establishments, would be improper to be imposed; and if imposed, from the necessities of society, would be unlikely to be observed. Though a wide ocean separates the United States from Europe, yet there are various considerations that warn us against an excess of confidence or se- curity. On one side of us, stretching far into our rear, are growing settlements subject to the dominion of Britain. On the other side, and extending to meet the British settlements, are colonies and establishments subject to the do- minion ofSpain. This situation, and the vicinity ofthe West India islands, belonging to these two powers, create between them, in respect to their American possessions, and in relation to us, a common interest. The savage tribes on our western frontier, ought to be regarded as our natural enemies; their natural allies: because they have most to fear from us, and most to hope from them. The improvements in the art of navigation, have, as to the facility of communication, rendered distant nations, in a great measure, neighbours. Britain and Spain, are among the principal maritime powers of Europe. A future concert of views between these nations, ought not to be re- garded as improbable. The increasing remoteness of consanguinity, is every day diminishing the force of the family compact between France and Spain. And politicians have ever, with great reason, considered the ties of blood, as feeble and precarious links of political connexion. These circumstances, combined, admonish us not to be too sanguine in considering ourselves as entirely out of the reach of danger. Previous to the revolution, and ever since the peace, there has been a con- stant necessity for keeping small garrisons on our western frontier. No per- son can doubt, that these will continue to be indispensable, if it should only be to guard against the ravages and depredations of the Indians. These gar- risons must either be furnished by occasional detachments from the militia, or by permanent corps in the pay of the government. The first is impracti- cable; and if practicable, would be pernicious. The militia, in times of pro- found peace, would not long, if at all, submit to be dragged from their occu- pations and families, to perform that most disagreeable duty. And if they 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 0 No. 24 121 could be prevailed upon, or compelled to do it, the increased expense ofa frequent rotation of service, and the loss of labour, and disconcertion of the industrious pursuits of individuals, would form conclusive objections to the scheme. It would be as burthensome and injurious to the public, as ruinous to private citizens. The latter resource of permanent corps in the pay of gov- ernment, amounts to a standing army in time of peace; a small one, indeed, but not the less real for being small. Here is a simple view of the subject, that shows us at once the impropriety of a constitutional interdiction of such establishments, and the necessity of leaving the matter to the discretion and prudence of the legislature. In proportion to our increase in strength, it is probable, nay, it may be said certain, that Britain and Spain would augment their military establishments in our neighbourhood. If we should not be willing to be exposed, in a naked and defenceless condition, to their insults or encroachments, we should find it expedient to increase our frontier garrisons, in some ratio to the force by which our western settlements might be annoyed. There are, and will be, particular posts, the possession of which will include the command of large districts of territory, and facilitate future invasions of the remainder. It may be added, that some of those posts will be keys to the trade with the Indian nations. Can any man think it would be wise, to leave such posts in a situa- tion to be at any instant seized by one or the other of two neighbouring and formidable powers? To act this part, would be to desert all the usual maxims of prudence and policy. If we mean to be a commercial people, or even to be secure on our Atlantic side, we must endeavour, as soon as possible, to have a navy. To this purpose, there must be dock yards and arsenals; and, for the defence of these, fortifi- cations, and probably garrisons. When a nation has become so powerful by sea, that it can protect its dock yards by its fleets, this supercedes the neces- sity of garrisons for that purpose; but where naval establishments are in their infancy, moderate garrisons will, in all likelihood, be found an indispensable security against descents for the destruction of the arsenals and dock yards, and sometimes of the fleet itself. publius 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 1 122 No. 25 by Alexander Hamilton The subject continued, with the same view It may perhaps be urged, that the objects enumerated in the preceding num- ber ought to be provided by the state governments, under the direction of the union. But this would be an inversion of the primary principle of our politi- cal association; as it would in practice transfer the care of the common de- fence from the federal head to the individual members: a project oppressive to some states, dangerous to all, and baneful to the confederacy. The territories ofBritain, Spain, and of the Indian nations in our neigh- bourhood, do not border on particular states; but encircle the union from Maine to Georgia. The danger, though in different degrees, is therefore common. And the means of guarding against it, ought, in like manner, to be the objects of common councils, and of a common treasury. It happens that some states, from local situation, are more directly exposed. New York is of this class. Upon the plan of separate provisions, New York would have to sus- tain the whole weight of the establishments requisite to her immediate safety, and to the mediate, or ultimate protection of her neighbours. This would nei- ther be equitable as it respected New York, nor safe as it respected the other states. Various inconveniences would attend such a system. The states, to whose lot it might fall to support the necessary establishments, would be as little able as willing, for a considerable time to come, to bear the burthen of competent provisions. The security ofall would thus be subjected to the parsimony, improvidence, or inability of a part. If, from the resources of such part becoming more abundant, its provisions should be proportionably enlarged, the other states would quickly take the alarm at seeing the whole military force of the union in the hands of two or three of its members; and those probably amongst the most powerful. They would each choose to have some counterpoise; and pretences could easily be contrived. In this situa- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 2 No. 25 123 tion, military establishments, nourished by mutual jealousy, would be apt to swell beyond their natural or proper size; and being at the separate disposal of the members, they would be engines for the abridgment, or demolition, of the national authority. Reasons have been already given to induce a supposition, that the state governments will too naturally be prone to a rivalship with that of the union, the foundation of which will be the love of power; and that in any contest be- tween the federal head and one of its members, the people will be most apt to unite with their local government. If, in addition to this immense advan- tage, the ambition of the members should be stimulated by the separate and independent possession of military forces, it would afford too strong a temp- tation, and too great facility to them to make enterprises upon, and finally to subvert, the constitutional authority of the union. On the other hand, the liberty of the people would be less safe in this state of things, than in that which left the national forces in the hands of the national government. As far as an army may be considered as a dangerous weapon of power, it had better be in those hands, of which the people are most likely to be jealous, than in those of which they are least likely to be so. For it is a truth which the experi- ence of all ages has attested, that the people are commonly most in danger, when the means of injuring their rights are in the possession of those of whom they entertain the least suspicion. The framers of the existing confederation, fully aware of the danger to the union from the separate possession of military forces by the states, have in express terms prohibited them from having either ships or troops, unless with the consent of congress. The truth is, that the existence of a federal gov- ernment and military establishments, under state authority, are not less at variance with each other, than a due supply of the federal treasury and the system of quotas and requisitions. There are other views besides those already presented, in which the im- propriety of restraints on the discretion of the national legislature will be equally manifest. The design of the objection, which has been mentioned, is to preclude standing armies in time ofpeace; though we have never been informed how far it is desired the prohibition should extend: whether to rais- ing armies, as well as to keeping them up, in a season of tranquillity, or not. If it be confined to the latter, it will have no precise signification, and it will be ineffectual for the purpose intended. When armies are once raised, what 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 3 The Federalist 124 shall be denominated “keeping them up,” contrary to the sense of the con- stitution? What time shall be requisite to ascertain the violation? Shall it be a week, a month, a year? Or shall we say, they may be continued as long as the danger which occasioned their being raised continues? This would be to admit that they might be kept up in time of peace, against threatening or im- pending danger; which would be at once to deviate from the literal meaning of the prohibition, and to introduce an extensive latitude of construction. Who shall judge ofthe continuance ofthe danger? This must undoubtedly be submitted to the national government, and the matter would then be brought to this issue, that the national government, to provide against ap- prehended danger, might, in the first instance, raise troops, and might after- wards keep them on foot, as long they supposed the peace or safety of the community was in any degree of jeopardy. It is easy to perceive, that a dis- cretion so latitudinary as this, would afford ample room for eluding the force of the provision. The utility of a provision of this kind, can only be vindicated on the hy- pothesis of a probability, at least possibility, of combination between the ex- ecutive and legislature, in some scheme of usurpation. Should this at any time happen, how easy would it be to fabricate pretences of approaching danger? Indian hostilities, instigated by Spain or Britain, would always be at hand. Provocations to produce the desired appearances, might even be given to some foreign power, and appeased again by timely concessions. If we can reasonably presume such a combination to have been formed, and that the enterprise is warranted by a sufficient prospect of success; the army when once raised, from whatever cause, or on whatever pretext, may be applied to the execution of the project. If to obviate this consequence, it should be resolved to extend the prohi- bition to the raising of armies in time of peace, the United States would then exhibit the most extraordinary spectacle, which the world has yet seen . . . that of a nation incapacitated by its constitution to prepare for defence, before it was actually invaded. As the ceremony of a formal denunciation of war has oflate fallen into disuse, the presence of an enemy within our territories must be waited for, as the legal warrant to the government to begin its levies of men for the protection of the state. We must receive the blow, before we could even prepare to return it. All that kind of policy by which nations anticipate distant danger, and meet the gathering storm, must be abstained from, as 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 4 No. 25 125 contrary to the genuine maxims of a free government. We must expose our property and liberty to the mercy offoreign invaders, and invite them by our weakness, to seize the naked and defenceless prey, because we are afraid that rulers, created by our choice, dependent on our will, might endanger that liberty, by an abuse of the means necessary to its preservation. Here I expect we shall be told, that the militia of the country is its natural bulwark, and would at all times be equal to the national defence. This doc- trine, in substance, had like to have lost us our independence. It cost millions to the United States, that might have been saved. The facts, which from our own experience forbid a reliance of this kind, are too recent to permit us to be the dupes ofsuch a suggestion. The steady operations ofwar against a regular and disciplined army, can only be successfully conducted by a force of the same kind. Considerations of economy, not less than of stability and vigour, confirm this position. The American militia, in the course of the late war, have, by their valour on numerous occasions, erected eternal monu- ments to their fame; but the bravest of them feel and know, that the liberty of their country could not have been established by their efforts alone, how- ever great and valuable they were. War, like most other things, is a science to be acquired and perfected by diligence, by perseverance, by time, and by practice. All violent policy, as it is contrary to the natural and experienced course of human affairs, defeats itself. Pennsylvania at this instant affords an example of the truth of this remark. The bill of rights of that state declares, that stand- ing armies are dangerous to liberty, and ought not to be kept up in time of peace. Pennsylvania, nevertheless, in a time of profound peace, from the ex- istence of partial disorders in one or two of her counties, has resolved to raise a body of troops; and in all probability, will keep them up as long as there is any appearance of danger to the public peace. The conduct of Massachusetts affords a lesson on the same subject, though on different ground. That state (without waiting for the sanction of congress, as the articles of the confeder- ation require) was compelled to raise troops to quell a domestic insurrection, and still keeps a corps in pay to prevent a revival of the spirit of revolt. The particular constitution of Massachusetts opposed no obstacle to the measure; but the instance is still of use to instruct us, that cases are likely to occur under our governments, as well as under those of other nations, which will sometimes render a military force in time of peace, essential to the security 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 5 The Federalist 126 of the society, and that it is therefore improper, in this respect, to control the legislative discretion. It also teaches us, in its application to the United States, how little the rights ofa feeble government are likely to be respected, even by its own constituents. And it teaches us, in addition to the rest, how un- equal are parchment provisions, to a struggle with public necessity. It was a fundamental maxim of the Lacedemonian commonwealth, that the post of admiral should not be conferred twice on the same person. The Peloponnesian confederates, having suffered a severe defeat at sea from the Atheniaus, demanded Lysander, who had before served with success in that capacity, to command the combined fleets. The Lacedemonians, to gratify their allies, and yet preserve the semblance of an adherence to their ancient institutions, had recourse to the flimsy subterfuge of investing Lysander with the real power of admiral, under the nominal title of vice admiral. This in- stance is selected from among a multitude that might be cited, to confirm the truth already advanced and illustrated by domestic examples; which is, that nations pay little regard to rules and maxims, calculated in their very nature to run counter to the necessities of society. Wise politicians will be cautious about fettering the government with restrictions, that cannot be observed; because they know, that every breach of the fundamental laws, though dic- tated by necessity, impairs that sacred reverence, which ought to be main- tained in the breast of rulers towards the constitution of a country, and forms a precedent for other breaches, where the same plea of necessity does not exist at all, or is less urgent and palpable. publius No. 26 by Alexander Hamilton The subject continued with the same view It was a thing hardly to have been expected, that in a popular revolution, the minds of men should stop at that happy mean which marks the salutary boundary between power and privilege, and combines the energy of gov- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 6 No. 26 127 ernment with the security of private rights. A failure in this delicate and im- portant point, is the great source of the inconveniences we experience; and if we are not cautious to avoid a repetition of the error, in our future attempts to rectify and ameliorate our system, we may travel from one chimerical proj- ect to another: we may try change after change; but we shall never be likely to make any material change for the better. The idea of restraining the legislative authority, in the means for provid- ing for the national defence, is one of those refinements, which owe their ori- gin to a zeal for liberty more ardent than enlightened. We have seen, however, that it has not had thus far an extensive prevalency; that even in this country, where it made its first appearance, Pennsylvania and North Carolina are the only two states by which it has been in any degree patronized; and that all the others have refused to give it the least countenance. They wisely judged that confidence must be placed somewhere; that the necessity of doing it, is im- plied in the very act of delegating power; and that it is better to hazard the abuse of that confidence, than to embarrass the government and endanger the public safety, by impolitic restrictions on the legislative authority. The op- ponents of the proposed constitution, combat in this respect the general de- cision of America; and instead of being taught by experience the propriety of correcting any extremes into which we may have heretofore run, they appear disposed to conduct us into others still more dangerous, and more extrava- gant. As if the tone of government had been found too high, or too rigid, the doctrines they teach are calculated to induce us to depress, or to relax it, by expedients which, upon other occasions, have been condemned or forborne. It may be affirmed without the imputation of invective, that if the principles they inculcate on various points, could so far obtain as to become the popu- lar creed, they would utterly unfit the people of this country for any species of government whatever. But a danger of this kind is not to be apprehended. The citizens of America have too much discernment to be argued into anar- chy. And I am much mistaken, if experience has not wrought a deep and solemn conviction in the public mind, that greater energy of government is essential to the welfare and prosperity of the community. It may not be amiss in this place, concisely to remark the origin and progress of the idea, which aims at the exclusion of military establishments in time of peace. Though in speculative minds, it may arise from a contem- plation of the nature and tendency of such institutions, fortified by the events 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 7 The Federalist 128 that have happened in other ages and countries; yet, as a national sentiment, it must be traced to those habits of thinking which we derive from the nation, from which the inhabitants of these states have in general sprung. In England, for a long time after the Norman conquest, the authority of the monarch was almost unlimited. Inroads were gradually made upon the prerogative, in favour of liberty, first by the barons, and afterwards by the people, till the greatest part of its most formidable pretensions became ex- tinct. But it was not till the revolution in 1688, which elevated the prince of Orange to the throne of Great Britain, that English liberty was completely tri- umphant. As incident to the undefined power of making war, an acknowl- edged prerogative ofthe crown, Charles II had, by his own authority, kept on foot in time of peace a body of 5,000 regular troops. And this number James II, increased to 30,000; who were paid out of his civil list. At the revo- lution, to abolish the exercise of so dangerous an authority, it became an ar- ticle of the bill of rights then framed, that “raising or keeping a standing army within the kingdom in time of peace, unless with the consent of parliament, was against law.” In that kingdom, when the pulse ofliberty was at its highest pitch, no se- curity against the danger ofstanding armies was thought requisite, beyond a prohibition oftheir being raised or kept up by the mere authority ofthe executive magistrate. The patriots, who effected that memorable revolution, were too temperate, and too well informed, to think of any restraint on the legislative discretion. They were aware, that a certain number of troops for guards and garrisons were indispensable; that no precise bounds could be set to the national exigencies; that a power equal to every possible contingency must exist somewhere in the government; and that when they referred the exercise ofthat power to the judgment ofthe legislature, they had arrived at the ultimate point of precaution, which was reconcileable with the safety of the community. From the same source, the people of America may be said to have derived an hereditary impression of danger to liberty, from standing armies in time of peace. The circumstances of a revolution quickened the public sensibility on every point connected with the security ofpopular rights, and in some instances raised the warmth of our zeal beyond the degree, which consisted with the due temperature of the body politic. The attempts of two of the states, to restrict the authority of the legislature in the article of military es- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 8 No. 26 129 tablishments, are of the number of these instances. The principles which had taught us to be jealous of the power of an hereditary monarch, were, by an injudicious excess, extended to the representatives ofthe people in their popular assemblies. Even in some of the states, where this error was not adopted, we find unnecessary declarations, that standing armies ought not to be kept up, in time of peace, without the consent of the legislature. I call them unnecessary, because the reason which had introduced a similar provision into the English bill of rights, is not applicable to any of the state constitu- tions. The power of raising armies at all, under those constitutions, can by no construction be deemed to reside any where else, than in the legislatures themselves; and it was superfluous, if not absurd, to declare, that a matter should not be done without the consent of a body, which alone had the power of doing it. Accordingly, in some of those constitutions, and among others, in that of the state of New York, which has been justly celebrated, both in Europe and America, as one of the best of the forms of government established in this country, there is a total silence upon the subject. It is remarkable, that even in the two states, which seem to have meditated an interdiction of military establishments in time of peace, the mode of ex- pression made use of is rather monitory, than prohibitory. It is not said, that standing armies shall not be kept up, but that they ought not to be kept up in time of peace. This ambiguity of terms appears to have been the result of a conflict between jealousy and conviction; between the desire of excluding such establishments at all events, and the persuasion that an absolute exclu- sion would be unwise and unsafe. Can it be doubted that such a provision, whenever the situation of public affairs was understood to require a departure from it, would be interpreted by the legislature into a mere admonition, and would be made to yield to the actual or supposed necessities of the state? Let the fact already mentioned with respect to Pennsylvania, decide. What then, it may be asked, is the use of such a provision, if it cease to operate, the moment there is an inclination to disregard it? Let us examine whether there be any comparison, in point of efficacy, be- tween the provision alluded to, and that which is contained in the new con- stitution, for restraining the appropriations of money for military purposes to the period of two years. The former, by aiming at too much, is calculated to effect nothing: the latter, by steering clear of an imprudent extreme, and 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 2 9 The Federalist 130 by being perfectly compatible with a proper provision for the exigencies of the nation, will have a salutary and powerful operation. The legislature ofthe United States will be obliged, by this provision, once at least in every two years, to deliberate upon the propriety ofkeeping a military force on foot; to come to a new resolution on the point; and to declare their sense of the matter, by a formal vote in the face of their con- stituents. They are not at liberty to vest in the executive department, perma- nent funds for the support of an army; if they were even incautious enough to be willing to repose in it so improper a confidence. As the spirit of party, in different degrees, must be expected to infect all political bodies, there will be, no doubt, persons in the national legislature willing enough to arraign the measures, and criminate the views of the majority. The provision for the sup- port of a military force, will always be a favourable topic for declamation. As often as the question comes forward, the public attention will be roused and attracted to the subject, by the party in opposition: and if the majority should be really disposed to exceed the proper limits, the community will be warned of the danger, and will have an opportunity of taking measures to guard against it. Independent of parties in the national legislature itself, as often as the period of discussion arrived, the state legislatures, who will always be not only vigilant, but suspicious and jealous guardians ofthe rights ofthe citizens, against encroachments from the federal government, will con- stantly have their attention awake to the conduct of the national rulers, and will be ready enough, if any thing improper appears, to sound the alarm to the people, and not only to be the voice, but if necessary, the arm of their discontent. Schemes to subvert the liberties ofa great community, require time to mature them for execution. An army, so large as seriously to menace those liberties, could only be formed by progressive augmentations; which would suppose, not merely a temporary combination between the legislature and executive, but a continued conspiracy for a series of time. Is it probable that such a combination would exist at all? Is it probable that it would be perse- vered in, and transmitted through all the successive variations in the repre- sentative body, which biennial elections would naturally produce in both houses? Is it presumable, that every man, the instant he took his seat in the national senate or house of representatives, would commence a traitor to his constituents and to his country? Can it be supposed, that there would not 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 0 No. 26 131 be found one man, discerning enough to detect so atrocious a conspiracy, or bold or honest enough to apprize his constituents oftheir danger? If such presumptions can fairly be made, there ought at once to be an end of all delegated authority. The people should resolve to recal all the powers they have heretofore parted with; and to divide themselves into as many states as there are counties, in order that they may be able to manage their own concerns in person. Ifsuch suppositions could even be reasonably made, still the conceal- ment ofthe design, for any duration, would be impracticable. It would be announced, by the very circumstance of augmenting the army to so great an extent, in time of profound peace. What colourable reason could be assigned, in a country so situated, for such vast augmentations of the military force? It is impossible that the people could be long deceived; and the destruction of the project, and of the projectors, would quickly follow the discovery. It has been said, that the provision which limits the appropriation of money for the support of an army to the period of two years, would be un- availing; because the executive, when once possessed of a force large enough to awe the people into submission, would find resources in that very force, sufficient to enable him to dispense with supplies from the votes of the legis- lature. But the question again recurs: upon what pretence could he be put in possession of a force of that magnitude in time of peace? If we suppose it to have been created in consequence of some domestic insurrection or foreign war, then it becomes a case not within the principle of the objection; for this is levelled against the power of keeping up troops in time of peace. Few per- sons will be so visionary, as seriously to contend that military forces ought not to be raised to quell a rebellion, or resist an invasion; and if the defence of the community, under such circumstances, should make it necessary to have an army, so numerous as to hazard its liberty, this is one of those calami- ties for which there is neither preventative nor cure. It cannot be provided against by any possible form of government: it might even result from a simple league offensive and defensive; if it should ever be necessary for the confederates or allies, to form an army for common defence. But it is an evil infinitely less likely to attend us in an united, than in a dis- united state; nay, it may be safely asserted, that it is an evil altogether unlikely to attend us in the latter situation. It is not easy to conceive a possibility, that dangers so formidable can assail the whole union, as to demand a force con- 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 1 The Federalist 132 siderable enough to place our liberties in the least jeopardy; especially if we take into view the aid to be derived from the militia, which ought always to be counted upon as a valuable and powerful auxiliary. But in a state of disunion, as has been fully shown in another place, the contrary of this sup- position would become not only probable, but almost unavoidable. publius No. 27 by Alexander Hamilton The subject continued, with the same view It has been urged, in different shapes, that a constitution of the kind pro- posed by the convention, cannot operate without the aid of a military force to execute its laws. This, however, like most other things that have been al- leged on that side, rests on mere general assertion, unsupported by any pre- cise or intelligible designation of the reasons upon which it is founded. As far as I have been able to divine the latent meaning of the objectors, it seems to originate in a pre-supposition, that the people will be disinclined to the exer- cise of federal authority, in any matter of an internal nature. Wa[i]ving any exception that might be taken to the inaccuracy, or inexplicitness, of the dis- tinction between internal and external, let us inquire what ground there is to pre-suppose that disinclination in the people. Unless we presume, at the same time, that the powers of the general government will be worse administered than those of the state governments, there seems to be no room for the pre- sumption of ill will, disaffection, or opposition in the people. I believe it may be laid down as a general rule, that their confidence in, and their obedience to, a government, will commonly be proportioned to the goodness or bad- ness of its administration. It must be admitted, that there are exceptions to this rule; but these exceptions depend so entirely on accidental causes, that they cannot be considered as having any relation to the intrinsic merits or 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 2 No. 27 133 demerits of a constitution. These can only be judged of by general prin- ciples and maxims. Various reasons have been suggested, in the course of these papers, to in- duce a probability, that the general government will be better administered than the particular governments: the principal of which are, that the exten- sion of the spheres of election will present a greater option, or latitude of choice, to the people; that, through the medium of the state legislatures, who are select bodies of men, and who are to appoint the members of the national senate, there is reason to expect, that this branch will generally be composed with peculiar care and judgment; that these circumstances promise greater knowledge, and more comprehensive information, in the national councils; and that, on account of the extent of the country from which will be drawn those to whose direction they will be committed, they will be less apt to be tainted by the spirit of faction, and more out of the reach of those occasional ill humours, or temporary prejudices and propensities, which, in smaller so- cieties, frequently contaminate the public deliberations, beget injustice and oppression towards a part of the community, and engender schemes, which, though they gratify a momentary inclination or desire, terminate in general distress, dissatisfaction, and disgust. Several additional reasons of consider- able force, will occur, to fortify that probability, when we come to survey, with a more critical eye, the interior structure ofthe edifice which we are invited to erect. It will be sufficient here to remark, that until satisfactory rea- sons can be assigned to justify an opinion, that the federal government is likely to be administered in such a manner as to render it odious or con- temptible to the people, there can be no reasonable foundation for the sup- position, that the laws of the union will meet with any greater obstruction from them, or will stand in need of any other methods to enforce their exe- cution, than the laws of the particular members. The hope ofimpunity, is a strong incitement to sedition: the dread of punishment, a proportionably strong discouragement to it. Will not the gov- ernment of the union, which, if possessed of a due degree of power, can call to its aid the collective resources of the whole confederacy, be more likely to repress the former sentiment, and to inspire the latter, than that of a single state, which can only command the resources within itself? A turbulent fac- tion in a state, may easily suppose itself able to contend with the friends to the 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 3 The Federalist 134 government in that state; but it can hardly be so infatuated, as to imagine it- self equal to the combined efforts of the union. If this reflection be just, there is less danger of resistance from irregular combinations of individuals, to the authority of the confederacy, than to that of a single member. I will, in the first place, hazard an observation, which will not be the less just, because to some it may appear new; which is, that the more the opera- tions of the national authority are intermingled in the ordinary exercise of government; the more the citizens are accustomed to meet with it in the common occurrences of their political life; the more it is familiarized to their sight, and to their feelings; the further it enters into those objects, which touch the most sensible chords, and put in motion the most active springs of the human heart; . . . the greater will be the probability, that it will conciliate the respect and attachment of the community. Man is very much a creature of habit. A thing that rarely strikes his senses, will have but a transient in- fluence upon his mind. A government continually at a distance and out of sight, can hardly be expected to interest the sensations of the people. The in- ference is, that the authority of the union, and the affections of the citizens towards it, will be strengthened, rather than weakened, by its extension to what are called matters of internal concern; and that it will have less occasion to recur to force, in proportion to the familiarity and comprehensiveness of its agency. The more it circulates through those channels and currents, in which the passions of mankind naturally flow, the less will it require the aid of the violent and perilous expedients of compulsion. One thing, at all events, must be evident, that a government like the one proposed, would bid much fairer to avoid the necessity of using force, than the species of league contended for by most of its opponents; the authority of which should only operate upon the states in their political or collective ca- pacities. It has been shown, that in such a confederacy there can be no sanc- tion for the laws but force; that frequent delinquencies in the members, are the natural offspring of the very frame of the government; and that as often as these happen, they can only be redressed, if at all, by war and violence. The plan reported by the convention, by extending the authority of the federal head to the individual citizens of the several states, will enable the government to employ the ordinary magistracy of each, in the execution of its laws. It is easy to perceive, that this will tend to destroy, in the common 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 4 No. 27 135 *The sophistry which has been employed, to show that this will tend to the destruc- tion of the state governments will, in its proper place, be fully detected. apprehension, all distinction between the sources from which they might proceed; and will give the federal government the same advantage for secur- ing a due obedience to its authority, which is enjoyed by the government of each state; in addition to the influence on public opinion, which will result from the important consideration, of its having power to call to its assistance and support the resources ofthe whole union. It merits particular atten- tion in this place, that the laws of the confederacy, as to the enumerated and legitimate objects of its jurisdiction, will become the supreme law of the land; to the observance of which, all officers, legislative, executive, and judi- cial, in each state, will be bound by the sanctity of an oath. Thus the legisla- tures, courts, and magistrates, of the respective members, will be incorpo- rated into the operations of the national government, as far as its just and constitutional authority extends; and will be rendered auxiliary to the enforce- ment of its laws.* Any man, who will pursue, by his own reflections, the con- sequences of this situation, will perceive, that if its powers are administered with a common share of prudence, there is good ground to calculate upon a regular and peaceable execution of the laws of the union. If we will arbitrar- ily suppose the contrary, we may deduce any inferences we please from the supposition; for it is certainly possible, by an injudicious exercise of the au- thorities of the best government that ever was, or ever can be instituted, to provoke and precipitate the people into the wildest excesses. But though the adversaries of the proposed constitution should presume, that the national rulers would be insensible to the motives of public good, or to the obligations of duty; I would still ask them, how the interests of ambition, or the views of encroachment, can be promoted by such a conduct? publius 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 5 136 No. 28 by Alexander Hamilton The same subject continued That there may happen cases, in which the national government may be under the necessity of resorting to force, cannot be denied. Our own experi- ence has corroborated the lessons taught by the examples of other nations; that emergencies of this sort will sometimes exist in all societies, however constituted; that seditions and insurrections are, unhappily, maladies as in- separable from the body politic, as tumours and eruptions from the natural body; that the idea of governing at all times by the simple force of law, (which we have been told is the only admissible principle of republican government) has no place but in the reverie of those political doctors, whose sagacity dis- dains the admonitions of experimental instruction. Should such emergencies at any time happen under the national govern- ment, there could be no remedy but force. The means to be employed, must be proportioned to the extent of the mischief. If it should be a slight com- motion in a small part of a state, the militia of the residue would be adequate to its suppression: and the natural presumption is, that they would be ready to do their duty. An insurrection, whatever may be its immediate cause, even- tually endangers all government. Regard to the public peace, if not to the rights of the union, would engage the citizens, to whom the contagion had not communicated itself, to oppose the insurgents: and if the general gov- ernment should be found in practice conducive to the prosperity and felicity of the people, it were irrational to believe that they would be disinclined to its support. If, on the contrary, the insurrection should pervade a whole state, or a principal part of it, the employment of a different kind of force might be- come unavoidable. It appears that Massachusetts found it necessary to raise 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 6 No. 28 137 troops for suppressing the disorders within that state; that Pennsylvania, from the mere apprehension of commotions among a part of her citizens, has thought proper to have recourse to the same measure. Suppose the state of New York had been inclined to re-establish her lost jurisdiction over the in- habitants ofVermont; could she have hoped for success in such an enterprise, from the efforts of the militia alone? Would she not have been compelled to raise, and to maintain, a more regular force for the execution of her design? If it must then be admitted, that the necessity of recurring to a force different from the militia, in cases of this extraordinary nature, is applicable to the state governments themselves, why should the possibility, that the national government might be under a like necessity in similar extremities, be made an objection to its existence? Is it not surprising that men, who declare an attachment to the union in the abstract, should urge, as an objection to the proposed constitution, what applies with ten-fold weight to the plan for which they contend; and what, as far as it has any foundation in truth, is an inevitable consequence of civil society upon an enlarged scale? Who would not prefer that possibility, to the unceasing agitations, and frequent revolu- tions, which are the continual scourges of petty republics? Let us pursue this examination in another light. Suppose, in lieu of one general system, two or three, or even four confederacies were to be formed, would not the same difficulty oppose itself to the operations of either of these confederacies? Would not each of them be exposed to the same casualties; and, when these happened, be obliged to have recourse to the same expedi- ents for upholding its authority, which are objected to a government for all the states? Would the militia, in this supposition, be more ready or more able to support the federal authority, than in the case of a general union? All candid and intelligent men must, upon due consideration, acknowledge, that the principle of the objection is equally applicable to either of the two cases; and that whether we have one government for all the states, or different gov- ernments for different parcels of them, or as many unconnected govern- ments as there are states, there might sometimes be a necessity to make use of a force constituted differently from the militia, to preserve the peace of the community, and to maintain the just authority of the laws against those violent invasions of them, which amount to insurrections and rebellions. Independent of all other reasonings upon the subject, it is a full answer to 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 7 The Federalist 138 those who require a more peremptory provision against military establish- ments in time ofpeace, to say, that the whole power ofthe proposed gov- ernment is to be in the hands of the representatives of the people. This is the essential, and, after all, the only efficacious security for the rights and privi- leges of the people, which is attainable in civil society.* If the representatives of the people betray their constituents, there is then no resource left but in the exertion of that original right of self-defence, which is paramount to all positive forms of government; and which, against the usurpation of the national rulers, may be exerted with an infinitely better prospect of success, than against those of the rulers of an individual state. In a single state, if the persons intrusted with supreme power become usurpers, the different parcels, subdivisions, or districts, of which it consists, having no distinct government in each, can take no regular measures for defence. The citizens must rush tumultuously to arms, without concert, without system, without resource; except in their courage and despair. The usurpers, clothed with the forms of legal authority, can too often crush the opposition in em- bryo. The smaller the extent of territory, the more difficult will it be for the people to form a regular, or systematic plan of opposition; and the more easy will it be to defeat their early efforts. Intelligence can be more speedily ob- tained of their preparations and movements; and the military force in the possession of the usurpers, can be more rapidly directed against the part where the opposition has begun. In this situation, there must be a peculiar coincidence of circumstances to ensure success to the popular resistance. The obstacles to usurpation, and the facilities of resistance, increase with the increased extent of the state: provided the citizens understand their rights, and are disposed to defend them. The natural strength of the people in a large community, in proportion to the artificial strength of the govern- ment, is greater than in a small; and of course more competent to a struggle with the attempts of the government to establish a tyranny. But in a con- federacy, the people, without exaggeration, may be said to be entirely the masters of their own fate. Power being almost always the rival of power, the general government will, at all times, stand ready to check the usurpations of the state governments; and these will have the same disposition towards the general government. The people, by throwing themselves into either scale, *Its full efficacy will be examined hereafter. 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 8 No. 28 139 will infallibly make it preponderate. If their rights are invaded by either, they can make use of the other, as the instrument of redress. How wise will it be in them, by cherishing the union, to preserve to themselves an advantage which can never be too highly prized! It may safely be received as an axiom in our political system, that the state governments will, in all possible contingencies, afford complete security against invasions of the public liberty by the national authority. Projects of usurpation cannot be masked under pretences so likely to escape the pene- tration of select bodies of men, as of the people at large. The legislatures will have better means of information; they can discover the danger at a distance; and possessing all the organs of civil power, and the confidence of the people, they can at once adopt a regular plan of opposition, in which they can com- bine all the resources of the community. They can readily communicate with each other in the different states; and unite their common forces, for the pro- tection of their common liberty. The great extent of the country is a further security. We have already ex- perienced its utility against the attacks of a foreign enemy. And it would have precisely the same effect against the enterprises of ambitions rulers in the na- tional councils. If the federal army should be able to quell the resistance of one state, the distant states would have it in their power to make head with fresh forces. The advantages obtained in one place must be abandoned, to subdue the opposition in others; and the moment the part which had been reduced to submission was left to itself, its efforts would be renewed, and its resistance revive. We should recollect, that the extent of the military force must, at all events, be regulated by the resources of the country. For a long time to come, it will not be possible to maintain a large army; and as the means of doing this, in- crease the population, and the natural strength of the community will pro- portionably increase. When will the time arrive, that the federal government can raise and maintain an army capable of creating a despotism over the great body of the people of an immense empire, who are in a situation, through the medium of their state governments, to take measures for their own defence, with all the celerity, regularity, and system, ofindependent nations? The apprehension may be considered as a disease, for which there can be found no cure in the resources of argument and reasoning. publius 0 3 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 3 9 140 No. 29 by Alexander Hamilton Concerning the militia The power of regulating the militia, and of commanding its services in times of insurrection and invasion, are natural incidents to the duties of superin- tending the common defence, and of watching over the internal peace of the confederacy. It requires no skill in the science of war to discern, that uniformity in the organization and discipline of the militia, would be attended with the most beneficial effects, whenever they were called into service for the public de- fence. It would enable them to discharge the duties of the camp, and of the field, with mutual intelligence and concert . . . an advantage of peculiar mo- ment in the operations of an army; and it would fit them much sooner to ac- quire the degree of proficiency in military functions, which would be essen- tial to their usefulness. This desirable uniformity can only be accomplished, by confiding the regulation ofthe militia to the direction ofthe national authority. It is, therefore, with the most evident propriety, that the plan of the convention proposes to empower the union “to provide for organizing, arming and disciplining the militia, and for governing such part of them as may be employed in the service ofthe United States, reserving to the states respectively the appointment of the officers, and the authority of training the militia according to the discipline prescribed by congress.” Of the different grounds which have been taken in opposition to this plan, there is none that was so little to have been expected, or is so untenable in itself, as the one from which this particular provision has been attacked. If a well regulated militia be the most natural defence of a free country, it ought certainly to be under the regulation, and at the disposal of that body, which is constituted the guardian of the national security. If standing armies are 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 0 No. 29 141 dangerous to liberty, an efficacious power over the militia, in the same body, ought, as far as possible, to take away the inducement and the pretext, to such unfriendly institutions. If the federal government can command the aid of the militia in those emergencies, which call for the military arm in support ofthe civil magistrate, it can the better dispense with the employment of a different kind offorce. Ifit cannot avail itselfofthe former, it will be obliged to recur to the latter. To render an army unnecessary, will be a more certain method of preventing its existence, than a thousand prohibitions upon paper. In order to cast an odium upon the power ofcalling forth the militia to execute the laws ofthe union, it has been remarked, that there is no where any provision in the proposed constitution for requiring the aid of the posse comitatus, to assist the magistrate in the execution of his duty; whence it has been inferred, that military force was intended to be his only auxiliary. There is a striking incoherence in the objections which have ap- peared, and sometimes even from the same quarter, not much calculated to inspire a very favourable opinion of the sincerity or fair dealing of their authors. The same persons who tell us in one breath, that the powers of the federal government will be despotic and unlimited, inform us in the next, that it has not authority sufficient even to call out the posse comitatus. The latter, fortunately, is as much short of the truth, as the former exceeds it. It would be as absurd to doubt, that a right to pass all laws necessary and proper to execute its declared powers, would include that of requiring the assistance of the citizens to the officers who may be intrusted with the execu- tion of those laws; as it would be to believe, that a right to enact laws neces- sary and proper for the imposition and collection of taxes, would involve that of varying the rules of descent, and of the alienation of landed property, or ofabolishing the trial by jury in cases relating to it. It being therefore evi- dent, that the supposition of a want of power to require the aid of the posse comitatus is entirely destitute of colour, it will follow, that the conclusion which has been drawn from it, in its application to the authority of the fed- eral government over the militia, is as uncandid, as it is illogical. What rea- son could there be to infer, that force was intended to be the sole instrument of authority, merely because there is a power to make use of it when neces- sary? What shall we think ofthe motives which could induce men ofsense 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 1 The Federalist 142 to reason in this extraordinary manner? How shall we prevent a conflict be- tween charity and conviction? By a curious refinement upon the spirit of republican jealousy, we are even taught to apprehend danger from the militia itself, in the hands of the federal government. It is observed, that select corps may be formed, composed of the young and the ardent, who may be rendered subservient to the views of arbitrary power. What plan for the regulation of the militia may be pursued by the national government, is impossible to be foreseen. But so far from viewing the matter in the same light with those who object to select corps as dangerous, were the constition ratified, and were I to deliver my sentiments to a member of the federal legislature on the subject of a militia establish- ment, I should hold to him in substance the following discourse: “The project of disciplining all the militia of the United States, is as futile as it would be injurious, if it were capable of being carried into execution. A tolerable expertness in military movements, is a business that requires time and practice. It is not a day, nor a week, nor even a month, that will suffice for the attainment ofit. To oblige the great body ofthe yeomanry, and of the other classes of the citizens, to be under arms for the purpose of going through military exercises and evolutions, as often as might be necessary to acquire the degree of perfection which would entitle them to the character of a well regulated militia, would be a real grievance to the people, and a serious public inconvenience and loss. It would form an annual deduction from the productive labour of the country, to an amount, which, calculating upon the present numbers of the people, would not fall far short of a million of pounds. To attempt a thing which would abridge the mass oflabour and industry to so considerable an extent, would be unwise; and the experiment, ifmade, could not succeed, because it would not long be endured. Little more can reasonably be aimed at, with respect to the people at large, than to have them properly armed and equipped; and in order to see that this be not neglected, it will be necessary to assemble them once or twice in the course of a year. “But, though the scheme of disciplining the whole nation must be aban- doned as mischievous or impracticable; yet it is a matter of the utmost im- portance, that a well digested plan should, as soon as possible, be adopted for the proper establishment of the militia. The attention of the government ought particularly to be directed to the formation of a select corps of moder- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 2 No. 29 143 ate size, upon such principles as will really fit it for service in case of need. By thus circumscribing the plan, it will be possible to have an excellent body of well trained militia, ready to take the field whenever the defence of the state shall require it. This will not only lessen the call for military establishments; but if circumstances should at any time oblige the government to form an army of any magnitude, that army can never be formidable to the liberties of the people, while there is a large body of citizens, little, if at all, inferior to them in discipline and the use of arms, who stand ready to defend their own rights, and those of their fellow citizens. This appears to me the only substi- tute that can be devised for a standing army; and the best possible security against it, if it should exist.” Thus differently from the adversaries of the proposed constitution should I reason on the same subject; deducing arguments of safety from the very sources which they represent as fraught with danger and perdition. But how the national legislature may reason on the point, is a thing which neither they nor I can foresee. There is something so far fetched, and so extravagant, in the idea of dan- ger to liberty from the militia, that one is at a loss whether to treat it with grav- ity or with raillery; whether to consider it as a mere trial of skill, like the para- doxes of rhetoricians; as a disingenuous artifice, to instil prejudices at any price; or as the serious offspring of political fanaticism. Where, in the name of common sense, are our fears to end, if we may not trust our sons, our brothers, our neighbours, our fellow citizens? What shadow of danger can there be from men, who are daily mingling with the rest of their countrymen; and who participate with them in the same feelings, sentiments, habits, and interests? What reasonable cause of apprehension can be inferred from a power in the union to prescribe regulations for the militia, and to command its services when necessary; while the particular states are to have the sole and exclusive appointment of the officers? If it were possible seriously to indulge a jealousy of the militia, upon any conceivable establishment under the federal government, the circumstance ofthe officers being in the appointment of the states, ought at once to extinguish it. There can be no doubt, that this cir- cumstance will always secure to them a preponderating influence over the militia. In reading many of the publications against the constitution, a man is apt to imagine that he is perusing some ill written tale or romance; which, instead 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 3 The Federalist 144 of natural and agreeable images, exhibits to the mind nothing but frightful and distorted shapes. . . . “Gorgons, Hydras, and Chimeras dire;” discolouring and disfiguring whatever it represents, and transforming every thing it touches into a monster. A sample of this is to be observed in the exaggerated and improbable sug- gestions which have taken place respecting the power of calling for the ser- vices of the militia. That of New Hampshire is to be marched to Georgia, of Georgia to New Hampshire, ofNew York to Kentucky, and ofKentucky to Lake Champlain. Nay, the debts due to the French and Dutch, are to be paid in militia men, instead ofLouis d’ors and ducats. At one moment, there is to be a large army to lay prostrate the liberties of the people; at another moment, the militia of Virginia are to be dragged from their homes, five or six hundred miles, to tame the republican contumacy ofMassachusetts; and that ofMas- sachusetts is to be transported an equal distance, to subdue the refractory haughtiness of the aristocratic Virginians. Do the persons, who rave at this rate, imagine, that their art or their eloquence can impose any conceits or absurdities upon the people of America for infallible truths? If there should be an army to be made use of as the engine of despotism, what need of the militia? If there should be no army, whither would the mili- tia, irritated at being required to undertake a distant and distressing expedi- tion, for the purpose of rivetting the chains of slavery upon a part of their countrymen, direct their course, but to the seat of the tyrants, who had medi- tated so foolish, as well as so wicked a project; to crush them in their imag- ined entrenchments of power, and make them an example of the just ven- geance of an abused and incensed people? Is this the way in which usurpers stride to dominion over a numerous and enlightened nation? Do they begin by exciting the detestation of the very instruments of their intended usurpa- tions? Do they usually commence their career by wanton and disgustful acts of power, calculated to answer no end, but to draw upon themselves univer- sal hatred and execration? Are suppositions of this sort, the sober admoni- tions of discerning patriots to a discerning people? Or are they the inflam- matory ravings of chagrined incendiaries, or distempered enthusiasts? If we were even to suppose the national rulers actuated by the most ungovernable 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 4 No. 30 145 ambition, it is impossible to believe that they would employ such preposter- ous means to accomplish their designs. In times ofinsurrection, or invasion, it would be natural and proper, that the militia of a neighbouring state should be marched into another, to resist a common enemy, or to guard the republic against the violences of faction or sedition. This was frequently the case, in respect to the first object, in the course of the late war; and this