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I N V E S T M E N T MEMBER FINRA / SIPC B A N K I N G www.xnergy.com ABOUT Xnergy Financial, member FINRA / SIPC, is an international investment banking firm providing debt and equity and merger and acquisition ser- vices to emerging growth and middle market companies. Our extensive expertise in a broad range of industries enables us to deliver prompt, creative finance solutions to our clients regardless of complexity. Our sector specific team of professionals continuously tailors the finance solutions we provide to respond to the changing opportunities of our clients. Our services include debt and equity corporate finance, merger, acquisition, and disposition services, and business and financial advisory services. Xnergy Financial, LLC. All rights reserved Nothing in this document is an offer to buy or sell securities and should not be considered such an offer. Table Of Contents Title Cover 1 About Xnergy 2 Table of Contents 3 Our History 4 Mergers & Acquisitions 5-7 Corporate Finance 8-10 Investment Banking Financial Advisory Services 11 12 Valuations Business Advisory 13 14-15 Message from CEO Nia 16 Industry Focus 17-33 More Select Transactions 34-37 Meet Our Team 38-41 Back Cover 42 OUR COMPANY Maintaining industry leadership and a competitive edge requires an advanced level of business services integration. As our name implies, we leverage business syner- gies to add value to our clients. Our global network of leading industry investors, comprehensive industry specific experts, and personalized attention to our clients result in a whole that is greater than the sum of its parts. For decades we have responded to our clients' complex business challenges with innovative, sound, and valuable solutions. We understand that in today's rapidly- evolving economy, challenges and opportunities develop faster than ever, requir- ing prompt, informed, and decisive action. Through prompt financing solutions and rigorous research and analysis, we stay one step ahead of developing trends so that we are able to offer our clients the insights, comprehensive suite of services, and in- novative initiatives needed to succeed. I N V E S T M E N T B A N K I N G OUR SERVICES Mergers, Acquisitions & Disposition MERGERS, ACQUISITIONS & DISPOSITION Buy Side A merger or acquisition is the fastest way for a business to dramatically change its position in the market place. However, buying all or part of a business is one of the most complex strategic moves a company can make. Ei- ther transaction can alter the fundamental dynamics of an organization almost overnight by changing the scope and breadth of the products or services it provides, as well as the model under which it competes. The potential rewards are that many mergers and acquisitions can contribute to growth by broadening product lines, increasing market share, strengthening a financial position, stabilizing a cycli- cal or seasonal business and providing key technical talent. MERGERS, ACQUISITIONS & DISPOSITION Buy Side Our merger, acquisition and disposition practice provides high-quality, comprehensive and strategically-focused tax, accounting and advisory services. Through our global net- work of resources, we have immediate access to our team of specialists, comprised of members from multiple disci- plines, each bringing the special skills our clients need to find, evaluate, negotiate, structure, finance and complete a transaction. Support Our Clients in the Evaluation Process Review and Analyze Potential Targets for Acquisition Provide Guidance in Negotiations Provide Due Diligence Services Provide Valuation Services OUR SERVICES Mergers, Acquisitions & Disposition MERGERS, ACQUISITIONS & DISPOSITION Sell Side Xnergy Financial serves as a valuable and proven execu- tion partner to ensure the best price, terms and conditions to maximize value. We have been expanding and maintain- ing our connections with strategic and financial buyers to provide our clients the best choice and offer in the market. Our sell side team and valuation expert provide a number of advantages for a seller: Identify and present offers to a diverse buyer universe leading to more competition and a maximum price. Due diligence process to identify and resolve potential issues. Negotiate aggressively on behalf of clients, so as not to damage relationship with acquirer with whom management might work post-sale. Minimize distraction to the management team who still must operate the business day-to-day. Leverage experienced professionals dedicated to the M&A process full time, with significant track records of getting deals done. Our professionals are focused on the middle market and we provide significant attention and focus to each assignment: Execution expertise developed at top-tier institutions, so comfortable with sophisticated buyers. Evaluate financial statements, historical and projected cash flows and earnings and capital expenditures. Assess quality of assets. Identify cost reduction opportunities, contingencies and commitments. Identify and quantify risks, opportunities and tax strategies Evaluate employee benefits, technology systems and risk management practices OUR SERVICES Mergers, Acquisitions & Disposition MERGERS, ACQUISITIONS & DISPOSITION Sell Side Based upon the review, which consists of financial, busi- ness, legal and tax considerations, we help our client struc- ture the transaction for optimal results, leveraging general business and tax advantage points. We help each client find the right buyer, negotiate the right price, and design the right deal. We also provide additional support services including: Input into Contract Post Transaction Transaction Closing Merger Integration OUR SERVICES Corporate Finance CORPORATE FINANCE Overview Having the right capital structure is crucial to any business. We help our clients reach an optimal capital structure. We review our client's capital structure and