mutual succour is, indeed, a principal end of our political association. If the power of affording it be placed under the direction of the union, there will be no danger of a supine and listless in- attention to the dangers of a neighbour, till its near approach had superadded the incitements of self-preservation, to the too feeble impulses of duty and sympathy. publius No. 30 by Alexander Hamilton Concerning taxation It has been already observed, that the federal government ought to possess the power of providing for the support of the national forces; in which proposition was intended to be included the expense of raising troops, of building and equipping fleets, and all other expenses in any wise connected with military arrangements and operations. But these are not the only objects to which the jurisdiction of the union, in respect to revenue, must necessar- ily be empowered to extend. It must embrace a provision for the support of the national civil list; for the payment of the national debts contracted, or that may be contracted; and, in general, for all those matters which will call for disbursements out of the national treasury. The conclusion is, that there must be interwoven in the frame of the government, a general power of taxation in one shape or another. Money is with propriety considered as the vital principle of the body 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 5 The Federalist 146 politic; as that which sustains its life and motion, and enables it to perform its most essential functions. A complete power, therefore, to procure a regu- lar and adequate supply of revenue, as far as the resources of the community will permit, may be regarded as an indispensable ingredient in every consti- tution. From a deficiency in this particular, one of two evils must ensue; either the people must be subjected to continual plunder, as a substitute for a more eligible mode of supplying the public wants, or the government must sink into a fatal atrophy, and in a short course of time perish. In the Ottoman or Turkish empire, the sovereign, though in other respects absolute master of the lives and fortunes of his subjects, has no right to im- pose a new tax. The consequence is, that he permits the bashaws or governors of provinces to pillage the people at discretion; and, in turn, squeezes out of them the sums of which he stands in need, to satisfy his own exigencies, and those of the state. In America, from a like cause, the government of the union has gradually dwindled into a state of decay, approaching nearly to annihi- lation. Who can doubt, that the happiness of the people in both countries would be promoted by competent authorities in the proper hands, to provide the revenues which the necessities of the public might require? The present confederation, feeble as it is, intended to repose in the United States an unlimited power of providing for the pecuniary wants of the union. But proceeding upon an erroneous principle, it has been done in such a manner as entirely to have frustrated the intention. Congress, by the articles which compose that compact (as has been already stated) are authorized to ascertain and call for any sums of money necessary, in their judgment, to the service of the United States; and their requisitions, if conformable to the rule of apportionment, are, in every constitutional sense, obligatory upon the states. These have no right to question the propriety of the demand; no dis- cretion beyond that of devising the ways and means of furnishing the sums demanded. But though this be strictly and truly the case; though the as- sumption of such a right would be an infringement of the articles of union; though it may seldom or never have been avowedly claimed; yet in practice it has been constantly exercised; and would continue to be so, as long as the revenues of the confederacy should remain dependent on the intermediate agency of its members. What the consequences of the system have been, is within the knowledge of every man, the least conversant in our public affairs, and has been abundantly unfolded in different parts of these inquiries. It is 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 6 No. 30 147 this which has chiefly contributed to reduce us to a situation, that affords ample cause of mortification to ourselves, and of triumph to our enemies. What remedy can there be for this situation, but in a change of the system which has produced it? In a change of the fallacious and delusive system of quotas and requisitions? What substitute can there be imagined for this ignis fatuus in finance, but that of permitting the national government to raise its own revenues by the ordinary methods of taxation, authorized in every well ordered constitution of civil government. Ingenious men may de- claim with plausibility on any subject; but no Luman ingenuity can point out any other expedient to rescue us from the inconveniences and embarrass- ments, naturally resulting from defective supplies of the public treasury. The more intelligent adversaries of the new constitution, admit the force of this reasoning; but they qualify their admission, by a distinction between what they call internal and external taxations. The former they would reserve to the state governments; the latter, which they explain into commercial im- posts, or rather duties on imported articles, they declare themselves willing to concede to the federal head. This distinction, however, would violate that fundamental maxim of good sense and sound policy, which dictates that every power ought to be proportionate to its object; and would still leave the general government in a kind of tutelage to the state governments, in- consistent with every idea of vigour or efficiency. Who can pretend that com- mercial imposts are, or would be, alone equal to the present and future exi- gencies of the union? Taking into the account the existing debt, foreign and domestic, upon any plan of extinguishment, which a man moderately im- pressed with the importance of public justice and public credit could ap- prove, in addition to the establishments which all parties will acknowledge to be necessary, we could not reasonably flatter ourselves, that this resource alone, upon the most improved scale, would even suffice for its present ne- cessities. Its future necessities admit not of calculation or limitation; and upon the principle more than once adverted to, the power of making provi- sion for them as they arise ought to be equally unconfined. I believe it may be regarded as a position, warranted by the history of mankind, that in the usual progress of things, the necessities of a nation, in every stage of its existence, will be found at least equal to its resources. To say that deficiencies may be provided for by requisitions upon the states, is on the one hand to acknowledge that this system cannot be de- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 7 The Federalist 148 pended upon; and on the other hand, to depend upon it for every thing beyond a certain limit. Those who have carefully attended to its vices and deformities, as they have been exhibited by experience, or delineated in the course ofthese papers, must feel an invincible repugnancy to trusting the national interests, in any degree to its operation. Whenever it is brought into activity, its inevitable tendency must be to enfeeble the union, and sow the seeds of discord and contention between the federal head and its members, and between the members themselves. Can it be expected that the deficien- cies would be better supplied in this mode, than the total wants of the union have heretofore been supplied, in the same mode? It ought to be recollected, that if less will be required from the states, they will have proportionably less means to answer the demand. If the opinions of those who contend for the distinction which has been mentioned, were to be received as evidence of truth, one would be led to conclude, that there was some known point in the economy of national affairs, at which it would be safe to stop, and to say: thus far, the ends of public happiness will be promoted by supplying the wants of government, and all beyond this is unworthy of our care or anxiety. How is it possible that a government, half supplied and always necessitous, can fulfil the purposes of its institution; can provide for the security, advance the prosperity, or support the reputation of the commonwealth? How can it ever possess either energy or stability, dignity or credit, confidence at home, or respectability abroad? How can its administration be any thing else than a succession of expedients temporizing, impotent, disgraceful? How will it be able to avoid a frequent sacrifice of its engagements to immediate necessity? How can it undertake or execute any liberal or enlarged plans of public good? Let us attend to what would be the effects of this situation, in the very first war in which we should happen to be engaged. We will presume, for argu- ment sake, that the revenue arising from the import duties answers the pur- poses of a provision for the public debt, and of a peace establishment for the union. Thus circumstanced, a war breaks out. What would be the probable conduct ofthe government in such an emergency? Taught by experience, that proper dependence could not be placed on the success of requisitions; unable, by its own authority, to lay hold offresh resources, and urged by considerations of national danger, would it not be driven to the expedient of diverting the funds already appropriated, from their proper objects to the de- fence of the state? It is not easy to see how a step of this kind could be avoided; and if it should be taken, it is evident that it would prove the destruction of 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 8 No. 30 149 public credit at the very moment that it was become essential to the public safety. To imagine that at such a crisis credit might be dispensed with, would be the extreme of infatuation. In the modern system of war, nations the most wealthy are obliged to have recourse to large loans. A country so little opu- lent as ours, must feel this necessity in a much stronger degree. But who would lend to a government, that prefaced its overtures for borrowing by an act which demonstrated that no reliance could be placed on the steadiness of its measures for paying? The loans it might be able to procure, would be as limited in their extent, as burthensome in their conditions. They would be made upon the same principles that usurers commonly lend to bankrupt and fraudulent debtors . . . with a sparing hand, and at enormous premiums. It may perhaps be imagined, that from the scantiness of the resources of the country, the necessity of diverting the established funds in the case sup- posed, would exist; though the national government should possess an un- restrained power of taxation. But two considerations will serve to quiet all apprehension on this head; one is, that we are sure the resources of the com- munity, in their full extent, will be brought into activity for the benefit of the union; the other is, that whatever deficiencies there may be, can without difficulty be supplied by loans. The power of creating, by its own authority, new funds from new objects oftaxation, would enable the national government to borrow, as far as its necessities might require. Foreigners, as well as the citizens of America, could then reasonably repose confidence in its engagements; but to depend upon a government, that must itself depend upon thirteen other governments, for the means of fulfilling its contracts, when once its situation is clearly under- stood, would require a degree ofcredulity, not often to be met with in the pecuniary transactions of mankind, and little reconcileable with the usual sharp-sightedness of avarice. Reflections of this kind may have trifling weight with men who hope to see the halcyon scenes of the poetic or fabulous age realized in America; but to those who believe we are likely to experience a common portion of the vicis- situdes and calamities which have fallen to the lot of other nations, they must appear entitled to serious attention. Such men must behold the actual situ- ation of their country with painful solicitude, and deprecate the evils which ambition or revenge might, with too much facility, inflict upon it. publius 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 4 9 150 No. 31 By Alexander Hamilton The same subject continued In disquisitions of every kind, there are certain primary truths, or first prin- ciples, upon which all subsequent reasonings must depend. These contain an internal evidence, which, antecedent to all reflection or combination, com- mands the assent of the mind. Where it produces not this effect, it must pro- ceed either from some disorder in the organs of perception, or from the influence of some strong interest, or passion, or prejudice. Of this nature are the maxims in geometry, that the whole is greater than its part; that things equal to the same, are equal to one another; that two straight lines cannot inclose a space; and that all right angles are equal to each other. Of the same nature, are these other maxims in ethics and politics, that there cannot be an effect without a cause; that the means ought to be proportioned to the end; that every power ought to be commensurate with its object; that there ought to be no limitation of a power destined to effect a purpose which is itself in- capable of limitation. And there are other truths in the two latter sciences, which, if they cannot pretend to rank in the class of axioms, are such direct inferences from them, and so obvious in themselves, and so agreeable to the natural and unsophisticated dictates of common sense, that they challenge the assent of a sound and unbiassed mind, with a degree of force and con- viction almost equally irresistible. The objects of geometrical inquiry, are so entirely abstracted from those pursuits which stir up and put in motion the unruly passions of the human heart, that mankind, without difficulty, adopt not only the more simple theo- rems of the science, but even those abstruse paradoxes which, however they may appear susceptible of demonstration, are at variance with the natural conceptions which the mind, without the aid of philosophy, would be led to 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 0 No. 31 151 entertain upon the subject. The infinite divisibility of matter, or, in other words, the infinite divisibility of a finite thing, extending even to the minutest atom, is a point agreed among geometricians; though not less incomprehensible to common sense, than any of those mysteries in religion, against which the batteries of infidelity have been so industriously levelled. But in the sciences of morals and politics, men are found far less tractable. To a certain degree, it is right and useful that this should be the case. Caution and investigation are a necessary armour against error and imposition. But this untractableness may be carried too far, and may degenerate into obsti- nancy, perverseness, or disingenuity. Though it cannot be pretended, that the principles of moral and political knowledge have, in general, the same degree of certainty with those of the mathematics; yet they have much better claims in this respect, than, to judge from the conduct of men in particular situa- tions, we should be disposed to allow them. The obscurity is much oftener in the passions and prejudices of the reasoner, than in the subject. Men, upon too many occasions, do not give their own understandings fair play; but yielding to some untoward bias, they entangle themselves in words, and con- found themselves in subtleties. How else could it happen (if we admit the objectors to be sincere in their opposition) that positions so clear as those which manifest the necessity of a general power of taxation in the government of the union, should have to encounter any adversaries among men of discernment? Though these posi- tions have been elsewhere fully stated, they will perhaps not be improperly re- capitulated in this place, as introductory to an examination of what may have been offered by way of objection to them. They are in substance as follow: A government ought to contain in itself every power requisite to the full accomplishment of the objects committed to its care, and to the complete execution of the trusts for which it is responsible; free from every other con- trol but a regard to the public good and to the sense of the people. As the duties of superintending the national defence, and of securing the public peace against foreign or domestic violence, involve a provision for ca- sualties and dangers, to which no possible limits can be assigned, the power of making that provision ought to know no other bounds than the exigencies of the nation, and the resources of the community. As revenue is the essential engine by which the means ofanswering the 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 1 The Federalist 152 national exigencies must be procured, the power of procuring that article in its full extent, must necessarily be comprehended in that of providing for those exigencies. As theory and practice conspire to prove that the power ofprocuring revenue is unavailing, when exercised over the states in their collective ca- pacities, the federal government must of necessity be invested with an un- qualified power of taxation in the ordinary modes. Did not experience evince the contrary, it would be natural to conclude, that the propriety of a general power of taxation in the national government might safely be permitted to rest on the evidence of these propositions, un- assisted by any additional arguments or illustrations. But we find, in fact, that the antagonists of the proposed constitution, so far from acquiescing in their justness or truth, seem to make their principal and most zealous effort against this part of the plan. It may therefore be satisfactory to analize the ar- guments with which they combat it. Those of them which have been most laboured with that view, seem in substance to amount to this: “It is not true, because the exigencies of the union may not be susceptible oflimitation, that its power of laying taxes ought to be unconfined. Revenue is as requisite to the purposes of the local administrations, as to those of the union; and the former are at least of equal importance with the latter, to the happiness of the people. It is therefore as necessary, that the state governments should be able to command the means of supplying their wants, as that the national government should possess the like faculty, in respect to the wants of the union. But an indefinite power of taxation in the latter might, and probably would, in time, deprive the former of the means of providing for their own necessities; and would subject them entirely to the mercy of the national legislature. As the laws of the union are to become the supreme law of the land; as it is to have power to pass all laws that may be necessary for carrying into execution the authorities with which it is proposed to vestit; the national government might at any time abolish the taxes imposed for state objects, upon the pretence of an interfer- ence with its own. It might allege a necessity of doing this, in order to give efficacy to the national revenues: and thus all the resources of taxation might, by degrees, become the subjects of federal monopoly, to the entire exclusion and destruction of the state governments.” 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 2 No. 31 153 This mode of reasoning appears sometimes to turn upon the supposition of usurpation in the national government; at other times, it seems to be de- signed only as a deduction from the constitutional operation of its intended powers. It is only in the latter light, that it can be admitted to have any pretensions to fairness. The moment we launch into conjectures about the usurpations of the federal government, we get into an unfathomable abyss, and fairly put ourselves out of the reach of all reasoning. Imagination may range at pleasure, till it gets bewildered amidst the labyrinths of an enchanted castle, and knows not on which side to turn to escape from the apparitions which itself has raised. Whatever may be the limits, or modifications of the powers of the union, it is easy to imagine an endless train of possible dangers; and by indulging an excess of jealousy and timidity, we may bring ourselves to a state ofabsolute scepticism and irresolution. I repeat here what I have observed in substance in another place, that all observations, founded upon the danger of usurpation, ought to be referred to the composition and struc- ture of the government, not to the nature and extent of its powers. The state governments, by their original constitutions, are invested with complete sov- ereignty. In what does our security consist against usurpations from that quarter? Doubtless in the manner of their formation, and in a due depend- ence of those who are to administer them upon the people. If the proposed construction of the federal government be found, upon an impartial exami- nation of it, to be such as to afford, to a proper extent, the same species of se- curity, all apprehensions on the score of usurpation ought to be discarded. It should not be forgotten, that a disposition in the state governments to encroach upon the rights ofthe union, is quite as probable as a disposition in the union to encroach upon the rights of the state governments. What side would be likely to prevail in such a conflict, must depend on the means which the contending parties could employ, towards insuring success. As in re- publics, strength is always on the side of the people; and as there are weighty reasons to induce a belief, that the state governments will commonly possess most influence over them, the natural conclusion is, that such contests will be most apt to end to the disadvantage of the union; and that there is greater probability of encroachments by the members upon the federal head, than by the federal head upon the members. But it is evident, that all conjectures of this kind must be extremely vague and fallible; and that it is by far the safest 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 3 The Federalist 154 course to lay them altogether aside; and to confine our attention wholly to the nature and extent of the powers, as they are delineated in the constitution. Every thing beyond this, must be left to the prudence and firmness of the people; who, as they will hold the scales in their own hands, it is to be hoped, will always take care to preserve the constitutional equilibrium between the general and the state governments. Upon this ground, which is evidently the true one, it will not be difficult to obviate the objections, which have been made to an indefinite power of taxation in the United States. publius No. 32 by Alexander Hamilton The same subject continued Although I am of opinion that there would be no real danger of the con- sequences to the state governments, which seem to be apprehended from a power in the union to control them in the levies of money; because I am persuaded that the sense of the people, the extreme hazard of provoking the resentments ofthe state governments, and a conviction ofthe utility and necessity oflocal administrations, for local purposes, would be a complete barrier against the oppressive use of such a power: yet I am willing here to allow, in its full extent, the justness of the reasoning, which requires, that the individual states should possess an independent and uncontrolable authority to raise their own revenues for the supply of their own wants. And making this concession, I affirm, that (with the sole exception of duties on imports and exports) they would, under the plan of the convention, retain that au- thority in the most absolute and unqualified sense; and that an attempt on the part of the national government to abridge them in the exercise of it, would be a violent assumption of power, unwarranted by any article or clause of its constitution. An entire consolidation of the states into one complete national sover- eignty, would imply an entire subordination of the parts; and whatever pow- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 4 No. 32 155 ers might remain in them, would be altogether dependent on the general will. But as the plan of the convention aims only at a partial union or consolida- tion, the state governments would clearly retain all the rights of sovereignty which they before had, and which were not, by that act, exclusively delegated to the United States. This exclusive delegation, or rather this alienation of state sovereignty, would only exist in three cases: where the constitution in express terms granted an exclusive authority to the union; where it granted, in one instance, an authority to the union, and in another, prohibited the states from exercising the like authority; and where it granted an authority to the union, to which a similar authority in the states would be absolutely and totally contradictory and repugnant. I use these terms to distinguish this last case from another which might appear to resemble it; but which would, in fact, be essentially different: I mean where the exercise of a concurrent jurisdiction, might be productive ofoccasional interferences in the policy of any branch of administration, but would not imply any direct contradic- tion or repugnancy in point of constitutional authority. These three cases of exclusive jurisdiction in the federal government, may be exemplified by the following instances: the last clause but one in the eighth section of the first article, provides expressly, that congress shall exercise “exclusive legislation” over the district to be appropriated as the seat of government. This answers to the first case. The first clause of the same section impowers congress “to lay and collect taxes, duties, imposts, and excises;” and the second clause of the tenth section of the same article declares, that “no state shall, without the consent of congress, lay any imposts or duties on imports or exports, except for the purpose of executing its inspection laws.” Hence would result an exclu- sive power in the union to lay duties on imports and exports, with the par- ticular exception mentioned; but this power is abridged by another clause, which declares, that no tax or duty shall be laid on articles exported from any state; in consequence of which qualification, it now only extends to the duties on imports. This answers to the second case. The third will be found in that clause which declares, that congress shall have power “to establish an uniform rule of naturalization throughout the United States.” This must necessarily be exclusive; because if each state had power to prescribe a dis- tinct rule, there could be no uniform rule. A case which may perhaps be thought to resemble the latter, but which is in fact widely different, affects the question immediately under considera- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 5 The Federalist 156 tion. I mean the power of imposing taxes on all articles other than exports and imports. This, I contend, is manifestly a concurrent and co-equal au- thority in the United States and in the individual states. There is plainly no expression in the granting clause, which makes that power exclusive in the union. There is no independent clause or sentence which prohibits the states from exercising it. So far is this from being the case, that a plain and conclu- sive argument to the contrary is deducible, from the restraint laid upon the states in relation to duties on imports and exports. This restriction implies an admission, that if it were not inserted, the states would possess the power it excludes; and it implies a further admission, that as to all other taxes, the authority ofthe states remains undiminished. In any other view it would be both unnecessary and dangerous. It would be unnecessary, because if the grant to the union of the power of laying such duties, implied the exclusion of the states, or even their subordination in this particular, there could be no need of such a restriction: it would be dangerous, because the introduction of it leads directly to the conclusion which has been mentioned, and which, if the reasoning of the objectors be just, could not have been intended; I mean that the states, in all cases to which the restriction did not apply, would have a concurrent power of taxation with the union. The restriction in question amounts to what lawyers call a negative pregnant; that is, a negation of one thing, and an affirmance of another; a negation of the authority of the states to impose taxes on imports and exports, and an affirmance of their authority to impose them on all other articles. It would be mere sophistry to argue that it was meant to exclude them absolutely from the imposition of taxes of the former kind, and to leave them at liberty to lay others subject to the control of the national legislature. The restraining or prohibitory clause only says, that they shall not, without the consent of congress, lay such duties; and if we are to understand this in the sense last mentioned, the constitution would then be made to introduce a formal provision, for the sake of a very absurd conclusion; which is, that the states, with the consent of the national legislature, might tax imports and exports; and that they might tax every other article, unless controled by the same body. If this was the intention, why was it not left, in the first instance, to what is alleged to be the natural operation of the original clause, conferring a general power of taxation upon the union? It is evident that this could not have been the intention, and that it will not bear a construction of the kind. 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 6 No. 32 157 As to a supposition of repugnancy between the power of taxation in the states and in the union, it cannot be supported in that sense which would be requisite to work an exclusion of the states. It is indeed possible that a tax might be laid on a particular article by a state, which might render it inexpe- dient that a further tax should be laid on the same article by the union; but it would not imply a constitutional inability to impose a further tax. The quantity ofthe imposition, the expediency or inexpediency ofan increase on either side, would be mutually questions ofprudence; but there would be involved no direct contradiction ofpower. The particular policy ofthe national and of the state system of finance might now and then not exactly coincide, and might require reciprocal forbearances. It is not however a mere possibility of inconvenience in the exercise of powers, but an immediate con- stitutional repugnancy, that can by implication alienate and extinguish a pre- existing right of sovereignty. The necessity ofa concurrent jurisdiction in certain cases, results from the division ofthe sovereign power; and the rule that all authorities, of which the states are not explicitly divested in favour of the union, remain with them in full vigour, is not only a theoretical consequence of that divi- sion, but is clearly admitted by the whole tenor ofthe instrument which contains the articles of the proposed constitution. We there find, that not- withstanding the affirmative grants of general authorities, there has been the most pointed care in those cases where it was deemed improper that the like authorities should reside in the states, to insert negative clauses prohibiting the exercise of them by the states. The tenth section of the first article consists altogether of such provisions. This circumstance is a clear indication of the sense of the convention, and furnishes a rule of interpretation out of the body of the act, which justifies the position I have advanced, and refutes every hy- pothesis to the contrary. publius 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 7 158 No. 33 by Alexander Hamilton The same subject continued The residue ofthe argument against the provisions ofthe constitution, in respect to taxation, is ingrafted upon the following clauses: The last clause of the eighth section of the first article, authorizes the national legislature “to make all laws which shall be necessary and proper, for carrying into execution the powers by that constitution vested in the government of the United States, or in any department or officer thereof;” and the second clause of the sixth article declares, that “the constitution and the laws of the United States made in pursuance thereof, and the treaties made by their authority, shall be the supreme law of the land; any thing in the constitution or laws of any state to the contrary notwithstanding.” These two clauses have been the sources of much virulent invective, and petulant declamation, against the proposed constitution. They have been held up to the people in all the exaggerated colours ofmisrepresentation; as the pernicious engines by which their local governments were to be de- stroyed, and their liberties exterminated; as the hideous monster whose de- vouring jaws would spare neither sex nor age, nor high nor low, nor sacred nor profane; and yet, strange as it may appear, after all this clamour, to those who may not have happened to contemplate them in the same light, it may be affirmed with perfect confidence, that the constitutional operation of the intended government would be precisely the same, ifthese clauses were entirely obliterated, as ifthey were repeated in every article. They are only declaratory of a truth, which would have resulted by necessary and unavoid- able implication from the very act of constituting a federal government, and vesting it with certain specified powers. This is so clear a proposition, that moderation itself can scarcely listen to the railings which have been so copi- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 8 No. 33 159 ously vented against this part of the plan, without emotions that disturb its equanimity. What is a power, but the ability or faculty of doing a thing? What is the ability to do a thing, but the power of employing the means necessary to its execution? What is a legislative power, but a power of making laws? What are the means to execute a legislative power, but laws? What is the power of laying and collecting taxes, but a legislative power, or a power of making laws, to lay and collect taxes? What are the proper means of execut- ing such a power, but necessary and proper laws? This simple train ofinquiry furnishes us at once with a test ofthe true nature of the clause complained of. It conducts us to this palpable truth, that a power to lay and collect taxes, must be a power to pass all laws necessary and proper for the execution of that power: and what does the unfortunate and calumniated provision in question do, more than declare the same truth; to wit, that the national legislature to whom the power of laying and collect- ing taxes had been previously given, might, in the execution of that power, pass all laws necessary and proper to carry it into effect? I have applied these observations thus particularly to the power of taxation; because it is the im- mediate subject under consideration, and because it is the most important of the authorities proposed to be conferred upon the union. But the same pro- cess will lead to the same result, in relation to all other powers declared in the constitution. And it is expressly to execute these powers, that the sweeping clause, as it has been affectedly called, authorizes the national legislature to pass all necessary and proper laws. If there be any thing exceptionable, it must be sought for in the specific powers, upon which this general declaration is predicated. The declaration itself, though it may be chargeable with tautology or redundancy, is at least perfectly harmless. But suspicion may ask, why then was it introduced? The answer is, that it could only have been done for greater caution, and to guard against all cav- illing refinements in those who might hereafter feel a disposition to curtail and evade the legitimate authorities of the union. The convention probably foresaw, what it has been a principal aim of these papers to inculcate, that the danger which most threatens our political welfare, is, that the state govern- ments will finally sap the foundations of the union; and might therefore think it necessary, in so cardinal a point, to leave nothing to construction. What- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 5 9 The Federalist 160 ever may have been the inducement to it, the wisdom of the precaution is evi- dent from the cry which has been raised against it; as that very cry betrays a disposition to question the great and essential truth which it is manifestly the object of that provision to declare. But it may be again asked, who is to judge of the necessity and propriety of the laws to be passed for executing the powers of the union? I answer, first, that this question arises as well and as fully upon the simple grant of those powers, as upon the declaratory clause: and I answer, in the second place, that the national government, like every other, must judge, in the first instance, of the proper exercise of its powers; and its constituents in the last. If the federal government should overpass the just bounds of its authority, and make a tyrannical use of its powers; the people, whose creature it is, must appeal to the standard they have formed, and take such measures to redress the injury done to the constitution, as the exigency may suggest and prudence justify. The propriety of a law, in a constitutional light, must always be determined by the nature of the powers upon which it is founded. Suppose, by some forced construction of its authority (which indeed cannot easily be imag- ined) the federal legislature should attempt to vary the law of descent in any state; would it not be evident, that in making such an attempt, it had exceeded its jurisdiction, and infringed upon that of the state? Suppose, again, that upon the pretence of an interference with its revenues, it should undertake to abrogate a land tax imposed by the authority of a state; would it not be equally evident, that this was an invasion of that concurrent jurisdiction in respect to this species of tax, which the constitution plainly supposes to exist in the state governments? If there ever should be a doubt on this head, the credit of it will be entirely due to those reasoners, who, in the imprudent zeal of their ani- mosity to the plan of the convention, have laboured to envelope it in a cloud, calculated to obscure the plainest and simplest truths. But it is said, that the laws of the union are to be the supreme law of the land. What inference can be drawn from this, or what would they amount to, if they were not to be supreme? It is evident they would amount to nothing. A law, by the very meaning of the term, includes supremacy. It is a rule, which those to whom it is prescribed are bound to observe. This results from every political association. If individuals enter into a state of society, the laws of that society must be the supreme regulator of their conduct. If a number ofpolitical societies enter into a larger political society, the laws which the 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 6 0 No. 33 161 latter may enact, pursuant to the powers intrusted to it by its constitution, must necessarily be supreme over those societies, and the individuals of whom they are composed. It would otherwise be a mere treaty, dependent on the good faith of the parties, and not a government; which is only another word for political power and supremacy. But it will not follow from this doctrine, that acts of the larger society, which are not pursuant to its constitutional powers, but which are invasions ofthe residuary authorities of the smaller societies, will become the supreme law of the land. These will be merely acts ofusurpation, and will deserve to be treated as such. Hence we perceive, that the clause which declares the supremacy of the laws of the union, like the one we have just before considered, only declares a truth, which flows immediately and necessarily from the institution of a federal government. It will not, I presume, have escaped observation, that it expressly confines this supremacy to laws made pursuant to the constitution; which I mention merely as an instance of caution in the convention; since that limi- tation would have been to be understood, though it had not been expressed. Though a law, therefore, laying a tax for the use of the United States would be supreme in its nature, and could not legally be opposed or controled; yet, a law abrogating or preventing the collection of a tax laid by the author- ity of a state, (unless upon imports and exports) would not be the supreme law of the land, but an usurpation of a power not granted by the constitution. As far as an improper accumulation of taxes, on the same object, might tend to render the collection difficult or precarious, this would be a mutual in- convenience, not arising from a superiority or defect of power on either side, but from an injudicious exercise of power by one or the other, in a manner equally disadvantageous to both. It is to be hoped and presumed, however, that mutual interests would dictate a concert in this respect, which would avoid any material inconvenience. The inference from the whole is . . . that the individual states would, under the proposed constitution, retain an inde- pendent and uncontrolable authority to raise revenue to any extent of which they may stand in need, by every kind of taxation, except duties on imports and exports. It will be shown in the next paper, that this concurrent juris- diction in the article of taxation, was the only admissible substitute for an entire subordination, in respect to this branch of power, of state authority to that of the union. publius 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 6 1 162 No. 34 by Alexander Hamilton The same subject continued I flatter myself it has been clearly shown in my last number, that the particu- lar states, under the proposed constitution, would have co-equal authority with the union in the article of revenue, except as to duties on imports. As this leaves open to the states far the greatest part of the resources of the com- munity, there can be no colour for the assertion, that they would not possess means as abundant as could be desired, for the supply of their own wants, independent of all external control. That the field is sufficiently wide, will more fully appear, when we come to develope the inconsiderable share of the public expenses, for which it will fall to the lot of the state governments to provide. To argue upon abstract principles, that this co-ordinate authority cannot exist, would be to set up theory and supposition against fact and reality. However proper such reasonings might be, to show that a thing ought not to exist, they are wholly to be rejected, when they are made use of to prove that it does not exist, contrary to the evidence of the fact itself. It is well known, that in the Roman republic, the legislative authority in the last resort, resided for ages in two different political bodies . . . not as branches of the same leg- islature, but as distinct and independent legislatures; in each ofwhich an opposite interest prevailed: in one, the Patrician; in the other the Plebeian. Many arguments might have been adduced, to prove the unfitness of two such seemingly contradictory authorities, each having power to annul or re- peal the acts of the other. But a man would have been regarded as frantic, who should have attempted at Rome to disprove their existence. It will readily be understood, that I allude to the comitia centuriata and the comitia tributia. The former, in which the people voted by centuries, was so arranged as to give a superiority to the Patrician interest. In the latter, in 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 6 2 No. 34 163 which numbers prevailed, the Plebeian interest had an entire predominancy. And yet these two legislatures co-existed for ages, and the Roman republic attained to the pinnacle of human greatness. In the case particularly under consideration, there is no such contradic- tion as appears in the example cited: there is no power on either side to annul the acts of the other. And in practice, there is little reason to apprehend any inconvenience; because, in a short course oftime, the wants ofthe states will naturally reduce themselves within a very narrow compass: and in the in- terim, the United States will, in all probability, find it convenient to abstain wholly from those objects to which the particular states would be inclined to resort. To form a more precise judgment of the true merits of this question, it will be well to advert to the proportion between the objects that will require a fed- eral provision in respect to revenue, and those which will require a state pro- vision. We shall discover that the former are altogether unlimited: and that the latter are circumscribed within very moderate bounds. In pursuing this inquiry, we must bear in mind, that we are not to confine our view to the present period, but to look forward to remote futurity. Constitutions of civil government are not to be framed upon a calculation of existing exigencies; but upon a combination of these, with the probable exigencies of ages, ac- cording to the natural and tried course of human affairs. Nothing, therefore, can be more fallacious, than to infer the extent of any power proper to be lodged in the national government, from an estimate of its immediate neces- sities. There ought to be a capacity to provide for future contingencies, as they may happen; and as these are illimitable in their nature, so it is impos- sible safely to limit that capacity. It is true, perhaps, that a computation might be made, with sufficient accuracy to answer the purpose, of the quantity of revenue requisite to discharge the subsisting engagements of the union, and to maintain those establishments which, for some time to come, would suf- fice in time of peace. But would it be wise, or would it not rather be the ex- treme of folly, to stop at this point, and to leave the government intrusted with the care of the national defence, in a state of absolute incapacity to pro- vide for the protection of the community, against future invasions of the public peace, by foreign war or domestic convulsions? If we must be obliged to exceed this point, where can we stop short of an indefinite power of pro- viding for emergencies as they may arise? Though it be easy to assert, in gen- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 6 3 The Federalist 164 eral terms, the possibility of forming a rational judgment of a due provision against probable dangers; yet we may safely challenge those who make the assertion, to bring forward their data, and may affirm, that they would be found as vague and uncertain as any that could be produced to establish the probable duration of the world. Observations, confined to the mere pros- pects of internal attacks, can deserve no weight; though even these will admit of no satisfactory calculations: but if we mean to be a commercial people, it must form a part of our policy to be able one day to defend that commerce. The support of a navy, and of naval wars, would involve contingencies that must baffle all the efforts of political arithmetic. Admitting that we ought to try the novel and absurd experiment in poli- tics, of tying up the hands of government from offensive war, founded upon reasons of state: yet, certainly, we ought not to disable it from guarding the community against the ambition or enmity of other nations. A cloud has been for some time hanging over the European world. If it should break forth into a storm, who can insure us, that in its progress a part of its fury would not be spent upon us? No reasonable man would hastily pronounce that we are entirely out of its reach. Or if the combustible materials that now seem to be collecting, should be dissipated without coming to maturity; or if a flame should be kindled without extending to us; what security can we have that our tranquillity will long remain undisturbed from some other cause, or from some other quarter? Let us recollect, that peace or war will not always be left to our option; that however moderate or unambitious we may be, we cannot count upon the moderation, or hope to extinguish the ambition, of others. Who could have imagined, at the conclusion of the last war, that France and Britain, wearied and exhausted as they both were, would already have looked with so hostile an aspect upon each other? To judge from the history of mankind, we shall be compelled to conclude, that the fiery and de- structive passions of war reign in the human breast with much more power- ful sway, than the mild and beneficent sentiments of peace; and that to model our political systems upon speculations of lasting tranquillity, would be to calculate on the weaker springs of the human character. What are the chiefsources ofexpense in every government? What has occasioned that enormous accumulation of debts with which several of the European nations are oppressed? The answer plainly is, wars and rebellious; the support of those institutions which are necessary to guard the body 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 6 4 No. 34 165 politic against these two most mortal diseases of society. The expenses arising from those institutions which relate to the mere domestic police of a state, to the support of its legislative, executive, and judiciary departments, with their different appendages, and to the encouragement of agriculture and manufac- tures, (which will comprehend almost all the objects of state expenditure) are insignificant in comparison with those which relate to the national defence. In the kingdom of Great Britain, where all the ostentatious apparatus of monarchy is to be provided for, not above a fifteenth part of the annual in- come of the nation is appropriated to the class of expenses last mentioned: the other fourteen fifteenths are absorbed in the payment of the interest of debts contracted for carrying on the wars in which that country has been engaged, and in the maintenance of fleets and armies. If, on the one hand, it should be observed, that the expenses incurred in the prosecution of the am- bitions enterprises and vain glorious pursuits of a monarchy, are not a proper standard by which to judge of those which might be necessary in a republic; it ought, on the other hand, to be remarked, that there should be as great a disproportion between the profusion and extravagance of a wealthy kingdom in its domestic administration, and the frugality and economy which, in that particular, become the modest simplicity of republican government. If we balance a proper deduction from one side, against that which it is supposed ought to be made from the other, the proportion may still be considered as holding good. But let us take a view of the large debt which we have ourselves contracted in a single war, and let us only calculate on a common share of the events which disturb the peace of nations, and we shall instantly perceive, without the aid of any elaborate illustration, that there must always be an immense disproportion between the objects of federal and state expenditure. It is true, that several of the states, separately, are incumbered with considerable debts, which are an excresence of the late war. But this cannot happen again, if the proposed system be adopted; and when these debts are discharged, the only call for revenue of any consequence, which the state governments will con- tinue to experience, will be for the mere support of their respective civil lists; to which, if we add all contingencies, the total amount in every state ought to fall considerably short of a million of dollars. If it cannot be denied to be a just principle, that in framing a constitution of government for a nation, we ought, in those provisions which are designed 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 6 5 The Federalist 166 to be permanent, to calculate, not on temporary, but on permanent causes of expense; our attention would be directed to a provision in favour of the state governments for an annual sum of about 1,000,000 dollars; while the exi- gencies of the union could be susceptible of no limits, even in imagination. In this view of the subject, by what logic can it be maintained, that the local governments ought to command, in perpetuity, an exclusive source of reve- nue for any sum beyond that which has been stated? To extend its power fur- ther, in exclusion of the authority of the union, would be to take the resources of the community out of those hands which stood in need of them for the public welfare, in order to put them into other hands which could have no just or proper occasion for them. Suppose then, the convention had been inclined to proceed upon the principle of a repartition of the objects of revenue, between the union and its members in proportion to their comparative necessities; what particular fund could have been selected for the use of the states, that would not either have been too much or too little; too little for their present, too much for their fu- ture wants. As to the line of separation between external and internal taxes, this would leave to the states, at a rough computation, the command of two- thirds of the resources of the community to defray from a tenth to a twenti- eth of its expenses; and to the union, one third of the resources of the com- munity to defray from nine-tenths to nineteen twentieths of its expenses. If we desert this boundary, and content ourselves with leaving to the states an exclusive power of taxing houses and lands, there would still be a great dis- proportion between the means and the end; the possession of one-third of the resources of the community to supply, at most, one-tenth of its wants. If any fund could have been selected, and appropriated, equal to and not greater than the object, it would have been inadequate to the discharge of the exist- ing debts of the particular states, and would have left them dependent on the union for a provision for this purpose. The preceding train of observations will justify the position which has been elsewhere laid down, that “a concurrent jurisdiction in the ar- ticle of taxation, was the only admissible substitute for an entire subordi- nation, in respect to this branch of power, of state authority to that of the union.” Any separation of the objects of revenue that could have been fallen upon, would have amounted to a sacrifice of the great interests of the union to the power of the individual states. The convention thought the 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 7 P M P a g e 1 6 6 No. 35 167 concurrent jurisdiction preferable to that subordination; and it is evident that it has at least the merit of reconciling an indefinite constitutional power of taxation in the federal government, with an adequate and independent power in the states to provide for their own necessities. There remain a few other lights, in which this important subject of taxation will claim a further consideration. publius No. 35 by Alexander Hamilton The same subject continued Before we proceed to examine any other objections to an indefinite power of taxation in the union, I shall make one general remark; which is, that if the jurisdiction of the national government, in the article of revenue, should be restricted to particular objects, it would naturally occasion an undue propor- tion of the public burthens to fall upon those objects. Two evils would spring from this source . . . the oppression of particular branches of industry, and an unequal distribution of the taxes, as well among the several states, as among the citizens of the same state. Suppose, as has been contended for, the federal power of taxation were to be confined to duties on imports; it is evident that the government, for want of being able to command other resources, would frequently be tempted to extend these duties to an injurious excess. There are persons who imagine that this can never be the case; since the higher they are, the more it is alleged they will tend to discourage an extravagant consumption, to produce a fa- vourable balance of trade, and to promote domestic manufactures. But all extremes are pernicious in various ways. Exorbitant duties on imported ar- ticles serve to beget a general spirit of smuggling; which is always prejudicial to the fair trader, and eventually to the revenue itself: they tend to render other classes of the community tributary, in an improper degree, to the man- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 6 7 The Federalist 168 ufacturing classes, to whom they give a premature monopoly of the markets: they sometimes force industry out of its most natural channels into others in which it flows with less advantage: and in the last place, they oppress the merchant, who is often obliged to pay them himself without any retribution from the consumer. When the demand is equal to the quantity of goods at market, the consumer generally pays the duty; but when the markets happen to be overstocked, a great proportion falls upon the merchant, and some- times not only exhausts his profits but breaks in upon his capital. I am apt to think, that a division of the duty, between the seller and the buyer, more often happens than is commonly imagined. It is not always possible to raise the price of a commodity, in exact proportion to every additional imposition laid upon it. The merchant, especially in a country ofsmall commercial capital, is often under a necessity of keeping prices down in order to a more expedi- tious sale. The maxim, that the consumer is the payer, is so much oftener true than the reverse of the proposition, that it is far more equitable that the duties on imports should go into a common stock, than that they should redound to the exclusive benefit ofthe importing states. But it is not so generally true, as to render it equitable, that those duties should form the only national fund. When they are paid by the merchant, they operate as an additional tax upon the importing state; whose citizens pay their proportion of them in the character of consumers. In this view, they are productive of inequality among the states; which inequality would be increased with the increased extent of the duties. The confinement of the national revenues to this species of im- posts, would be attended with inequality, from a different cause, between the manufacturing and the non-manufacturing states. The states which can go furthest towards the supply of their own wants, by their own manufactures, will not, according to their numbers or wealth, consume so great a propor- tion of imported articles, as those states which are not in the same favourable situation. They would not, therefore, in this mode alone, contribute to the public treasury in a ratio to their abilities. To make them do this, it is neces- sary that recourse be had to excises; the proper objects of which are particu- lar kinds of manufactures. New York is more deeply interested in these con- siderations, than such of her citizens as contend for limiting the power of the union to external taxation, may be aware of. New York is an importing state, and from a greater disproportion between her population and territory, is 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 6 8 No. 35 169 less likely, than some other states, speedily to become in any considerable de- gree a manufacturing state. She would of course suffer, in a double light, from restraining the jurisdiction of the union to commercial imposts. So far as these observations tend to inculcate a danger of the import duties being extended to an injurious extreme, it may be observed, conformably to a remark made in another part ofthese papers, that the interest ofthe revenue itself would be a sufficient guard against such an extreme. I readily admit that this would be the case, as long as other resources were open; but if the avenues to them were closed, hope, stimulated by necessity, might beget experiments, fortified by rigorous precautions and additional penal- ties; which, for a time, might have the intended effect, till there had been leisure to contrive expedients to elude these new precautions. The first suc- cess would be apt to inspire false opinions; which it might require a long course of subsequent experience to correct. Necessity, especially in politics, often occasions false hopes, false reasonings, and a system of measures cor- respondently erroneous. But even if this supposed excess should not be a consequence of the limitation of the federal power of taxation, the inequali- ties spoken of would still ensue, though not in the same degree, from the other causes that have been noticed. Let us now return to the examination of objections. One which, if we may judge from the frequency of its repetition, seems most to be relied on, is, that the house of representatives is not sufficiently numerous for the reception of all the different classes of citizens; in order to combine the interests and feelings of every part of the community, and to produce a due sympathy between the representative body and its constitu- ents. This argument presents itself under a very specious and seducing form; and is well calculated to lay hold of the prejudices of those to whom it is ad- dressed. But when we come to dissect it with attention, it will appear to be made up ofnothing but fair sounding words. The object it seems to aim at, is in the first place impracticable, and in the sense in which it is contended for is unnecessary. I reserve for another place, the discussion of the question which relates to the sufficiency of the representative body in respect to num- bers; and shall content myself with examining here the particular use which has been made of a contrary supposition, in reference to the immediate sub- ject of our inquiries. The idea of an actual representation of all classes of the people, by persons 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 6 9 The Federalist 170 of each class, is altogether visionary. Unless it were expressly provided in the constitution, that each different occupation should send one or more mem- bers, the thing would never take place in practice. Mechanics and manu- facturers will always be inclined, with few exceptions, to give their votes to merchants, in preference to persons of their own professions or trades. Those discerning citizens are well aware, that the mechanic and manufacturing arts furnish the materials of mercantile enterprise and industry. Many of them, indeed, are immediately connected with the operations of commerce. They know that the merchant is their natural patron and friend; and they are aware, that however great the confidence they may justly feel in their own good sense, their interests can be more effectually promoted by the merchant than by themselves. They are sensible that their habits of life have not been such as to give them those acquired endowments, without which, in a delib- erative assembly, the greatest natural abilities are for the most part useless; and that the influence and weight, and superior acquirements of the mer- chants, render them more equal to a contest with any spirit which might hap- pen to infuse itself into the public councils, unfriendly to the manufacturing and trading interests. These considerations, and many others that might be mentioned, prove, and experience confirms it, that artizans and manufac- turers will commonly be disposed to bestow their votes upon merchants and those whom they recommend. We must therefore consider merchants as the natural representatives of all these classes of the community. With regard to the learned professions, little need be observed: they truly form no distinct interest in society; and according to their situation and tal- ents, will be indiscriminately the objects of the confidence and choice of each other, and of other parts of the community. Nothing remains but the landed interest; and this, in a political view, and particularly in relation to taxes, I take to be perfectly united, from the wealthiest landlord, down to the poorest tenant. No tax can be laid on land which will not affect the proprietor of thousands of acres, as well as the pro- prietor of a single acre. Every landholder will therefore have a common in- terest to keep the taxes on land as low as possible; and common interest may always be reckoned upon as the surest bond ofsympathy. But ifwe even could suppose a distinction of interests between the opulent landholder, and the middling farmer, what reason is there to conclude, that the first would stand a better chance of being deputed to the national legislature than the 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 0 No. 35 171 last? If we take fact as our guide, and look into our own senate and assembly, we shall find that moderate proprietors ofland prevail in both; nor is this less the case in the senate, which consists ofa smaller number, than in the assembly, which is composed of a greater number. Where the qualifications of the electors are the same, whether they have to choose a small or a large number, their votes will fall upon those in whom they have most confidence; whether these happen to be men of large fortunes or of moderate property, or of no property at all. It is said to be necessary that all classes of citizens should have some of their own number in the representative body, in order that their feelings and interests may be the better understood and attended to. But we have seen that this will never happen under any arrangement that leaves the votes of the people free. Where this is the case, the representative body, with too few ex- ceptions to have any influence on the spirit of the government, will be com- posed of landholders, merchants, and men of the learned professions. But where is the danger that the interests and feelings of the different classes of citizens will not be understood or attended to by these three descriptions of men? Will not the landholder know and feel whatever will promote or injure the interests of landed property? and will he not, from his own interest in that species of property, be sufficiently prone to resist every attempt to prejudice or encumber it? Will not the merchant understand and be disposed to culti- vate, as far as may be proper, the interests of the mechanic and manufactur- ing arts, to which his commerce is so nearly allied? Will not the man of the learned profession, who will feel a neutrality to the rivalships among the dif- ferent branches of industry, be likely to prove an impartial arbiter between them, ready to promote either, so far as it shall appear to him conducive to the general interests of the community? If we take into the account the momentary humours or dispositions which may happen to prevail in particular parts of the society, and to which a wise administration will never be inattentive, is the man whose situation leads to extensive inquiry and information less likely to be a competent judge of their nature, extent, and foundation, than one whose observation does not travel beyond the circle of his neighbours and acquaintances? Is it not natural that a man who is a candidate for the favour of the people, and who is dependent on the suffrages of his fellow citizens for the continuance of his public hon- ours, should take care to inform himself of their dispositions and inclina- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 1 The Federalist 172 tions, and should be willing to allow them their proper degree of influence upon his conduct? This dependence, and the necessity of being bound him- self, and his posterity, by the laws to which he gives his assent, are the true, and they are the strong chords of sympathy between the representative and the constituent. There is no part of the administration of government that requires exten- sive information, and a thorough knowledge of the principles of political economy, so much as the business of taxation. The man who understands those principles best, will be least likely to resort to oppressive expedients, or to sacrifice any particular class of citizens to the procurement of revenue. It might be demonstrated that the most productive system offinance will always be the least burthensome. There can be no doubt that, in order to a judicious exercise of the power of taxation, it is necessary that the person in whose hands it is, should be acquainted with the general genius, habits, and modes of thinking of the people at large, and with the resources of the coun- try. And this is all that can be reasonably meant by a knowledge of the in- terests and feelings of the people. In any other sense, the proposition has either no meaning, or an absurd one. And in that sense, let every considerate citizen judge for himself, where the requisite qualification is most likely to be found. publius No. 36 by Alexander Hamilton The same subject continued We have seen that the result of the observations to which the foregoing num- ber has been principally devoted, is, that from the natural operation of the different interests and views of the various classes of the community, whether the representation of the people be more or less numerous, it will consist al- most entirely of proprietors of land, of merchants, and of members of the 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 2 No. 36 173 learned professions, who will truly represent all those different interests and views. If it should be objected, that we have seen other descriptions of men in the local legislatures; I answer, that it is admitted there are exceptions to the rule, but not in sufficient number to influence the general complexion or character of the government. There are strong minds in every walk of life, that will rise superior to the disadvantages of situation, and will command the tribute due to their merit, not only from the classes to which they particu- larly belong, but from the society in general. The door ought to be equally open to all; and I trust, for the credit of human nature, that we shall see examples of such vigorous plants flourishing in the soil of federal, as well as of state legislation; but occasional instances of this sort, will not render the reasoning, founded upon the general course of things, less conclusive. The subject might be placed in several other lights, that would all lead to the same result; and in particular it might be asked, what greater affinity or relation of interest can be conceived between the carpenter and blacksmith, and the linen manufacturer or stocking weaver, than between the merchant and either of them? It is notorious, that there are often as great rivalships be- tween different branches of the mechanic or manufacturing arts, as there are between any of the departments of labour and industry; so that unless the representative body were to be far more numerous, than would be consistent with any idea of regularity or wisdom in its deliberation, it is impossible that what seems to be the spirit of the objection we have been considering, should ever be realized in practice. But I forbear to dwell longer on a matter, which has hitherto worn too loose a garb to admit even of an accurate inspection of its real shape or tendency. There is another objection of a somewhat more precise nature, which claims our attention. It has been asserted that a power of internal taxation in the national legislature, could never be exercised with advantage, as well from the want of a sufficient knowledge of local circumstances, as from an inter- ference between the revenue laws of the union, and of the particular states. The supposition of a want of proper knowledge, seems to be entirely desti- tute of foundation. If any question is depending in a state legislature, re- specting one of the counties, which demands a knowledge of local details, how is it acquired? No doubt from the information of the members of the county. Cannot the like knowledge be obtained in the national legislature, from the representatives of each state? And is it not to be presumed, that 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 3 The Federalist 174 the men who will generally be sent there, will be possessed of the necessary degree of intelligence, to be able to communicate that information? Is the knowledge of local circumstances, as applied to taxation, a minute topo- graphical acquaintance with all the mountains, rivers, streams, highways, and bye-paths in each state? Or is it a general acquaintance with its situa- tion, and resources . . . with the state of its agriculture, commerce, manu- factures . . . with the nature of its products and consumptions . . . with the different degrees and kinds of its wealth, property and industry? Nations in general, even under governments of the more popular kind, usually commit the administration of their finances to single men, or to boards composed ofa few individuals, who digest and prepare, in the first instance, the plans of taxation; which are afterwards passed into law by the authority of the sovereign or legislature. Inquisitive and enlightened states- men, are every where deemed best qualified to make a judicious selection of the objects proper for revenue; which is a clear indication, as far as the sense of mankind can have weight in the question, of the species of knowledge of local circumstances, requisite to the purposes of taxation. The taxes intended to be comprised under the general denomination of internal taxes, may be sub-divided into those of the direct, and those of the indirect kind. Though the objection be made to both, yet the reasoning upon it seems to be confined to the former branch. And indeed as to the latter, by which must be understood duties and excises on articles of consumption, one is at a loss to conceive, what can be the nature of the difficulties appre- hended. The knowledge relating to them, must evidently be of a kind, that will either be suggested by the nature of the article itself, or can easily be pro- cured from any well informed man, especially of the mercantile class. The circumstances that may distinguish its situation in one state, from its situ- ation in another, must be few, simple, and easy to be comprehended. The principal thing to be attended to, would be to avoid those articles which had been previously appropriated to the use of a particular state; and there could be no difficulty in ascertaining the revenue system of each. This could always be known from the respective codes of laws, as well as from the information of the members of the several states. The objection, when applied to real property, or to houses and lands, ap- pears to have, at first sight, more foundation; but even in this view, it will not 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 4 No. 36 175 bear a close examination. Land taxes are commonly laid in one of two modes, either by actual valuations, permanent or periodical, or by occasional assess- ments, at the discretion, or according to the best judgment of certain officers, whose duty it is to make them. In either case, the execution of the business, which alone requires the knowledge of local details, must be confided to dis- creet persons in the character of commissioners or assessors, elected by the people, or appointed by the government for the purpose. All that the law can do, must be to name the persons, or to prescribe the manner of their election or appointment; to fix their numbers and qualifications, and to draw the gen- eral outlines of ther powers and duties. And what is there in all this, that can- not as well be performed by the national legislature, as by the state legislature? The attention of either, can only reach to general principles: local details, as already observed, must be referred to those who are to execute the plan. But there is a simple point of view, in which this matter may be placed, that must be altogether satisfactory. The national legislature can make use of the system of each state within that state. The method of laying and collecting this species of taxes in each state, can, in all its parts, be adopted and employed by the federal government. Let it be recollected, that the proportion of these taxes is not to be left to the discretion of the national legislature: but it is to be determined by the numbers of each state, as described in the second section of the first article. An actual census, or enumeration of the people, must furnish the rule; a cir- cumstance which effectually shuts the door to partiality or oppression. The abuse of this power of taxation seems to have been provided against with guarded circumspection. In addition to the precaution just mentioned, there is a provision that “all duties imposts and excises, shall be uniform throughout the United States.” It has been very properly observed, by different speakers and writers on the side of the constitution, that if the exercise of the power of internal taxa- tion by the union, should be judged beforehand upon mature consideration, or should be discovered on experiment to be really inconvenient, the federal government may forbear the use of it, and have recourse to requisitions in its stead. By way of answer to this, it has been triumphantly asked, why not in the first instance omit that ambiguous power, and rely upon the latter re- source? Two solid answers may be given; the first is, that the actual exercise 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 5 The Federalist 176 ofthe power, may be found both convenient and necessary; for it is impos- sible to prove in theory, or otherwise than by the experiment, that it cannot be advantageously exercised. The contrary indeed, appears most probable. The second answer is, that the existence of such a power in the constitution, will have a strong influence in giving efficacy to requisitions. When the states know that the union can supply itself without their agency, it will be a power- ful motive for exertion on their part. As to the interference of the revenue laws of the union, and of its mem- bers, we have already seen that there can be no clashing or repugnancy of au- thority. The laws cannot, therefore, in a legal sense, interfere with each other; and it is far from impossible to avoid an interference even in the policy of their different systems. An effectual expedient for this purpose will be, mu- tually to abstain from those objects, which either side may have first had recourse to. As neither can control the other, each will have an obvious and sensible interest in this reciprocal forbearance. And where there is an imme- diate common interest, we may safely count upon its operation. When the particular debts of the states are done away, and their expenses come to be limited within their natural compass, the possibility almost of interference will vanish. A small land tax will answer the purpose of the states, and will be their most simple, and most fit resource. Many spectres have been raised out of this power of internal taxation, to excite the apprehensions of the people . . . double sets of revenue officers . . . a duplication of their burthens by double taxations, and the frightful forms of odious and oppressive poll taxes, have been played off with all the inge- nious dexterity of political legerdemain. As to the first point, there are two cases in which there can be no room for double sets of officers; one, where the right of imposing the tax is exclusively vested in the union, which applies to the duties on imports: the other, where the object has not fallen under any state regulation or provision, which may be applicable to a variety of objects. In other cases, the probability is, that the United States will either wholly abstain from the objects pre-occupied for local purposes, or will make use ofthe state officers, and state regulations, for collecting the additional imposition. This will best answer the views of revenue, because it will save expense in the collection, and will best avoid any occasion of disgust to the state governments and to the people. At all events, here is a practicable expedient for avoiding such an inconvenience; and noth- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 6 No. 36 177 *The New England states. ing more can be required than to show, that evils predicted do not necessar- ily result from the plan. As to any argument derived from a supposed system of influence, it is a sufficient answer to say, that it ought not to be presumed; but the supposition is susceptible of a more precise answer. If such a spirit should infest the coun- cils of the union, the most certain road to the accomplishment of its aim would be, to employ the state officers as much as possible, and to attach them to the union by an accumulation of their emoluments. This would serve to turn the tide of state influence into the channels of the national government, instead of making federal influence flow in an opposite and adverse current. But all suppositions of this kind are invidious, and ought to be banished from the consideration of the great question before the people. They can answer no other end than to cast a mist over the truth. As to the suggestion of double taxation, the answer is plain. The wants of the union are to be supplied in one way or another; if by the authority of the federal government, then it will not remain to be done by that of the state governments. The quantity of taxes to be paid by the community, must be the same in either case; with this advantage, if the provision is to be made by the union . . . that the capital resource of commercial imposts, which is the most convenient branch of revenue, can be prudently improved to a much greater extent under federal, than under state regulation, and of course will render it less necessary to recur to more inconvenient methods; and with this further advantage, that as far as there may be any real difficulty in the exercise of the power of internal taxation, it will impose a disposition to greater care in the choice and arrangement of the means; and must naturally tend to make it a fixed point of policy in the national administration, to go as far as may be practicable in making the luxury of the rich tributary to the public treasury, in order to diminish the necessity of those impositions, which might create dissatisfaction in the poorer and most numerous classes of the society. Happy it is when the interest which the government has in the preservation of its own power, coincides with a proper distribution of the public burthens, and tends to guard the least wealthy part of the community from oppression! As to poll taxes, I, without scruple, confess my disapprobation of them; and though they have prevailed from an early period in those states,* which 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 7 The Federalist 178 have uniformly been the most tenacious of their rights, I should lament to see them introduced into practice under the national government. But does it follow, because there is a power to lay them, that they will actually be laid? Every state in the union has power to impose taxes of this kind; and yet in several of them they are unknown in practice. Are the state governments to be stigmatized as tyrannies, because they possess this power? If they are not, with what propriety can the like power justify such a charge against the na- tional government, or even be urged as an obstacle to its adoption? As little friendly as I am to the species of imposition, I still feel a thorough conviction, that the power of having recourse to it, ought to exist in the federal govern- ment. There are certain emergencies of nations, in which expedients, that in the ordinary state ofthings ought to be forborn, become essential to the public weal. And the government, from the possibility of such emergencies, ought ever to have the option ofmaking use ofthem. The real scarcity of objects in this country, which may be considered as productive sources of revenue, is a reason peculiar to itself, for not abridging the discretion of the national councils in this respect. There may exist certain critical and tem- pestuous conjunctures of the state, in which a poll tax may become an in- estimable resource. And as I know nothing to exempt this portion of the globe from the common calamities that have befallen other parts of it, I acknowledge my aversion to every project that is calculated to disarm the government of a single weapon, which in any possible contingency might be usefully employed for the general defence and security. I have now gone through the examination of those powers, proposed to be conferred upon the federal government, which relate more peculiarly to its energy, and to its efficiency for answering the great and primary objects of union. There are others which, though omitted here, will, in order to render the view of the subject more complete, be taken notice of under the next head of our inquiries. I flatter myself the progress already made, will have sufficed to satisfy the candid and judicious part of the community, that some of the objections which have been most strenuously urged against the constitution, and which were most formidable in their first appearance, are not only des- titute of substance, but if they had operated in the formation of the plan, would have rendered it incompetent to the great ends of public happiness and national prosperity. I equally flatter myself, that a further and more criti- cal investigation of the system, will serve to recommend it still more to every 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 8 No. 37 179 sincere and disinterested advocate for good government; and will leave no doubt with men of this character, of the propriety and expediency of adopt- ing it. Happy will it be for ourselves, and most honourable for human nature, if we have wisdom and virtue enough, to set so glorious an example to mankind. publius No. 37 by James Madison Concerning the difficulties which the convention must have experienced in the formation of a proper plan In reviewing the defects of the existing confederation, and showing that they cannot be supplied by a government ofless energy than that before the pub- lic, several of the most important principles of the latter fell of course under consideration. But as the ultimate object of these papers is, to determine clearly and fully the merits of this constitution, and the expediency of adopt- ing it, our plan cannot be completed without taking a more critical and thor- ough survey of the work of the convention; without examining it on all its sides; comparing it in all its parts, and calculating its probable effects. That this remaining task may be executed under impressions conducive to a just and fair result, some reflections must in this place be indulged, which candour previously suggests. It is a misfortune, inseparable from human affairs, that public measures are rarely investigated with that spirit of moderation, which is essential to a just estimate of their real tendency to advance, or obstruct, the public good; and that this spirit is more apt to be diminished than promoted, by those occasions which require an unusual exercise ofit. To those who have been led by experience to attend to this consideration, it could not appear surpris- ing, that the act of the convention which recommends so many important changes and innovations; which may be viewed in so many lights and rela- tions, and which touches the springs of so many passions and interests, 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 7 9 The Federalist 180 should find or excite dispositions unfriendly, both on one side and on the other, to a fair discussion and accurate judgment of its merits. In some, it has been too evident from their own publications, that they have scanned the proposed constitution, not only with a predisposition to censure, but with a predetermination to condemn; as the language held by others, betrays an op- posite predetermination or bias, which must render their opinions also of little moment in the question. In placing, however, these different characters on a level, with respect to the weight of their opinions, I wish not to insinu- ate that there may not be a material difference in the purity of their inten- tions. It is but just to remark in favour of the latter description, that as our situation is universally admitted to be peculiarly critical, and to require in- dispensably, that something should be done for our relief, the predetermined patron of what has been actually done, may have taken his bias from the weight ofthese considerations, as well as from considerations ofa sinister nature. The predetermined adversary, on the other hand, can have been gov- erned by no venial motive whatever. The intentions of the first may be up- right, as they may on the contrary be culpable. The views of the last cannot be upright, and must be culpable. But the truth is, that these papers are not addressed to persons falling under either of these characters. They solicit the attention of those only, who add to a sincere zeal for the happiness of their country, a temper favourable to a just estimate of the means of promoting it. Persons of this character will proceed to an examination of the plan sub- mitted by the convention, not only without a disposition to find or to mag- nify faults; but will see the propriety of reflecting, that a faultless plan was not to be expected. Nor, will they barely make allowances for the errors which may be chargeable on the fallibility to which the convention, as a body ofmen, were liable; but will keep in mind, that they themselves also are but men, and ought not to assume an infallibility in rejudging the fallible opinions of others. With equal readiness will it be perceived, that besides these inducements to candour, many allowances ought to be made, for the difficulties inherent in the very nature of the undertaking referred to the convention. The novelty of the undertaking immediately strikes us. It has been shown in the course ofthese papers, that the existing confederation is founded on principles which are fallacious; that we must consequently change this first foundation, and with it, the superstructure resting upon it. It has been 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 0 No. 37 181 shown, that the other confederacies which could be consulted as precedents, have been vitiated by the same erroneous principles, and can therefore fur- nish no other light than that ofbeacons, which give warning ofthe course to be shunned, without pointing out that which ought to be pursued. The most that the convention could do in such a situation, was to avoid the errors suggested by the past experience ofother countries, as well as ofour own; and to provide a convenient mode ofrectifying their own errors as future experience may unfold them. Among the difficulties encountered by the convention, a very important one must have lain, in combining the requisite stability and energy in gov- ernment, with the inviolable attention due to liberty, and to the republican form. Without substantially accomplishing this part of their undertaking, they would have very imperfectly fulfilled the object of their appointment, or the expectation of the public: yet, that it could not be easily accomplished, will be denied by no one who is unwilling to betray his ignorance of the sub- ject. Energy in government, is essential to that security against external and internal danger, and to that prompt and salutary execution of the laws, which enter into the very definition of good government. Stability in government, is essential to national character, and to the advantages annexed to it, as well as to that repose and confidence in the minds of the people, which are among the chiefblessings of civil society. An irregular and mutable legislation is not more an evil in itself, than it is odious to the people; and it may be pro- nounced with assurance, that the people of this country, enlightened as they are, with regard to the nature, and interested, as the great body of them are, in the effects of good government, will never be satisfied, till some remedy be applied to the vicissitudes and uncertainties, which characterize the state ad- ministrations. On comparing, however, these valuable ingredients with the vital principles of liberty, we must perceive at once, the difficulty of mingling them together in their due proportions. The genius of republican liberty, seems to demand on one side, not only that all power should be derived from the people; but, that those intrusted with it should be kept in dependence on the people, by a short duration of their appointments; and that, even during this short period, the trust should be placed not in a few, but in a number of hands. Stability, on the contrary, requires, that the hands, in which power is lodged, should continue for a length of time the same. A frequent change of men will result from a frequent return of electors; and a frequent change 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 1 The Federalist 182 of measures, from a frequent change of men: whilst energy in government requires not only a certain duration of power, but the execution of it by a single hand. How far the convention may have succeeded in this part of their work, will better appear on a more accurate view of it. From the cursory view here taken, it must clearly appear to have been an arduous part. Not less arduous must have been the task of marking the proper line of partition, between the authority of the general, and that of the state govern- ments. Every man will be sensible of this difficulty, in proportion as he has been accustomed to contemplate and discriminate objects, extensive and complicated in their nature. The faculties of the mind itself have never yet been distinguished and defined, with satisfactory precision, by all the efforts of the most acute and metaphysical philosophers. Sense, perception, judg- ment, desire, volition, memory, imagination, are found to be separated, by such delicate shades and minute gradations, that their boundaries have eluded the most subtle investigations, and remain a pregnant source of inge- nious disquisition and controversy. The boundaries between the great king- doms of nature, and still more, between the various provinces, and lesser portions, into which they are subdivided, afford another illustration of the same important truth. The most sagacious and laborious naturalists have never yet succeeded, in tracing with certainty the line which separates the dis- trict of vegetable life, from the neighbouring region of unorganized matter, or which marks the termination of the former, and the commencement of the animal empire. A still greater obscurity lies in the distinctive characters, by which the objects in each of these great departments of nature have been arranged and assorted. When we pass from the works of nature, in which all the delineations are perfectly accurate, and appear to be otherwise only from the imperfection of the eye which surveys them, to the institutions of man, in which the obscu- rity arises as well from the object itself, as from the organ by which it is con- templated; we must perceive the necessity ofmoderating still further our expectations and hopes from the efforts of human sagacity. Experience has instructed us, that no skill in the science of government has yet been able to discriminate and define, with sufficient certainty, its three great provinces, the legislative, executive, and judiciary; or even the privileges and powers of the different legislative branches. Questions daily occur in the course of prac- 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 2 No. 37 183 tice, which prove the obscurity which reigns in these subjects, and which puzzle the greatest adepts in political science. The experience of ages, with the continued and combined labours of the most enlightened legislators and jurists, have been equally unsuccessful in delineating the several objects and limits of different codes of laws, and dif- ferent tribunals of justice. The precise extent of the common law, the statute law, the maritime law, the ecclesiastical law, the law of corporations, and other local laws and customs, remain still to be clearly and finally established in Great Britain, where accuracy in such subjects has been more industriously pursued than in any other part of the world. The jurisdiction of her several courts, general and local, of law, of equity, of admiralty, &c. is not less a source of frequent and intricate discussions, sufficiently denoting the in- determinate limits by which they are respectively circumscribed. All new laws, though penned with the greatest technical skill, and passed on the fullest and most mature deliberation, are considered as more or less obscure and equivocal, until their meaning be liquidated and ascertained by a series of particular discussions and adjudications. Besides, the obscurity arising from the complexity of objects, and the imperfection of the human faculties, the medium through which the conceptions of men are conveyed to each other, adds a fresh embarrassment. The use of words is to express ideas. Perspicuity therefore requires, not only that the ideas should be distinctly formed, but that they should be expressed by words distinctly and exclusively appropri- ated to them. But no language is so copious as to supply words and phrases for every complex idea, or so correct as not to include many, equivocally denoting different ideas. Hence it must happen, that however accurately objects may be discriminated in themselves, and however accurately the dis- crimination may be conceived, the definition of them may be rendered in- accurate, by the inaccuracy of the terms in which it is delivered. And this un- avoidable inaccuracy must be greater or less, according to the complexity and novelty of the objects defined. When the Almighty himself condescends to address mankind in their own language, his meaning, luminous as it must be, is rendered dim and doubtful, by the cloudy medium through which it is communicated. Here then are three sources of vague and incorrect definitions; indistinct- ness ofthe object, imperfection ofthe organ ofperception, inadequateness ofthe vehicle ofideas. Any one ofthese must produce a certain degree of 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 3 The Federalist 184 obscurity. The convention, in delineating the boundary between the federal and state jurisdictions, must have experienced the full effect of them all. To the difficulties already mentioned, may be added the interfering pre- tensions of the larger and smaller states. We cannot err, in supposing that the former would contend for a participation in the government, fully propor- tioned to their superior wealth and importance; and that the latter would not be less tenacious of the equality at present enjoyed by them. We may well sup- pose, that neither side would entirely yield to the other, and consequently that the struggle could be terminated only by compromise. It is extremely probable also, that after the ratio of representation had been adjusted, this very compromise must have produced a fresh struggle between the same par- ties, to give such a turn to the organization of the government, and to the dis- tribution of its powers, as would increase the importance of the branches, in forming which they had respectively obtained the greatest share of influence. There are features in the constitution which warrant each of these supposi- tions; and as far as either of them is well founded, it shows that the conven- tion must have been compelled to sacrifice theoretical propriety, to the force of extraneous considerations. Nor could it have been the large and small states only, which would mar- shal themselves in opposition to each other on various points. Other combi- nations, resulting from a difference of local position and policy, must have created additional difficulties. As every state may be divided into different districts, and its citizens into different classes, which give birth to contending interests and local jealousies: so the different parts of the United States are distinguished from each other, by a variety of circumstances, which produce a like effect on a larger scale. And although this variety of interests, for rea- sons sufficiently explained in a former paper, may have a salutary influence on the administration of the government when formed; yet every one must be sensible of the contrary influence, which must have been experienced in the task of forming it. Would it be wonderful if, under the pressure of all these difficulties, the convention should have been forced into some deviations from that artificial structure and regular symmetry, which an abstract view of the subject might lead an ingenious theorist to bestow on a constitution planned in his closet, or in his imagination? The real wonder is, that so many difficulties should 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 4 No. 37 185 have been surmounted; and surmounted with an unanimity almost as un- precedented, as it must have been unexpected. It is impossible for any man of candour to reflect on this circumstance, without partaking of the aston- ishment. It is impossible, for the man of pious reflection, not to perceive in it a finger of that Almighty Hand, which has been so frequently and signally extended to our relief in the critical stages of the revolution. We had occasion in a former paper, to take notice of the repeated trials which have been unsuccessfully made in the United Netherlands, for re- forming the baneful and notorious vices of their constitution. The history of almost all the great councils and consultations, held among mankind for rec- onciling their discordant opinions, assuaging their mutual jealousies, and adjusting their respective interests, is a history of factions, contentions, and disappointments; and may be classed among the most dark and degrading pictures, which display the infirmities and depravities of the human charac- ter. If, in a few scattered instances, a brighter aspect is presented, they serve only as exceptions to admonish us of the general truth; and by their lustre to darken the gloom ofthe adverse prospect to which they are contrasted. In revolving the causes from which these exceptions result, and applying them to the particular instance before us, we are necessarily led to two important conclusions. The first is, that the convention must have enjoyed in a very singular degree, an exemption from the pestilential influence of party ani- mosities; the diseases most incident to deliberative bodies, and most apt to contaminate their proceedings. The second conclusion is, that all the depu- tations composing the convention, were either satisfactorily accommodated by the final act; or were induced to accede to it, by a deep conviction of the necessity of sacrificing private opinions and partial interests to the public good; and by a despair of seeing this necessity diminished by delays or by new experiments. publius 0 4 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 5 186 No. 38 by James Madison The subject continued, and the incoherence of the objections to the plan, exposed It is not a little remarkable, that in every case reported by ancient history, in which government has been established with deliberation and consent, the task of framing it has not been committed to an assembly of men; but has been performed by some individual citizen, of pre-eminent wisdom and ap- proved integrity. Minos, we learn, was the primitive founder ofthe government ofCrete; as Zaleucus was of that of the Locrians. Theseus first, and after him Draco and Solon, instituted the government of Athens. Lycurgus was the lawgiver of Sparta. The foundation of the original government of Rome was laid by Romulus; and the work completed by two ofhis elective successors, Numa, and Tullus Hostilius. On the abolition of royalty, the consular administration was substituted by Brutus, who stepped forward with a project for such a re- form, which he alleged had been prepared by Servius Tullius, and to which his address obtained the assent and ratification of the senate and people. This remark is applicable to confederate governments also. Amphyction, we are told, was the author of that which bore his name. The Achaean league re- ceived its first birth from Achaeus, and its second from Aratus. What degree of agency these reputed lawgivers might have in their re- spective establishments, or how far they might be clothed with the legitimate authority of the people, cannot, in every instance, be ascertained. In some, however, the proceeding was strictly regular. Draco appears to have been intrusted by the people of Athens, with indefinite powers to reform its gov- ernment and laws. And Solon, according to Plutarch, was in a manner com- pelled, by the universal suffrage of his fellow citizens, to take upon him the sole and absolute power of new modelling the constitution. The proceedings 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 6 No. 38 187 under Lycurgus were less regular: but as far as the advocates for a regular re- form could prevail, they all turned their eyes towards the single efforts of that celebrated patriot and sage, instead of seeking to bring about a revolution, by the intervention of a deliberative body of citizens. Whence could it have proceeded, that a people, jealous as the Greeks were of their liberty, should so far abandon the rules of caution, as to place their destiny in the hands of a single citizen? Whence could it have proceeded that the Athenians, a people who would not suffer an army to be commanded by fewer than ten generals, and who required no other proof of danger to their liberties than the illustrious merit of a fellow citizen, should consider one illustrious citizen as a more eligible despository of the fortunes of themselves and their posterity, than a select body of citizens, from whose common de- liberations more wisdom, as well as more safety, might have been expected? These questions cannot be fully answered, without supposing that the fears of discord and disunion among a number of counsellors, exceeded the ap- prehension of treachery or incapacity in a single individual. History informs us likewise, of the difficulties with which these celebrated reformers had to contend; as well as of the expedients which they were obliged to employ, in order to carry their reforms into effect. Solon, who seems to have indulged a more temporizing policy, confessed that he had not given to his countrymen the government best suited to their happiness, but most tolerable to their prejudices. And Lycurgus, more true to his object, was under the necessity of mixing a portion of violence with the authority of superstition; and of secur- ing his final success, by a voluntary renunciation, first of his country, and then of his life. If these lessons teach us, on one hand, to admire the improvement made by America on the ancient mode of preparing and establishing regular plans of government; they serve not less on the other, to admonish us of the haz- ards and difficulties incident to such experiments, and of the great impru- dence of unnecessarily multiplying them. Is it an unreasonable conjecture, that the errors which may be con- tained in the plan of the convention, are such as have resulted, rather from the defect of antecedent experience on this complicated and difficult sub- ject, than from a want of accuracy or care in the investigation of it; and con- sequently, such as will not be ascertained until an actual trial shall have pointed them out? This conjecture is rendered probable, not only by many 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 7 The Federalist 188 considerations ofa general nature, but by the particular case ofthe articles of confederation. It is observable, that among the numerous objections and amendments suggested by the several states, when these articles were submitted for their ratification, not one is found, which alludes to the great and radical error, which on actual trial has discovered itself. And if we except the observations which New Jersey was led to make rather by her local situation, than by her peculiar foresight, it may be questioned whether a single suggestion was of sufficient moment to justify a revision of the system. There is abundant rea- son nevertheless to suppose, that immaterial as these objections were, they would have been adhered to with a very dangerous inflexibility in some states, had not a zeal for their opinions and supposed interests, been stifled by the more powerful sentiment of self-preservation. One state, we may re- member, persisted for several years in refusing her concurrence, although the enemy remained the whole period at our gates, or rather in the very bowels of our country. Nor was her pliancy in the end effected by a less motive, than the fear of being chargeable with protracting the public calamities, and en- dangering the event of the contest. Every candid reader will make the proper reflections on these important facts. A patient, who finds his disorder daily growing worse, and that an effica- cious remedy can no longer be delayed without extreme danger; after coolly revolving his situation, and the characters of different physicians, selects and calls in such of them as he judges most capable of administering relief, and best entitled to his confidence. The physicians attend: the case of the patient is carefully examined . . . a consultation is held: they are unanimously agreed that the symptoms are critical; but that the case, with proper and timely re- lief, is so far from being desperate, that it may be made to issue in an im- provement of his constitution. They are equally unanimous in prescribing the remedy by which this happy effect is to be produced. The prescription is no sooner made known, however, than a number of persons interpose, and without denying the reality or danger of the disorder, assure the patient that the prescription will be poison to his constitution, and forbid him, under pain ofcertain death, to make use ofit. Might not the patient reasonably demand, before he ventured to follow this advice, that the authors of it should at least agree among themselves, on some other remedy to be sub- stituted? And if he found them differing as much from one another, as from 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 8 No. 38 189 his first counsellors, would he not act prudently, in trying the experiment unanimously recommended by the latter, rather than in hearkening to those who could neither deny the necessity of a speedy remedy, nor agree in pro- posing one. Such a patient, and in such a situation, is America at this moment. She has been sensible ofher malady. She has obtained a regular and unanimous advice from men of her own deliberate choice. And she is warned by others against following this advice, under pain of the most fatal consequences. Do the monitors deny the reality ofher danger? No. Do they deny the necessity of some speedy and powerful remedy? No. Are they agreed, are any two of them agreed, in their objections to the remedy proposed, or in the proper one to be substituted? Let them speak for themselves. This one tells us, that the proposed constitution ought to be rejected, be- cause it is not a confederation of the states, but a government over individ- uals. Another admits, that it ought to be a government over individuals, to a certain extent, but by no means to the extent proposed. A third does not ob- ject to the government over individuals, or to the extent proposed, but to the want of a bill of rights. A fourth concurs in the absolute necessity of a bill of rights, but contends that it ought to be declaratory, not of the personal rights of individuals, but of the rights reserved to the states in their political capac- ity. A fifth is of opinion that a bill of rights of any sort would be superfluous and misplaced, and that the plan would be unexceptionable, but for the fatal power of regulating the times and places of election. An objector in a large state, exclaims loudly against the unreasonable equality of representation in the senate. An objector in a small state, is equally loud against the dangerous inequality in the house of representatives. From this quarter, we are alarmed with the amazing expense, from the number of persons who are to admin- ister the new government. From another quarter, and sometimes from the same quarter, on another occasion, the cry is, that the congress will be but the shadow of a representation, and that the government would be far less ob- jectionable, if the number and the expense were doubled. A patriot in a state that does not import or export, discerns insuperable objections against the power of direct taxation. The patriotic adversary in a state of great exports and imports, is not less dissatisfied that the whole burthen of taxes may be thrown on consumption. This politician discovers in the constitution a di- rect and irresistible tendency to monarchy: that, is equally sure, it will end in 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 8 9 The Federalist 190 aristocracy. Another is puzzled to say which of these shapes it will ultimately assume, but sees clearly it must be one or other of them. Whilst a fourth is not wanting, who with no less confidence affirms, that the constitution is so far from having a bias towards either of these dangers, that the weight on that side will not be sufficient to keep it upright and firm against its opposite propensities. With another class of adversaries to the constitution, the lan- guage is, that the legislative, executive, and judiciary departments, are inter- mixed in such a manner, as to contradiet all the ideas of regular government, and all the requisite precautions in favor of liberty. Whilst this objection circulates in vague and general expressions, there are not a few who lend their sanction to it. Let each one come forward with his particular explanation, and scarcely any two are exactly agreed on the subject. In the eyes of one, the junction of the senate with the president, in the responsible function of ap- pointing to offices, instead of vesting this executive power in the executive alone, is the vicious part ofthe organization. To another, the exclusion of the house of representatives, whose numbers alone could be a due security against corruption and partiality in the exercise of such a power, is equally obnoxious. With another, the admission of the president into any share of a power, which must ever be a dangerous engine in the hands of the executive magistrate, is an unpardonable violation of the maxims of republican jeal- ousy. No part of the arrangement, according to some, is more inadmissible than the trial of impeachments by the senate, which is alternately a member both of the legislative and executive departments, when this power so evi- dently belonged to the judiciary department. We concur fully, reply others, in the objection to this part of the plan, but we can never agree that a refer- ence of impeachments to the judiciary authority would be an amendment of the error: our principal dislike to the organization, arises from the extensive powers already lodged in that department. Even among the zealous patrons of a council of state, the most irreconcileable variance is discovered, con- cerning the mode in which it ought to be constituted. The demand of one gentleman is, that the council should consist of a small number, to be ap- pointed by the most numerous branch ofthe legislature. Another would prefer a larger number, and considers it as a fundamental condition, that the appointment should be made by the president himself. As it can give no umbrage to the writers against the plan ofthe federal constitution, let us suppose, that as they are the most zealous, so they are also 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 0 No. 38 191 the most sagacious, of those who think the late convention were unequal to the task assigned them, and that a wiser and better plan might and ought to be substituted. Let us further suppose, that their country should concur, both in this favourable opinion of their merits, and in their unfavourable opinion of the convention; and should accordingly proceed to form them into a sec- ond convention, with full powers, and for the express purpose, of revising and remoulding the work of the first. Were the experiment to be seriously made, though it requires some effort to view it seriously even in fiction, I leave it to be decided by the sample of opinions just exhibited, whether, with all their enmity to their predecessors, they would, in any one point, depart so widely from their example, as in the discord and ferment that would mark their own deliberations; and whether the constitution, now before the pub- lic, would not stand as fair a chance for immortality, as Lycurgus gave to that of Sparta, by making its change to depend on his own return from exile and death, if it were to be immediately adopted, and were to continue in force, not until a better, but until another should be agreed upon by this new assembly oflawgivers. It is a matter both of wonder and regret, that those who raise so many ob- jections against the new constitution, should never call to mind the defects of that which is to be exchanged for it. It is not necessary that the former should be perfect: it is sufficient that the latter is more imperfect. No man would re- fuse to give brass for silver or gold, because the latter had some alloy in it. No man would refuse to quit a shattered and tottering habitation, for a firm and commodious building, because the latter had not a porch to it; or because some of the rooms might be a little larger or smaller, or the cieling a little higher or lower than his fancy would have planned them. But wa[i]ving illustrations of this sort, is it not manifest, that most of the capital objections urged against the new system, lie with tenfold weight against the existing con- federation? Is an indefinite power to raise money, dangerous in the hands of a federal government? The present congress can make requisitions to any amount they please; and the states are constitutionally bound to furnish them. They can emit bills of credit as long as they will pay for the paper: they can borrow both abroad and at home, as long as a shilling will be lent. Is an indefinite power to raise troops dangerous? The confederation gives to con- gress that power also; and they have already begun to make use ofit. Is it improper and unsafe to intermix the different powers of government in the 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 1 The Federalist 192 same body ofmen? Congress, a single body ofmen, are the sole depository of all the federal powers. Is it particularly dangerous to give the keys of the treasury, and the command of the army, into the same hands? The confeder- ation places them both in the hands of congress. Is a bill of rights essential to liberty? The confederation has no bill of rights. Is it an objection against the new constitution, that it empowers the senate, with the concurrence of the executive, to make treaties which are to be the laws of the land? The existing congress, without any such control, can make treaties which they themselves have declared, and most of the states have recognized, to be the supreme law of the land. Is the importation of slaves permitted by the new constitution for twenty years? By the old it is permitted for ever. I shall be told, that however dangerous this mixture of powers may be in theory, it is rendered harmless by the dependence of congress on the states for the means of carrying them into practice; that, however large the mass of powers may be, it is in fact a lifeless mass. Then, say I, in the first place, that the confederation is chargeable with the still greater folly, of declaring certain powers in the federal government to be absolutely necessary, and at the same time rendering them absolutely nugatory; and, in the next place, that if the union is to continue, and no better government be substituted, effective powers must either be granted to, or assumed by, the existing congress; in either of which events, the contrast just stated will hold good. But this is not all. Out of this lifeless mass, has already grown an excrescent power, which tends to realize all the dangers that can be apprehended from a defective construction ofthe supreme government ofthe union. It is now no longer a point of speculation and hope, that the western territory is a mine of vast wealth to the United States; and although it is not ofsuch a nature as to extri- cate them from their present distresses, or for some time to come to yield any regular supplies for the public expenses; yet must it hereafter be able, under proper management, both to effect a gradual discharge of the domestic debt, and to furnish, for a certain period, liberal tributes to the federal treasury. A very large proportion of this fund has been already surrendered by indi- vidual states; and it may with reason be expected, that the remaining states will not persist in withholding similar proofs of their equity and generosity. We may calculate, therefore, that a rich and fertile country, of an area equal to the inhabited extent of the United States, will soon become a national stock. Congress have assumed the administration ofthis stock. They have begun to render it productive. Congress have undertaken to do more:... they 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 2 No. 39 193 have proceeded to form new states; to erect temporary governments; to ap- point officers for them; and to prescribe the conditions on which such states shall be admitted into the confederacy. All this has been done; and done without the least colour of constitutional authority. Yet no blame has been whispered: no alarm has been sounded. A great and independent fund of revenue is passing into the hands of a single body of men, who can raise troops to an indefinite number, and appropriate money to their support for an indefinite period of time. And yet there are men, who have not only been silent spectators of this prospect, but who are advocates for the system which exhibits it; and, at the same time, urge against the new system the objections which we have heard. Would they not act with more consistency, in urging the establishment ofthe latter, as no less necessary to guard the union against the future powers and resources of a body con- structed like the existing congress, than to save it from the dangers threatened by the present impotency of that assembly? I mean not, by any thing here said, to throw censure on the measures which have been pursued by congress. I am sensible they could not have done otherwise. The public interest, the necessity of the case, imposed upon them the task ofoverleaping their constitutional limits. But is not the fact an alarming proof of the danger resulting from a government, which does not possess regular powers commensurate to its objects? A dissolution, or usurpation, is the dreadful dilemma to which it is continually exposed. publius No. 39 by James Madison The conformity of the plan to republican principles: an objection in respect to the powers of the convention, examined The last paper having concluded the observations, which were meant to in- troduce a candid survey of the plan of government reported by the conven- tion, we now proceed to the execution of that part of our undertaking. The first question that offers itself is, whether the general form and aspect 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 3 The Federalist 194 of the government be strictly republican? It is evident that no other form would be reconcileable with the genius of the people of America; with the fundamental principles of the revolution; or with that honourable determi- nation which animates every votary of freedom, to rest all our political ex- periments on the capacity of mankind for self-government. If the plan of the convention, therefore, be found to depart from the republican character, its advocates must abandon it as no longer defensible. What then are the distinctive characters of the republican form? Were an answer to this question to be sought, not by recurring to principles, but in the application of the term by political writers, to the constitutions of different states, no satisfactory one would ever be found. Holland, in which no particle of the supreme authority is derived from the people, has passed almost uni- versally under the denomination of a republic. The same title has been be- stowed on Venice, where absolute power over the great body ofthe people is exercised, in the most absolute manner, by a small body ofhereditary nobles. Poland, which is a mixture of aristocracy and of monarchy in their worst forms, has been dignified with the same appellation. The government ofEngland, which has one republican branch only, combined with a heredi- tary aristocracy and monarchy, has, with equal impropriety, been frequently placed on the list of republics. These examples, which are nearly as dissimi- lar to each other as to a genuine republic, show the extreme inaccuracy with which the term has been used in political disquisitions. If