capital needs, the financing sources available in the market and their advan- tages, disadvantages and cost and devise an ideal capital structure plan. We help implement the plan by finding ap- propriate sources of capital and negotiating the best terms. We assist our clients with angel and venture capital invest- ment, private and public equity and debt placements and commercial loans. CORPORATE FINANCE Pipe Financing Our relationships and resources provide a broad range of PIPE financing options. Xnergy Financial has considerable experience and expertise in structuring and placing private investment in public eq- uity (PIPE) transactions for public companies. PIPE financ- ings are tailored for a particular company's capital structure and financing needs, including growth capital, acquisition financing, and recapitalizations. We maintain relationships with a broad array of PIPE financing sources, including specialized growth funds, crossover funds, hedge funds and private equity funds. OUR SERVICES Corporate Finance CORPORATE FINANCE Private Placement Xnergy Financial is a premier provider of private placement transactions. We rely on our in-depth knowledge and investor relation- ships to help create capital structures and value-added strategies, including management buyouts, acquisitions, re- capitalizations, share repurchases, growth capital, refinanc- ings and restructurings. We maintain relationships with a broad range of global capital providers, including commercial banks, financial ser- vices companies, hedge funds, insurance companies, spe- cial situation funds, credit funds and private equity groups. With a thorough understanding of capital structure and the appetite for risk among debt and equity providers, we aim to deliver a flexible, cost-competitive solution from an insti- tution that can be supportive over the long term. OUR SERVICES Corporate Finance CORPORATE FINANCE Real Estate Strategic Advisory Xnergy's Real Estate Strategic Advisory Group develops the most appropriate execution strategy structuring transac- tions to meet the quantitative and qualitative objectives of the client. With local market knowledge and a global inves- tor reach, our senior bankers can access the leading public, private and institutional real estate investors and lenders. We offer objective, unbiased advice involving: Corporate Property Monetization Note Sales Equity & Debt Placement Public & Private M&A Property Dispositions Restructuring Our clients include: Strategic & Financial Advisory Real Estate Investment Trusts (REITs) Mortgage & Finance Companies Real Estate Operating Companies (REOCs) Management & Real Estate Service Companies Lodging and Leisure Companies Home Builders & Land Developers Public & Private Sector Developers Public & Private Institutional Investors Real Estate Intensive Healthcare Companies OUR SERVICES Investment Banking INVESTMENT BANKING Overview Having the right capital structure is crucial to any business. We help our clients reach an optimal capital structure. We review our client's capital structure and capital needs, the financing sources available in the market and their advan- tages, disadvantage and cost and devise an ideal capital structure plan. We help implement the plan by finding ap- propriate sources of capital and negotiating the best terms. We assist our clients with angel and venture capital invest- ment, private and public equity and debt placements and commercial loans. OUR SERVICES Financial Advisory Services FINANCIAL ADVISORY SERVICES Capital Funding Having the right capital structure is crucial to any business. We help our clients reach an optimal capital structure. We review our client's capital structure and capital needs, the financing sources available in the market and their advan- tages, disadvantages and cost and devise an ideal capital structure plan. We help implement the plan by finding ap- propriate sources of capital and negotiating the best terms. We assist our clients with angel and venture capital invest- ment, private and public equity and debt placements and commercial loans. EQUITY PRIVATE ANGEL CAPITAL PUBLIC VENTURE DEBT OUR SERVICES Valuations VALUATIONS Overview Our Certified Valuation Analysts will accurately determine the value of a business, or selected parts, for securities of- fering, taxation, transactional, financing, litigation, or strate- gic management purposes. OUR SERVICES Business Advisory Services BUSINESS ADVISORY SERVICES Business Entity Consulting Business success is fueled by fresh information, sound in- sights, and the right solution. Our consultants can help clients enhance their operating efficiency and improve the financial performance of their companies. BUSINESS ADVISORY SERVICES Management Consulting Our management consultants help our clients solve a wide range of business issues. After assessing a client's needs, we assemble a team of specialists experienced in resolving its specific issues. Our consultants evaluate the company's concerns and goals, carefully assess the current situation, and devise comprehensive, practical and specific solutions appropriate to the company, industry and market. We pre- pare comprehensive assessment reports of the company's strengths and weaknesses, performance, opportunities, management, market and competition, capitalization, debt structure, revenue, costs, cash flow, technology and person- nel. Upon completion of our assessment report, we prepare an enterprise-wide, flexible plan for resolving issues, utiliz- ing opportunities, minimizing costs, improving cash flow and profits and increasing the value of the company. OUR SERVICES Business Advisory Services BUSINESS ADVISORY SERVICES Business Planning A well thought-out business plan is essential to the devel- opment and management of every business. The prepa- ration of a business plan requires an analysis of the com- pany's current situation, management's vision, length of time to achieve it, the costs