we resort for a criterion, to the different principles on which different forms of government are established, we may define a republic to be, or at least may bestow that name on, a government which derives all its powers directly or indirectly from the great body of the people; and is administered by persons holding their offices during pleasure, for a limited period, or dur- ing good behaviour. It is essential to such a government, that it be derived from the great body of the society, not from an inconsiderable proportion, or a favoured class of it; otherwise a handful of tyrannical nobles, exercising their oppressions by a delegation of their powers, might aspire to the rank of republicans, and claim for their government the honourable title of republic. It is sufficient for such a government, that the persons administering it be appointed, either directly or indirectly, by the people; and that they hold their appointments by either of the tenures just specified; otherwise every gov- ernment in the United States, as well as every other popular government that 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 4 No. 39 195 has been, or can be well organized or well executed, would be degraded from the republican character. According to the constitution of every state in the union, some or other of the officers of government are appointed indirectly only by the people. According to most of them, the chief magistrate himself is so appointed. And according to one, this mode of appointment is extended to one ofthe co-ordinate branches ofthe legislature. According to all the constitutions also, the tenure of the highest offices is extended to a definite period, and in many instances, both within the legislative and executive de- partments, to a period of years. According to the provisions of most of the constitutions, again, as well as according to the most respectable and received opinions on the subject, the members of the judiciary department are to re- tain their offices by the firm tenure of good behaviour. On comparing the constitution planned by the convention, with the stan- dard here fixed, we perceive at once, that it is, in the most rigid sense, con- formable to it. The house ofrepresentatives, like that ofone branch at least of all the state legislatures, is elected immediately by the great body of the people. The senate, like the present congress, and the senate ofMaryland, derives its appointment indirectly from the people. The president is indi- rectly derived from the choice of the people, according to the example in most of the states. Even the judges, with all other officers of the union, will, as in the several states, be the choice, though a remote choice, of the people themselves. The duration of the appointments is equally conformable to the republican standard, and to the model of the state constitutions. The house ofrepresentatives is periodically elective, as in all the states; and for the period of two years, as in the state of South Carolina. The senate is elective, for the period of six years; which is but one year more than the period of the senate ofMaryland; and but two more than that of the senates ofNew York and Virginia. The president is to continue in office for the period of four years; as in New York and Delaware, the chief magistrate is elected for three years, and in South Carolina for two years. In the other states the election is annual. In several ofthe states, however, no explicit provision is made for the impeachment ofthe chiefmagistrate. And in Delaware and Virginia, he is not impeachable till out ofoffice. The president ofthe United States is impeachable at any time during his continuance in office. The tenure by which the judges are to hold their places, is, as it unquestionably ought to be, that ofgood behaviour. The tenure ofthe ministerial offices generally, 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 5 196 will be a subject of legal regulation, conformably to the reason of the case, and the example of the state constitutions. Could any further proof be required of the republican complexion of this system, the most decisive one might be found in its absolute prohibition of titles of nobility, both under the federal and the state governments; and in its express guarantee of the republican form to each of the latter. But it was not sufficient, say the adversaries of the proposed constitution, for the convention to adhere to the republican form. They ought, with equal care, to have preserved the federal form, which regards the union as a confed- eracy of sovereign states; instead of which, they have framed a national gov- ernment, which regards the union as a consolidation of the states. And it is asked, by what authority this bold and radical innovation was undertaken? The handle which has been made of this objection requires, that it should be examined with some precision. Without inquiring into the accuracy of the distinction on which the ob- jection is founded, it will be necessary to a just estimate of its force, first, to ascertain the real character of the government in question; secondly, to in- quire how far the convention were authorized to propose such a government; and thirdly, how far the duty they owed to their country, could supply any defect of regular authority. First. In order to ascertain the real character of the government, it may be considered in relation to the foundation on which it is to be established; to the sources from which its ordinary powers are to be drawn; to the operation of those powers; to the extent of them; and to the authority by which future changes in the government are to be introduced. On examining the first relation, it appears, on one hand, that the consti- tution is to be founded on the assent and ratification of the people of Amer- ica, given by deputies elected for the special purpose; but on the other, that this assent and ratification is to be given by the people, not as individuals composing one entire nation, but as composing the distinct and independent states to which they respectively belong. It is to be the assent and ratification of the several states, derived from the supreme authority in each state . . . the authority of the people themselves. The act, therefore, establishing the con- stitution, will not be a national, but a federal act. That it will be a federal, and not a national act, as these terms are under- stood by the objectors, the act of the people, as forming so many independent The Federalist 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 6 No. 39 197 states, not as forming one aggregate nation, is obvious from this single con- sideration, that it is to result neither from the decision of a majority of the people of the union, nor from that of a majority of the states. It must result from the unanimous assent of the several states that are parties to it, differing no otherwise from their ordinary assent than in its being expressed, not by the legislative authority, but by that of the people themselves. Were the people regarded in this transaction as forming one nation, the will of the majority of the whole people of the United States would bind the minority; in the same manner as the majority in each state must bind the minority; and the will of the majority must be determined either by a comparison of the individual votes, or by considering the will of the majority of the states, as evidence of the will of a majority of the people of the United States. Neither of these rules has been adopted. Each state, in ratifying the constitution, is considered as a sovereign body, independent of all others, and only to be bound by its own voluntary act. In this relation, then, the new constitution will, if established, be a federal, and not a national constitution. The next relation is, to the sources from which the ordinary powers of government are to be derived. The house of representatives will derive its powers from the people of America, and the people will be represented in the same proportion, and on the same principle, as they are in the legislature of a particular state. So far the government is national, not federal. The senate, on the other hand, will derive its powers from the states, as political and co- equal societies; and these will be represented on the principle of equality in the senate, as they now are in the existing congress. So far the government is federal, not national. The executive power will be derived from a very compound source. The immediate election of the president is to be made by the states in their political characters. The votes alloted to them are in a com- pound ratio, which considers them partly as distinct and co-equal societies; partly as unequal members of the same society. The eventual election, again, is to be made by that branch of the legislature which consists of the national representatives; but in this particular act, they are to be thrown into the form of individual delegations, from so many distinct and co-equal bodies politic. From this aspect of the government, it appears to be of a mixed character, presenting at least as many federal as national features. The difference between a federal and national government, as it relates to the operation of the government, is, by the adversaries of the plan of the con- 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 7 The Federalist 198 vention, supposed to consist in this, that in the former, the powers operate on the political bodies composing the confederacy, in their political capaci- ties; in the latter, on the individual citizens composing the nation, in their in- dividual capacities. On trying the constitution by this criterion, it falls under the national, not the federal character; though perhaps not so completely as has been understood. In several cases, and particularly in the trial of contro- versies to which states may be parties, they must be viewed and proceeded against in their collective and political capacities only. But the operation of the government on the people in their individual capacities, in its ordinary and most essential proceedings, will, on the whole, in the sense of its oppo- nents, designate it in this relation, a national government. But if the government be national, with regard to the operation of its pow- ers, it changes its aspect again, when we contemplate it in relation to the ex- tent of its powers. The idea of a national government involves in it, not only an authority over the individual citizens, but an indefinite supremacy over all persons and things, so far as they are objects of lawful government. Among a people consolidated into one nation, this supremacy is completely vested in the national legislature. Among communities united for particular purposes, it is vested partly in the general, and partly in the municipal legislatures. In the former case, all local authorities are subordinate to the supreme; and may be controled, directed, or abolished by it at pleasure. In the latter, the local or municipal authorities form distinct and independent portions of the su- premacy, no more subject, within their respective spheres, to the general au- thority, than the general authority is subject to them within its own sphere. In this relation, then, the proposed government cannot be deemed a national one; since its jurisdiction extends to certain enumerated objects only, and leaves to the several states, a residuary and inviolable sovereignty over all other objects. It is true, that in controversies relating to the boundary be- tween the two jurisdictions, the tribunal which is ultimately to decide, is to be established under the general government. But this does not change the principle of the case. The decision is to be impartially made, according to the rules of the constitution: and all the usual and most effectual precautions are taken to secure this impartiality. Some such tribunal is clearly essential to prevent an appeal to the sword, and a dissolution ofthe compact; and that it ought to be established under the general, rather than under the local governments; or, to speak more properly, that it could be safely established under the first alone, is a position not likely to be combated. 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 8 No. 40 199 If we try the constitution by its last relation, to the authority by which amendments are to be made, we find it neither wholly national, nor wholly federal. Were it wholly national, the supreme and ultimate authority would reside in the majority ofthe people ofthe union; and this authority would be competent at all times, like that of a majority of every national society, to alter or abolish its established government. Were it wholly federal on the other hand, the concurrence of each state in the union would be essential to every alteration that would be binding on all. The mode provided by the plan of the convention, is not founded on either of these principles. In requiring more than a majority, and particularly, in computing the proportion by states, not by citizens, it departs from the national, and advances towards the federal character. In rendering the concurrence of less than the whole num- ber of states sufficient, it loses again the federal, and partakes of the national character. The proposed constitution, therefore, even when tested by the rules laid down by its antagonists, is, in strictness, neither a national nor a federal constitution; but a composition of both. In its foundation it is federal, not national; in the sources from which the ordinary powers of the government are drawn, it is partly federal, and partly national; in the operation of these powers, it is national, not federal; in the extent of them again, it is federal, not national; and finally, in the authoritative mode of introducing amendments, it is neither wholly federal, nor wholly national. publius No. 40 by James Madison The same objection further examined The second point to be examined is, whether the convention were authorized to frame, and propose this mixed constitution. The powers of the convention ought, in strictness, to be determined, by an inspection of the commissions given to the members by their respective con- stituents. As all of these, however, had reference, either to the recommenda- 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 1 9 9 The Federalist 200 tion from the meeting at Annapolis, in September, 1786, or to that from con- gress, in February, 1787, it will be sufficient to recur to these particular acts. The act from Annapolis recommends the “appointment of commis- sioners to take into consideration the situation of the United States; to devise such further provisions, as shall appear to them necessary to render the con- stitution of the federal government, adequate to the exigencies of the union; and to report such an act for that purpose, to the United States in congress assembled, as, when agreed to by them, and afterwards confirmed by the leg- islature of every state, will effectually provide for the same.” The recommendatory act of congress is in the words following: “Whereas, there is provision in the articles of confederation and perpetual union, for making alterations therein, by the assent of a congress of the United States, and of the legislatures of the several states; and whereas experience hath evinced, that there are defects in the present confederation; as a mean to rem- edy which, several of the states, and particularly the state of New York, by ex- press instructions to their delegates in congress, have suggested a convention for the purposes expressed in the following resolution; and such convention appearing to be the most probable mean of establishing in these states, a firm national government: “Resolved, That in the opinion ofcongress, it is expedient, that on the 2d Monday in May next, a convention ofdelegates, who shall have been appointed by the several states, be held at Philadelphia, for the sole and ex- press purpose of revising the articles of confederation, and reporting to con- gress and the several legislatures, such alterations and provisions therein, as shall, when agreed to in congress, and confirmed by the states, render the fed- eral constitution adequate to the exigencies of government, and the preservation of the union.” From these two acts, it appears, 1st, that the object of the convention was to establish, in these states, a firm national government; 2d, that this govern- ment was to be such as would be adequate to the exigencies of government, and the preservation of the union; 3d, that these purposes were to be effected by alterations and provisions in the articles of confederation, as it is expressed in the act ofcongress; or by such further provisions as should appear necessary, as it stands in the recommendatory act from Annapolis; 4th. that the alter- ations and provisions were to be reported to congress, and to the states, in order to be agreed to by the former, and confirmed by the latter. 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 0 No. 40 201 From a comparison, and fair construction, of these several modes of ex- pression, is to be deduced the authority under which the convention acted. They were to frame a national government, adequate to the exigencies of gov- ernment, and of the union; and to reduce the articles of confederation into such form, as to accomplish these purposes. There are two rules of construction, dictated by plain reason, as well as founded on legal axioms. The one is, that every part of the expression ought, if possible, to be allowed some meaning, and be made to conspire to some common end. The other is, that where the several parts cannot be made to coincide, the less important should give way to the more important part: the means should be sacrificed to the end, rather than the end to the means. Suppose, then, that the expressions defining the authority of the conven- tion, were irreconcileably at variance with each other; that a national and adequate government could not possibly, in the judgment of the convention, be effected by alterations and provisions in the articles of confederation; which part of the definition ought to have been embraced, and which rejected? Which was the more important; which the less important part? Which the end; which the means? Let the most scrupulous expositors ofdelegated powers; let the most inveterate objectors against those exercised by the con- vention, answer these questions. Let them declare, whether it was ofmost importance to the happiness of the people of America, that the articles of confederation should be disregarded, and an adequate government be pro- vided, and the union preserved; or that an adequate government should be omitted, and the articles of confederation preserved. Let them declare, whether the preservation of these articles was the end, for securing which a reform of the government was to be introduced as the means; or whether the establishment of a government, adequate to the national happiness, was the end at which these articles themselves originally aimed, and to which they ought, as insufficient means, to have been sacrificed. But is it necessary to suppose, that these expressions are absolutely irrec- oncileable to each other; that no alterations or provisions in the articles of the confederation, could possibly mould them into a national and adequate gov- ernment; into such a government as has been proposed by the convention? No stress, it is presumed, will, in this case, be laid on the title; a change of that could never be deemed an exercise of ungranted power. Alterations in the body of the instrument are expressly authorized. New provisions therein 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 1 The Federalist 202 are also expressly authorized. Here then is a power to change the title; to insert new articles; to alter old ones. Must it ofnecessity be admitted, that this power is infringed, so long as a part of the old articles remain? Those who maintain the affirmative, ought at least to mark the boundary between authorized and usurped innovations; between that degree of change which lies within the compass of alterations and further provisions, and that which amounts to a transmutation of the government. Will it be said, that the alter- ations ought not to have touched the substance of the confederation? The states would never have appointed a convention with so much solemnity, nor described its objects with so much latitude, if some substantial reform had not been in contemplation. Will it be said, that the fundamental principles of the confederation were not within the purview of the convention, and ought not to have been varied? I ask, what are these principles? Do they require, that in the establishment ofthe constitution, the states should be regarded as distinct and independent sovereigns? They are so regarded by the constitu- tion proposed. Do they require, that the members of the government should derive their appointment from the legislatures, not from the people of the states? One branch of the new government is to be appointed by these legis- latures; and under the confederation, the delegates to congress may all be appointed immediately by the people; and in two states* are actually so ap- pointed. Do they require, that the powers of the government should act on the states, and not immediately on individuals? In some instances, as has been shown, the powers of the new government will act on the states in their collective characters. In some instances also, those of the existing govern- ment act immediately on individuals. In cases of capture; of piracy; of the post-office; of coins, weights, and measures; of trade with the Indians; of claims under grants ofland, by different states; and, above all, in the case of trials by courts martial in the army and navy, by which death may be inflicted without the intervention of a jury, or even of a civil magistrate: in all these cases, the powers of the confederation operate immediately on the persons and interests of individual citizens. Do these fundamental principles require, particularly, that no tax should be levied, without the intermediate agency of the states? The confederation itself, authorizes a direct tax, to a certain extent, on the post-office. The power of coinage, has been so construed by congress, *Connecticut and Rhode Island. 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 2 as to levy a tribute immediately from that source also. But, pretermitting these instances, was it not an acknowledged object of the convention, and the universal expectation of the people, that the regulation of trade should be submitted to the general government, in such a form as would render it an immediate source of general revenue? Had not congress repeatedly recom- mended this measure, as not inconsistent with the fundamental principles of the confederation? Had not every state, but one; had not New York herself, so far complied with the plan of congress, as to recognize the principle of the in- novation? Do these principles, in fine, require that the powers of the general government should be limited, and that, beyond this limit, the states should be left in possession of their sovereignty and independence? We have seen that, in the new government, as in the old, the general powers are limited; and that the states, in all unenumerated cases, are left in the enjoyment of their sovereign and independent jurisdiction. The truth is, that the great principles of the constitution proposed by the convention, may be considered less, as absolutely new, than as the expansion of principles which are found in the articles of confederation. The misfortune under the latter system has been, that these principles are so feeble and confined, as to justify all the charges of inefficiency which have been urged against it; and to require a degree ofenlargement, which gives to the new system the aspect of an entire transformation of the old. In one particular, it is admitted, that the convention have departed from the tenor of their commission. Instead of reporting a plan requiring the confirmation of all the states, they have reported a plan, which is to be con- firmed, and may be carried into effect, by nine states only. It is worthy of remark, that this objection, though the most plausible, has been the least urged in the publications which have swarmed against the convention. The forbearance can only have proceeded from an irresistible conviction of the absurdity of subjecting the fate of twelve states to the perverseness or cor- ruption of a thirteenth; from the example of inflexible opposition given by a majority of one sixtieth of the people of America, to a measure approved and called for by the voice of twelve states, comprising fifty-nine sixtieths of the people; an example still fresh in the memory and indignation of every citizen who has felt for the wounded honour and prosperity of his country. As this objection, therefore, has been in a manner waved by those who have criti- cised the powers of the convention, I dismiss it without further observation. No. 40 203 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 3 The Federalist 204 The third point to be inquired into is, how far considerations of duty aris- ing out of the case itself, could have supplied any defect of regular authority. In the preceding inquiries, the powers of the convention have been ana- lyzed and tried with the same rigour, and by the same rules, as if they had been real and final powers, for the establishment of a constitution for the United States. We have seen, in what manner they have borne the trial, even on that supposition. It is time now to recollect, that the powers were merely advisory and recommendatory; that they were so meant by the states, and so understood by the convention; and that the latter have accordingly planned and proposed a constitution, which is to be of no more consequence than the paper on which it is written, unless it be stamped with the approbation of those to whom it is addressed. This reflection places the subject in a point of view altogether different, and will enable us to judge with propriety of the course taken by the convention. Let us view the ground on which the convention stood. It may be collected from their proceedings, that they were deeply and unanimously impressed with the crisis, which had led their country, almost with one voice, to make so singular and solemn an experiment, for correcting the errors of a system, by which this crisis had been produced; that they were no less deeply and unanimously convinced, that such a reform as they have proposed, was ab- solutely necessary to effect the purposes of their appointment. It could not be unknown to them, that the hopes and expectations of the great body of citizens, throughout this great empire, were turned with the keenest anxiety, to the event of their deliberations. They had every reason to believe, that the contrary sentiments agitated the minds and bosoms ofevery external and internal foe to the liberty and prosperity of the United States. They had seen in the origin and progress of the experiment, the alacrity with which the proposition, made by a single state (Virginia) towards a partial amendment ofthe confederation, had been attended to and promoted. They had seen the liberty assumed by a very few deputies, from a very few states, convened at Annapolis, ofrecommending a great and critical object, wholly foreign to their commission, not only justified by the public opinion, but actually carried into effect, by twelve out of the thirteen states. They had seen, in a va- riety of instances, assumptions by congress, not only of recommendatory, but ofoperative powers, warranted in the public estimation, by occasions and objects infinitely less urgent than those by which their conduct was to be 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 4 No. 40 205 *Declaration ofIndependence. governed. They must have reflected, that in all great changes of established governments, forms ought to give way to substance; that a rigid adherence in such cases to the former, would render nominal and nugatory, the transcen- dent and precious right of the people to “abolish or alter their governments as to them shall seem most likely to effect their safety and happiness;”* since it is impossible for the people spontaneously and universally, to move in concert towards their object: and it is therefore essential, that such changes be instituted by some informal and unauthorized propositions, made by some patriotic and respectable citizen, or number of citizens. They must have rec- ollected, that it was by this irregular and assumed privilege, ofproposing to the people plans for their safety and happiness, that the states were first united against the danger with which they were threatened by their ancient government; that committees and congresses were formed for concentrating their efforts, and defending their rights; and that conventions were elected in the several states, for establishing the constitutions under which they are now governed. Nor could it have been forgotten, that no little illtimed scruples, no zeal for adhering to ordinary forms, were any where seen, except in those who wished to indulge, under these masks, their secret enmity to the sub- stance contended for. They must have borne in mind, that as the plan to be framed and proposed, was to be submitted to the people themselves, the dis- approbation of this supreme authority would destroy it for ever: its appro- bation blot out all antecedent errors and irregularities. It might even have occurred to them, that where a disposition to cavil prevailed, their neglect to execute the degree of power vested in them, and still more their recommen- dation of any measure whatever not warranted by their commission, would not less excite animadversion, than a recommendation at once of a measure fully commensurate to the national exigencies. Had the convention, under all these impressions, and in the midst of all these considerations, instead of exercising a manly confidence in their coun- try, by whose confidence they had been so peculiarly distinguished, and of pointing out a system capable, in their judgment, of securing its happiness, taken the cold and sullen resolution of disappointing its ardent hopes, of sacrificing substance to forms, of committing the dearest interests of their country to the uncertainties ofdelay, and the hazard ofevents; let me ask 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 5 The Federalist 206 the man, who can raise his mind to one elevated conception, who can awaken in his bosom one patriotic emotion, what judgment ought to have been pronounced by the impartial world, by the friends of mankind, by every virtuous citizen, on the conduct and character of this assembly? Or if there be a man whose propensity to condemn is susceptible of no control, let me then ask what sentence he has in reserve for the twelve states who usurped the power of sending deputies to the convention, a body utterly unknown to their constitutions; for congress, who recommended the appointment of this body, equally unknown to the confederation; and for the state of New York, in particular, who first urged, and then complied with this unauthorized interposition? But that the objectors may be disarmed of every pretext, it shall be granted for a moment, that the convention were neither authorized by their commis- sion, nor justified by circumstances, in proposing a constitution for their country: does it follow that the constitution ought, for that reason alone, to be rejected? If, according to the noble precept, it be lawful to accept good ad- vice even from an enemy, shall we set the ignoble example, of refusing such advice even when it is offered by our friends? The prudent inquiry in all cases, ought surely to be not so much from whom the advice comes, as whether the advice be good. The sum of what has been here advanced and proved, is, that the charge against the convention of exceeding their powers, except in one instance little urged by the objectors, has no foundation to support it; that if they had ex- ceeded their powers, they were not only warranted, but required, as the confidential servants of their country, by the circumstances in which they were placed, to exercise the liberty which they assumed; and that finally, if they had violated both their powers and their obligations, in proposing a constitution, this ought nevertheless to be embraced, ifit be calculated to accomplish the views and happiness of the people of America. How far this character is due to the constitution, is the subject under investigation. publius 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 6 207 No. 41 by James Madison General view of the powers proposed to be vested in the union The constitution proposed by the convention, may be considered under two general points ofview. The first relates to the sum or quantity of power which it vests in the government, including the restraints imposed on the states. The second, to the particular structure of the government, and the distribution of this power among its several branches. Under the first view ofthe subject, two important questions arise: 1. Whether any part of the powers transferred to the general government, be unnecessary or improper? 2. Whether the entire mass ofthem be danger- ous to the portion of jurisdiction left in the several states? Is the aggregate power of the general government greater than ought to have been vested in it? This is the first question. It cannot have escaped those, who have attended with candour to the ar- guments employed against the extensive powers of the government, that the authors of them have very little considered how far these powers were neces- sary means of attaining a necessary end. They have chosen rather to dwell on the inconveniencies which must be unavoidably blended with all political ad- vantages; and on the possible abuses which must be incident to every power or trust, of which a beneficial use can be made. This method of handling the subject, cannot impose on the good sense of the people of America. It may display the subtlety of the writer; it may open a boundless field for rhetoric and declamation; it may inflame the passions of the unthinking, and may confirm the prejudices ofthe misthinking: but cool and candid people will at once reflect, that the purest of human blessings must have a portion of alloy in them; that the choice must always be made, ifnot ofthe lesser evil, at least of the greater, not the perfect good; and that in every political 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 7 The Federalist 208 institution, a power to advance the public happiness, involves a discretion which may be misapplied and abused. They will see, therefore, that in all cases where power is to be conferred, the point first to be decided is, whether such a power be necessary to the public good; as the next will be, in case of an affirmative decision, to guard as effectually as possible against a perversion of the power to the public detriment. That we may form a correct judgment on this subject, it will be proper to review the several powers conferred on the government of the union; and that this may be the more conveniently done, they may be reduced into different classes as they relate to the following different objects: 1. Security against foreign danger; 2. Regulation of the intercourse with foreign nations; 3. Maintenance of harmony and proper intercourse among the states; 4. Cer- tain miscellaneous objects of general utility; 5. Restraint of the states from certain injurious acts; 6. Provisions for giving due efficacy to all these powers. The powers falling within the first class, are those of declaring war, and granting letters of marque; of providing armies and fleets; of regulating and calling forth the militia; of levying and borrowing money. Security against foreign danger, is one of the primitive objects of civil so- ciety. It is an avowed and essential object of the American union. The powers requisite for attaining it, must be effectually confided to the federal councils. Is the power of declaring war necessary? No man will answer this question in the negative. It would be superfluous, therefore, to enter into a proof of the affirmative. The existing confederation establishes this power in the most ample form. Is the power of raising armies, and equipping fleets, necessary? This is in- volved in the foregoing power. It is involved in the power of self-defence. But was it necessary to give an indefinite power of raising troops, as well as providing fleets; and of maintaining both in peace, as well as in war? The answer to these questions has been too far anticipated, in another place, to admit an extensive discussion of them in this place. The answer in- deed seems to be so obvious and conclusive, as scarcely to justify such a dis- cussion in any place. With what colour of propriety, could the force necessary for defence be limited, by those who cannot limit the force of offence? If a federal constitution could chain the ambition, or set bounds to the exertions of all other nations, then indeed might it prudently chain the discretion of its own government, and set bounds to the exertions for its own safety. 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 8 No. 41 209 How could a readiness for war in time of peace be safely prohibited, un- less we could prohibit in like manner, the preparations and establishments of every hostile nation? The means of security can only be regulated by the means and the danger of attack. They will in fact be ever determined by these rules, and by no others. It is in vain to oppose constitutional barriers to the impulse of self-preservation. It is worse than in vain: because it plants in the constitution itself necessary usurpations of power, every precedent of which is a germ of unnecessary and multiplied repetitions. If one nation maintains constantly a disciplined army, ready for the service of ambition or revenge, it obliges the most pacific nations, who may be within the reach of its enter- prises, to take corresponding precautions. The fifteenth century was the un- happy epoch of military establishments in time of peace. They were intro- duced by Charles VII. of France. All Europe has followed, or been forced into the example. Had the example not been followed by other nations, all Europe must long ago have worn the chains of a universal monarch. Were every na- tion, except France, now to disband its peace establishment, the same event might follow. The veteran legions of Rome were an overmatch for the undis- ciplined valour of all other nations, and rendered her mistress of the world. Not less true is it, that the liberties ofRome proved the final victim to her military triumphs, and that the liberties ofEurope, as far as they ever existed, have, with few exceptions, been the price of her military establishments. A standing force, therefore, is a dangerous, at the same time that it may be a necessary, provision. On the smallest scale, it has its inconveniencies. On an extensive scale, its consequences may be fatal. On any scale, it is an object of laudable circumspection and precaution. A wise nation will combine all these considerations; and whilst it does not rashly preclude itself from any resource which may become essential to its safety, will exert all its prudence in dimin- ishing both the necessity and the danger of resorting to one, which may be inauspicious to its liberties. The clearest marks of this prudence are stamped on the proposed consti- tution. The union itself, which it cements and secures, destroys every pretext for a military establishment which could be dangerous. America united, with a handful of troops, or without a single soldier, exhibits a more forbidding posture to foreign ambition, than America disunited, with a hundred thou- sand veterans ready for combat. It was remarked, on a former occasion, that the want of this pretext had saved the liberties of one nation in Europe. Be- 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 0 9 The Federalist 210 ing rendered, by her insular situation, and her maritime resources, impreg- nable to the armies of her neighbours, the rulers of Great Britain have never been able, by real or artificial dangers, to cheat the public into an extensive peace establishment. The distance ofthe United States from the powerful nations ofthe world, gives them the same happy security. A dangerous es- tablishment can never be necessary or plausible, so long as they continue a united people. But let it never for a moment be forgotten, that they are in- debted for this advantage to their union alone. The moment of its dissolution will be the date of a new order of things. The fears of the weaker, or the am- bition of the stronger states, or confederacies, will set the same example in the new, as Charles VII. did in the old world. The example will be followed here, from the same motives which produced universal imitation there. Instead of deriving from our situation the precious advantage which Great Britain has derived from hers, the face of America will be but a copy of that of the conti- nent of Europe. It will present liberty every w[h]ere crushed between stand- ing armies, and perpetual taxes. The fortunes of disunited America, will be even more disastrous than those of Europe. The sources of evil in the latter are confined to her own limits. No superior powers of another quarter of the globe, intrigue among her rival nations, inflame their mutual animosities, and render them the instruments of foreign ambition, jealousy, and revenge. In America, the miseries springing from her internal jealousies, contentions, and wars, would form a part only of her lot. A plentiful addition of evils, would have their source in that relation in which Europe stands to this quar- ter of the earth, and which no other quarter of the earth bears to Europe. This picture of the consequences of disunion cannot be too highly col- oured, or too often exhibited. Every man who loves peace; every man who loves his country; every man who loves liberty, ought to have it ever before his eyes, that he may cherish in his heart a due attachment to the union of America, and be able to set a due value on the means of preserving it. Next to the effectual establishment of the union, the best possible precau- tion against danger from standing armies, is a limitation of the term for which revenue may be appropriated to their support. This precaution the constitution has prudently added. I will not repeat here the observations, which I flatter myself have placed this subject in a just and satisfactory light. But it may not be improper to take notice of an argument against this part of the constitution, which has been drawn from the policy and practice of Great 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 0 No. 41 211 Britain. It is said, that the continuance of an army in that kingdom, requires an annual vote of the legislature: whereas the American constitution has lengthened this critical period to two years. This is the form in which the comparison is usually stated to the public: but is it a just form? Is it a fair comparison? Does the British constitution restrain the parliamentary dis- cretion to one year? Does the American impose on the congress appropri- ations for two years? On the contrary, it cannot be unknown to the authors of the fallacy themselves, that the British constitution fixes no limit whatever to the discretion of the legislature, and that the American ties down the leg- islature to two years, as the longest admissible term. Had the argument from the British example been truly stated, it would have stood thus: the term for which supplies may be appropriated to the army establishment, though unlimited by the British constitution, has nevertheless in practice been limited by parliamentary discretion to a single year. Now if in Great Britain, where the house of commons is elected for seven years; where so great a proportion of the members are elected by so small a pro- portion of the people; where the electors are so corrupted by the representa- tives, and the representatives so corrupted by the crown, the representative body can possess a power to make appropriations to the army for an in- definite term, without desiring, or without daring, to extend the term be- yond a single year; ought not suspicion herself to blush, in pretending that the representatives of the United States, elected freely by the whole body of the people, every second year, cannot be safely intrusted with a dis- cretion over such appropriations, expressly limited to the short period of two years? A bad cause seldom fails to betray itself. Of this truth, the management of the opposition to the federal government, is an unvaried exemplification. But among all the blunders which have been committed, none is more striking than the attempt to enlist on that side, the prudent jealousy entertained by the people, of standing armies. The attempt has awakened fully the public at- tention to that important subject; and has led to investigations which must terminate in a thorough and universal conviction, not only that the constitu- tion has provided the most effectual guards against danger from that quarter, but that nothing short of a constitution fully adequate to the national de- fence, and the preservation of the union, can save America from as many standing armies, as it may be split into states or confederacies; and from such 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 1 The Federalist 212 a progressive augmentation of these establishments in each, as will render them as burdensome to the properties, and ominous to the liberties of the people, as any establishment that can become necessary, under a united and efficient government, must be tolerable to the former, and safe to the latter. The palpable necessity ofthe power to provide and maintain a navy, has protected that part of the constitution against a spirit of censure, which has spared few other parts. It must indeed be numbered among the greatest blessings of America, that as her union will be the only source of her mari- time strength, so this will be a principal source of her security against danger from abroad. In this respect, our situation bears another likeness to the insu- lar advantage of Great Britain. The batteries most capable of repelling foreign enterprises on our safety, are happily such as can never be turned by a per- fidious government against our liberties. The inhabitants of the Atlantic frontier, are all of them deeply interested in this provision for naval protection. If they have hitherto been suffered to sleep quietly in their beds; if their property has remained safe against the predatory spirit of licentious adventurers; if their maritime towns have not yet been compelled to ransom themselves from the terrors of a conflagration, by yielding to the exactions of daring and sudden invaders, these instances of good fortune are not to be ascribed to the capacity of the existing govern- ment for the protection of those from whom it claims allegiance, but to causes that are fugitive and fallacious. If we except perhaps Virginia and Maryland, which are peculiarly vulnerable on their eastern frontiers, no part of the union ought to feel more anxiety on this subject than New York. Her sea coast is extensive. A very important district of the state, is an island. The state itself, is penetrated by a large navigable river for more than fifty leagues. The great emporium of its commerce, the great reservoir of its wealth, lies every moment at the mercy of events, and may almost be regarded as a hostage for ignominious compliances with the dictates of a foreign enemy; or even with the rapacious demands of pirates and barbarians. Should a war be the result of the precarious situation of European affairs, and all the unruly passions attending it be let loose on the ocean, our escape from insults and depredations, not only on that element, but every part of the other bordering on it, will be truly miraculous. In the present condition of America, the states more immediately exposed to these calamities, have nothing to hope from the phantom ofa general government which now exists; and iftheir single 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 2 No. 41 213 resources were equal to the task of fortifying themselves against the danger, the objects to be protected would be almost consumed by the means of pro- tecting them. The power of regulating and calling forth the militia, has been already sufficiently vindicated and explained. The power oflevying and borrowing money, being the sinew of that which is to be exerted in the national defence, is properly thrown into the same class with it. This power, also, has been examined already with much attention, and has, I trust, been clearly shown to be necessary, both in the extent and form given to it by the constitution. I will address one additional reflection only, to those who contend that the power ought to have been restrained to external taxation . . . by which they mean, taxes on articles imported from other countries. It cannot be doubted, that this will always be a valuable source of revenue; that, for a considerable time, it must be a principal source; that, at this moment, it is an essential one. But we may form very mistaken ideas on this subject, ifwe do not call to mind in our calculations, that the extent of revenue drawn from foreign commerce, must vary with the varia- tions, both in the extent and the kind of imports; and that these variations do not correspond with the progress of population, which must be the general measure of the public wants. As long as agriculture continues the sole field of labour, the importation of manufactures must increase as the consumers multiply. As soon as domestic manufactures are begun by the hands not called for by agriculture, the imported manufactures will decrease as the numbers of people increase. In a more remote stage, the imports may consist in a considerable part of raw materials, which will be wrought into articles for exportation, and will, therefore, require rather the encouragement of boun- ties, than to be loaded with discouraging duties. A system of government, meant for duration, ought to contemplate these revolutions, and be able to accommodate itself to them. Some, who have not denied the necessity of the power of taxation, have grounded a very fierce attack against the constitution, on the language in which it is defined. It has been urged and echoed, that the power “to lay and collect taxes, duties, imposts, and excises, to pay the debts, and provide for the common defence and general welfare of the United States,” amounts to an unlimited commission to exercise every power, which may be alleged to be necessary for the common defence or general welfare. No stronger proof 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 3 The Federalist 214 could be given of the distress under which these writers labour for objections, than their stooping to such a misconstruction. Had no other enumeration or definition of the powers of the congress been found in the constitution, than the general expressions just cited, the authors of the objection might have had some colour for it; though it would have been difficult to find a reason for so awkward a form of describing an authority to legislate in all possible cases. A power to destroy the freedom of the press, the trial by jury, or even to regulate the course of descents, or the forms of conveyances, must be very singularly expressed by the terms “to raise money for the general welfare.” But what colour can the objection have, when a specification of the objects alluded to by these general terms, immediately follows; and is not even sepa- rated by a longer pause than a semicolon? If the different parts of the same in- strument ought to be so expounded, as to give meaning to every part which will bear it; shall one part of the same sentence be excluded altogether from a share in the meaning; and shall the more doubtful and indefinite terms be retained in their full extent, and the clear and precise expressions be denied any signification whatsoever? For what purpose could the enumeration of particular powers be inserted, if these and all others were meant to be in- cluded in the preceding general power? Nothing is more natural or common, than first to use a general phrase, and then to explain and qualify it by a recital of particulars. But the idea of an enumeration of particulars, which neither explain nor qualify the general meaning, and can have no other effect than to confound and mislead, is an absurdity which, as we are reduced to the dilemma of charging either on the authors of the objection, or on the authors of the constitution, we must take the liberty of supposing, had not its origin with the latter. The objection here is the more extraordinary, as it appears, that the lan- guage used by the convention, is a copy from the articles of confederation. The objects of the union among the states, as described in article 3d, are, “their common defence, security of their liberties, and mutual and general welfare.” The terms of article 8th, are still more identical: “All charges of war, and all other expenses, that shall be incurred for the common defence or gen- eral welfare, and allowed by the United States in congress, shall be defrayed out of a common treasury, &c.” A similar language again occurs in article 9. Construe either of these articles by the rules which would justify the con- 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 4 No. 42 215 struction put on the new constitution, and they vest in the existing congress a power to legislate in all cases whatsoever. But what would have been thought of that assembly, if, attaching themselves to these general expres- sions, and disregarding the specifications which ascertain and limit their im- port, they had exercised an unlimited power of providing for the common defence and general welfare? I appeal to the objectors themselves, whether they would in that case have employed the same reasoning in justification of congress, as they now make use of against the convention. How difficult it is for error to escape its own condemnation. publius No. 42 by James Madison The same view continued The second class of powers lodged in the general government, consists of those which regulate the intercourse with foreign nations, to wit: to make treaties; to send and receive ambassadors, other public ministers, and con- suls; to define and punish piracies and felonies committed on the high seas, and offences against the law of nations; to regulate foreign commerce, in- cluding a power to prohibit, after the year 1808, the importation of slaves, and to lay an intermediate duty of ten dollars per head, as a discouragement to such importations. This class of powers forms an obvious and essential branch of the federal administration. If we are to be one nation in any respect, it clearly ought to be in respect to other nations. The powers to make treaties, and to send and receive ambassadors, speak their own propriety. Both of them are comprised in the articles of confeder- ation; with this difference only, that the former is disembarrassed by the plan of the convention of an exception, under which treaties might be substan- tially frustrated by regulations of the states; and that a power of appointing and receiving “other public ministers and consuls,” is expressly and very 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 5 The Federalist 216 properly added to the former provision concerning ambassadors. The term ambassador, if taken strictly, as seems to be required by the second of the ar- ticles of confederation, comprehends the highest grade only of public minis- ters; and excludes the grades which the United States will be most likely to prefer, where foreign embassies may be necessary. And under no latitude of construction will the term comprehend consuls. Yet it has been found expe- dient, and has been the practice of congress, to employ the inferior grades of public ministers: and to send and receive consuls. It is true, that where treaties of commerce stipulate for the mutual ap- pointment of consuls, whose functions are connected with commerce, the admission of foreign consuls may fall within the power of making commer- cial treaties; and that, where no such treaties exist, the mission of American consuls into foreign countries, may perhaps be covered under the authority given by the 9th article of the confederation, to appoint all such civil officers as may be necessary for managing the general affairs of the United States. But the admission of consuls into the United States, where no previous treaty has stipulated it, seems to have been no where provided for. A supply of the omis- sion, is one of the lesser instances in which the convention have improved on the model before them. But the most minute provisions become important, when they tend to obviate the necessity or the pretext for gradual and unob- served usurpations of power. A list of the cases in which congress have been betrayed, or forced, by the defects of the confederation, into violations of their chartered authorities, would not a little surprise those who have paid no attention to the subject; and would be no inconsiderable argument in favour of the new constitution, which seems to have provided no less studiously for the lesser, than the more obvious and striking defects of the old. The power to define and punish piracies and felonies committed on the high seas, and offences against the law of nations, belongs with equal propri- ety to the general government; and is a still greater improvement on the ar- ticles of confederation. These articles contain no provision for the case of offences against the law of nations; and consequently leave it in the power of any indiscreet member to embroil the confederacy with foreign nations. The provision of the federal articles on the subject of piracies and felonies, extends no farther than to the establishment of courts for the trial of these of- 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 6 No. 42 217 fences. The definition of piracies might, perhaps, without inconveniency, be left to the law of nations; though a legislative definition of them is found in most municipal codes. A definition of felonies on the high seas, is evidently requisite. Felony is a term of loose signification, even in the common law of England; and of various import in the statute law of that kingdom. But nei- ther the common, nor the statute law ofthat, or ofany other nation, ought to be a standard for the proceedings of this, unless previously made its own by legislative adoption. The meaning of the term, as defined in the codes of the several states, would be as impracticable, as the former would be a dis- honourable and illegitimate guide. It is not precisely the same in any two of the states; and varies in each with every revision of its criminal laws. For the sake of certainty and uniformity, therefore, the power of defining felonies in this case, was in every respect necessary and proper. The regulation of foreign commerce, having fallen within several views which have been taken ofthis subject, has been too fully discussed to need additional proofs here of its being properly submitted to the federal administration. It were doubtless to be wished, that the power of prohibiting the importa- tion ofslaves, had not been postponed until the year 1808, or rather, that it had been suffered to have immediate operation. But it is not difficult to account, either for this restriction on the general government, or for the manner in which the whole clause is expressed. It ought to be considered as a great point gained in favour of humanity, that a period of twenty years may terminate for ever within these states, a traffic which has so long and so loudly upbraided the barbarism of modern policy; that within that period, it will re- ceive a considerable discouragement from the federal government, and may be totally abolished, by a concurrence of the few states which continue the unnatural traffic, in the prohibitory example which has been given by so great a majority of the union. Happy would it be for the unfortunate Africans, if an equal prospect lay before them, of being redeemed from the oppressions of their European brethren! Attempts have been made to pervert this clause into an objection against the constitution, by representing it on one side, as a criminal toleration of an illicit practice; and on another, as calculated to prevent voluntary and bene- ficial emigrations from Europe to America. I mention these misconstruc- 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 7 The Federalist 218 tions, not with a view to give them an answer, for they deserve none; but as specimens of the manner and spirit, in which some have thought fit to con- duct their opposition to the proposed government. The powers included in the third class, are those which provide for the harmony and proper intercourse among the states. Under this head, might be included the particular restraints imposed on the authority of the states, and certain powers of the judicial department; but the former are reserved for a distinct class, and the latter will be par- ticularly examined, when we arrive at the structure and organization of the government. I shall confine myself to a cursory review of the remaining powers com- prehended under this third description, to wit: to regulate commerce among the several states and the Indian tribes; to coin money, regulate the value thereof, and of foreign coin; to provide for the punishment of counterfeiting the current coin and securities of the United States; to fix the standard of weights and measures; to establish an uniform rule of naturalization, and uniform laws of bankruptcy; to prescribe the manner in which the public acts, records, and judicial proceedings ofeach state, shall be proved, and the effect they shall have in other states; and to establish post-offices and post-roads. The defect of power in the existing confederacy, to regulate the commerce between its several members, is in the number of these which have been clearly pointed out by experience. To the proofs and remarks which former papers have brought into view on this subject, it may be added, that with- out this supplemental provision, the great and essential power of regulating foreign commerce, would have been incomplete, and ineffectual. A very material object of this power was the relief of the states which import and ex- port through other states, from the improper contributions levied on them by the latter. Were these at liberty to regulate the trade between state and state, as must be foreseen, that ways would be found out to load the articles of import and export, during the passage through their jurisdiction, with duties which would fall on the makers of the latter, and the consumers of the for- mer. We may be assured, by past experience, that such a practice would be introduced by future contrivances: and both by that and a common knowl- edge of human affairs, that it would nourish unceasing animosities, and not 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 8 No. 42 219 improbably terminate in serious interruptions of the public tranquillity. To those who do not view the question through the medium ofpassion or of interest, the desire ofthe commercial states to collect in any form, an indi- rect revenue from their uncommercial neighbours, must appear not less im- politic than it is unfair; since it would stimulate the injured party, by re- sentment as well as interest, to resort to less convenient channels for their foreign trade. But the mild voice of reason, pleading the cause of an enlarged and permanent interest, is but too often drowned before public bodies as well as individuals, by the clamours of an impatient avidity for immediate and immoderate gain. The necessity of a superintending authority over the reciprocal trade of confederated states, has been illustrated by other examples as well as our own. In Switzerland, where the union is so very slight, each canton is obliged to allow to merchandises, a passage through its jurisdiction into other cantons, without an augmentation of the tolls. In Germany, it is a law of the empire, that the princes and states shall not lay tolls or customs on bridges, rivers, or passages, without the consent of the emperor and diet; though it appears from a quotation in an antecedent paper, that the practice in this, as in many other instances in that confederacy, has not followed the law, and has pro- duced there the mischiefs which have been foreseen here. Among the re- straints imposed by the union of the Netherlands, on its members, one is, that they shall not establish imposts disadvantageous to their neighbours, without the general permission. The regulation of commerce with the Indian tribes, is very properly un- fettered from two limitations in the articles of confederation, which render the provision obscure and contradictory. The power is there restrained to Indians, not members of any of the states, and is not to violate or infringe the legislative right of any state within its own limits. What description of Indi- ans are to be deemed members of a state, is not yet settled; and has been a question of frequent perplexity and contention in the federal councils. And how the trade with Indians, though not members of a state, yet residing within its legislative jurisdiction, can be regulated by an external anthority, without so far intruding on the internal rights of legislation, is absolutely incomprehensible. This is not the only case, in which the articles of confed- eration have inconsiderately endeavored to accomplish impossibilities; to 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 1 9 The Federalist 220 reconcile a partial sovereignty in the union, with complete sovereignty in the states; to subvert a mathematical axiom, by taking away a part, and letting the whole remain. All that need be remarked on the power to coin money, regulate the value thereof, and of foreign coin, is, that by providing for this last case, the con- stitution has supplied a material omission in the articles of confederation. The authority of the existing congress is restrained to the regulation of coin struck by their own authority, or that of the respective states. It must be seen at once, that the proposed uniformity in the value of the current coin, might be destroyed by subjecting that of foreign coin to the different regulations of the different states. The punishment of counterfeiting the public securities, as well as the cur- rent coin, is submitted of course to that authority which is to secure the value ofboth. The regulation ofweights and measures is transferred from the articles of confederation, and is founded on like considerations with the preceding power of regulating coin. The dissimilarity in the rules of naturalization, has long been remarked as a fault in our system, and as laying a foundation for intricate and delicate questions. In the 4th article of the confederation, it is declared, “that the free inhabitants of each of these states, paupers, vagabonds, and fugitives from justice excepted, shall be entitled to all privileges and immunities of free citizens in the several states, and the people of each state, shall in every other, enjoy all the privileges of trade and commerce, &c.” There is a confusion of language here, which is remarkable. Why the terms free inhabitants, are used in one part of the article; free citizens in another, and people in another; or what was meant by superadding “to all privileges and immunities offree citizens,” . . . “all the privileges of trade and commerce,” cannot easily be de- termined. It seems to be a construction scarcely avoidable, however, that those who come under the denomination of free inhabitants of a state, al- though not citizens of such state, are entitled, in every other state, to all the privileges of free citizens of the latter; that is, to greater privileges than they may be entitled to in their own state; so that it may be in the power of a par- ticular state, or rather every state, is laid under a necessity, not only to confer the rights of citizenship in other states, upon any whom it may admit to such rights within itself, but upon any whom it may allow to become inhabitants 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 0 No. 42 221 within its jurisdiction. But were an exposition of the term “inhabitants” to be admitted, which would confine the stipulated privileges to citizens alone, the difficulty is diminished only, not removed. The very improper power would still be retained by each state, of naturalizing aliens in every other state. In one state, residence for a short term confers all the rights of citizenship; in an- other, qualifications of greater importance are required. An alien, therefore, legally incapacitated for certain rights in the latter, may, by previous resi- dence only in the former, elude his incapacity; and thus the law of one state be preposterously rendered paramount to the law of another, within the ju- risdiction of the other. We owe it to mere casualty, that very serious embarrassments on this sub- ject have been hitherto escaped. By the laws of several states, certain descrip- tions ofaliens, who had rendered themselves obnoxious, were laid under interdicts inconsistent, not only with the rights of citizenship, but with the privileges of residence. What would have been the consequence, if such per- sons, by residence, or otherwise, had acquired the character of citizens under the laws of another state, and then asserted their rights as such, both to resi- dence and citizenship, within the state proscribing them? Whatever the legal consequences might have been, other consequences would probably have re- sulted of too serious a nature, not to be provided against. The new constitu- tion has accordingly, with great propriety, made provision against them, and all others proceeding from the defect of the confederation on this head, by authorizing the general government to establish an uniform rule of natural- ization throughout the United States. The power of establishing uniform laws of bankruptcy, is so intimately connected with the regulation of commerce, and will prevent so many frauds where the parties or their property may lie, or be removed into different states, that the expediency of it seems not likely to be drawn into question. The power of prescribing, by general laws, the manner in which the pub- lic acts, records, and judicial proceedings of each state, shall be proved, and the effect they shall have in other states, is an evident and valuable improve- ment on the clause relating to this subject in the articles of confederation. The meaning of the latter is extremely indeterminate; and can be of little impor- tance under any interpretation which it will bear. The power here established, may be rendered a very convenient instrument of justice, and be particularly beneficial on the borders of contiguous states, where the effects liable to jus- 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 1 The Federalist 222 tice, may be suddenly and secretely translated in any stage of the process, within a foreign jurisdiction. The power of establishing post-roads must, in every view, be a harmless power: and may, perhaps, by judicious management, become productive of great public conveniency. Nothing which tends to facilitate the intercourse between the states, can be deemed unworthy of the public care. publius No. 43 by James Madison The same view continued The fourth class comprises the following miscellaneous powers: 1. A power to “promote the progress of science and useful arts, by secur- ing for a limited time, to authors and inventors, the exclusive right to their respective writings and discoveries.” The utility of this power will scarcely be questioned. The copy-right of au- thors has been solemnly adjudged in Great Britain, to be a right at common law. The right to useful inventions, seems with equal reason to belong to the inventors. The public good fully coincides in both cases with the claims of individuals. The states cannot separately make effectual provision for either of the cases, and most of them have anticipated the decision of this point, by laws passed at the instance of congress. 2. “To exercise exclusive legislation in all cases whatsoever, over such dis- trict (not exceeding ten miles square) as may by cession of particular states, and the acceptance of congress, become the seat of the government of the United States; and to exercise like authority over all places purchased by the consent of the legislature of the state, in which the same shall be, for the erec- tion of forts, magazines, arsenals, dock yards, and other needful buildings.” The indispensable necessity of complete authority at the seat of govern- ment, carries its own evidence with it. It is a power exercised by every legis- 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 2 No. 43 223 lature of the union, I might say of the world, by virtue of its general su- premacy. Without it, not only the public authority might be insulted, and its proceedings be interrupted with impunity, but a dependence of the members of the general government on the state comprehending the seat of the gov- ernment, for protection in the exercise of their duty, might bring on the na- tional councils an imputation of awe or influence, equally dishonourable to the government and dissatisfactory to the other members of the confederacy. This consideration has the more weight, as the gradual accumulation of public improvements at the stationary residence of the government, would be both too great a public pledge to be left in the hands of a single state, and would create so many obstacles to a removal of the government, as still fur- ther to abridge its necessary independence. The extent of this federal district, is sufficiently circumscribed to satisfy every jealousy of an opposite nature. And as it is to be appropriated to this use, with the consent of the state ced- ing it: as the state will no doubt provide in the compact for the rights, and the consent of the citizens inhabiting it; as the inhabitants will find sufficient in- ducements of interest, to become willing parties to the cession; as they will have had their voice in the election of the government, which is to exercise authority over them; as a municipal legislature for local purposes, derived from their own suffrages, will of course be allowed them; and as the author- ity of the legislature of the state, and of the inhabitants of the ceded part of it, to concur in the cession, will be derived from the whole people of the state, in their adoption of the constitution, every imaginable objection seems to be obviated. The necessity of a like authority over forts, magazines, &c. established by the general government, is not less evident. The public money expended on such places, and the public property deposited in them, require, that they should be exempt from the authority of the particular state. Nor would it be proper for the places on which the security of the entire union may depend, to be in any degree dependent on a particular member of it. All objections and scruples are here also obviated, by requiring the concurrence of the states concerned in every such establishment. 3. “To declare the punishment of treason, but no attainder of treason shall work corruption of blood, or forfeiture, except during the life of the person attainted.” 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 3 The Federalist 224 As treason may be committed against the United States, the authority of the United States ought to be enabled to punish it; but as new fangled and artificial treasons have been the great engines by which violent factions, the natural offspring of free governments, have usually wreaked their alternate malignity on each other, the convention have, with great judgment, opposed a barrier to this peculiar danger, by inserting a constitutional definition of the crime, fixing the proof necessary for conviction of it, and restraining the con- gress, even in punishing it, from extending the consequences of guilt beyond the person of its author. 4. “To admit new states into the union; but no new state shall be formed or erected within the jurisdiction ofany other state; nor any state be formed by the junction of two or more states, or parts of states, without the consent of the legislatures of the states concerned, as well as of the congress.” In the articles of confederation, no provision is found on this important subject. Canada was to be admitted of right, on her joining in the measures of the United States; and the other colonies, by which were evidently meant, the other British colonies, at the discretion of nine states. The eventual estab- lishment of new states, seems to have been overlooked by the compilers of that instrument. We have seen the inconvenience of this omission, and the assumption of power into which congress have been led by it. With great pro- priety, therefore, has the new system supplied the defect. The general pre- caution, that no new states shall be formed, without the concurrence of the federal authority, and that of the states concerned, is consonant to the prin- ciples which ought to govern such transactions. The particular precaution against the erection of new states, by the partition of a state without its con- sent, quiets the jealousy of the larger states; as that of the smaller is quieted by a like precaution, against a junction of states without their consent. 5. “To dispose of, and make all needful rules and regulations, respecting the territory or other property, belonging to the United States, with a proviso, that nothing in the constitution shall be so construed, as to prejudice any claims of the United States, or of any particular state.” This is a power of very great importance, and required by considerations, similar to those which show the propriety of the former. The proviso an- nexed, is proper in itself, and was probably rendered absolutely necessary by jealousies and questions concerning the western territory sufficiently known to the public. 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 4 No. 43 225 6. “To guarantee to every state in the union a republican form of gov- ernment; to protect each ofthem against invasion; and on application of the legislature or of the executive, (when the legislature cannot be convened) against domestic violence.” In a confederacy founded on republican principles, and composed of re- publican members, the superintending government ought clearly to possess authority to defend the system against aristocratic or monarchical innova- tions. The more intimate the nature of such an union may be, the greater in- terest have the members in the political institutions of each other; and the greater right to insist, that the forms of government under which the com- pact was entered into, should be substantially maintained. But a right implies a remedy; and where else could the remedy be de- posited, than where it is deposited by the constitution? Governments of dis- similar principles and forms, have been found less adapted to a federal coali- tion of any sort, than those of a kindred nature. “As the confederate republic of Germany,” says Montesquieu, “consists of free cities and petty states, sub- ject to different princes, experience shows us, that it is more imperfect, than that of Holland and Switzerland.” “Greece was undone,” he adds, “as soon as the king of Macedon obtained a seat among the Amphyctions.” In the latter case, no doubt, the disproportionate force, as well as the monarchical form of the new confederate, had its share of influence on the events. It may possibly be asked, what need there could be of such a precaution, and whether it may not become a pretext for alterations in the state govern- ments, without the concurrence ofthe states themselves. These questions admit of ready answers. If the interposition of the general government should not be needed, the provision for such an event will be a harmless su- perfluity only in the constitution. But who can say what experiments may be produced by the caprice of particular states, by the ambition of enterprising leaders, or by the intrigues and influence of foreign powers? To the second question, it may be answered, that if the general government should inter- pose by virtue of this constitutional authority, it will be of course bound to pursue the authority. But the authority extends no farther than to a guaran- tee of a republican form of government, which supposes a pre-existing gov- ernment of the form which is to be guaranteed. As long therefore as the existing republican forms are continued by the states, they are guaranteed by the federal constitution. Whenever the states may choose to substitute other 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 5 The Federalist 226 republican forms, they have a right to do so, and to claim the federal guaran- tee for the latter. The only restriction imposed on them is, that they shall not exchange republican for anti-republican constitutions: a restriction which, it is presumed, will hardly be considered as a grievance. A protection against invasion, is due from every society, to the parts com- posing it. The latitude of the expression here used, seems to secure each state not only against foreign hostility, but against ambitious or vindictive enter- prises of its more powerful neighbours. The history both of ancient and modern confederacies, proves that the weaker members of the union ought not to be insensible to the policy of this article. Protection against domestic violence is added with equal propriety. It has been remarked, that even among the Swiss cantons, which, properly speak- ing, are not under one government, provision is made for this object: and the history of that league informs us, that mutual aid is frequently claimed and afforded; and as well by the most democratic as the other cantons. A re- cent and well known event among ourselves has warned us to be prepared for emergencies of a like nature. At first view, it might seem not to square with the republican theory, to suppose, either that a majority have not the right, or that a minority will have the force to subvert a government; and consequently, that the federal inter- position can never be required but when it would be improper. But theoretic reasoning in this, as in most other cases, must be qualified by the lessons of practice. Why may not illicit combinations for purposes of violence, be formed as well by a majority of a state, especially a small state, as by a major- ity of a county, or a district of the same state; and if the authority of the state ought in the latter case to protect the local magistracy, ought not the federal authority in the former to support the state authority? Besides, there are cer- tain parts of the state constitutions, which are so interwoven with the federal constitution, that a violent blow cannot be given to the one, without com- municating the wound to the other. Insurrections in a state will rarely induce a federal interposition, unless the number concerned in them, bear some proportion to the friends of government. It will be much better, that the vio- lence in such cases should be repressed by the superintending power, than that the majority should be left to maintain their cause, by a bloody and ob- stinate contest. The existence of a right to interpose, will generally prevent the necessity of exerting it. 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 6 No. 43 227 Is it true, that force and right are necessarily on the same side in repub- lican governments? May not the minor party possess such a superiority of pecuniary resources, of military talents and experience, or of secret succours from foreign powers, as will render it superior also in an appeal to the sword? May not a more compact and advantageous position turn the scale on the same side, against a superior number so situated as to be less capable of a prompt and collected exertion of its strength? Nothing can be more chimeri- cal than to imagine, that in a trial of actual force, victory may be calculated by the rules which prevail in a census of the inhabitants, or which determine the event of an election! May it not happen, in fine, that the minority of citizens may become a majority of persons, by the accession of alien residents, of a casual concourse of adventurers, or of those whom the constitution of the state has not admitted to the rights ofsuffrage? I take no notice ofan un- happy species of population abounding in some of the states, who, during the calm of regular government, are sunk below the level of men; but who, in the tempestuous scenes of civil violence, may emerge into the human character, and give a superiority of strength to any party with which they may associate themselves. In cases where it may be doubtful on which side justice lies, what better umpires could be desired by two violent factions, flying to arms and tearing a state to pieces, than the representatives of confederate states, not heated by the local flame? To the impartiality of judges, they would unite the affection of friends. Happy would it be, if such a remedy for its infirmities could be enjoyed by all free governments; if a project equally effectual, could be estab- lished for the universal peace of mankind. Should it be asked, what is to be the redress for an insurrection pervading all the states, and comprising a superiority of the entire force, though not a constitutional right? The answer must be, that such a case, as it would be without the compass of human remedies, so it is fortunately not within the compass of human probability; and that it is a sufficient recommendation of the federal constitution, that it diminishes the risk of a calamity, for which no possible constitution can provide a cure. Among the advantages of a confederate republic, enumerated by Montes- quieu, an important one is, “that should a popular insurrection happen in one of the states, the others are able to quell it. Should abuses creep into one part, they are reformed by those that remain sound.” 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 7 The Federalist 228 7. “To consider all debts contracted, and engagements entered into, before the adoption of this constitution, as being no less valid against the United States under this constitution, than under the confederation.” This can only be considered as a declaratory proposition; and may have been inserted, among other reasons, for the satisfaction of the foreign credi- tors of the United States, who cannot be strangers to the pretended doctrine, that a change in the political form of civil society, has the magical effect of dis- solving its moral obligations. Among the lesser criticisms which have been exercised on the constitu- tion, it has been remarked, that the validity of engagements ought to have been asserted in favour of the United States, as well as against them; and in the spirit which usually characterizes little critics, the omission has been transformed and magnified into a plot against the national rights. The au- thors of this discovery may be told, what few others need be informed of, that, as engagements are in their nature reciprocal, an assertion of their validity on one side, necessarily involves a validity on the other side; and that, as the ar- ticle is merely declaratory, the establishment of the principle in one case, is sufficient for every case. They may be further told, that every constitution must limit its precautions to dangers that are not altogether imaginary; and that no real danger can exist that the government would dare, with, or even without, this constitutional declaration before it, to remit the debts justly due to the public, on the pretext here condemned. 8. “To provide for amendments to be ratified by three-fourths of the states, under two exceptions only.” That useful alterations will be suggested by experience, could not but be foreseen. It was requisite, therefore, that a mode for introducing them should be provided. The mode preferred by the convention, seems to be stamped with every mark of propriety. It guards equally against that extreme facility, which would render the constitution too mutable; and that extreme diffi- culty, which might perpetuate its discovered faults. It moreover equally en- ables the general and the state governments, to originate the amendment of errors, as they may be pointed out by the experience on one side or on the other. The exception in favour of the equality of suffrage in the senate, was probably meant as a palladium to the residuary sovereignty of the states, im- plied and secured by that principle ofrepresentation in one branch ofthe legislature; and was probably insisted on by the states particularly attached to 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 8 No. 43 229 that equality. The other exception must have been admitted on the same con- siderations which produced the privilege defended by it. 9. “The ratification of the conventions of nine states, shall be sufficient for the establishment of this constitution between the states ratifying the same.” This article speaks for itself. The express authority of the people alone, could give due validity to the constitution. To have required the unanimous ratification of the thirteen states, would have subjected the essential interests of the whole, to the caprice or corruption of a single member. It would have marked a want of foresight in the convention, which our own experience would have rendered inexcusable. Two questions of a very delicate nature present themselves on this occa- sion. 1. On what principle the confederation, which stands in the solemn form of a compact among the states, can be superseded without the unani- mous consent of the parties to it? 2. What relation is to subsist between the nine or more states ratifying the constitution, and the remaining few who do not become parties to it? The first question is answered at once by recurring to the absolute neces- sity of the case; to the great principle of self-preservation; to the transcendent law of nature and of nature’s God, which declares that the safety and happi- ness of society, are the objects at which all political institutions aim, and to which all such institutions must be sacrificed. Perhaps also an answer may be found without searching beyond the principles of the compact itself. It has been heretofore noted among the defects of the confederation, that in many of the states, it had received no higher sanction than a mere legislative ratifi- cation. The principle of reciprocality seems to require, that its obligation on the other states should be reduced to the same standard. A compact between independent sovereigns, founded on acts of legislative authority, can pretend to no higher validity than a league or treaty between the parties. It is an es- tablished doctrine on the subject of treaties, that all the articles are mutually conditions of each other; that a breach of any one article, is a breach of the whole treaty; and that a breach committed by either of the parties, absolves the others; and authorizes them, if they please, to pronounce the compact violated and void. Should it unhappily be necessary to appeal to these deli- cate truths, for a justification for dispensing with the consent of particular states to a dissolution ofthe federal pact, will not the complaining parties find it a difficult task to answer the multiplied and important infractions, with 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 2 9 The Federalist 230 which they may be confronted? The time has been when it was incumbent on us all to veil the ideas which this paragraph exhibits. The scene is now changed, and with it, the part which the same motives dictate. The second question is not less delicate; and the flattering prospect of its being merely hypothetical, forbids an over-curious discussion of it. It is one of those cases which must be left to provide for itself. In general it may be observed, that although no political relation can subsist between the assent- ing and dissenting states, yet the moral relations will remain uncancelled. The claims of justice, both on one side and on the other, will be in force, and must be fulfilled; the rights of humanity must in all cases be duly and mutually respected; whilst considerations ofa common interest, and above all, the remembrance of the endearing scenes which are past, and the anticipation of a speedy triumph over the obstacles to re-union, will, it is hoped, not urge in vain moderation on one side, and prudence on the other. publius No. 44 by James Madison The same view continued and concluded A fifth class of provisions in favour of the federal authority, consists of the following restrictions on the authority of the several states. 1. “No state shall enter into any treaty, alliance, or confederation; grant letters of marque and reprisal; coin money; emit bills of credit; make any thing but gold and silver a legal tender in payment of debts; pass any bill of attainder, ex post facto law, or law impairing the obligation of contracts; or grant any title of nobility.” The prohibition against treaties, alliances, and confederations, makes a part ofthe existing articles ofunion; and for reasons which need no expla- nation, is copied into the new constitution. The prohibition ofletters of marque, is another part of the old system, but is somewhat extended in the new. According to the former, letters of marque could be granted by the 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 0 No. 44 231 states after a declaration of war; according to the latter, these licenses must be obtained, as well during the war, as previous to its declaration, from the government of the United States. This alteration is fully justified, by the ad- vantage of uniformity in all points which relate to foreign powers; and of immediate responsibility to the nation in all those, for whose conduct the nation itself is to be responsible. The right of coining money, which is here taken from the states, was left in their hands by the confederation, as a concurrent right with that of congress, under an exception in favour of the exclusive right of congress to regulate the alloy and value. In this instance, also, the new provision is an improvement on the old. Whilst the alloy and value depended on the general authority, a right of coinage in the particular states, could have no other effect than to multiply expensive mints, and diversify the forms and weights of the circu- lating pieces. The latter inconveniency defeats one purpose for which the power was originally submitted to the federal head: and as far as the former might prevent an inconvenient remittance of gold and silver to the central mint for recoinage, the end can be as well attained by local mints established under the general authority. The extension of the prohibition to bills of credit, must give pleasure to every citizen, in proportion to his love of justice, and his knowledge of the true springs of public prosperity. The loss which America has sustained since the peace, from the pestilent effects of paper money on the necessary con- fidence between man and man; on the necessary confidence in the public councils; on the industry and morals of the people, and on the character of republican government, constitutes an enormous debt against the states, chargeable with this unadvised measure, which must long remain unsatis- fied; or rather an accumulation of guilt, which can be expiated no otherwise than by a voluntary sacrifice on the altar of justice, of the power which has been the instrument of it. In addition to these persuasive considerations, it may be observed, that the same reasons which show the necessity of denying to the states the power of regulating coin, prove, with equal force, that they ought not to be at liberty to substitute a paper medium, in the place of coin. Had every state a right to regulate the value of its coin, there might be as many different currencies as states; and thus, the intercourse among them would be impeded; retrospective alterations in its value might be made, and thus the citizens of other states be injured, and animosities be kindled among the 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 1 The Federalist 232 states themselves. The subjects of foreign powers might suffer from the same cause, and hence the union be discredited and embroiled by the indiscre- tion of a single member. No one of these mischiefs is less incident to a power in the states to emit paper money, than to coin gold or silver. The power to make any thing but gold and silver a tender in payment ofdebts, is withdrawn from the states, on the same principle with that of issuing a paper currency. Bills of attainder, ex post facto laws, and laws impairing the obligation of contracts, are contrary to the first principles of the social compact, and to every principle of sound legislation. The two former are expressly prohibited by the declarations prefixed to some ofthe state constitutions, and all of them are prohibited by the spirit and scope of these fundamental charters. Our own experience has taught us, nevertheless, that additional fences against these dangers ought not to be omitted. Very properly, therefore, have the convention added this constitutional bulwark in favour of personal secu- rity and private rights; and I am much deceived, if they have not, in so doing, as faithfully consulted the genuine sentiments, as the undoubted interests of their constituents. The sober people of America are weary of the fluctuating policy which has directed the public councils. They have seen with regret and with indignation, that sudden changes, and legislative interferences, in cases affecting personal rights, become jobs in the hands of enterprising and in- fluential speculators; and snares to the more industrious and less informed part of the community. They have seen, too, that one legislative interference is but the first link of a long chain of repetitions; every subsequent inter- ference being naturally produced by the effects of the preceding. They very rightly infer, therefore, that some thorough reform is wanting, which will banish speculations on public measures, inspire a general prudence and in- dustry, and give a regular course to the business of society. The prohibition with respect to titles of nobility, is copied from the articles of confederation, and needs no comment. 2. “No state shall, without the consent of the congress, lay any imposts or duties on imports or exports, except what may be absolutely necessary for ex- ecuting its inspection laws, and the neat produce of all duties and imposts laid by any state on imports or exports, shall be for the use of the treasury of the United States; and all such laws shall be subject to the revision and con- trol of the congress. No state shall, without the consent of congress, lay any 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 2 No. 44 233 duty on tonnage, keep troops or ships of war in time of peace; enter into any agreement or compact with another state, or with a foreign power, or engage in war, unless actually invaded, or in such imminent danger as will not admit of delay.” The restraint on the power of the states over imports and exports, is en- forced by all the arguments which prove the necessity of submitting the regulation of trade to the federal councils. It is needless, therefore, to remark further on this head, than that the manner in which the restraint is qualified, seems well calculated at once to secure to the states a reasonable discretion in providing for the conveniency of their imports and exports, and to the United States, a reasonable check against the abuse ofthis discretion. The remaining particulars ofthis clause, fall within reasonings which are either so obvious, or have been so fully developed, that they may be passed over without remark. The sixth and last class, consists of the several powers and provisions, by which efficacy is given to all the rest. 1. “Of these, the first is, the power to make all laws which shall be neces- sary and proper for carrying into execution the foregoing powers, and all other powers vested by this constitution in the government of the United States or in any department or officer thereof.” Few parts of the constitution have been assailed with more intemperance than this; yet on a fair investigation of it, as has been elsewhere shown, no part can appear more completely invulnerable. Without the substance of this power, the whole constitution would be a dead letter. Those who object to the article, therefore, as a part of the constitution, can only mean that the form of the provision is improper. But have they considered whether a better form could have been substituted? There are four other possible methods, which the convention might have taken on this subject. They might have copied the second article of the exist- ing confederation, which would have prohibited the exercise of any power not expressly delegated: they might have attempted a positive enumeration of the powers comprehended under the general terms “necessary and proper:” they might have attempted a negative enumeration ofthem, by specifying the powers excepted from the general definition: they might have been alto- gether silent on the subject; leaving these necessary and proper powers, to construction and inference. 0 5 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 3 The Federalist 234 Had the convention taken the first method of adopting the second article of confederation, it is evident that the new congress would be continually ex- posed, as their predecessors have been, to the alternative of construing the term “expressly” with so much rigour, as to disarm the government of all real authority whatever, or with so much latitude as to destroy altogether the force of the restriction. It would be easy to show, if it were necessary, that no important power, delegated by the articles of confederation, has been or can be executed by congress, without recurring more or less to the doctrine of construction or implication. As the powers delegated under the new system are more extensive, the government which is to administer it, would find it- self still more distressed with the alternative of betraying the public interest by doing nothing; or of violating the constitution by exercising powers in- dispensably necessary and proper; but at the same time, not expressly granted. Had the convention attempted a positive enumeration ofthe powers necessary and proper for carrying their other powers into effect; the attempt would have involved a complete digest of laws on every subject to which the constitution relates; accommodated too not only to the existing state of things, but to all the possible changes which futurity may produce: for in every new application of a general power, the particular powers, which are the means of attaining the object of the general power, must always necessarily vary with that object; and be often properly varied whilst the object remains the same. Had they attempted to enumerate the particular powers or means not necessary or proper for carrying the general powers into execution, the task would have been no less chimerical; and would have been liable to this fur- ther objection; that every defect in the enumeration, would have been equiva- lent to a positive grant ofauthority. If, to avoid this consequence, they had attempted a partial enumeration of the exceptions, and described the residue by the general terms, not necessary or proper; it must have happened that the enumeration would comprehend a few of the excepted powers only; that these would be such as would be least likely to be assumed or tolerated, be- cause the enumeration would of course select such as would be least neces- sary or proper, and that the unnecessary and improper powers included in the residuum, would be less forcibly excepted, than if no partial enumeration had been made. Had the constitution been silent on this head, there can be no doubt that 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 4 No. 44 235 all the particular powers requisite as means of executing the general powers, would have resulted to the government, by unavoidable implication. No axiom is more clearly established in law, or in reason, than that wherever the end is required, the means are authorized; wherever a general power to do a thing is given, every particular power necessary for doing it, is included. Had this last method, therefore, been pursued by the convention, every objection now urged against their plan, would remain in all its plausibility; and the real inconveniency would be incurred of not removing a pretext which may be seized on critical occasions, for drawing into question the essential powers of the union. If it be asked, what is to be the consequence, in case the congress shall mis- construe this part ofthe constitution, and exercise powers not warranted by its true meaning? I answer, the same as if they should misconstrue or en- large any other power vested in them; as if the general power had been re- duced to particulars, and any one of these were to be violated; the same in short, as if the state legislatures should violate their respective constitutional authorities. In the first instance, the success of the usurpation will depend on the executive and judiciary departments, which are to expound and give ef- fect to the legislative acts; and in the last resort, a remedy must be obtained from the people, who can, by the election of more faithful representatives, annul the acts of the usurpers. The truth is, that this ultimate redress may be more confided in against unconstitutional acts of the federal, than of the state legislatures, for this plain reason, that as every such act of the former, will be an invasion of the rights of the latter, these will be ever ready to mark the in- novation, to sound the alarm to the people, and to exert their local influence in effecting a change of federal representatives. There being no such inter- mediate body between the state legislatures and the people, interested in watching the conduct of the former, violations of the state constitution are more likely to remain unnoticed and unredressed. 2. “This constitution, and the laws of the United States which shall be made in pursuance thereof, and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land, and the judges in every state shall be bound thereby, any thing in the consti- tution or laws of any state to the contrary notwithstanding.” The indiscreet zeal of the adversaries to the constitution, has betrayed them into an attack on this part of it also, without which it would have been 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 5 The Federalist 236 evidently and radically defective. To be fully sensible of this, we need only suppose for a moment, that the supremacy of the state constitutions had been left complete, by a saving clause in their favour. In the first place, as these constitutions invest the state legislatures with absolute sovereignty, in all cases not excepted by the existing articles of con- federation, all the authorities contained in the proposed constitution, so far as they exceed those enumerated in the confederation, would have been an- nulled, and the new congress would have been reduced to the same impotent condition with their predecessors. In the next place, as the constitutions of some of the states do not even ex- pressly and fully recognize the existing powers of the confederacy, an express saving of the supremacy of the former would, in such states, have brought into question every power contained in the proposed constitution. In the third place, as the constitutions of the states differ much from each other, it might happen that a treaty or national law of great and equal impor- tance to the states, would interfere with some, and not with other constitu- tions, and would consequently be valid in some of the states, at the same time that it would have no effect in others. In fine, the world would have seen for the first time, a system of govern- ment founded on an inversion ofthe fundamental principles ofall gov- ernment; it would have seen the authority of the whole society every where subordinate to the authority of the parts; it would have seen a monster, in which the head was under the direction of the members. 3. “The senators and representatives, and the members of the several state legislatures; and all executive and judicial officers, both of the United States and the several states, shall be bound by oath or affirmation, to support this constitution.” It has been asked, why it was thought necessary, that the state magistracy should be bound to support the federal constitution, and unnecessary that a like oath should be imposed on the officers of the United States, in favour of the state constitutions? Several reasons might be assigned for the distinctions. I content myself with one, which is obvious and conclusive. The members of the federal gov- ernment will have no agency in carrying the state constitutions into effect. The members and officers of the state governments, on the contrary, will have an essential agency in giving effect to the federal constitution. The elec- 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 6 No. 45 237 tion ofthe president and senate, will depend in all cases, on the legislatures of the several states. And the election of the house of representatives will equally depend on the same authority in the first instance; and will, probably, for ever be conducted by the officers, and according to the laws of the states. 4. Among the provisions for giving efficacy to the federal powers, might be added, those which belong to the executive and judiciary departments: but as these are reserved for particular examination in another place, I pass them over in this. We have now reviewed in detail, all the articles composing the sum or quantity of power, delegated by the proposed constitution to the federal gov- ernment; and are brought to this undeniable conclusion, that no part of the power is unnecessary or improper, for accomplishing the necessary objects ofthe union. The question, therefore, whether this amount ofpower shall be granted or not, resolves itself into another question, whether or not a gov- ernment commensurate to the exigencies of the union, shall be established; or, in other words, whether the union itself shall be preserved. publius No. 45 by James Madison A further discussion of the supposed danger from the powers of the union, to the state governments Having shown, that no one of the powers transferred to the federal govern- ment is unnecessary or improper, the next question to be considered is, whether the whole mass of them will be dangerous to the portion of author- ity left in the several states. The adversaries to the plan of the convention, instead of considering in the first place, what degree of power was absolutely necessary for the pur- poses of the federal government, have exhausted themselves in a secondary inquiry into the possible consequences of the proposed degree of power to the governments of the particular states. But if the union, as has been shown, 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 7 The Federalist 238 be essential to the security ofthe people ofAmerica against foreign danger; ifit be essential to their security against contentions and wars among the different states; if it be essential to guard them against those violent and op- pressive factions, which imbitter the blessings of liberty, and against those military establishments which must gradually poison its very fountain; if, in a word, the union be essential to the happiness ofthe people ofAmerica, is it not preposterous, to urge as an objection to a government, without which the objects of the union cannot be attained, that such a government may derogate from the importance of the governments of the individual states? Was then the American revolution effected, was the American confederacy formed, was the precious blood of thousands spilt, and the hard earned substance of millions lavished, not that the people of America should enjoy peace, liberty, and safety; but that the governments of the individual states, that particular municipal establishments, might enjoy a certain extent of power, and be arrayed with certain dignities and attributes of sovereignty? We have heard of the impious doctrine in the old world, that the people were made for kings, not kings for the people. Is the same doctrine to be revived in the new, in another shape, that the solid happiness of the people is to be sacrificed to the views of political institutions of a different form? It is too early for politicians to presume on our forgetting that the public good, the real welfare of the great body of the people, is the supreme object to be pur- sued; and that no form of government whatever, has any other value, than as it may be fitted for the attainment of this object. Were the plan of the con- vention adverse to the public happiness, my voice would be, reject the plan. Were the union itself inconsistent with the public happiness, it would be, abolish the union. In like manner, as far as the sovereignty of the states can- not be reconciled to the happiness of the people, the voice of every good citi- zen must be, let the former be sacrificed to the latter. How far the sacrifice is necessary, has been shown. How far the unsacrificed residue will be endan- gered, is the question before us. Several important considerations have been touched in the course of these papers, which discountenance the supposition, that the operation of the fed- eral government will by degrees prove fatal to the state governments. The more I revolve the subject, the more fully I am persuaded that the balance is much more likely to be disturbed by the preponderancy of the last than of the first scale. 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 8 No. 45 239 We have seen in all the examples ofancient and modern confederacies, the strongest tendency continually betraying itself in the members, to despoil the general government ofits authorities, with a very ineffectual capacity in the latter to defend itself against the encroachments. Although in most of these examples, the system has been so dissimilar from that under consider- ation, as greatly to weaken any inference concerning the latter, from the fate of the former; yet, as the states will retain, under the proposed constitution, a very extensive portion of active sovereignty, the inference ought not to be wholly disregarded. In the Achaean league, it is probable that the federal head had a degree and species of power, which gave it a considerable likeness to the government framed by the convention. The Lycian confederacy, as far as its principles and form are transmitted, must have borne a still greater analogy to it. Yet history does not inform us, that either of them ever degen- erated, or tended to degenerate, into one consolidated government. On the contrary, we know that the ruin ofone ofthem proceeded from the inca- pacity of the federal authority to prevent the dissentions, and finally the dis- union of the subordinate authorities. These cases are the more worthy of our attention, as the external causes by which the component parts were pressed together, were much more numerous and powerful than in our case: and, consequently, less powerful ligaments within would be sufficient to bind the members to the head, and to each other. In the feudal system, we have seen a similar propensity exemplified. Notwithstanding the want of proper sympathy in every instance between the local sovereigns and the people, and the sympathy in some instances between the general sovereign and the latter; it usually happened, that the local sover- eigns prevailed in the rivalship for encroachments. Had no external dangers enforced internal harmony and subordination; and particularly, had the local sovereigns possessed the affections of the people, the great kingdoms in Eu- rope would at this time consist of as many independent princes, as there were formerly feudatory barons. The state governments will have the advantage of the federal government, whether we compare them in respect to the immediate dependence of the one on the other; to the weight of personal influence which each side will possess; to the powers respectively vested in them; to the predilection and probable support of the people; to the disposition and faculty of resisting and frustrating the measures of each other. 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 3 9 The Federalist 240 The state governments may be regarded as constituent and essential parts of the federal government; whilst the latter is no wise essential to the opera- tion or organization of the former. Without the intervention of the state leg- islatures, the president of the United States cannot be elected at all. They must in all cases have a great share in his appointment, and will, perhaps, in most cases, of themselves determine it. The senate will be elected absolutely and exclusively by the state legislatures. Even the house of representatives, though drawn immediately from the people, will be chosen very much under the influence of that class of men, whose influence over the people obtains for themselves an election into the state legislatures. Thus each of the principal branches of the federal government will owe its existence more or less to the favour of the state governments, and must consequently feel a dependence, which is much more likely to beget a disposition too obsequious, than too overbearing towards them. On the other side, the component parts of the state governments will in no instance be indebted for their appointment to the direct agency of the federal government, and very little, if at all, to the local influence of its members. The number of individuals employed under the constitution of the United States, will be much smaller than the number employed under the particular states. There will consequently be less of personal influence on the side of the former than of the latter. The members of the legislative, executive, and judi- ciary departments of thirteen and more states; the justices of peace, officers of militia, ministerial officers of justice, with all the county, corporation, and town officers, for three millions and more of people, intermixed, and having particular acquaintance with every class and circle ofpeople, must exceed beyond all proportion, both in number and influence, those of every de- scription who will be employed in the administration of the federal system. Compare the members of the three great departments, of the thirteen states, excluding from the judiciary department the justices of peace, with the members of the corresponding departments of the single government of the union; compare the militia officers of three millions of people, with the mili- tary and marine officers of any establishment which is within the compass of probability, or, I may add, of possibility; and in this view alone, we may pro- nounce the advantage ofthe states to be decisive. Ifthe federal government is to have collectors of revenue, the state governments will have theirs also. And as those of the former will be principally on the sea-coast, and not very numerous; whilst those of the latter will be spread over the face of the coun- 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 0 No. 45 241 try, and will be very numerous, the advantage in this view also lies on the same side. It is true that the confederacy is to possess, and may exercise the power of collecting internal as well as external taxes throughout the states: but it is probable that this power will not be resorted to except for supple- mental purposes of revenue; that an option will then be given to the states to supply their quotas by previous collections of their own; and that the even- tual collection under the immediate authority of the union, will generally be made by the officers, and according to the rules appointed by the several states. Indeed it is extremely probable, that in other instances, particularly in the organization of the judicial power, the officers of the states will be clothed with the correspondent authority of the union. Should it happen, however, that separate collectors of internal revenue should be appointed under the federal government, the influence of the whole number would not bear a comparison with that of the multitude of state officers in the opposite scale. Within every district, to which a federal collector would be allotted, there would not be less than thirty or forty, or even more officers, of different descriptions, and many of them persons of character and weight, whose in- fluence would lie on the side of the state. The powers delegated by the proposed constitution to the federal govern- ment, are few and defined. Those which are to remain in the state gov- ernments, are numerous and indefinite. The former will be exercised princi- pally on external objects, as war, peace, negotiation, and foreign commerce; with which last the power of taxation will, for the most part, be connected. The powers reserved to the several states will extend to all the objects, which, in the ordinary course of affairs, concern the lives, liberties, and properties of the people; and the internal order, improvement, and prosperity of the state. The operations of the federal government will be most extensive and im- portant in times of war and danger; those of the state governments in times of peace and security. As the former periods will probably bear a small pro- portion to the latter, the state governments will here enjoy another advantage over the federal government. The more adequate indeed the federal powers may be rendered to the national defence, the less frequent will be those scenes of danger which might favour their ascendancy over the governments of the particular states. Ifthe new constitution be examined with accuracy and candour, it will be found that the change which it proposes, consists much less in the addi- tion of new powers to the union, than in the invigoration of its original 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 1 The Federalist 242 powers. The regulation of commerce, it is true, is a new power; but that seems to be an addition which few oppose, and from which no apprehen- sions are entertained. The powers relating to war and peace, armies and fleets, treaties and finance, with the other more considerable powers, are all vested in the existing congress by the articles of confederation. The proposed change does not enlarge these powers; it only substitutes a more effectual mode of administering them. The change relating to taxation, may be re- garded as the most important: and yet the present congress have as complete authority to require of the states, indefinite supplies of money for the common defence and general welfare, as the future congress will have to re- quire them of individual citizens; and the latter will be no more bound than the states themselves have been, to pay the quotas respectively taxed on them. Had the states complied punctually with the articles of confederation, or could their compliance have been enforced by as peaceable means as may be used with success towards single persons, our past experience is very far from countenancing an opinion, that the state governments would have lost their constitutional powers, and have gradually undergone an entire consolida- tion. To maintain that such an event would have ensued, would be to say at once, that the existence of the state governments is incompatible with any system whatever, that accomplishes the essential purposes of the union. publius No. 46 by James Madison The subject of the last paper resumed; with an examination of the comparative means of influence of the federal and state governments Resuming the subject ofthe last paper, I proceed to inquire, whether the federal government or the state governments, will have the advantage with regard to the predilection and support of the people. Notwithstanding the different modes in which they are appointed, we 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 2 must consider both of them as substantially dependent on the great body of the citizens of the United States. I assume this position here as it respects the first, reserving the proofs for another place. The federal and state govern- ments are in fact but different agents and trustees of the people, instituted with different powers, and designated for different purposes. The adversaries of the constitution seem to have lost sight of the people altogether in their reasonings on this subject; and to have viewed these different establishments, not only as mutual rivals and enemies, but as uncontroled by any common superior, in their efforts to usurp the authorities of each other. These gentle- men must here be reminded of their error. They must be told, that the ulti- mate authority, wherever the derivative may be found, resides in the people alone; and that it will not depend merely on the comparative ambition or ad- dress of the different governments, whether either, or which of them, will be able to enlarge its sphere of jurisdiction at the expense of the other. Truth, no less than decency, requires, that the event in every case, should be supposed to depend on the sentiments and sanction of their common constituents. Many considerations, besides those suggested on a former occasion, seem to place it beyond doubt, that the first and most natural attachment of the people, will be to the governments of their respective states. Into the admin- istration ofthese, a greater number ofindividuals will expect to rise. From the gift of these, a greater number of offices and emoluments will flow. By the superintending care of these, all the more domestic and personal interests of the people will be regulated and provided for. With the affairs of these, the people will be more familiarly and minutely conversant: and with the mem- bers of these, will a greater proportion of the people have the ties of personal acquaintance and friendship, and of family and party attachments. On the side of these, therefore, the popular bias may well be expected most strongly to incline. Experience speaks the same language in this case. The federal administra- tion, though hitherto very defective, in comparison with what may be hoped under a better system, had, during the war, and particularly whilst the inde- pendent fund of paper emissions was in credit, an activity and importance as great as it can well have, in any future circumstances whatever. It was engaged too in a course of measures which had for their object the protection of every thing that was dear, and the acquisition ofevery thing that could be desir- able to the people at large. It was, nevertheless, invariably found, after the No. 46 243 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 3 The Federalist 244 transient enthusiasm for the early congresses was over, that the attention and attachment of the people were turned anew to their own particular govern- ments; that the federal council was at no time the idol of popular favour; and that opposition to proposed enlargements of its powers and importance, was the side usually taken by the men, who wished to build their political conse- quence on the prepossessions of their fellow citizens. If, therefore, as has been elsewhere remarked, the people should in future become more partial to the federal than to the state governments, the change can only result from such manifest and irresistible proofs of a better admin- istration, as will overcome all their antecedent propensities. And in that case, the people ought not surely to be precluded from giving most of their con- fidence where they may discover it to be most due: but even in that case, the state governments could have little to apprehend, because it is only within a certain sphere, that the federal power can, in the nature of things, be advan- tageously administered. The remaining points on which I propose to compare the federal and state governments, are the disposition and the faculty they may respectively pos- sess, to resist and frustrate the measures of each other. It has been already proved, that the members of the federal will be more dependent on the members of the state governments, than the latter will be on the former. It has appeared also, that the prepossessions of the people, on whom both will depend, will be more on the side of the state governments than of the federal government. So far as the disposition of each, towards the other, may be influenced by these causes, the state governments must clearly have the advantage. But in a distinct and very important point of view, the advantage will lie on the same side. The prepossessions which the members themselves will carry into the federal government, will generally be favour- able to the states; whilst it will rarely happen, that the members of the state governments will carry into the public councils, a bias in favour of the gen- eral government. A local spirit will infallibly prevail much more in the mem- bers of the congress, than a national spirit will prevail in the legislatures of the particular states. Every one knows, that a great proportion of the errors com- mitted by the state legislatures, proceeds from the disposition of the mem- bers to sacrifice the comprehensive and permanent interests of the state, to the particular and separate views ofthe counties or districts in which they reside. And ifthey do not sufficiently enlarge their policy, to embrace the 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 4 No. 46 245 collective welfare of their particular state, how can it be imagined, that they will make the aggregate prosperity of the union, and the dignity and respect- ability of its government, the objects of their affections and consultations? For the same reason, that the members of the state legislatures will be unlikely to attach themselves sufficiently to national objects, the members of the fed- eral legislature will be likely to attach themselves too much to local objects. The states will be to the latter, what counties and towns are to the former. Measures will too often be decided according to their probable effect, not on the national prosperity and happiness, but on the prejudices, interests, and pursuits of the governments and people of the individual states. What is the spirit that has in general characterized the proceedings of congress? A perusal of their journals, as well as the candid acknowledgements of such as have had a seat in that assembly, will inform us, that the members have but too fre- quently displayed the character, rather of partizans of their respective states, than of impartial guardians of a common interest; that where, on one occa- sion, improper sacrifices have been made of local considerations to the ag- grandizement of the federal government; the great interests of the nation have suffered on an hundred, from an undue attention to the local preju- dices, interests, and views of the particular states. I mean not by these reflec- tions to insinuate, that the new federal government will not embrace a more enlarged plan of policy, than the existing government may have pursued; much less, that its views will be as confined as those of the state legislatures: but only that it will partake sufficiently of the spirit of both, to be disinclined to invade the rights of the individual states, or the prerogatives of their gov- ernments. The motives on the part of the state governments, to augment their prerogatives by defalcations from the federal government, will be over- ruled by no reciprocal predispositions in the members. Were it admitted, however, that the federal government may feel an equal disposition with the state governments to extend its power beyond the due limits, the latter would still have the advantage in the means of defeating such encroachments. If an act of a particular state, though unfriendly to the na- tional government, be generally popular in that state, and should not too grossly violate the oaths of the state officers, it is executed immediately, and of course, by means on the spot, and depending on the state alone. The op- position of the federal government, or the interposition of federal officers, would but inflame the zeal of all parties on the side of the state; and the evil 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 5 The Federalist 246 could not be prevented or repaired, if at all, without the employment of means which must always be resorted to with reluctance and difficulty. On the other hand, should an unwarrantable measure of the federal government be unpopular in particular states, which would seldom fail to be the case, or even a warrantable measure be so, which may sometimes be the case, the means of opposition to it are powerful and at hand. The disquietude of the people; their repugnance, and perhaps refusal, to co-operate with the officers of the union; the frowns of the executive magistracy of the state; the embar- rassments created by legislative devices, which would often be added on such occasions, would oppose, in any state, difficulties not to be despised; would form, in a large state, very serious impediments; and where the sentiments of several adjoining states happened to be in unison, would present obstruc- tions which the federal government would hardly be willing to encounter. But ambitious encroachments of the federal government, on the author- ity ofthe state governments, would not excite the opposition ofa single state, or of a few states only. They would be signals of general alarm. Every government would espouse the common cause. A correspondence would be opened. Plans of resistance would be concerted. One spirit would animate and conduct the whole. The same combination, in short, would result from an apprehension of the federal, as was produced by the dread of a foreign yoke; and unless the projected innovations should be voluntarily renounced, the same appeal to a trial offorce would be made in the one case, as was made in the other. But what degree of madness could ever drive the federal government to such an extremity? In the contest with Great Britain, one part ofthe empire was employed against the other. The more numerous part invaded the rights of the less numerous part. The attempt was unjust and unwise; but it was not in speculation absolutely chimerical. But what would be the contest, in the case we are supposing? Who would be the parties? A few representatives of the people would be opposed to the people themselves; or rather one set ofrepresentatives would be contending against thirteen sets of representatives, with the whole body of their common constituents on the side of the latter. The only refuge left for those who prophecy the downfal of the state gov- ernments, is the visionary supposition, that the federal government may previously accumulate a military force for the projects of ambition. The reasonings contained in these papers, must have been employed to little 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 6 No. 46 247 purpose indeed, if it could be necessary now to disprove the reality of this danger. That the people and the states should, for a sufficient period of time, elect an uninterrupted succession of men ready to betray both; that the trai- tors should, throughout this period, uniformly and systematically pursue some fixed plan for the extension of the military establishment; that the governments and the people of the states should silently and patiently behold the gathering storm, and continue to supply the materials, until it should be prepared to burst on their own heads, must appear to every one more like the incoherent dreams of a delirious jealousy, or the misjudged exaggerations of a counterfeit zeal, than like the sober apprehensions of genuine patriotism. Extravagant as the supposition is, let it however be made. Let a regular army, fully equal to the resources of the country, be formed; and let it be entirely at the devotion of the federal government; still it would not be going too far to say, that the state governments, with the people on their side, would be able to repel the danger. The highest number to which, according to the best com- putation, a standing army can be carried in any country, does not exceed one hundredth part of the whole number of souls; or one twenty-fifth part of the number able to bear arms. This proportion would not yield, in the United States, an army of more than twenty-five or thirty thousand men. To these would be opposed a militia amounting to near half a million of citizens with arms in their hands, officered by men chosen from among themselves, fight- ing for their common liberties, and united and conducted by governments possessing their affections and confidence. It may well be doubted, whether a militia thus circumstanced, could ever be conquered by such a proportion of regular troops. Those who are best acquainted with the late successful re- sistance of this country against the British arms, will be most inclined to deny the possibility of it. Besides the advantage of being armed, which the Ameri- cans possess over the people of almost every other nation, the existence of subordinate governments, to which the people are attached, and by which the militia officers are appointed, forms a barrier against the enterprises of ambition, more insurmountable than any which a simple government of any form can admit of. Notwithstanding the military establishments in the sev- eral kingdoms of Europe, which are carried as far as the public resources will bear, the governments are afraid to trust the people with arms. And it is not certain, that with this aid alone, they would not be able to shake off their yokes. But were the people to possess the additional advantages oflocal 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 7 The Federalist 248 governments chosen by themselves, who could collect the national will, and direct the national force, and of officers appointed out of the militia, by these governments, and attached both to them and to the militia, it may be af- firmed with the greatest assurance, that the throne of every tyranny in Europe would be speedily overturned in spite ofthe legions which surround it. Let us not insult the free and gallant citizens of America with the suspicion, that they would be less able to defend the rights of which they would be in actual possession, than the debased subjects of arbitrary power would be to rescue theirs from the hands of their oppressors. Let us rather no longer insult them with the supposition, that they can ever reduce themselves to the necessity of making the experiment, by a blind and tame submission to the long train of insidious measures which must precede and produce it. The argument under the present head may be put into a very concise form, which appears altogether conclusive. Either the mode in which the fed- eral government is to be constructed, will render it sufficiently dependent on the people, or it will not. On the first supposition, it will be restrained by that dependence from forming schemes obnoxious to their constituents. On the other supposition, it will not possess the confidence of the people, and its schemes of usurpation will be easily defeated by the state governments; which will be supported by the people. On summing up the considerations stated in this and the last paper, they seem to amount to the most convincing evidence, that the powers proposed to be lodged in the federal government, are as little formidable to those re- served to the individual states, as they are indispensably necessary to accom- plish the purposes of the union; and that all those alarms which have been sounded, of a meditated and consequential annihilation of the state govern- ments, must, on the most favourable interpretation, be ascribed to the chi- merical fears of the authors of them. publius 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 8 249 No. 47 by James Madison The meaning of the maxim, which requires a separation of the departments of power, examined and ascertained Having reviewed the general form of the proposed government, and the gen- eral mass of power allotted to it; I proceed to examine the particular struc- ture of this government, and the distribution of this mass of power among its constituent parts. One of the principal objections inculcated by the more respectable ad- versaries to the constitution, is its supposed violation of the political maxim, that the legislative, executive, and judiciary departments, ought to be separate and distinct. In the structure of the federal government, no regard, it is said, seems to have been paid to this essential precaution in favour of liberty. The several departments of power are distributed and blended in such a manner, as at once to destroy all symmetry and beauty of form: and to expose some of the essential parts of the edifice to the danger of being crushed by the dispro- portionate weight of other parts. No political truth is certainly of greater intrinsic value, or is stamped with the authority ofmore enlightened patrons of liberty, than that on which the objection is founded. The accumulation of all powers, legislative, execu- tive, and judiciary, in the same hands, whether of one, a few, or many, and whether hereditary, self-appointed, or elective, may justly be pronounced the very definition of tyranny. Were the federal constitution, therefore, really chargeable with this accumulation of power, or with a mixture of powers, having a dangerous tendency to such an accumulation, no further arguments would be necessary to inspire a universal reprobation of the system. I per- suade myself, however, that it will be made apparent to every one, that the charge cannot be supported, and that the maxim on which it relies has been 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 4 9 The Federalist 250 totally misconceived and misapplied. In order to form correct ideas on this important subject, it will be proper to investigate the sense in which the preservation ofliberty requires, that the three great departments of power should be separate and distinct. The oracle who is always consulted and cited on this subject, is the cele- brated Montesquieu. Ifhe be not the author of this invaluable precept in the science of politics, he has the merit at least of displaying and recommending it most effectually to the attention of mankind. Let us endeavour, in the first place, to ascertain his meaning on this point. The British constitution was to Montesquieu, what Homer has been to the didactic writers on epic poetry. As the latter have considered the work of the immortal bard, as the perfect model from which the principles and rules of the epic art were to be drawn, and by which all similar works were to be judged: so this great political critic appears to have viewed the constitution of England as the standard, or to use his own expression, as the mirror of po- litical liberty; and to have delivered, in the form of elementary truths, the sev- eral characteristic principles of that particular system. That we may be sure then not to mistake his meaning in this case, let us recur to the source from which the maxim was drawn. On the slightest view ofthe British constitution, we must perceive, that the legislative, executive, and judiciary departments, are by no means totally separate and distinct from each other. The executive magistrate forms an in- tegral part ofthe legislative authority. He alone has the prerogative ofmak- ing treaties with foreign sovereigns, which, when made, have, under certain limitations, the force of legislative acts. All the members of the judiciary de- partment are appointed by him; can be removed by him on the address of the two houses of parliament, and form, when he pleases to consult them, one ofhis constitutional councils. One branch of the legislative department, forms also a great constitutional council to the executive chief; as, on another hand, it is the sole depository of judicial power in cases of impeachment, and is invested with the supreme appellate jurisdiction in all other cases. The judges again are so far connected with the legislative department, as often to attend and participate in its deliberations, though not admitted to a legisla- tive vote. From these facts, by which Montesquieu was guided, it may clearly be 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 0 No. 47 251 inferred, that in saying, “there can be no liberty, where the legislative and executive powers are united in the same person, or body of magistrates;” or, “if the power of judging, be not separated from the legislative and executive powers,” he did not mean that these departments ought to have no partial agency in, or no control over the acts of each other. His meaning, as his own words import, and still more conclusively as illustrated by the example in his eye, can amount to no more than this, that where the whole power ofone department is exercised by the same hands which possess the whole power of another department, the fundamental principles of a free constitution are subverted. This would have been the case in the constitution examined by him, if the king, who is the sole executive magistrate, had possessed also the complete legislative power, or the supreme administration of justice; or if the entire legislative body had possessed the supreme judiciary, or the supreme executive authority. This, however, is not among the vices of that constitu- tion. The magistrate, in whom the whole executive power resides, cannot of himself make a law, though he can put a negative on every law; nor adminis- ter justice in person, though he has the appointment of those who do ad- minister it. The judges can exercise no executive prerogative, though they are shoots from the executive stock; nor any legislative function, though they may be advised with by the legislative councils. The entire legislature, can perform no judiciary act; though by the joint act of two of its branches, the judges may be removed from their offices; and though one of its branches is possessed of the judicial power in the last resort. The entire legislature again can exercise no executive prerogative, though one of its branches* con- stitutes the supreme executive magistracy; and another, on the impeachment of a third, can try and condemn all the subordinate officers in the executive department. The reasons on which Montesquieu grounds his maxim, are a further demonstration of his meaning. “When the legislative and executive powers are united in the same person or body,” says he, “there can be no liberty, be- cause apprehensions may arise lest the same monarch or senate should enact tyrannical laws, to execute them in a tyrannical manner.” Again, “were the power of judging joined with the legislative, the life and liberty of the subject *The King. 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 1 would be exposed to arbitrary control, for the judge would then be the legis- lator. Were it joined to the executive power, the judge might behave with all the violence of an oppressor.” Some of these reasons are more fully explained in other passages; but briefly stated as they are here, they sufficiently establish the meaning which we have put on this celebrated maxim of this celebrated author. If we look into the constitutions of the several states, we find that, notwith- standing the emphatical, and in some instances, the unqualified terms in which this axiom has been laid down, there is not a single instance in which the several departments ofpower have been kept absolutely separate and distinct. New Hampshire, whose constitution was the last formed, seems to have been fully aware of the impossibility and inexpediency of avoiding any mixture whatever of these departments; and has qualified the doctrine by de- claring, “that the legislative, executive, and judiciary powers, ought to be kept as separate from, and independent of each other, as the nature of a free gov- ernment will admit; or as is consistent with that chain of connexion, that binds the whole fabric of the constitution in one indissoluble bond of unity and amity.” Her constitution accordingly mixes these departments in several respects. The senate, which is a branch of the legislative department, is also a judicial tribunal for the trial of impeachments. The president, who is the head of the executive department, is the presiding member also of the senate; and besides an equal vote in all cases, has a casting vote in case of a tie. The executive head is himself eventually elective every year by the legislative department; and his council is every year chosen by and from the members of the same depart- ment. Several ofthe officers ofstate are also appointed by the legislature. And the members of the judiciary department are appointed by the executive department. The constitution ofMassachusetts has observed a sufficient, though less pointed caution, in expressing this fundamental article of liberty. It declares, “that the legislative department shall never exercise the executive and judicial powers, or either of them: the executive shall never exercise the legislative and judicial powers, or either of them: the judicial shall never exercise the legis- lative and executive powers, or either of them.” This declaration corresponds precisely with the doctrine ofMontesquieu, as it has been explained, and is not in a single point violated by the plan of the convention. It goes no farther The Federalist 252 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 2 than to prohibit any one of the entire departments from exercising the pow- ers ofanother department. In the very constitution to which it is prefixed, a partial mixture of powers has been admitted. The executive magistrate has a qualified negative on the legislative body; and the senate, which is a part of the legislature, is a court of impeachment for members both of the executive and judiciary departments. The members of the judiciary department again, are appointable by the executive department, and removeable by the same authority, on the address of the two legislative branches. Lastly, a number of the officers of government, are annually appointed by the legislative depart- ment. As the appointment to offices, particularly executive offices, is in its nature an executive function, the compilers of the constitution have, in this last point at least, violated the rule established by themselves. I pass over the constitutions ofRhode Island and Connecticut, because they were formed prior to the revolution: and even before the principle under examination had become an object of political attention. The constitution ofNew York contains no declaration on this subject; but appears very clearly to have been framed with an eye to the danger of improperly blending the different departments. It gives, nevertheless, to the executive magistrate a partial control over the legislative department; and what is more, gives a like control to the judiciary department, and even blends the executive and judiciary departments in the exercise of this control. In its council of appointment, members of the legislative, are associated with the executive authority, in the appointment of officers, both executive and ju- diciary. And its court for the trial of impeachments and correction of errors, is to consist ofone branch ofthe legislature and the principal members of the judiciary department. The constitution ofNew Jersey has blended the different powers of gov- ernment more than any ofthe preceding. The governor, who is the execu- tive magistrate, is appointed by the legislature; is chancellor, and ordinary, or surrogate of the state; is a member of the supreme court of appeals, and presi- dent with a casting vote ofone ofthe legislative branches. The same legis- lative branch acts again as executive council of the governor, and with him constitutes the court of appeals. The members of the judiciary department are appointed by the legislative department, and removeable by one branch of it on the impeachment of the other. No. 47 253 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 3 According to the constitution ofPennsylvania,* the president, who is head of the executive department, is annually elected by a vote in which the legis- lative department predominates. In conjunction with an executive council, he appoints the members of the judiciary department, and forms a court of impeachments for trial of all officers, judiciary as well as executive. The judges of the supreme court, and justices of the peace, seem also to be re- moveable by the legislature; and the executive power of pardoning in certain cases to be referred to the same department. The members of the executive council are made ex officio justices of peace throughout the state. In Delaware,* the chiefexecutive magistrate is annually elected by the legislative department. The speakers of the two legislative branches are vice- presidents in the executive department. The executive chief, with six others, appointed three by each of the legislative branches, constitute the supreme court of appeals: he is joined with the legislative department in the appoint- ment ofthe other judges. Throughout the states, it appears that the mem- bers of the legislature may at the same time be justices of the peace. In this state, the members of one branch of it are ex officio justices of the peace; as are also the members ofthe executive council. The principal officers of the executive department are appointed by the legislative; and one branch of the latter forms a court of impeachments. All officers may be removed on address of the legislature. Maryland has adopted the maxim in the most unqualified terms; declar- ing that the legislative, executive, and judicial powers of government, ought to be for ever separate and distinct from each other. Her constitution, not- withstanding, makes the executive magistrate appointable by the legislative department; and the members of the judiciary, by the executive department. The language ofVirginia is still more pointed on this subject. Her con- stitution declares, “that the legislative, executive, and judiciary departments, shall be separate and distinct; so that neither exercise the powers properly belonging to the other; nor shall any person exercise the powers of more than one of them at the same time; except that the justices of county courts shall be eligible to either house of assembly.” Yet we find not only this express ex- ception, with respect to the members of the inferior courts; but that the chief magistrate, with his executive council, are appointable by the legislature; that The Federalist 254 *The constitutions of these states have been since altered. 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 4 two members of the latter, are triennially displaced at the pleasure of the leg- islature; and that all the principal officers, both executive and judiciary, are filled by the same department. The executive prerogative of pardoning, also, is in one case vested in the legislative department. The constitution of North Carolina, which declares, “that the legislative, executive, and supreme judicial powers of government, ought to be forever separate and distinct from each other,” refers at the same time to the legisla- tive department, the appointment not only of the executive chief, but all the principal officers within both that and the judiciary department. In South Carolina, the constitution makes the executive magistracy eli- gible by the legislative department. It gives to the latter, also, the appointment of the members of the judiciary department, including even justices of the peace and sheriffs; and the appointment of officers in the executive depart- ment, down to captains in the army and navy of the state. In the constitution ofGeorgia, where it is declared, “that the legislative, executive, and judiciary departments, shall be separate and distinct, so that neither exercise the powers properly belonging to the other,” we find that the executive department is to be filled by appointments of the legislature; and the executive prerogative of pardoning, to be finally exercised by the same au- thority. Even justices of the peace are to be appointed by the legislature. In citing these cases in which the legislative, executive, and judiciary de- partments, have not been kept totally separate and distinct, I wish not to be regarded as an advocate for the particular organizations of the several state governments. I am fully aware, that among the many excellent principles which they exemplify, they carry strong marks of the haste, and still stronger of the inexperience, under which they were framed. It is but too obvious, that, in some instances, the fundamental principle under consideration, has been violated by too great a mixture, and even an actual consolidation of the different powers; and that in no instance has a competent provision been made for maintaining in practice the separation delineated on paper. What I have wished to evince is, that the charge brought against the proposed con- stitution, of violating a sacred maxim of free government, is warranted nei- ther by the real meaning annexed to that maxim by its author, nor by the sense in which it has hitherto been understood in America. This interesting subject will be resumed in the ensuing paper. publius No. 47 255 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 5 No. 48 by James Madison The same subject continued, with a view to the means of giving efficacy in practice to that maxim It was shown in the last paper, that the political apothegm there examined, does not require that the legislative, executive, and judiciary departments, should be wholly unconnected with each other. I shall undertake in the next place to show, that unless these departments be so far connected and blended, as to give to each a constitutional control over the others, the degree of separation which the maxim requires, as essential to a free government, can never in practice be duly maintained. It is agreed on all sides, that the powers properly belonging to one of the departments, ought not to be directly and completely administered by either of the other departments. It is equally evident, that neither of them ought to possess, directly or indirectly, an overruling influence over the others in the administration of their respective powers. It will not be denied, that power is of an encroaching nature, and that it ought to be effectually restrained from passing the limits assigned to it. After discriminating, therefore, in theory, the several classes of power, as they may in their nature be legislative, executive, or judiciary; the next, and most difficult task, is to provide some practical se- curity for each, against the invasion of the others. What this security ought to be, is the great problem to be solved. Will it be sufficient to mark, with precision, the boundaries of these de- partments, in the constitution of the government, and to trust to these parch- ment barriers against the encroaching spirit of power? This is the security which appears to have been principally relied on by the compilers of most of the American constitutions. But experience assures us, that the efficacy of the provision has been greatly overrated; and that some more adequate defence is indispensably necessary for the more feeble, against the more powerful members of the government. The legislative department is every where ex- 256 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 6 tending the sphere of its activity, and drawing all power into its impetuous vortex. The founders of our republics have so much merit for the wisdom which they have displayed, that no task can be less pleasing than that of pointing out the errors into which they have fallen. A respect for truth, however, obliges us to remark, that they seem never for a moment to have turned their eyes from the danger to liberty, from the overgrown and all-grasping preroga- tive of an hereditary magistrate, supported and fortified by an hereditary branch of the legislative authority. They seem never to have recollected the danger from legislative usurpations, which, by assembling all power in the same hands, must lead to the same tyranny as is threatened by executive usurpations. In a government where numerous and extensive prerogatives are placed in the hands ofa hereditary monarch, the executive department is very justly regarded as the source of danger, and watched with all the jealousy which a zeal for liberty ought to inspire. In a democracy, where a multitude of people exercise in person the legislative functions, and are continually ex- posed, by their incapacity for regular deliberation and concerted measures, to the ambitious intrigues of their executive magistrates, tyranny may well be apprehended, on some favourable emergency, to start up in the same quar- ter. But in a representative republic, where the executive magistracy is care- fully limited, both in the extent and the duration of its power; and where the legislative power is exercised by an assembly, which is inspired by a supposed influence over the people, with an intrepid confidence in its own strength; which is sufficiently numerous to feel all the passions which actuate a multi- tude; yet not so numerous as to be incapable of pursuing the objects of its passions, by means which reason prescribes; it is against the enterprising am- bition of this department, that the people ought to indulge all their jealousy, and exhaust all their precautions. The legislative department derives a superiority in our governments from other circumstances. Its constitutional powers being at once more exten- sive, and less susceptible of precise limits, it can, with the greater facility, mask under complicated and indirect measures, the encroachments which it makes on the co-ordinate departments. It is not unfrequently a question of real nicety in legislative bodies, whether the operation of a particular measure will, or will not extend beyond the legislative sphere. On the other side, the executive power being restrained within a narrower compass, and being No. 48 257 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 7 more simple in its nature; and the judiciary being described by land-marks, still less uncertain, projects of usurpation by either of these departments, would immediately betray and defeat themselves. Nor is this all: as the legis- lative department alone has access to the pockets of the people, and has in some constitutions full discretion, and in all, a prevailing influence over the pecuniary rewards of those who fill the other departments; a dependence is thus created in the latter, which gives still greater facility to encroachments of the former. I have appealed to our own experience for the truth of what I advance on this subject. Were it necessary to verify this experience by particular proofs, they might be multiplied without end. I might collect vouchers in abundance from the records and archives of every state in the union. But as a more con- cise, and at the same time equally satisfactory evidence, I will refer to the example of two states, attested by two unexceptionable authorities. The first example is that ofVirginia, a state which, as we have seen, has ex- pressly declared in its constitution, that the three great departments ought not to be intermixed. The authority in support of it is Mr. Jefferson, who, be- sides his other advantages for remarking the operation of the government, was himself the chief magistrate of it. In order to convey fully the ideas with which his experience had impressed him on this subject, it will be necessary to quote a passage of some length from his very interesting “Notes on the state ofVirginia,” (p. 195.) “All the powers of government, legislative, execu- tive, and judiciary, result to the legislative body. The concentrating these in the same hands, is precisely the definition of despotic government. It will be no alleviation that these powers will be exercised by a plurality of hands, and not by a single one. One hundred and seventy-three despots would surely be as oppressive as one. Let those who doubt it, turn their eyes on the republic ofVenice. As little will it avail us that they are chosen by ourselves. An elective despotism was not the government we fought for; but one which should not only be founded on free principles, but in which the powers of government should be so divided and balanced among several bodies of magistracy, as that no one could transcend their legal limits, without being effectually checked and restrained by the others. For this reason, that convention which passed the ordinance ofgovernment, laid its foundation on this basis, that the legislative, executive, and judiciary departments, should be separate and distinct, so that no person should exercise the powers of more than one of The Federalist 258 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 8 them at the same time. But no barrier was provided between these several powers. The judiciary and executive members were left dependent on the leg- islative for their subsistence in office, and some of them for their continuance in it. If, therefore, the legislature assumes executive and judiciary powers, no opposition is likely to be made; nor if made, can be effectual; because in that case, they may put their proceeding into the form of an act of assembly, which will render them obligatory on the other branches. They have accord- ingly, in many instances, decided rights which should have been left to judi- ciary controversy; and the direction of the executive, during the whole time of their session, is becoming habitual and familiar.” The other state which I shall take for an example, is Pennsylvania; and the other authority the council of censors which assembled in the years 1783 and 1784. A part ofthe duty ofthis body, as marked out by the constitu- tion, was “to inquire whether the constitution had been preserved inviolate in every part; and whether the legislative and executive branches of govern- ment, had performed their duty as guardians of the people, or assumed to themselves, or exercised other or greater powers than they are entitled to by the constitution.” In the execution of this trust, the council were necessarily led to a comparison of both the legislative and executive proceedings, with the constitutional powers of these departments: and from the facts enumer- ated, and to the truth of most of which both sides in the council subscribed, it appears that the constitution had been flagrantly violated by the legislature in a variety of important instances. A great number of laws had been passed violating, without any apparent necessity, the rule requiring that all bills ofa public nature shall be previ- ously printed for the consideration of the people; although this is one of the precautions chiefly relied on by the constitution against improper acts of the legislature. The constitutional trial by jury had been violated; and powers assumed which had not been delegated by the constitution. Executive powers had been usurped. The salaries of the judges, which the constitution expressly requires to be fixed, had been occasionally varied; and cases belonging to the judiciary de- partment, frequently drawn within legislative cognizance and determination. Those who wish to see the several particulars falling under each of these heads, may consult the journals of the council which are in print. Some of No. 48 259 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 5 9 them, it will be found, may be imputable to peculiar circumstances con- nected with the war: but the greater part of them may be considered as the spontaneous shoots of an ill constituted government. It appears also, that the executive department had not been innocent of frequent breaches of the constitution. There are three observations, however, which ought to be made on this head. First. A great proportion of the in- stances, were either immedietely produced by the necessities of the war, or recommended by congress or the commander in chief. Second. In most of the other instances, they conformed either to the declared or the known sentiments of the legislative department. Third. The executive department of Pennsylvania is distinguished from that of the other states, by the number of members composing it. In this respect it has as much affinity to a legislative assembly, as to an executive council. And being at once exempt from the re- straint of an individual responsibility for the acts of the body, and deriving confidence from mutual example and joint influence; unauthorized mea- sures would of course be more freely hazarded, than where the executive de- partment is administered by a single hand, or by a few hands. The conclusion which I am warranted in drawing from these observations is, that a mere demarkation on parchment of the constitutional limits of the several departments, is not a sufficient guard against those encroachments which lead to a tyrannical concentration of all the powers of government in the same hands. publius No. 49 by James Madison The same subject continued, with the same view The author of the “Notes on the state of Virginia,” quoted in the last paper, has subjoined to that valuable work, the draught of a constitution, which had been prepared in order to be laid before a convention expected to be called in 1783, by the legislature, for the establishment of a constitution for that commonwealth. The plan, like every thing from the same pen, marks a turn The Federalist 260 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 0 of thinking original, comprehensive, and accurate; and is the more worthy of attention, as it equally displays a fervent attachment to republican govern- ment, and an enlightened view of the dangerous propensities against which it ought to be guarded. One of the precautions which he proposes, and on which he appears ultimately to rely as a palladium to the weaker departments of power, against the invasions of the stronger, is perhaps altogether his own, and as it immediately relates to the subject of our present inquiry, ought not to be overlooked. His proposition is, “that whenever any two of the three branches of gov- ernment shall concur in opinion each by the voices of two thirds of their whole number, that a convention is necessary for altering the constitution, or correcting breaches of it, a convention shall be called for the purpose.” As the people are the only legitimate fountain of power, and it is from them that the constitutional charter, under which the several branches of government hold their power, is derived; it seems strictly consonant to the republican theory, to recur to the same original authority, not only when- ever it may be necessary to enlarge, diminish, or new model the powers of government; but also whenever any one of the departments may commit en- croachments on the chartered authorities of the others. The several depart- ments being perfectly co-ordinate by the terms of their common commis- sion, neither of them, it is evident, can pretend to an exclusive or superior right ofsettling the boundaries between their respective powers: and how are the encroachments of the stronger to be prevented, or the wrongs of the weaker to be redressed, without an appeal to the people themselves, who, as the grantors of the commission, can alone declare its true meaning, and en- force its observance? There is certainly great force in this reasoning, and it must be allowed to prove, that a constitutional road to the decision of the people ought to be marked out and kept open, for certain great and extraordinary occasions. But there appear to be insuperable objections against the proposed recurrence to the people, as a provision in all cases for keeping the several departments of power within their constitutional limits. In the first place, the provision does not reach the case of a combination of two of the departments against a third. If the legislative authority, which possesses so many means of operating on the motives of the other depart- ments, should be able to gain to its interest either of the others, or even one- third of its members, the remaining department could derive no advantage No. 49 261 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 1 from this remedial provision. I do not dwell, however, on this objection, be- cause it may be thought to lie rather against the modification of the principle, than against the principle itself. In the next place, it may be considered as an objection inherent in the principle, that, as every appeal to the people would carry an implication of some defect in the government, frequent appeals would, in a great measure, deprive the government of that veneration which time bestows on every thing, and without which perhaps the wisest and freest governments would not possess the requisite stability. If it be true that all governments rest on opinion, it is no less true, that the strength ofopinion in each individual, and its practical influence on his conduct, depend much on the number which he supposes to have entertained the same opinion. The reason of man, like man himself, is timid and cautious when left alone; and acquires firmness and confidence, in proportion to the number with which it is associated. When the examples which fortify opinion, are ancient, as well as numerous, they are known to have a double effect. In a nation of philosophers, this con- sideration ought to be disregarded. A reverence for the laws would be sufficiently inculcated by the voice of an enlightened reason. But a nation of philosophers is as little to be expected, as the philosophical race of kings wished for by Plato. And in every other nation, the most rational government will not find it a superfluous advantage to have the prejudices of the com- munity on its side. The danger of disturbing the public tranquillity, by interesting too strongly the public passions, is a still more serious objection against a fre- quent reference of constitutional questions to the decision of the whole soci- ety. Notwithstanding the success which has attended the revisions ofour established forms of government, and which does so much honour to the virtue and intelligence of the people of America, it must be confessed, that the experiments are of too ticklish a nature to be unnecessarily multiplied. We are to recollect, that all the existing constitutions were formed in the midst of a danger which repressed the passions most unfriendly to order and concord; of an enthusiastic confidence of the people in their patriotic leaders, which stifled the ordinary diversity of opinions on great national questions; of a universal ardour for new and opposite forms, produced by a universal re- sentment and indignation against the ancient government; and whilst no spirit ofparty, connected with the changes to be made, or the abuses to be reformed, could mingle its leaven in the operation. The future situations The Federalist 262 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 2 in which we must expect to be usually placed, do not present any equivalent security against the danger which is apprehended. But the greatest objection of all is, that the decisions which would proba- bly result from such appeals, would not answer the purpose of maintaining the constitutional equilibrium of the government. We have seen that the ten- dency of republican governments is, to an aggrandizement of the legislative, at the expense of the other departments. The appeals to the people, therefore, would usually be made by the executive and judiciary departments. But whether made by one side or the other, would each side enjoy equal advan- tages on the trial? Let us view their different situations. The members of the executive and judiciary departments, are few in number, and can be person- ally known to a small part only of the people. The latter, by the mode of their appointment, as well as by the nature and permanency of it, are too far re- moved from the people to share much in their prepossessions. The former are generally the objects of jealousy; and their administration is always liable to be discoloured and rendered unpopular. The members of the legislative department, on the other hand, are numerous. They are distributed and dwell among the people at large. Their connexions of blood, of friendship, and of acquaintance, embrace a great proportion of the most influential part of the society. The nature of their public trust implies a personal influence among the people, and that they are more immediately the confidential guardians oftheir rights and liberties. With these advantages, it can hardly be supposed, that the adverse party would have an equal chance for a favour- able issue. But the legislative party would not only be able to plead their cause most successfully with the people: they would probably be constituted themselves the judges. The same influence which had gained them an election into the legislature, would gain them a seat in the convention. Ifthis should not be the case with all, it would probably be the case with many, and pretty cer- tainly with those leading characters, on whom every thing depends in such bodies. The convention, in short, would be composed chiefly of men who had been, who actually were, or who expected to be members of the depart- ment whose conduct was arraigned. They would consequently be parties to the very question to be decided by them. It might, however, sometimes happen, that appeals would be made under circumstances less adverse to the executive and judiciary departments. The usurpations of the legislature might be so flagrant and so sudden, as to admit No. 49 263 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 3 of no specious colouring. A strong party among themselves might take side with the other branches. The executive power might be in the hands of a pe- culiar favourite of the people. In such a posture of things, the public decision might be less swayed by prepossessions in favour of the legislative party. But still it could never be expected to turn on the true merits of the question. It would inevitably be connected with the spirit of pre-existing parties, or of parties springing out of the question itself. It would be connected with per- sons ofdistinguished character, and extensive influence in the community. It would be pronounced by the very men who had been agents in, or oppo- nents of the measures, to which the decision would relate. The passions, therefore, not the reason, of the public, would sit in judgment. But it is the reason of the public alone, that ought to control and regulate the govern- ment. The passions ought to be controled and regulated by the government. We found in the last paper, that mere declarations in the written constitu- tion, are not sufficient to restrain the several departments within their legal limits. It appears in this, that occasional appeals to the people would be neither a proper, nor an effectual provision for that purpose. How far the provisions ofa different nature contained in the plan above quoted, might be adequate, I do not examine. Some of them are unquestionably founded on sound political principles, and all of them are framed with singular ingenu- ity and precision. publius No. 50 by James Madison The same subject continued, with the same view It may be contended, perhaps, that instead of occasional appeals to the people, which are liable to the objections urged against them, periodical ap- peals are the proper and adequate means of preventing and correcting infrac- tions of the constitution. It will be attended to, that in the examination of these expedients, I confine The Federalist 264 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 4 myself to their aptitude for enforcing the constitution, by keeping the several departments of power within their due bounds; without particularly consid- ering them, as provisions for altering the constitution itself. In the first view, appeals to the people at fixed periods, appear to be nearly as ineligible, as ap- peals on particular occasions as they emerge. If the periods be separated by short intervals, the measures to be reviewed and rectified, will have been of recent date, and will be connected with all the circumstances which tend to vitiate and pervert the result of occasional revisions. If the periods be distant from each other, the same remark will be applicable to all recent measures; and in proportion as the remoteness of the others may favour a dispassionate review of them this advantage is inseparable from inconveniences which seem to counterbalance it. In the first place, a distant prospect of public cen- sure would be a very feeble restraint on power from those excesses, to which it might be urged by the force of present motives. Is it to be imagined, that a legislative assembly, consisting of a hundred or two hundred members, eagerly bent on some favourite object, and breaking through the restraints of the constitution in pursuit of it, would be arrested in their career, by con- siderations drawn from a censorial revision of their conduct at the future distance of ten, fifteen, or twenty years? In the next place, the abuses would often have completed their mischievous effects before the remedial provi- sion would be applied. And in the last place, where this might not be the case, they would be oflong standing, would have taken deep root, and would not easily be extirpated. The scheme of revising the constitution, in order to correct recent breaches of it, as well as for other purposes, has been actually tried in one of the states. One of the objects of the council of censors, which met in Penn- sylvania, in 1783 and 1784, was, as we have seen, to inquire “whether the con- stitution had been violated; and whether the legislative and executive depart- ments had encroached on each other.” This important and novel experiment in politics, merits, in several points of view, very particular attention. In some of them it may, perhaps, as a single experiment, made under circumstances somewhat peculiar, be thought to be not absolutely conclusive. But, as ap- plied to the case under consideration, it involves some facts which I venture to remark, as a complete and satisfactory illustration of the reasoning which I have employed. First. It appears, from the names of the gentlemen who composed the council, that some, at least, ofits most active and leading members, had No. 50 265 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 5 also been active and leading characters in the parties which pre-existed in the state. Second. It appears that the same active and leading members of the coun- cil, had been active and influential members of the legislative and executive branches, within the period to be reviewed; and even patrons or opponents of the very measures to be thus brought to the test of the constitution. Two of the members had been vice-presidents of the state, and several others members ofthe executive council, within the seven preceding years. One of them had been speaker, and a number of others, distinguished members of the legislative assembly, within the same period. Third. Every page of their proceedings witnesses the effect of all these cir- cumstances on the temper of their deliberations. Throughout the continu- ance of the council, it was split into two fixed and violent parties. The fact is acknowledged and lamented by themselves. Had this not been the case, the face of their proceedings exhibit a proof equally satisfactory. In all questions, however unimportant in themselves, or unconnected with each other, the same names stand invariably contrasted on the opposite columns. Every un- biassed observer may infer, without danger of mistake, and at the same time without meaning to reflect on either party, or any individuals of either party, that unfortunately passion, not reason, must have presided over their deci- sions. When men exercise their reason coolly and freely on a variety of dis- tinct questions, they inevitably fall into different opinions on some of them. When they are governed by a common passion, their opinions, if they are so to be called, will be the same. Fourth. It is at least problematical, whether the decisions of this body do not, in several instances, misconstrue the limits prescribed for the legislative and executive departments, instead of reducing and limiting them within their constitutional places. Fifth. I have never understood that the decisions of the council on con- stitutional questions, whether rightly or erroneously formed, have had any effect in varying the practice founded on legislative constructions. It even appears, ifI mistake not, that in one instance, the cotemporary legislature denied the constructions of the council, and actually prevailed in the contest. This censorial body, therefore, proves at the same time, by its researches, the existence of the disease; and by its example, the inefficacy of the remedy. This conclusion cannot be invalidated by alleging, that the state in which The Federalist 266 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 6 the experiment was made, was at that crisis, and had been for a long time be- fore, violently heated and distracted by the rage of party. Is it to be presumed, that at any future septennial epoch, the same state will be free from parties? Is it to be presumed that any other state, at the same, or any other given pe- riod, will be exempt from them? Such an event ought to be neither presumed nor desired; because an extinction of parties necessarily implies either a uni- versal alarm for the public safety, or an absolute extinction of liberty. Were the precaution taken of excluding from the assemblies elected by the people to revise the preceding administration of the government, all persons who should have been concerned in the government within the given period, the difficulties would not be obviated. The important task would probably devolve on men, who, with inferior capacities, would in other respects be little better qualified. Although they might not have been personally con- cerned in the administration, and therefore not immediately agents in the measures to be examined; they would probably have been involved in the parties connected with these measures, and have been elected under their auspices. publius No. 51 by James Madison The same subject continued, with the same view, and concluded To what expedient then shall we finally resort, for maintaining in practice the necessary partition of power among the several departments, as laid down in the constitution? The only answer that can be given is, that as all these exte- rior provisions are found to be inadequate, the defect must be supplied, by so contriving the interior structure of the government, as that its several con- stituent parts may, by their mutual relations, be the means of keeping each other in their proper places. Without presuming to undertake a full devel- opement of this important idea, I will hazard a few general observations, No. 51 267 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 7 which may perhaps place it in a clearer light, and enable us to form a more correct judgment of the principles and structure of the government planned by the convention. In order to lay a due foundation for that separate and distinct exercise of the different powers of government, which, to a certain extent, is admitted on all hands to be essential to the preservation of liberty, it is evident that each department should have a will ofits own; and consequently should be so constituted, that the members ofeach should have as little agency as pos- sible in the appointment of the members of the others. Were this principle rigorously adhered to, it would require that all the appointments for the supreme executive, legislative, and judiciary magistracies, should be drawn from the same fountain of authority, the people, through channels having no communication whatever with one another. Perhaps such a plan of con- structing the several departments, would be less difficult in practice, than it may in contemplation appear. Some difficulties, however, and some addi- tional expense, would attend the execution of it. Some deviations, therefore, from the principle must be admitted. In the constitution of the judiciary department in particular, it might be inexpedient to insist rigorously on the principle; first, because peculiar qualifications being essential in the mem- bers, the primary consideration ought to be to select that mode of choice which best secures these qualifications; secondly, because the permanent tenure by which the appointments are held in that department, must soon destroy all sense of dependence on the authority conferring them. It is equally evident, that the members ofeach department should be as little dependent as possible on those ofthe others, for the emoluments annexed to their offices. Were the executive magistrate, or the judges, not in- dependent of the legislature in this particular, their independence in every other, would be merely nominal. But the great security against a gradual concentration of the several pow- ers in the same department, consists in giving to those who administer each department, the necessary constitutional means, and personal motives, to re- sist encroachments of the others. The provision for defence must in this, as in all other cases, be made commensurate to the danger of attack. Ambition must be made to counteract ambition. The interest of the man, must be con- nected with the constitutional rights of the place. It may be a reflection on human nature, that such devices should be necessary to control the abuses of The Federalist 268 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 8 government. But what is government itself, but the greatest of all reflections on human nature? Ifmen were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on gov- ernment would be necessary. In framing a government which is to be ad- ministered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself. A dependence on the people is, no doubt, the primary control on the government; but experience has taught mankind the neces- sity of auxiliary precautions. This policy ofsupplying, by opposite and rival interests, the defect of better motives, might be traced through the whole system of human affairs, private as well as public. We see it particularly displayed in all the subordinate distributions of power; where the constant aim is, to divide and arrange the several offices in such a manner as that each may be a check on the other; that the private interest of every individual may be a centinel over the public rights. These inventions of prudence cannot be less requisite in the distribu- tion of the supreme powers of the state. But it is not possible to give to each department an equal power of self- defence. In republican government, the legislative authority necessarily pre- dominates. The remedy for this inconveniency is, to divide the legislature into different branches; and to render them, by different modes of election, and different principles of action, as little connected with each other, as the nature of their common functions, and their common dependence on the society, will admit. It may even be necessary to guard against dangerous en- croachments by still further precautions. As the weight of the legislative au- thority requires that it should be thus divided, the weakness of the executive may require, on the other hand, that it should be fortified. An absolute nega- tive on the legislature, appears, at first view, to be the natural defence with which the executive magistrate should be armed. But perhaps it would be neither altogether safe, nor alone sufficient. On ordinary occasions, it might not be exerted with the requisite firmness; and on extraordinary occasions, it might be perfidiously abused. May not this defect of an absolute negative be supplied by some qualified connexion between this weaker department, and the weaker branch of the stronger department, by which the latter may be led to support the constitutional rights of the former, without being too much detached from the rights of its own department? No. 51 269 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 6 9 If the principles on which these observations are founded be just, as I per- suade myself they are, and they be applied as a criterion to the several state constitutions, and to the federal constitution, it will be found, that if the latter does not perfectly correspond with them, the former are infinitely less able to bear such a test. There are moreover two considerations particularly applicable to the fed- eral system ofAmerica, which place that system in a very interesting point of view. First. In a single republic, all the power surrendered by the people, is submitted to the administration of a single government; and the usurpations are guarded against, by a division of the government into distinct and sepa- rate departments. In the compound republic of America, the power surren- dered by the people, is first divided between two distinct governments, and then the portion allotted to each subdivided among distinct and separate departments. Hence a double security arises to the rights of the people. The different governments will control each other; at the same time that each will be controled by itself. Second. It is of great importance in a republic, not only to guard the soci- ety against the oppression of its rulers; but to guard one part of the society against the injustice of the other part. Different interests necessarily exist in different classes of citizens. If a majority be united by a common interest, the rights of the minority will be insecure. There are but two methods of provid- ing against this evil: the one, by creating a will in the community independent of the majority, that is, of the society itself; the other, by comprehending in the society so many separate descriptions of citizens, as will render an unjust combination of a majority of the whole very improbable, if not impracti- cable. The first method prevails in all governments possessing an hereditary or self-appointed authority. This, at best, is but a precarious security; because a power independent of the society may as well espouse the unjust views of the major, as the rightful interests of the minor party, and may possibly be turned against both parties. The second method will be exemplified in the federal republic of the United States. Whilst all authority in it will be derived from, and dependent on the society, the society itself will be broken into so many parts, interests, and classes of citizens, that the rights of individuals, or of the minority, will be in little danger from interested combinations of the majority. In a free government, the security for civil rights must be the same The Federalist 270 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 0 as that for religious rights. It consists in the one case in the multiplicity of in- terests, and in the other, in the multiplicity of sects. The degree of security in both cases will depend on the number of interests and sects; and this may be presumed to depend on the extent of country and number of people com- prehended under the same government. This view of the subject must par- ticularly recommend a proper federal system to all the sincere and consider- ate friends of republican government: since it shows, that in exact proportion as the territory of the union may be formed into more circumscribed con- federacies, or states, oppressive combinations of a majority will be facili- tated; the best security under the republican form, for the rights of every class of citizens, will be diminished; and consequently, the stability and indepen- dence of some member of the government, the only other security, must be proportionally increased. Justice is the end of government. It is the end of civil society. It ever has been, and ever will be, pursued, until it be obtained, or until liberty be lost in the pursuit. In a society, under the forms of which the stronger faction can readily unite and oppress the weaker, anarchy may as truly be said to reign, as in a state of nature, where the weaker individual is not secured against the violence of the stronger: and as, in the latter state, even the stronger individuals are prompted, by the uncertainty of their con- dition, to submit to a government which may protect the weak, as well as themselves: so, in the former state, will the more powerful factions or parties be gradually induced, by a like motive, to wish for a government which will protect all parties, the weaker as well as the more powerful. It can be little doubted, that if the state of Rhode Island was separated from the confeder- acy, and left to itself, the insecurity of rights under the popular form of gov- ernment within such narrow limits, would be displayed by such reiterated oppressions of factious majorities, that some power altogether independent of the people, would soon be called for by the voice of the very factions whose misrule had proved the necessity of it. In the extended republic of the United States, and among the great variety of interests, parties, and sects, which it embraces, a coalition of a majority of the whole society could seldom take place upon any other principles, than those of justice and the general good: whilst there being thus less danger to a minor from the will of the major party, there must be less pretext also, to provide for the security of the for- mer, by introducing into the government a will not dependent on the latter: or, in other words, a will independent of the society itself. It is no less certain No. 51 271 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 1 than it is important, notwithstanding the contrary opinions which have been entertained, that the larger the society, provided it lie within a practicable sphere, the more duly capable it will be of self-government. And happily for the republican cause, the practicable sphere may be carried to a very great ex- tent, by a judicious modification and mixture of the federal principle. publius No. 52 by James Madison Concerning the house of representatives, with a view to the qualifications of the electors and elected, and the time of service of the members From the more general inquiries pursued in the four last papers, I pass on to a more particular examination of the several parts of the government. I shall begin with the house of representatives. The first view to be taken of this part of the government, relates to the qualifications of the electors, and the elected. Those of the former are to be the same with those of the electors of the most numerous branch ofthe state legislatures. The definition ofthe right of suffrage is very justly regarded as a fundamental article of republican government. It was incumbent on the convention, therefore, to define and establish this right in the constitution. To have left it open for the occasional regulation of the congress, would have been improper for the reason just mentioned. To have submitted it to the legislative discretion of the states, would have been improper for the same reason; and for the additional rea- son, that it would have rendered too dependent on the state governments, that branch of the federal government which ought to be dependent on the people alone. To have reduced the different qualifications in the different states to one uniform rule, would probably have been as dissatisfactory to some of the states, as it would have been difficult to the convention. The pro- vision made by the convention appears, therefore, to be the best that lay The Federalist 272 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 2 within their option. It must be satisfactory to every state; because it is con- formable to the standard already established, or which may be established by the state itself. It will be safe to the United States; because, being fixed by the state constitutions, it is not alterable by the state governments, and it can- not be feared that the people of the states will alter this part of their consti- tutions, in such a manner as to abridge the rights secured to them by the fed- eral constitution. The qualifications of the elected, being less carefully and properly defined by the state constitutions, and being at the same time more susceptible of uniformity, have been very properly considered and regulated by the con- vention. A representative of the United States must be of the age of twenty- five years; must have been seven years a citizen of the United States; must, at the time of his election, be an inhabitant of the state he is to represent, and during the time of his service, must be in no office under the United States. Under these reasonable limitations, the door of this part of the federal gov- ernment is open to merit of every description, whether native or adoptive, whether young or old, and without regard to poverty or wealth, or to any par- ticular profession of religious faith. The term for which the representatives are to be elected, falls under a second view which may be taken of this branch. In order to decide on the propriety of this article, two questions must be considered; first, whether bi- ennial elections will, in this case, be safe; secondly, whether they be necessary or useful. First. As it is essential to liberty, that the government in general should have a common interest with the people; so it is particularly essential, that the branch of it under consideration should have an immediate dependence on, and an intimate sympathy with, the people. Frequent elections are un- questionably the only policy, by which this dependence and sympathy can be effectually secured. But what particular degree of frequency may be ab- solutely necessary for the purpose, does not appear to be susceptible of any precise calculation, and must depend on a variety of circumstances with which it may be connected. Let us consult experience, the guide that ought always to be followed whenever it can be found. The scheme of representation, as a substitute for a meeting of the citizens in person, being at most but very imperfectly known to ancient polity; it is in more modern times only that we are to expect instructive examples. And even here, in order to avoid a research too vague and diffusive, it will be No. 52 273 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 3 proper to confine ourselves to the few examples which are best known, and which bear the greatest analogy to our particular case. The first to which this character ought to be applied, is the house of commons in Great Britain. The history of this branch of the English constitution, anterior to the date of Magna Charta, is too obscure to yield instruction. The very existence ofit has been made a question among political antiquaries. The earliest records of subsequent date prove, that parliaments were to sit only, every year; not that they were to be elected every year. And even these annual sessions were left so much at the discretion of the monarch, that under various pretexts, very long and dangerous intermissions were often contrived by royal ambi- tion. To remedy this grievance, it was provided by a statute in the reign of Charles II, that the intermissions should not be protracted beyond a period of three years. On the accession of William III, when a revolution took place in the government, the subject was still more seriously resumed, and it was declared to be among the fundamental rights of the people, that parliaments ought to be held frequently. By another statute which passed a few years later in the same reign, the term “frequently,” which had alluded to the triennial period settled in the time of Charles II, is reduced to a precise meaning, it be- ing expressly enacted, that a new parliament shall be called within three years after the determination of the former. The last change, from three to seven years, is well known to have been introduced pretty early in the present cen- tury, under an alarm for the Hanoverian succession. From these facts it ap- pears, that the greatest frequency of elections which has been deemed neces- sary in that kingdom, for binding the representatives to their constituents, does not exceed a triennial return ofthem. And ifwe may argue from the degree of liberty retained even under septennial elections, and all the other vicious ingredients in the parliamentary constitution, we cannot doubt that a reduction of the period from seven to three years, with the other necessary reforms, would so far extend the influence of the people over their repre- sentatives as to satisfy us, that biennial elections, under the federal system, cannot possibly be dangerous to the requisite dependence of the house of representatives on their constituents. Elections in Ireland, till oflate, were regulated entirely by the discretion of the crown, and were seldom repeated, except on the accession of a new prince, or some other contingent event. The parliament which commenced with George II, was continued throughout his whole reign, a period of about thirty-five years. The only dependence of the representatives on the people, The Federalist 274 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 4 consisted in the right ofthe latter to supply occasional vacancies, by the election ofnew members, and in the chance ofsome event which might produce a general new election. The ability also ofthe Irish parliament to maintain the rights of their constituents, so far as the disposition might exist, was extremely shackled by the control of the crown over the subjects of their deliberation. Oflate, these shackles, ifI mistake not, have been broken; and octennial parliaments have besides been established. What effect may be produced by this partial reform, must be left to further experience. The example ofIreland, from this view of it, can throw but little light on the sub- ject. As far as we can draw any conclusion from it, it must be, that if the people of that country have been able, under all these disadvantages, to retain any liberty whatever, the advantage of biennial elections would secure to them every degree of liberty, which might depend on a due connexion be- tween their representatives and themselves. Let us bring our inquiries nearer home. The example of these states, when British colonies, claims particular attention; at the same time that it is so well known as to require little to be said on it. The principle of representation, in one branch of the legislature at least, was established in all of them. But the periods of election were different. They varied, from one to seven years. Have we any reason to infer, from the spirit and conduct of the representatives of the people, prior to the revolution, that biennial elections would have been dangerous to the public liberties? The spirit, which every where displayed it- self, at the commencement of the struggle, and which vanquished the obsta- cles to independence, is the best of proofs, that a sufficient portion of liberty had been every where enjoyed, to inspire both a sense of its worth, and a zeal for its proper enlargement. This remark holds good, as well with regard to the then colonies, whose elections were least frequent, as to those whose elec- tions were most frequent. Virginia was the colony which stood first in resist- ing the parliamentary usurpations ofGreat Britain: it was the first also in espousing, by public act, the resolution of independence. In Virginia, never- theless, if I have not been misinformed, elections under the former govern- ment were septennial. This particular example is brought into view, not as a proof of any peculiar merit, for the priority in those instances was probably accidental; and still less of any advantage in septennial elections, for when compared with a greater frequency, they are inadmissible; but merely as a proof, and I conceive it to be a very substantial proof, that the liberties of the people can be in no danger from biennial elections. No. 52 275 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 5 The conclusion resulting from these examples will be not a little strength- ened, by recollecting three circumstances. The first is, that the federal legis- lature will possess a part only of that supreme legislative authority which is vested completely in the British parliament; and which, with a few excep- tions, was exercised by the colonial assemblies, and the Irish legislature. It is a received and well founded maxim, that, where no other circumstances affect the case, the greater the power is, the shorter ought to be its duration; and, conversely, the smaller the power, the more safely may its duration be protracted. In the second place, it has, on another occasion, been shown, that the federal legislature will not only be restrained by its dependence on the people, as other legislative bodies are; but that it will be moreover watched and controled by the several collateral legislatures, which other legislative bodies are not. And in the third place, no comparison can be made between the means that will be possessed by the more permanent branches ofthe federal government, for seducing, if they should be disposed to seduce, the house of representatives from their duty to the people; and the means of influence over the popular branch, possessed by the other branches of the governments above cited. With less power, therefore, to abuse, the federal representatives can be less tempted on one side, and will be doubly watched on the other. publius No. 53 by James Madison The same subject continued, with a view of the term of service of the members I shall here, perhaps, be reminded ofa current observation, “that where annual elections end, tyranny begins.” If it be true, as has often been re- marked, that sayings which become proverbial, are generally founded in reason, it is not less true, that, when once established, they are often applied The Federalist 276 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 6 to cases to which the reason of them does not extend. I need not look for a proofbeyond the case before us. What is the reason on which this proverbial observation is founded? No man will subject himse[l]f to the ridicule of pre- tending that any natural connexion subsists between the sun or the seasons, and the period within which human virtue can bear the temptations of power. Happily for mankind, liberty is not, in this respect, confined to any single point of time; but lies within extremes, which afford sufficient latitude for all the variations which may be required by the various situations and cir- cumstances of civil society. The election of magistrates might be, if it were found expedient, as in some instances it actually has been, daily, weekly, or monthly, as well as annual; and if circumstances may require a deviation from the rule on one side, why not also on the other side? Turning our attention to the periods established among ourselves, for the election ofthe most numerous branches ofthe state legislatures, we find them by no means coinciding any more in this in- stance, than in the elections of other civil magistrates. In Connecticut and Rhode Island, the periods are half-yearly. In the other states, South Carolina excepted, they are annual. In South Carolina they are biennial; as is proposed in the federal government. Here is a difference, as four to one, between the longest and the shortest periods; and yet it would be not easy to show, that Connecticut or Rhode Island is better governed, or enjoys a greater share of rational liberty, than South Carolina; or that either the one or the other of these states are distinguished in these respects, and by these causes, from the states whose elections are different from both. In searching for the grounds of this doctrine, I can discover but one, and that is wholly inapplicable to our case. The important distinction, so well un- derstood in America, between a constitution established by the people, and unalterable by the government; and a law established by the government, and alterable by the government, seems to have been little understood, and less observed in any other country. Wherever the supreme power oflegislation has resided, has been supposed to reside also a full power to change the form of the government. Even in Great Britain, where the principles of political and civil liberty have been most discussed, and where we hear most of the rights of the constitution, it is maintained, that the authority of the parlia- ment is transcendent and uncontrolable, as well with regard to the constitu- tion, as the ordinary objects of legislative provision. They have accordingly, No. 53 277 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 7 in several instances, actually changed, by legislative acts, some of the most fundamental articles of the government. They have, in particular, on several occasions, changed the period of election; and on the last occasion, not only introduced septennial, in place of triennial elections; but, by the same act, continued themselves in place four years beyond the term for which they were elected by the people. An attention to these dangerous practices has produced a very natural alarm in the votaries of free government, of which frequency of elections is the corner stone; and has led them to seek for some security to liberty, against the danger to which it is exposed. Where no con- stitution, paramount to the government, either existed or could be obtained, no constitutional security, similar to that established in the United States, was to be attempted. Some other security, therefore, was to be sought for; and what better security would the case admit, than that of selecting and appeal- ing to some simple and familiar portion of time, as a standard for measuring the danger of innovations, for fixing the national sentiment, and for uniting the patriotic exertions? The most simple and familiar portion of time, appli- cable to the subject, was that of a year; and hence the doctrine has been in- culcated, by a laudable zeal to erect some barrier against the gradual innova- tions of an unlimited government, that the advance towards tyranny was to be calculated by the distance of departure from the fixed point of annual elec- tions. But what necessity can there be of applying this expedient to a govern- ment, limited as the federal government will be, by the authority of a para- mount constitution? Or who will pretend, that the liberties of the people of America will not be more secure under biennial elections, unalterably fixed by such a constitution, than those of any other nation would be, where elec- tions were annual, or even more frequent, but subject to alterations by the ordinary power of the government? The second question stated is, whether biennial elections be necessary or useful? The propriety of answering this question in the affirmative, will appear from several very obvious considerations. No man can be a competent legislator, who does not add to an upright intention and a sound judgment, a certain degree of knowledge of the sub- jects on which he is to legislate. A part of this knowledge may be acquired by means of information, which lie within the compass of men in private, as well as public stations. Another part can only be attained, or at least thoroughly attained, by actual experience in the station which requires the use of it. The The Federalist 278 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 8 period of service ought, therefore, in all such cases, to bear some proportion to the extent of practical knowledge, requisite to the due performance of the service. The period of legislative service established in most of the states for the more numerous branch is, as we have seen, one year. The question then may be put into this simple form: does the period of two years bear no greater proportion to the knowledge requisite for federal legislation, than one year does to the knowledge requisite for state legislation? The very statement of the question, in this form, suggests the answer that ought to be given to it. In a single state, the requisite knowledge relates to the existing laws, which are uniform throughout the state, and with which all the citizens are more or less conversant; and to the general affairs of the state, which lie within a small compass, are not very diversified, and occupy much of the attention and con- versation of every class of people. The great theatre of the United States pre- sents a very different scene. The laws are so far from being uniform, that they vary in every state; whilst the public affairs of the union are spread through- out a very extensive region, and are extremely diversified by the local affairs connected with them, and can with difficulty be correctly learnt in any other place, than in the central councils, to which a knowledge of them will be brought by the representatives of every part of the empire. Yet some knowl- edge of the affairs, and even of the laws of all the states, ought to be possessed by the members from each of the states. How can foreign trade be properly regulated by uniform laws, without some acquaintance with the commerce, the ports, the usages, and the regulations of the different states? How can the trade between the different states be duly regulated, without some knowl- edge of their relative situations in these and other respects? How can taxes be judiciously imposed, and effectually collected, if they be not accommodated to the different laws and local circumstances relating to these objects in the different states? How can uniform regulations for the militia be duly pro- vided, without a similar knowledge of some internal circumstances, by which the states are distinguished from each other? These are the principal objects of federal legislation, and suggest most forcibly, the extensive information which the representatives ought to acquire. The other inferior objects will re- quire a proportional degree of information with regard to them. It is true, that all these difficulties will, by degrees, be very much dimin- ished. The most laborious task will be the proper inauguration of the gov- ernment, and the primeval formation of a federal code. Improvements on the No. 53 279 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 7 9 first draught will every year become both easier and fewer. Past transactions of the government will be a ready and accurate source of information to new members. The affairs of the union will become more and more objects of cu- riosity and conversation among the citizens at large. And the increased inter- course among those of different states, will contribute not a little to diffuse a mutual knowledge of their affairs, as this again will contribute to a general assimilation of their manners and laws. But, with all these abatements, the business of federal legislation must continue so far to exceed, both in novelty and difficulty, the legislative business of a single state, as to justify the longer period of service assigned to those who are to transact it. A branch of knowledge, which belongs to the acquirements of a federal representative, and which has not been mentioned, is that of foreign affairs. In regulating our own commerce, he ought to be not only acquainted with the treaties between the United States and other nations, but also with the commercial policy and laws of other nations. He ought not to be altogether ignorant of the law of nations; for that, as far as it is a proper object of mu- nicipal legislation, is submitted to the federal government. And although the house ofrepresentatives is not immediately to participate in foreign nego- tiations and arrangements, yet, from the necessary connexion between the several branches of public affairs, those particular branches will frequently deserve attention in the ordinary course of legislation, and will sometimes demand particular legislative sanction and co-operation. Some portion of this knowledge may, no doubt, be acquired in a man’s closet; but some of it also can only be derived from the public sources of information; and all of it will be acquired to best effect, by a practical attention to the subject, dur- ing the period of actual service in the legislature. There are other considerations, ofless importance perhaps, but which are not unworthy of notice. The distance which many of the representatives will be obliged to travel, and the arrangements rendered necessary by that circumstances, might be much more serious objections with fit men to this service, if limited to a single year, than if extended to two years. No argument can be drawn on this subject, from the case of the delegates to the existing congress. They are elected annually, it is true; but their re-election is con- sidered by the legislative assemblies almost as a matter ofcourse. The elec- tion of the representatives by the people, would not be governed by the same principle. The Federalist 280 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 0 A few of the members, as happens in all such assemblies, will possess superior talents; will, by frequent re-elections, become members of long standing; will be thoroughly masters of the public business, and perhaps not unwilling to avail themselves of those advantages. The greater the proportion of new members, and the less the information of the bulk of the members, the more apt will they be to fall into the snares that may be laid for them. This remark is no less applicable to the relation which will subsist between the house of representatives and the senate. It is an inconvenience mingled with the advantages of our frequent elec- tions, even in single states, where they are large, and hold but one legisla- tive session in the year, that spurious elections cannot be investigated and annulled in time for the decision to have its due effect. If a return can be obtained, no matter by what unlawful means, the irregular member, who takes his seat of course, is sure of holding it a sufficient time to answer his purposes. Hence a very pernicious encouragement is given to the use of un- lawful means, for obtaining irregular returns. Were elections for the federal legislature to be annual, this practice might become a very serious abuse, par- ticular[l]y in the more distant states. Each house is, as it necessarily must be, the judge of the elections, qualifications and returns of its members; and whatever improvements may be suggested by experience, for simplifying and accelerating the process in disputed cases, so great a portion of a year would unavoidably elapse before an illegitimate member could be dispossessed of his seat, that the prospect of such an event would be little check to unfair and illicit means of obtaining a seat. All these considerations taken together, warrant us in affirming, that bi- ennial elections will be as useful to the affairs of the public, as we have seen that they will be safe to the liberties of the people. publius No. 53 281 0 6 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 1 282 No. 54 by James Madison The same subject continued, with a view to the ratio of representation The next view which I shall take of the house of representatives, relates to the apportionment of its members to the several states, which is to be determined by the same rule with that of direct taxes. It is not contended, that the number of people in each state ought not to be the standard for regulating the proportion of those who are to represent the people of each state. The establishment of the same rule for the appor- tionment of taxes, will probably be as little contested; though the rule itself, in this case, is by no means founded on the same principle. In the former case, the rule is understood to refer to the personal rights of the people, with which it has a natural and universal connexion. In the latter, it has reference to the proportion of wealth, of which it is in no case a precise measure, and in ordinary cases a very unfit one. But notwithstanding the imperfection of the rule as applied to the relative wealth and contributions of the states, it is evidently the least exceptionable among the practicable rules; and had too re- cently obtained the general sanction of America, not to have found a ready preference with the convention. All this is admitted, it will perhaps be said: but does it follow from an ad- mission of numbers for the measure of representation, or of slaves combined with free citizens, as a ratio of taxation, that slaves ought to be included in the numerical rule of representation? Slaves are considered as property, not as persons. They ought, therefore, to be comprehended in estimates of taxation which are founded on property, and to be excluded from representation, which is regulated by a census of persons. This is the objection, as I under- stand it, stated in its full force. I shall be equally candid in stating the reason- ing which may be offered on the opposite side. 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 2 No. 54 283 We subscribe to the doctrine, might one of our southern brethren observe, that representation relates more immediately to persons, and taxation more immediately to property; and we join in the application of this distinction to the case of our slaves. But we must deny the fact, that slaves are considered merely as property, and in no respect whatever as persons. The true state of the case is, that they partake ofboth these qualities; being considered by our laws, in some respects, as persons, and in other respects as property. In being compelled to labour not for himself, but for a master; in being vendible by one master to another master; and in being subject at all times to be re- strained in his liberty, and chastised in his body, by the capricious will of an- other, the slave may appear to be degraded from the human rank, and classed with those irrational animals which fall under the legal denomination of property. In being protected, on the other hand, in his life and in his limbs, against the violence of all others, even the master of his labour and his lib- erty; and in being punishable himselffor all violence committed against others; the slave is no less evidently regarded by the law as a member of the society, not as a part of the irrational creation; as a moral person, not as a mere article of property. The federal constitution, therefore, decides with great propriety on the case of our slaves, when it views them in the mixt char- acter of persons and of property. This is in fact their true character. It is the character bestowed on them by the laws under which they live; and it will not be denied that these are the proper criterion; because it is only under the pretext, that the laws have transformed the negroes into subjects of property, that a place is disputed them in the computation of numbers; and it is ad- mitted that if the laws were to restore the rights which have been taken away, the negroes could no longer be refused an equal share of representation with the other inhabitants. This question may be placed in another light. It is agreed on all sides, that numbers are the best scale of wealth and taxation, as they are the only proper scale of representation. Would the convention have been impartial or con- sistent, if they had rejected the slaves from the list of inhabitants, when the shares of representation were to be calculated; and inserted them on the lists when the tariff of contributions was to be adjusted? Could it be reasonably expected, that the southern states would concur in a system, which consid- ered their slaves in some degree as men, when burdens were to be imposed, but refused to consider them in the same light, when advantages were to be 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 3 The Federalist 284 conferred? Might not some surprise also be expressed, that those who re- proach the southern states with the barbarous policy of considering as prop- erty a part oftheir human brethren, should themselves contend, that the government to which all the states are to be parties, ought to consider this unfortunate race more completely in the unnatural light of property, than the very laws of which they complain? It may be replied, perhaps, that slaves are not included in the estimate of representatives in any of the states possessing them. They neither vote them- selves, nor increase the votes of their masters. Upon what principle then, ought they to be taken into the federal estimate of representation? In reject- ing them altogether, the constitution would, in this respect, have followed the very laws which have been appealed to, as the proper guide. This objection is repelled by a single observation. It is a fundamental prin- ciple of the proposed constitution, that as the aggregate number of represen- tatives allotted to the several states, is to be determined by a federal rule, founded on the aggregate number of inhabitants; so, the right of choosing this allotted number in each state, is to be exercised by such part of the in- habitants, as the state itself may designate. The qualifications on which the right of suffrage depend, are not perhaps the same in any two states. In some of the states, the difference is very material. In every state, a certain propor- tion of inhabitants are deprived of this right by the constitution of the state, who will be included in the census by which the federal constitution appor- tions the representatives. In this point ofview, the southern states might retort the complaint, by insisting, that the principle laid down by the con- vention, required that no regard should be had to the policy of particular states towards their own inhabitants; and consequently, that the slaves, as in- habitants, should have been admitted into the census according to their full number, in like manner with other inhabitants, who, by the policy of other states, are not admitted to all the rights of citizens. A rigorous adherence, however, to this principle, is wa[i]ved by those who would be gainers by it. All that they ask is, that equal moderation be shown on the other side. Let the case of the slaves be considered, as it is in truth a peculiar one. Let the com- promising expedient of the constitution be mutually adopted, which regards them as inhabitants, but as debased by servitude below the equal level of free inhabitants, which regards the slave as divested of two-fifths of the man. After all, may not another ground be taken on which this article of the constitution will admit of a still more ready defence? We have hitherto pro- 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 4 No. 54 285 ceeded on the idea, that representation related to persons only, and not at all to property. But is it a just idea? Government is instituted no less for protec- tion of the property, than of the persons of individuals. The one, as well as the other, therefore, may be considered as represented by those who are charged with the government. Upon this principle it is, that in several of the states, and particularly in the state ofNew York, one branch ofthe government is intended more especially to be the guardian of property, and is accordingly elected by that part of the society which is most interested in this object of government. In the federal constitution, this policy does not prevail. The rights of property are committed into the same hands, with the personal rights. Some attention ought, therefore, to be paid to property, in the choice of those hands. For another reason, the votes allowed in the federal legislature to the people of each state, ought to bear some proportion to the comparative wealth of the states. States have not, like individuals, an influence over each other, arising from superior advantages of fortune. If the law allows an opu- lent citizen but a single vote in the choice ofhis representative, the respect and consequence which he derives from his fortunate situation, very fre- quently guide the votes of others to the objects of his choice; and through this imperceptible channel, the rights of property are conveyed into the public representation. A state possesses no such influence over other states. It is not probable, that the richest state in the confederacy will ever influence the choice of a single representative, in any other state. Nor will the representa- tives of the larger and richer states, possess any other advantage in the federal legislature, over the representatives of other states, than what may result from their superior number alone. As far, therefore, as their superior wealth and weight may justly entitle them to any advantage, it ought to be secured to them by a superior share of representation. The new constitution is, in this respect, materially different from the existing confederation, as well as from that of the United Netherlands, and other similar confederacies. In each of the latter, the efficacy of the federal resolutions depends on the subsequent and voluntary resolutions of the states composing the union. Hence the states, though possessing an equal vote in the public councils, have an un- equal influence, corresponding with the unequal importance ofthese sub- sequent and voluntary resolutions. Under the proposed constitution, the federal acts will take effect without the necessary intervention of the indi- vidual states. They will depend merely on the majority of votes in the federal 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 5 The Federalist 286 legislature, and consequently each vote, whether proceeding from a larger or smaller state, or a state more or less wealthy or powerful, will have an equal weight and efficacy; in the same manner as the votes individually given in a state legislature, by the representatives of unequal counties or other districts, have each a precise equality of value and effect; or if there be any difference in the case, it proceeds from the difference in the personal character of the in- dividual representative, rather than from any regard to the extent of the dis- trict from which he comes. Such is the reasoning which an advocate for the southern interests might employ on this subject: and although it may appear to be a little strained in some points, yet on the whole, I must confess, that it fully reconciles me to the scale of representation which the convention have established. In one respect, the establishment of a common measure for representa- tion and taxation, will have a very salutary effect. As the accuracy of the cen- sus to be obtained by the congress, will necessarily depend, in a considerable degree, on the disposition, if not the co-operation of the states, it is of great importance that the states should feel as little bias as possible, to swell or to reduce the amount of their numbers. Were their share of representation alone to be governed by this rule, they would have an interest in exaggerating their inhabitants. Were the rule to decide their share of taxation alone, a con- trary temptation would prevail. By extending the rule to both objects, the states will have opposite interests, which will control and balance each other, and produce the requisite impartiality. publius No. 55 by James Madison The same subject continued, in relation to the total number of the body The number ofwhich the house ofrepresentatives is to consist, forms another, and a very interesting point ofview, under which this branch of the federal legislature may be contemplated. Scarce any article indeed in the 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 6 No. 55 287 whole constitution, seems to be rendered more worthy of attention, by the weight of character, and the apparent force of argument, with which it has been assailed. The charges exhibited against it are, first, that so small a number of rep- resentatives will be an unsafe depository of the public interests; secondly, that they will not possess a proper knowledge of the local circumstances of their numerous constituents; thirdly, that they will be taken from that class of citizens which will sympathize least with the feelings of the mass of the people, and be most likely to aim at a permanent elevation ofthe few, on the depression ofthe many; fourthly, that defective as the number will be in the first instance, it will be more and more disproportionate, by the in- crease ofthe people, and the obstacles which will prevent a correspondent increase of the representatives. In general it may be remarked on this subject, that no political problem is less susceptible of a precise solution, than that which relates to the number most convenient for a representative legislature: nor is there any point on which the policy of the several states is more at variance; whether we compare their legislative assemblies directly with each other, or consider the propor- tions which they respectively bear to the number of their constituents. Pass- ing over the difference between the smallest and largest states, as Delaware, whose most numerous branch consists of twenty-one representatives, and Massachusetts, where it amounts to between three and four hundred; a very considerable difference is observable among states nearly equal in popula- tion. The number of representatives in Pennsylvania is not more than one- fifth of that in the state last mentioned. New York, whose population is to that of South Carolina as six to five, has little more than one-third of the number of representatives. As great a disparity prevails between the states of Georgia and Delaware or Rhode Island. In Pennsylvania, the representatives do not bear a greater proportion to their constituents, than of one for every four or five thousand. In Rhode Island, they bear a proportion of at least one for every thousand. And according to the constitution of Georgia, the propor- tion may be carried to one for every ten electors; and must unavoidably far exceed the proportion in any of the other states. Another general remark to be made is, that the ratio between the repre- sentatives and the people, ought not to be the same, where the latter are very numerous, as where they are very few. Were the representatives in Virginia to be regulated by the standard in Rhode Island, they would, at this time, 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 7 The Federalist 288 amount to between four and five hundred; and twenty or thirty years hence, to a thousand. On the other hand, the ratio ofPennsylvania, if applied to the state ofDelaware, would reduce the representative assembly of the latter to seven or eight members. Nothing can be more fallacious, than to found our political calculations on arithmetical principles. Sixty or seventy men may be more properly trusted with a given degree of power, than six or seven. But it does not follow, that six or seven hundred would be proportionably a better depository. And if we carry on the supposition to six or seven thousand, the whole reasoning ought to be reversed. The truth is, that in all cases, a certain number at least seems to be necessary to secure the benefits of free con- sultation and discussion; and to guard against too easy a combination for improper purposes: as on the other hand, the number ought at most to be kept within a certain limit, in order to avoid the confusion and intemper- ance of a multitude. In all very numerous assemblies, of whatever characters composed, passion never fails to wrest the sceptre from reason. Had every Athenian citizen been a Socrates, every Athenian assembly would still have been a mob. It is necessary also to recollect here, the observations which were applied to the case ofbiennial elections. For the same reason that the limited powers of the congress, and the control of the state legislatures, justify less frequent elections than the public safety might otherwise require; the members of the congress need be less numerous than if they possessed the whole power oflegislation, and were under no other than the ordinary restraints ofother legislative bodies. With these general ideas in our minds, let us weigh the objections which have been stated against the number of members proposed for the house of representatives. It is said, in the first place, that so small a number cannot be safely trusted with so much power. The number of which this branch of the legislature is to consist, at the out- set of the government, will be sixty-five. Within three years a census is to be taken, when the number may be augmented to one for every thirty thousand inhabitants; and within every successive period of ten years, the census is to be renewed, and augmentations may continue to be made under the above limitation. It will not be thought an extravagant conjecture, that the first cen- sus will, at the rate of one for every thirty thousand, raise the number of rep- resentatives to at least one hundred. Estimating the negroes in the proportion of three-fifths, it can scarcely be doubted, that the population of the United 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 8 No. 55 289 States will, by that time, if it does not already, amount to three millions. At the expiration of twenty-five years, according to the computed rate of in- crease, the number of representatives will amount to two hundred; and of fifty years, to four hundred. This is a number, which I presume will put an end to all fears arising from the smallness of the body. I take for granted here, what I shall, in answering the fourth objection, hereafter show, that the num- ber of representatives will be augmented, from time to time, in the manner provided by the constitution. On a contrary supposition, I should admit the objection to have very great weight indeed. The true question to be decided then is, whether the smallness of the num- ber, as a temporary regulation, be dangerous to the public liberty? Whether sixty-five members for a few years, and a hundred, or two hundred, for a few more, be a safe depository for a limited and well guarded power of legislat- ing for the United States? I must own that I could not give a negative answer to this question, without first obliterating every impression which I have re- ceived, with regard to the present genius of the people of America, the spirit which actuates the state legislatures, and the principles which are incorpo- rated with the political character ofevery class ofcitizens. I am unable to conceive, that the people of America, in their present temper, or under any circumstances which can speedily happen, will choose, and every second year repeat the choice, of sixty-five or an hundred men, who would be dis- posed to form and pursue a scheme of tyranny or treachery. I am unable to conceive, that the state legislatures, which must feel so many motives to watch, and which possess so many means of counteracting the federal legis- lature, would fail either to detect or to defeat a conspiracy of the latter against the liberties of their common constituents. I am equally unable to conceive, that there are at this time, or can be in any short time in the United States, any sixty-five or an hundred men, capable of recommending themselves to the choice of the people at large, who would either desire or dare, within the short space of two years, to betray the solemn trust committed to them. What change of circumstances, time, and a fuller population of our country, may produce, requires a prophetic spirit to declare, which makes no part of my pretensions. But judging from the circumstances now before us, and from the probable state of them within a moderate period of time, I must pronounce, that the liberties of America cannot be unsafe, in the number of hands proposed by the federal constitution. From what quarter can the danger proceed? Are we afraid of foreign gold? 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 8 9 The Federalist 290 If foreign gold could so easily corrupt our federal rulers, and enable them to ensnare and betray their constituents, how has it happened that we are at this time a free and independent nation? The congress which conducted us through the revolution, were a less numerous body than their successors will be: they were not chosen by, nor responsible to, their fellow citizens at large: though appointed from year to year, and recallable at pleasure, they were generally continued for three years; and prior to the ratification of the federal articles, for a still longer term: they held their consultations always under the veil of secrecy: they had the sole transaction of our affairs with foreign nations: through the whole course of the war, they had the fate of their coun- try more in their hands, than it is to be hoped will ever be the case with our future representatives; and from the greatness of the prize at stake, and the eagerness of the party which lost it, it may well be supposed, that the use of other means than force would not have been scrupled: yet we know by happy experience, that the public trust was not betrayed; nor has the purity of our public councils in this particular ever suffered, even from the whispers of calumny. Is the danger apprehended from the other branches of the federal govern- ment? But where are the means to be found by the president or the senate, or both? Their emoluments of office, it is to be presumed, will not, and without a previous corruption of the house of representatives cannot, more than suffice for very different purposes: their private fortunes, as they must all be American citizens, cannot possibly be sources of danger. The only means then which they can possess, will be in the dispensation of appointments. Is it here that suspicion rests her charge? Sometimes we are told, that this fund of corruption is to be exhausted by the president, in subduing the virtue of the senate. Now, the fidelity of the other house is to be the victim. The im- probability of such a mercenary and perfidious combination of the several members of government, standing on as different foundations as republican principles will well admit, and at the same time accountable to the society over which they are placed, ought alone to quiet this apprehension. But for- tunately, the constitution has provided a still further safeguard. The members of the congress are rendered ineligible to any civil offices, that may be created, or of which the emoluments may be increased, during the term of their elec- tion. No offices therefore can be dealt out to the existing members, but such as may become vacant by ordinary casualties; and to suppose that these 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 0 No. 56 291 would be sufficient to purchase the guardians of the people, selected by the people themselves, is to renounce every rule by which events ought to be calculated, and to substitute an indiscriminate and unbounded jealousy, with which all reasoning must be vain. The sincere friends of liberty, who give themselves up to the extravagancies ofthis passion, are not aware ofthe injury they do their own cause. As there is a degree of depravity in mankind, which requires a certain degree of circumspection and distrust: so there are other qualities in human nature, which justify a certain portion of esteem and confidence. Republican government presupposes the existence of these qualities in a higher degree than any other form. Were the pictures which have been drawn by the political jealousy of some among us, faithful like- nesses of the human character, the inference would be, that there is not sufficient virtue among men for self-government; and that nothing less than the chains of despotism can restrain them from destroying and devouring one another. publius No. 56 by James Madison The same subject continued, in relation to the same point The second charge against the house of representatives is, that it will be too small to possess a due knowledge of the interests of its constituents. As this objection evidently proceeds from a comparison of the pro- posed number of representatives, with the great extent of the United States, the number of their inhabitants, and the diversity of their interests, without taking into view, at the same time, the circumstances which will distinguish the congress from other legislative bodies, the best answer that can be given to it will be a brief explanation of these peculiarities. It is a sound and important principle, that the representative ought to be acquainted with the interests and circumstances ofhis constituents. But this principle can extend no farther, than to those circumstances and interests to 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 1 The Federalist 292 which the authority and care of the representative relate. An ignorance of a variety ofminute and particular objects, which do not lie within the com- pass oflegislation, is consistent with every attribute necessary to a due per- formance ofthe legislative trust. In determining the extent ofinformation required in the exercise of a particular authority, recourse then must be had to the objects within the purview of that authority. What are to be the objects of federal legislation? Those which are of most importance, and which seem most to require local knowledge, are com- merce, taxation, and the militia. A proper regulation of commerce requires much information, as has been elsewhere remarked; but as far as this information relates to the laws and local situation of each individual state, a very few representatives would be very sufficient vehicles of it to the federal councils. Taxation will consist, in a great measure, of duties which will be involved in the regulation of commerce. So far the preceding remark is applicable to this object. As far as it may consist of internal collections, a more diffusive knowledge of the circumstances of the state may be necessary. But will not this also be possessed in sufficient degree by a very few intelligent men, dif- fusively elected within the state. Divide the largest state into ten or twelve dis- tricts, and it will be found that there will be no peculiar local interest in either, which will not be within the knowledge of the representative of the district. Besides this source of information, the laws of the state, framed by represen- tatives from every part of it, will be almost of themselves a sufficient guide. In every state there have been made, and must continue to be made, regulations on this subject, which will, in many cases, leave little more to be done by the federal legislature, than to review the different laws, and reduce them into one general act. A skilful individual in his closet, with all the local codes be- fore him, might compile a law on some subjects of taxation for the whole union, without any aid from oral information; and it may be expected, that whenever internal taxes may be necessary, and particularly in cases requiring uniformity throughout the states, the more simple objects will be preferred. To be fully sensible of the facility which will be given to this branch of federal legislation, by the assistance of the state codes, we need only suppose for a moment, that this or any other state were divided into a number of parts, each having and exercising within itself a power of local legislation. Is it not evident that a degree oflocal information and preparatory labour, would be 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 2 No. 56 293 found in the several volumes of their proceedings, which would very much shorten the labours of the general legislature, and render a much smaller number of members sufficient for it? The federal councils will derive great advantage from another circum- stance. The representatives of each state will not only bring with them a con- siderable knowledge of its laws, and a local knowledge of their respective dis- tricts; but will probably in all cases have been members, and may even at the very time be members of the state legislature, where all the local information and interests ofthe state are assembled, and from whence they may easily be conveyed by a very few hands into the legislature of the United States. With regard to the regulation of the militia, there are scarcely any circum- stances in reference to which local knowledge can be said to be necessary. The general face of the country, whether mountainous or level, most fit for the operations of infantry or cavalry, is almost the only consideration of this nature that can occur. The art of war teaches general principles of organiza- tion, movement, and discipline, which apply universally. The attentive reader will discern that the reasoning here used, to prove the sufficiency of a moderate number of representatives, does not, in any respect, contradict what was urged on another occasion, with regard to the extensive information which the representatives ought to possess, and the time that might be necessary for acquiring it. This information, so far as it may relate to local objects, is rendered necessary and difficult, not by a difference of laws and local circumstances within a single state, but of those among different states. Taking each state by itself, its laws are the same, and its interests but little diversified. A few men, therefore, will possess all the knowledge requi- site for a proper representation of them. Were the interests and affairs of each individual state, perfectly simple and uniform, a knowledge of them in one part, would involve a knowledge of them in every other, and the whole state might be competently represented by a single member taken from any part of it. On a comparison of the different states together, we find a great dis- similarity in their laws, and in many other circumstances connected with the objects of federal legislation, with all of which the federal representatives ought to have some acquaintance. Whilst a few representatives, therefore, from each state, may bring with them a due knowledge of their own state, every representative will have much information to acquire concerning all the other states. The changes of time, as was formerly remarked, on the com- 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 3 The Federalist 294 *Burgh’s Political Disquisitions. parative situation of the different states, will have an assimilating effect. The effect of time on the internal affairs of the states, taken singly, will be just the contrary. At present, some of the states are little more than a society of husbandmen. Few ofthem have made much progress in those branches of industry, which give a variety and complexity to the affairs of a nation. These, however, will in all of them be the fruits of a more advanced population; and will require, on the part of each state, a fuller representation. The foresight of the convention has accordingly taken care, that the progress of population may be accompanied with a proper increase of the representative branch of the government. The experience of Great Britain, which presents to mankind so many po- litical lessons, both of the monitory and exemplary kind, and which has been frequently consulted in the course of these inquiries, corroborates the result of the reflections which we have just made. The number of inhabitants in the two kingdoms ofEngland and Scotland, cannot be stated at less than eight millions. The representatives of these eight millions in the house of com- mons, amount to five hundred and fifty-eight. Of this number, one-ninth are elected by three hundred and sixty-four persons, and one half, by five thousand seven hundred and twenty-three persons.* It cannot be supposed that the half thus elected, and who do not even reside among the people at large, can add any thing either to the security of the people against the gov- ernment, or to the knowledge oftheir circumstances and interests in the legislative councils. On the contrary, it is notorious, that they are more fre- quently the representatives and instruments of the executive magistrate, than the guardians and advocates of the popular rights. They might, therefore, with great propriety, be considered as something more than a mere deduc- tion from the real representatives of the nation. We will, however, consider them in this light alone, and will not extend the deduction to a considerable number of others, who do not reside among their constituents, are very faintly connected with them, and have very little particular knowledge of their affairs. With all these concessions, two hundred and seventy-nine per- sons only, will be the depository of the safety, interest, and happiness of eight millions; that is to say, there will be one representative only, to maintain the rights, and explain the situation, of twenty-eight thousand six hundred and 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 4 No. 57 295 seventy constituents, in an assembly exposed to the whole force of executive influence, and extending its authority to every object oflegislation within a nation, whose affairs are in the highest degree diversified and complicated. Yet it is very certain, not only that a valuable portion of freedom has been pre- served under all these circumstances, but that the defects in the British code are chargeable, in a very small proportion, on the ignorance of the legislature concerning the circumstances of the people. Allowing to this case the weight which is due to it, and comparing it with that of the house of representatives as above explained, it seems to give the fullest assurance, that a representative for every thirty thousand inhabitants, will render the latter both a safe and competent guardian of the interests which will be confided to it. publius No. 57 by James Madison The same subject continued, in relation to the supposed tendency of the plan of the convention to elevate the few above the many The third charge against the house of representatives is, that it will be taken from that class of citizens which will have least sympathy with the mass of the people; and be most likely to aim at an ambitious sacrifice of the many, to the aggrandizement of the few. Of all the objections which have been framed against the federal consti- tution, this is perhaps the most extraordinary. Whilst the objection itself is levelled against a pretended oligarchy, the principle of it strikes at the very root of republican government. The aim of every political constitution is, or ought to be, first, to obtain for rulers men who possess most wisdom to discern, and most virtue to pur- sue, the common good of the society; and in the next place, to take the most effectual precautions for keeping them virtuous, whilst they continue to hold their public trust. The elective mode of obtaining rulers, is the characteristic 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 5 The Federalist 296 policy of republican government. The means relied on in this form of gov- ernment for preventing their degeneracy, are numerous and various. The most effectual one, is such a limitation of the term of appointments, as will maintain a proper responsibility to the people. Let me now ask, what circumstance there is in the constitution of the house of representatives, that violates the principles of republican govern- ment; or favours the elevation of the few, on the ruins of the many? Let me ask, whether every circumstance is not, on the contrary, strictly conformable to these principles; and scrupulously impartial to the rights and pretensions of every class and description of citizens? Who are to be the electors of the federal representatives? Not the rich, more than the poor; not the learned, more than the ignorant; not the haughty heirs ofdistinguished names, more than the humble sons ofobscure and unpropitious fortune. The electors are to be the great body of the people of the United States. They are to be the same who exercise the right in every state of electing the correspondent branch of the legislature of the state. Who are to be the objects of popular choice? Every citizen whose merit may recommend him to the esteem and confidence ofhis country. No quali- fication of wealth, of birth, of religious faith, or of civil profession, is per- mitted to fetter the judgment, or disappoint the inclination of the people. If we consider the situation of the men on whom the free suffrages of their fellow citizens may confer the representative trust, we shall find it in- volving every security which can be devised or desired for their fidelity to their constituents. In the first place, as they will have been distinguished by the preference of their fellow citizens, we are to presume that, in general, they will be somewhat distinguished also by those qualities which entitle them to it, and which promise a sincere and scrupulous regard to the nature of their engagements. In the second place, they will enter into the public service under circum- stances which cannot fail to produce a temporary affection at least to their constituents. There is in every breast a sensibility to marks ofhonour, of favour, of esteem, and of confidence, which, apart from all considerations of interest, is some pledge for grateful and benevolent returns. Ingratitude is a common topic of declamation against human nature; and it must be con- fessed, that instances of it are but too frequent and flagrant, both in public and in private life. But the universal and extreme indignation which it in- spires, is itself a proof of the energy and prevalence of the contrary sentiment. 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 6 No. 57 297 In the third place, those ties which bind the representative to his con- stituents, are strengthened by motives of a more selfish nature. His pride and vanity attach him to a form of government which favours his pretensions, and gives him a share in its honours and distinctions. Whatever hopes or projects might be entertained by a few aspiring characters, it must generally happen, that a great proportion of the men deriving their advancement from their influence with the people, would have more to hope from a preserva- tion of their favour, than from innovations in the government subversive of the authority of the people. All these securities, however, would be found very insufficient without the restraint of frequent elections. Hence, in the fourth place, the house of representatives is so constituted, as to support in the members an habitual recollection of their dependence on the people. Before the sentiments im- pressed on their minds by the mode of their elevation can be effaced by the exercise of power, they will be compelled to anticipate the moment when their power is to cease, when their exercise of it is to be reviewed, and when they must descend to the level from which they were raised; there for ever to remain, unless a faithful discharge of their trust shall have established their title to a renewal of it. I will add, as a fifth circumstance in the situation of the house of repre- sentatives, restraining them from oppressive measures, that they can make no law which will not have its full operation on themselves and their friends, as well as on the great mass of the society. This has always been deemed one of the strongest bonds by which human policy can connect the rulers and the people together. It creates between them that communion of interest, and sympathy of sentiments, of which few governments have furnished examples; but without which every government degenerates into tyranny. If it be asked, what is to restrain the house of representatives from making legal discrimi- nations in favour of themselves, and a particular class of the society? I answer, the genius of the whole system; the nature of just and constitutional laws; and, above all, the vigilant and manly spirit which actuates the people of America; a spirit which nourishes freedom, and in return is nourished by it. If this spirit shall ever be so far debased, as to tolerate a law not obligatory on the legislature, as well as on the people, the people will be prepared to tol- erate any thing but liberty. Such will be the relation between the house of representatives and their constituents. Duty, gratitude, interest, ambition itself, are the chords by 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 7 The Federalist 298 which they will be bound to fidelity and sympathy with the great mass of the people. It is possible that these may all be insufficient to control the caprice and wickedness of men. But are they not all that government will admit, and that human prudence can devise? Are they not the genuine, and the charac- teristic means, by which republican government provides for the liberty and happiness of the people? Are they not the identical means on which every state government in the union relies for the attainment of these important ends? What then are we to understand by the objection which this paper has combatted? What are we to say to the men who profess the most flaming zeal for republican government, yet boldly impeach the fundamental prin- ciple of it; who pretend to be champions for the right and the capacity of the people to choose their own rulers, yet maintain that they will prefer those only who will immediately and infallibly betray the trust committed to them? Were the objection to be read by one who had not seen the mode pre- scribed by the constitution for the choice of representatives, he could sup- pose nothing less, than that some unreasonable qualification of property was annexed to the right of suffrage; or that the right of eligibility was limited to persons of particular families or fortunes; or at least, that the mode pre- scribed by the state constitutions was, in some respect or other, very grossly departed from. We have seen how far such a supposition would err, as to the two first points. Nor would it, in fact, be less erroneous as to the last. The only difference discoverable between the two cases is, that each representative ofthe United States will be elected by five or six thousand citizens; whilst, in the individual states, the election ofa representative is left to about as many hundred. Will it be pretended, that this difference is sufficient to jus- tify an attachment to the state governments, and an abhorrence to the federal government? If this be the point on which the objection turns, it deserves to be examined. Is it supported by reason? This cannot be said, without maintaining, that five or six thousand citizens are less capable of choosing a fit representative, or more liable to be corrupted by an unfit one, than five or six hundred. Rea- son, on the contrary, assures us that, as in so great a number, a fit represen- tative would be most likely to be found; so the choice would be less likely to be diverted from him, by the intrigues of the ambitious, or the bribes of the rich. Is the consequence from this doctrine admissible? If we say that five or six 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 8 No. 57 299 hundred citizens are as many as can jointly exercise their right of suffrage, must we not deprive the people of the immediate choice of their public ser- vants in every instance, where the administration of the government does not require as many of them as will amount to one for that number of citizens? Is the doctrine warranted by facts? It was shown in the last paper, that the real representation in the British house of commons, very little exceeds the proportion of one for every thirty thousand inhabitants. Besides a variety of powerful causes, not existing here, and which favour in that country the pretensions ofrank and wealth, no person is eligible as a representative of a county, unless he possess real estate of the clear value of six hundred pounds sterling per year; nor ofa city or borough, unless he possess a like estate ofhalfthat annual value. To this qualification, on the part ofthe county representatives, is added another on the part of the county electors, which restrains the right of suffrage to persons having a freehold estate of the annual value of more than twenty pounds sterling, according to the pres- ent rate of money. Notwithstanding these unfavourable circumstances, and notwithstanding some very unequal laws in the British code, it cannot be said, that the representatives of the nation have elevated the few, on the ruins of the many. But we need not resort to foreign experience on this subject. Our own is explicit and decisive. The districts in New Hampshire, in which the senators are chosen immediately by the people, are nearly as large as will be necessary for her representatives in the congress. Those of Massachusetts are larger than will be necessary for that purpose. And those of New York still more so. In the last state, the members of assembly, for the cities and counties of New York and Albany, are elected by very nearly as many voters as will be entitled to a representative in the congress, calculating on the number of sixty-five representatives only. It makes no difference that, in these senatorial districts and counties, a number of representatives are voted for by each elector at the same time. If the same electors, at the same time, are capable of choosing four or five representatives, they cannot be incapable of choosing one. Pennsyl- vania is an additional example. Some ofher counties, which elect her state representatives, are almost as large as her districts will be by which her fed- eral representatives will be elected. The city ofPhiladelphia is supposed to contain between fifty and sixty thousand souls. It will, therefore, form nearly two districts for the choice of federal representatives. It forms, however, but 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 2 9 9 The Federalist 300 one county, in which every elector votes for each of its representatives in the state legislature. And what may appear to be still more directly to our pur- pose, the whole city actually elects a single member for the executive council. This is the case in all the other counties of the state. Are not these facts the most satisfactory proofs of the fallacy, which has been employed against the branch of the federal government under con- sideration? Has it appeared on trial, that the senators ofNew Hampshire, Massachusetts, and New York; or the executive council ofPennsylvania; or the members of the assembly in the two last states, have betrayed any pecu- liar disposition to sacrifice the many to the few; or are in any respect less worthy of their places, than the representatives and magistrates appointed in other states, by very small divisions of the people? But there are cases of a stronger complexion than any which I have yet quoted. One branch of the legislature of Connecticut is so constituted, that each member of it is elected by the whole state. So is the governor of that state, ofMassachusetts, and of this state, and the president of New Hampshire. I leave every man to decide, whether the result of any one of these experiments can be said to countenance a suspicion, that a diffusive mode of choosing representatives of the people, tends to elevate traitors, and to undermine the public liberty. publius No. 58 by James Madison The same subject continued, in relation to the future augmentation of the members The remaining charge against the house of representatives, which I am to ex- amine, is grounded on a supposition that the number of members will not be augmented from time to time, as the progress of population may demand. It has been admitted that this objection, if well supported, would have great weight. The following observations will show, that, like most other ob- 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 0 No. 58 301 jections against the constitution, it can only proceed from a partial view of the subject; or from a jealousy which discolours and disfigures every object which is beheld. 1. Those who urge the objection, seem not to have recollected, that the fed- eral constitution will not suffer by a comparison with the state constitutions, in the security provided for a gradual augmentation of the number of repre- sentatives. The number which is to prevail in the first instance, is declared to be temporary. Its duration is limited to the short term of three years. Within every successive term of ten years, a census of inhabitants is to be repeated. The unequivocal objects of these regulations are, first, to re-adjust, from time to time, the apportionment of representatives to the number of inhabitants; under the single exception, that each state shall have one repre- sentative at least: secondly, to augment the number of representatives at the same periods; under the sole limitation, that the whole number shall not ex- ceed one for every thirty thousand inhabitants. If we review the constitutions of the several states, we shall find that some of them contain no determinate regulations on this subject; that others correspond pretty much on this point with the federal constitution; and that the most effectual security in any of them is resolvable into a mere directory provision. 2. As far as experience has taken place on this subject, a gradual increase of representatives under the state constitutions, has at least kept pace with that of the constituents; and it appears that the former have been as ready to con- cur in such measures as the latter have been to call for them. 3. There is a peculiarity in the federal constitution, which insures a watch- ful attention in a majority both of the people and of their representatives, to a constitutional augmentation of the latter. The peculiarity lies in this, that one branch of the legislature is a representation of citizens; the other of the states: in the former, consequently the larger states will have most weight; in the latter, the advantage will be in favour of the smaller states. From this circumstance it may with certainty be inferred that the larger states will be strenuous advocates for increasing the number and weight of that part of the legislature, in which their influence predominates. And it so happens, that four only ofthe largest will have a majority ofthe whole votes in the house of representatives. Should the representatives or people, therefore, of the smaller states, oppose at any time a reasonable addition of members, a coali- tion of a very few states will be sufficient to overrule the opposition; a co- 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 1 The Federalist 302 alition, which, notwithstanding the rivalship and local prejudices which might prevent it on ordinary occasions, would not fail to take place, when not merely prompted by common interest, but justified by equity and the principles of the constitution. It may be alleged, perhaps, that the senate would be prompted by like motives to an adverse coalition; and as their concurrence would be indis- pensable, the just and constitutional views ofthe other branch might be defeated. This is the difficulty which has probably created the most serious apprehensions in the jealous friends of a numerous representation. Fortu- nately it is among the difficulties which, existing only in appearance, vanish on a close and accurate inspection. The following reflections will, if I mistake not, be admitted to be conclusive and satisfactory on this point. Notwithstanding the equal authority which will subsist between the two houses on all legislative subjects, except the originating of money bills, it can- not be doubted, that the house composed of the greater number of members, when supported by the more powerful states, and speaking the known and determined sense of a majority of the people, will have no small advantage in a question depending on the comparative firmness of the two houses. This advantage must be increased by the consciousness felt by the same side, of being supported in its demands, by right, by reason, and by the con- stitution; and the consciousness on the opposite side, of contending against the force of all these solemn considerations. It is farther to be considered, that in the gradation between the smallest and largest states, there are several, which, though most likely in general to arrange themselves among the former, are too little removed in extent and population from the latter, to second an opposition to their just and legiti- mate pretensions. Hence it is by no means certain, that a majority of votes, even in the senate, would be unfriendly to proper augmentations in the num- ber of representatives. It will not be looking too far to add, that the senators from all the new states may be gained over to the just views of the house of representatives, by an expedient too obvious to be overlooked. As these states will, for a great length of time, advance in population with peculiar rapidity, they will be in- terested in frequent re-apportionments of the representatives to the number of inhabitants. The large states, therefore, who will prevail in the house of representatives, will have nothing to do, but to make re-apportionments and 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 2 No. 58 303 augmentations mutually conditions of each other; and the senators from all the most growing states will be bound to contend for the latter, by the inter- est which their states will feel in the former. These considerations seem to afford ample security on this subject; and ought alone to satisfy all the doubts and fears which have been indulged with regard to it. Admitting, however, that they should all be insufficient to sub- due the unjust policy ofthe smaller states, or their predominant influence in the councils of the senate; a constitutional and infallible resource still re- mains with the larger states, by which they will be able at all times to accom- plish their just purposes. The house of representatives can not only refuse, but they alone can propose the supplies requisite for the support of govern- ment. They, in a word, hold the purse; that powerful instrument by which we behold, in the history of the British constitution, an infant and humble representation of the people, gradually enlarging the sphere of its activity and importance, and finally reducing, as far as it seems to have wished, all the overgrown prerogatives of the other branches of the government. This power over the purse may, in fact, be regarded as the most complete and effectual weapon, with which any constitution can arm the immediate representatives of the people, for obtaining a redress of every grievance, and for carrying into effect every just and salutary measure. But will not the house ofrepresentatives be as much interested as the senate, in maintaining the government in its proper functions; and will they not therefore be unwilling to stake its existence or its reputation on the pli- ancy of the senate? Or if such a trial of firmness between the two branches were hazarded, would not the one be as likely first to yield as the other? These questions will create no difficulty with those who reflect, that, in all cases, the smaller the number, and the more permanent and conspicuous the station of men in power, the stronger must be the interest which they will individually feel in whatever concerns the government. Those who represent the dignity of their country in the eyes of other nations, will be particularly sensible to every prospect of public danger, or of a dishonourable stagnation in public affairs. To those causes we are to ascribe the continual triumph of the British house of commons over the other branches of the government, whenever the engine of a money bill has been employed. An absolute inflexibility on the side of the latter, although it could not have failed to involve every depart- ment of the state in the general confusion, has neither been apprehended nor 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 3 The Federalist 304 experienced. The utmost degree of firmness that can be displayed by the fed- eral senate or president, will not be more than equal to a resistance, in which they will be supported by constitutional and patriotic principles. In this review of the constitution of the house of representatives, I have passed over the circumstance ofeconomy, which in the present state of affairs, might have had some effect in lessening the temporary number of representatives; and a disregard ofwhich would probably have been as rich a theme ofdeclamation against the constitution, as has been furnished by the smallness of the number proposed. I omit also any remarks on the diffi- culty which might be found, under present circumstances, in engaging in the federal service a large number of such characters as the people will probably elect. One observation, however, I must be permitted to add on this subject, as claiming, in my judgment, a very serious attention. It is, that in all legis- lative assemblies, the greater the number composing them may be, the fewer will be the men who will in fact direct their proceedings. In the first place, the more numerous any assembly may be, of whatever characters composed, the greater is known to be the ascendancy of passion over reason. In the next place, the larger the number, the greater will be the proportion of members oflimited information and of weak capacities. Now it is precisely on charac- ters of this description, that the eloquence and address of the few are known to act with all their force. In the ancient republics, where the whole body of the people assembled in person, a single orator, or an artful statesman, was generally seen to rule with as complete a sway, as if a sceptre had been placed in his single hands. On the same principle, the more multitudinous a repre- sentative assembly may be rendered, the more it will partake of the infirmi- ties incident to collective meetings of the people. Ignorance will be the dupe of cunning; and passion the slave of sophistry and declamation. The people can never err more than in supposing, that by multiplying their representa- tives beyond a certain limit, they strengthen the barrier against the govern- ment of a few. Experience will for ever admonish them, that, on the contrary, after securing a sufficient number for the purposes of safety, of local informa- tion, and of diffusive sympathy with the whole society, they will counteract their own views, by every addition to their representatives. The countenance of the government may become more democratic; but the soul that animates it, will be more oligarchic. The machine will be enlarged, but the fewer, and often the more secret, will be the springs by which its motions are directed. 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 4 No. 59 305 As connected with the objection against the number of representatives, may properly be here noticed, that which has been suggested against the number made competent for legislative business. It has been said that more than a majority ought to have been required for a quorum; and in particular cases, if not in all, more than a majority of a quorum for a decision. That some advantages might have resulted from such a precaution, cannot be denied. It might have been an additional shield to some particular inter- ests, and another obstacle generally to hasty and partial measures. But these considerations are outweighed by the inconveniences in the opposite scale. In all cases where justice, or the general good, might require new laws to be passed, or active measures to be pursued, the fundamental principle of free government would be reversed. It would be no longer the majority that would rule; the power would be transferred to the minority. Were the de- fensive privilege limited to particular cases, an interested minority might take advantage ofit to screen themselves from equitable sacrifices to the general weal, or, in particular emergencies, to extort unreasonable indul- gences. Lastly, it would facilitate and foster the baneful practice of secessions; a practice which has shown itself, even in states where a majority only is re- quired; a practice subversive of all the principles of order and regular gov- ernment; a practice which leads more directly to public convulsions, and the ruin of popular governments, than any other which has yet been displayed among us. publius No. 59 by Alexander Hamilton Concerning the regulation of elections The natural order of the subject leads us to consider, in this place, that pro- vision of the constitution which authorizes the national legislature to regu- late, in the last resort, the election of its own members. It is in these words: “The times, places, and manner ofholding elections 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 5 The Federalist 306 *1st Clause, 4th Section of the 1st Article. for senators and representatives, shall be prescribed in each state by the legis- lature thereof; but the congress may, at any time, by law, make or alter such regulations, except as to places of choosing senators.”* This provision has not only been declaimed against by those who condemn the constitution in the gross; but it has been censured by those who have objected with less latitude, and greater moderation; and, in one instance, it has been thought exception- able by a gentleman who has declared himself the advocate of every other part of the system. I am greatly mistaken, notwithstanding, ifthere be any article in the whole plan more completely defensible than this. Its propriety rests upon the evidence of this plain proposition, that every government ought to contain in itself the means of its own preservation. Every just reasoner will, at first sight, approve an adherence to this rule in the work of the convention; and will dis- approve every deviation from it, which may not appear to have been dictated by the necessity of incorporating into the work some particular ingredient, with which a rigid conformity to the rule was incompatible. Even in this case, though he may acquiesce in the necessity, yet he will not cease to regard a de- parture from so fundamental a principle, as a portion of imperfection in the system which may prove the seed of future weakness, and perhaps anarchy. It will not be alleged, that an election law could have been framed and in- serted in the constitution, which would have been applicable to every prob- able change in the situation ofthe country; and it will, therefore, not be denied, that a discretionary power over elections ought to exist somewhere. It will, I presume, be as readily conceded, that there were only three ways in which this power could have been reasonably organized; that it must either have been lodged wholly in the national legislature, or wholly in the state leg- islatures, or primarily, in the latter, and ultimately in the former. The last mode has with reason been preferred by the convention. They have sub- mitted the regulation of elections for the federal government, in the first in- stance, to the local administrations; which, in ordinary cases, and when no improper views prevail, may be both more convenient and more satisfactory; but they have reserved to the national authority a right to interpose, when- ever extraordinary circumstances might render that interposition necessary to its safety. 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 6 No. 59 307 Nothing can be more evident, than that an exclusive power of regulating elections for the national government, in the hands of the state legislatures, would leave the existence of the union entirely at their mercy. They could at any moment annihilate it, by neglecting to provide for the choice of persons to administer its affairs. It is to little purpose to say, that a neglect or omission of this kind would not be likely to take place. The constitutional possibility of the thing, without an equivalent for the risk, is an unanswerable objection. Nor has any satisfactory reason been yet assigned for incurring that risk. The extravagant surmises of a distempered jealousy, can never be dignified with that character. Ifwe are in a humour to presume abuses ofpower, it is as fair to presume them on the part of the state governments, as on the part of the general government. And as it is more consonant to the rules of a just theory, to intrust the union with the care of its own existence, than to trans- fer that care to any other hands; if abuses of power are to be hazarded on the one side or on the other, it is more rational to hazard them where the power would naturally be placed, than where it would unnaturally be placed. Suppose an article had been introduced into the constitution, empower- ing the United States to regulate the elections for the particular states, would any man have hesitated to condemn it, both as an unwarrantable transposi- tion of power, and as a premeditated engine for the destruction of the state governments? The violation of principle, in this case, would have required no comment; and, to an unbiassed observer, it will not be less apparent in the project ofsubjecting the existence ofthe national government, in a similar respect, to the pleasure of the state governments. An impartial view of the matter cannot fail to result in a conviction, that each, as far as possible, ought to depend on itself for its own preservation. As an objection to this position, it may be remarked, that the constitution of the national senate would involve, in its full extent, the danger which it is suggested might flow from an exclusive power in the state legislatures to reg- ulate the federal elections. It may be alleged, that by declining the appoint- ment of senators, they might at any time give a fatal blow to the union; and from this it may be inferred, that as its existence would be thus rendered de- pendent upon them in so essential a point, there can be no objection to in- trusting them with it, in the particular case under consideration. The interest of each state, it may be added, to maintain its representation in the national councils, would be a complete security against an abuse of the trust. 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 7 The Federalist 308 This argument, though specious, will not, upon examination, be found solid. It is certainly true, that the state legislatures, by forbearing the appoint- ment of senators, may destroy the national government. But it will not fol- low, that because they have the power to do this in one instance they ought to have it in every other. There are cases in which the pernicious tendency of such a power may be far more decisive, without any motive to recommend their admission into the system, equally cogent with that which must have regulated the conduct of the convention, in respect to the formation of the senate. So far as that mode of formation may expose the union to the possi- bility of injury from the state legislatures, it is an evil; but it is an evil, which could not have been avoided without excluding the states, in their political capacities, wholly from a place in the organization of the national govern- ment. If this had been done, it would doubtless have been interpreted into an entire dereliction of the federal principle; and would certainly have deprived the state governments of that absolute safeguard, which they will enjoy under this provision. But however wise it may have been, to have submitted in this instance to an inconvenience, for the attainment of a necessary advantage or a greater good, no inference can be drawn from thence to favour an accumu- lation of the evil, where no necessity urges, nor any greater good invites. It may also be easily discerned, that the national government would run a much greater risk, from a power in the state legislatures over the elections of its house of representatives, than from their power of appointing the members of its senate. The senators are to be chosen for the period of six years: there is to be a rotation, by which the seats of a third part of them are to be vacated, and replenished every two years; and no state is to be entitled to more than two senators: a quorum of the body is to consist of sixteen members. The joint result of these circumstances would be, that a temporary combination of a few states, to intermit the appointment of senators, could neither annul the existence, nor impair the activity of the body: and it is not from a general and permanent combination of the states, that we can have any thing to fear. The first might proceed from sinister designs in the leading members of a few of the state legislatures: the last would suppose a fixed and rooted disaffection in the great body of the people; which will either never exist at all, or will, in all probability, proceed from an experience of the in- aptitude of the general government to the advancement of their happiness; in which event, no good citizen could desire its continuance. 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 8 No. 59 309 But with regard to the federal house of representatives, there is intended to be a general election of members once in two years. If the state legislatures were to be invested with an exclusive power of regulating these elections, every period of making them would be a delicate crisis in the national situa- tion; which might issue in a dissolution of the union, if the leaders of a few of the most important states should have entered into a previous conspiracy to prevent an election. I shall not deny that there is a degree of weight in the observation, that the interest of each state to be represented in the federal councils, will be a secu- rity against the abuse ofa power over its elections in the hands ofthe state legislatures. But the security will not be considered as complete, by those who attend to the force of an obvious distinction between the interests of the people in the public felicity, and the interest of their local rulers in the power and consequence oftheir offices. The people ofAmerica may be warmly attached to the government of the union, at times when the particular rulers of particular states, stimulated by the natural rivalship of power, and by the hopes of personal aggrandizement, and supported by a strong faction in each of those states, may be in a very opposite temper. This diversity of sentiment between a majority of the people, and the individuals who have the greatest credit in their councils, is exemplified in some ofthe states at the present moment, on the present question. The scheme of separate confederacies, which will always multiply the chances ofambition, will be a never failing bait to all such influential characters in the state administrations, as are capable of preferring their own emolument and advancement to the public weal. With so effectual a weapon in their hands as the exclusive power of regulating elec- tions for the national government, a combination of a few such men, in a few of the most considerable states, where the temptation will always be the strongest, might accomplish the destruction of the union; by seizing the opportunity of some casual dissatisfaction among the people, and which per- haps they may themselves have excited, to discontinue the choice ofmem- bers for the federal house of representatives. It ought never to be forgotten, that a firm union of this country, under an efficient government, will proba- bly be an increasing object of jealousy to more than one nation of Europe; and that enterprises to subvert it will sometimes originate in the intrigues of foreign powers, and will seldom fail to be patronized and abetted by some of them. Its preservation therefore ought in no case, that can be avoided, to 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 0 9 The Federalist 310 be committed to the guardianship of any but those, whose situation will uni- formly beget an immediate interest in the faithful and vigilant performance of the trust. publius No. 60 by Alexander Hamilton The same subject continued We have seen, that an incontrolable power over the elections for the federal government could not, without hazard, be committed to the state legisla- tures. Let us now see what are the dangers on the other side; that is, from confiding the ultimate right of regulating its own elections to the union itself. It is not pretended, that this right would ever be used for the exclusion of any state from its share in the representation. The interest of all would, in this re- spect at least, be the security of all. But it is alleged, that it might be employed in such a manner as to promote the election of some favourite class of men in exclusion of others; by confining the places of election to particular dis- tricts, and rendering it impracticable for the citizens at large to partake in the choice. Of all chimerical suppositions, this seems to be the most chimerical. On the one hand, no rational calculation of probabilities would lead us to imagine that the disposition, which a conduct so violent and extraordinary would imply, could ever find its way into the national councils; and on the other hand, it may be concluded with certainty, that if so improper a spirit should ever gain admittance into them, it would display itself in a form alto- gether different, and far more decisive. The improbability of the attempt may be satisfactorily inferred from this single reflection, that it could never be made without causing an immediate revolt of the great body of the people, headed and directed by the state gov- ernments. It is not difficult to conceive, that this characteristic right of free- dom may, in certain turbulent and factious seasons, be violated, in respect to a particular class of citizens, by a victorious majority; but that so fundamental 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 1 0 No. 60 311 a privilege, in a country situated and enlightened as this is, should be invaded to the prejudice ofthe great mass ofthe people, by the deliberate policy of the government, without occasioning a popular revolution, is altogether in- conceivable and incredible. In addition to this general reflection, there are considerations of a more precise nature, which forbid all apprehension on the subject. The dissimilar- ity in the ingredients, which will compose the national government, and still more in the manner in which they will be brought into action in its various branches, must form a powerful obstacle to a concert of views, in any partial scheme of elections. There is sufficient diversity in the state of property, in the genius, manners, and habits of the people of the different parts of the union, to occasion a material diversity of disposition in their representatives towards the different ranks and conditions in society. And though an intimate inter- course under the same government, will promote a gradual assimilation of temper and sentiment, yet there are causes, as well physical as moral, which may, in a greater or less degree, permanently nourish different propensities and inclinations in this particular. But the circumstance which will be likely to have the greatest influence in the matter, will be the dissimilar modes of constituting the several component parts of the government. The house of representatives being to be elected immediately by the people; the senate by the state legislatures; the president by electors chosen for that purpose by the people; there would be little probability of a common interest to cement these different branches in a predilection for any particular class of electors. As to the senate, it is impossible that any regulation of“time and manner,” which is all that is proposed to be submitted to the national government in respect to that body, can affect the spirit which will direct the choice of its members. The collective sense of the state legislatures, can never be influ- enced by extraneous circumstances of that sort: a consideration which alone ought to satisfy us, that the discrimination apprehended would never be at- tempted. For what inducement could the senate have to concur in a prefer- ence in which itself would not be included? Or to what purpose would it be established in reference to one branch of the legislature, if it could not be ex- tended to the other? The composition of the one would in this case counter- act that ofthe other. And we can never suppose that it would embrace the appointments to the senate, unless we can at the same time suppose the vol- untary co-operation of the state legislatures. If we make the latter suppo- 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 1 1 The Federalist 312 sition, it then becomes immaterial where the power in question is placed; whether in their hands, or in those of the union. But what is to be the object of this capricious partiality in the national councils? Is it to be exercised in a discrimination between the different de- partments of industry, or between the different kinds of property, or between the different degrees of property? Will it lean in favour of the landed interest, or the monied interest, or the mercantile interest, or the manufacturing in- terest? Or, to speak in the fashionable language of the adversaries of the con- stitution, will it court the elevation of the “wealthy and the well born,” to the exclusion and debasement of all the rest of the society? If this partiality is to be exerted in favour of those who are concerned in any particular description of industry or property, I presume it will readily be admitted, that the competition for it will lie between landed men and mer- chants. And I scruple not to affirm, that it is infinitely less likely that either ofthem should gain an ascendant in the national councils, than that the one or the other of them should predominate in all the local councils. The in- ference will be, that a conduct tending to give an undue preference to either, is much less to be dreaded from the former than from the latter. The several states are in various degrees addicted to agriculture and com- merce. In most, ifnot all ofthem, the first is predominant. In a few of them, however, the latter nearly divides its empire; and in most of them has a considerable share of influence. In proportion as either prevails, it will be conveyed into the national representation: and for the very reason, that this will be an emanation from a greater variety of interests, and in much more various proportions, than are to be found in any single state, it will be much less apt to espouse either of them, with a decided partiality, than the repre- sentation of any single state. In a country consisting chiefly ofthe cultivators of land, where the rules of an equal representation obtain, the landed interest must, upon the whole, preponderate in the government. As long as this interest prevails in most of the state legislatures, so long it must maintain a correspondent superiority in the national senate, which will generally be a faithful copy of the majorities of those assemblies. It cannot therefore be presumed, that a sacrifice of the landed to the mercantile class, will ever be a favourite object of this branch of the federal legislature. In applying thus particularly to the senate a general observation suggested by the situation of the country, I am governed by the 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 1 2 No. 60 313 consideration, that the credulous votaries of state power cannot, upon their own principles, suspect that the state legislatures would be warped from their duty by any external influence. But as in reality the same situation must have the same effect, in the primitive composition at least of the federal house of representatives; an improper bias towards the mercantile class, is as little to be expected from this quarter or from the other. In order perhaps to give countenance to the objection at any rate, it may be asked, is there not danger of an opposite bias in the national government, which may produce an endeavour to secure a monopoly of the federal ad- ministration to the landed class? As there is little likelihood that the supposi- tion of such a bias will have any terrors for those who would be immediately injured by it, a laboured answer to this question will be dispensed with. It will be sufficient to remark, first, that for the reasons elsewhere assigned, it is less likely that any decided partiality should prevail in the councils of the union, than in those of any of its members. Secondly, that there would be no temp- tation to violate the constitution in favour of the landed class, because that class would, in the natural course ofthings, enjoy as great a preponderancy as itself could desire. And, thirdly, that men accustomed to investigate the sources of public prosperity, upon a large scale, must be too well convinced of the utility of commerce, to be inclined to inflict upon it so deep a wound, as would be occasioned by the entire exclusion of those who would best understand its interests, from a share in the management of them. The im- portance of commerce, in the view of revenue alone, must effectually guard it against the enmity of a body which would be continually importuned in its favour, by the urgent calls of public necessity. I the rather consult brevity in discussing the probability of a preference founded upon a discrimination between the different kinds of industry and property, because, as far as I understand the meaning of the objectors, they contemplate a discrimination of another kind. They appear to have in view, as the objects of the preference with which they endeavour to alarm us, those whom they designate by the description of the “wealthy and the well born.” These, it seems, are to be exalted to an odious pre-eminence over the rest of their fellow citizens. At one time, however, their elevation is to be a necessary consequence of the smallness of the representative body; at another time, it is to be effected by depriving the people at large of the opportunity of exercis- ing their right of suffrage in the choice of that body. 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 1 3 The Federalist 314 *Particularly in the southern states and in this state. But upon what principle is the discrimination of the places of election to be made, in order to answer the purpose ofthe meditated preference? Are the wealthy and the well born, as they are called, confined to particular spots in the several states? Have they, by some miraculous instinct or foresight, set apart in each of them a common place of residence? Are they only to be met with in the towns and the cities? Or are they, on the contrary, scattered over the face of the country, as avarice or chance may have happened to cast their own lot, or that of their predecessors? If the latter is the case, (as every intel- ligent man knows it to be*) is it not evident that the policy of confining the places of elections to particular districts, would be as subversive of its own aim, as it would be exceptionable on every other account? The truth is, that there is no method of securing to the rich the preference apprehended, but by prescribing qualifications ofproperty either for those who may elect, or be elected. But this forms no part of the power to be conferred upon the na- tional government. Its authority would be expressly restricted to the regu- lation of the times, the places, and the manner of elections. The qualifications of the persons who may choose or be chosen, as has been remarked upon an- other occasion, are defined and fixed in the constitution, and are unalterable by the legislature. Let it however be admitted, for argument sake, that the expedient sug- gested might be successful; and let it at the same time be equally taken for granted, that all the scruples which a sense ofduty, or an apprehension of the danger ofthe experiment might inspire, were overcome in the breasts of the national rulers; still, I imagine, it will hardly be pretended, that they could ever hope to carry such an enterprise into execution, without the aid of a military force sufficient to subdue the resistance of the great body of the people. The improbability of the existence of a force equal to that object, has been discussed and demonstrated in different parts of these papers; but that the futility of the objection under consideration may appear in the strongest light, it shall be conceded for a moment, that such a force might exist; and the national government shall be supposed to be in the actual possession of it. What will be the conclusion? With a disposition to invade the essential rights of the community, and with the means of gratifying that disposition, is it presumable that the persons who were actuated by it, would amuse them- 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 1 4 No. 61 315 selves in the ridiculous task of fabricating election laws for securing a prefer- ence to a favourite class of men? Would they not be likely to prefer a conduct better adapted to their own immediate aggrandizement? Would they not rather boldly resolve to perpetuate themselves in office by one decisive act of usurpation, than to trust to precarious expedients, which, in spite of all the precautions that might accompany them, might terminate in the dismission, disgrace, and ruin of their authors? Would they not fear that citizens not less tenacious than conscious of their rights, would flock from the remotest ex- tremes of their respective states to the places of election, to overthrow their tyrants, and to substitute men who would be disposed to avenge the violated majesty of the people? publius No. 61 by Alexander Hamilton The same subject continued, and concluded The more candid opposers ofthe provision, contained in the plan ofthe convention, respecting elections, when pressed in argument, will sometimes concede the propriety of it; with this qualification, however, that it ought to have been accompanied with a declaration, that all elections should be held in the counties where the electors reside. This, say they, was a necessary pre- caution against an abuse of the power. A declaration of this nature would cer- tainly have been harmless: so far as it would have had the effect of quieting apprehensions, it might not have been undesirable. But it would, in fact, have afforded little or no additional security against the danger apprehended; and the want of it will never be considered, by an impartial and judicious exam- iner, as a serious, still less as an insuperable objection to the plan. The differ- ent views taken of the subject in the two preceding papers, must be sufficient to satisfy all dispassionate and discerning men, that if the public liberty should ever be the victim of the ambition of the national rulers, the power under examination, at least, will be guiltless of the sacrifice. 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 1 5 The Federalist 316 Ifthose who are inclined to consult their jealousy only, would exercise it in a careful inspection of the several state constitutions, they would find little less room for disquietude and alarm, from the latitude which most of them allow in respect to elections, than from that which is proposed to be allowed to the national government in the same respect. A review of their situation, in this particular, would tend greatly to remove any ill impressions which may remain in regard to this matter. But, as that review would lead into long and tedious details, I shall content myself with the single example of the state in which I write. The constitution of New York makes no other provision for locality of elections, than that the members of the assembly shall be elected in the counties; those of the senate, in the great districts into which the state is, or may be divided: these at present are four in number, and com- prehend each from two to six counties. It may readily be perceived, that it would not be more difficult for the legislature of New York to defeat the suffrages of the citizens of New York, by confining elections to particular places, than for the legislature of the United States to defeat the suffrages of the citizens of the union, by the like expedient. Suppose, for instance, the city of Albany was to be appointed the sole place of election for the county and district of which it is a part, would not the inhabitants of that city speedily be- come the only electors ofthe members both ofthe senate and assembly for that county and district? Can we imagine, that the electors who reside in the remote subdivisions of the counties of Albany, Saratoga, Cambridge, &c. or in any part of the county of Montgomery, would take the trouble to come to the city of Albany, to give their votes for members of the assembly or senate, sooner than they would repair to the city of New York, to participate in the choice of the members of the federal house of representatives? The alarming indifference discoverable in the exercise of so invaluable a privilege under the existing laws, which afford every facility to it, furnishes a ready answer to this question. And, abstracted from any experience on the subject, we can be at no loss to determine, that when the place of election is at an inconvenient dis- tance from the elector, the effect upon his conduct will be the same, whether that distance be twenty miles, or twenty thousand miles. Hence it must ap- pear, that objections to the particular modification of the federal power of regulating elections, will, in substance, apply with equal force to the modifi- cation ofthe like power in the constitution ofthis state; and for this reason it will be impossible to acquit the one, and to condemn the other. A similar 0 7 - L 1 6 3 1 7 / 3 / 2 0 0 1 2 : 4 8 P M P a g e 3 1 6 No. 61 317 comparison would lead to the same conclusion, in res