involved in realizing it, and the company's current and projected financial condition. The business plan provides a solid foundation for management decisions, raising capital, budgeting, cash flow planning, marketing and operations. We consult with management about the company's current status and plans, examine the company's present situation, review and analyze the com- pany's industry and create a comprehensive business plan addressing: management; personnel; capital investment; financing; products and services; industry dynamics and trends; competitive and strategic positioning; technology; marketing and sales; business development; and revenue, expense, cash flow, profit and value projections. With a business plan, management is able to accurately assess the performance of the company using the plan as a bench- mark and will have the information needed to strategically direct the company. BUSINESS ADVISORY SERVICES Federal and State Regulatory Compliance Services We ensure that our clients' businesses comply with all as- pects of state and federal regulatory rules. We assess, and if necessary revise, existing financial, operational and compli- ance processes. "We have the passion to provide the much needed capital for companies." Nia Stefani Chief Executive Officer INDUSTRY FOCUS AEROSPACE, DEFENSE, AND GOVERNMENT AEROSPACE, DEFENSE, AND GOVERNMENT Xnergy Financial delivers experience and knowledge to the diverse aerospace and defense industry with a team of professionals possessing significant investment banking experience. We offer a broad range of investment bank- ing products and services to meet the needs of our client base. Through our broad contacts and extensive transaction experience, we can assist you in origination, structuring, and executing the transactions that can allow you to take advantage of the current industry environment. In this high- ly specialized and cyclical industry our strong credentials provide us with a broad understanding of the economic and technological trends that drive the strategic needs of our clients. Xnergy Financial specialized investment banking team will assist with merger & acquisition advisory, private capital raising, and financial services to the aerospace, de- fense and government companies. Safety Systems Astro-Tek Industries Inc. E-Views Safety System Universal Detection Technology Stock Sale $13,000,000 Aerospace Manufacturing Private Placement $8,000,000 Homeland Security Private Placement Undisclosed Amount Homeland Security INDUSTRY FOCUS ASSISTED LIVING AND HEALTHCARE ASSISTED LIVING AND HEALTHCARE Xnergy Financial offers a nationwide lending and equity ap- proach to managing financing for your assisted living facil- ity. We've offered healthcare real estate financing for as- sisted living facilities for many years. Healthcare real estate financing includes assisted living facilities, independent care facilities, skilled nursing facilities, medical office buildings, surgery centers, non-for-profit hospitals, and proprietary hospitals. We offer healthcare real estate financing that is not only competitive, but also offers the very best pricing. If you are a borrower, owner or investor looking to finance healthcare real estate and have found that perfect location to purchase and existing facility or build an assisted living property, we can also provide the appropriate financing structure. With our deep industry relationships in the Healthcare sec- tor, we are just the team to assist with your disposition merger or acquisition needs. Champion Pain Care Corp Exercise Your Eyes Hytham Inc. Debt & Equity Placement $8,000,000 Healthcare Financial Services Undisclosed Amount Healthcare Technology (NASDQ: HTYM) $5,000,000 Healthcare EXERC ISE YOUR EYES INDUSTRY FOCUS BUSINESS AND FINANCIAL SERVICES BUSINESS AND FINANCIAL SERVICES The Xnergy Financial Team provides investment bank- ing services to banks, thrifts, mutual companies and other financial services companies; including: finance real estate investment trusts, business development companies and insurance companies. The credit crisis has produced a glob- al shockwave for the financial services industry. Lingering pools of troubled assets, increased regulatory implications, government assistance, as well as the fall of major players continue to present unique challenges along with complex, mounting pressures and aggressive legislative develop- ments. Our senior bankers have developed financing op- tions for numerous businesses over multiple economic/ market cycles. Xnergy Financial's Institution Investment Banking professionals have extensive experience in: public underwriting of common stock, preferred stock and debt securities; private financing; initiating, structuring and ne- gotiating mergers & acquisitions, valuations, and tender offers. John Roberts Powers Talent School System Mergers & Acquisition Advisory Services Stock Sale Talent School American Guardian Rudder Capital LLC Corporate Financial and Mergers & Acquisition Services Undisclosed Amount Financial Services $4,000,000 Mortgage Company RUDDER CAPITAL LLC INDUSTRY FOCUS CLEAN TECH AND RENEWABLE ENERGY CLEAN TECH AND RENEWABLE ENERGY Xnergy Financial's investment banking group is fully dedi- cated to offering a full suite of advisory and capital raising services to public and private companies throughout the Clean Tech industry. Our banking team has deep domain expertise across a wide variety of Clean Tech technologies including batteries and biofuels, solar energy, high effi- ciency lighting, wind turbines and farms, waste-to-energy, smart grid, electric and hydrogen propulsion, water and soil re mediation, and other areas. We are committed to provid- ing prudent strategic advice to "green" companies seek- ing to raise capital or form strategic commercial alliances. Clean Tech companies include those working on alternative renewable sources of energy and potable water as well as those developing technologies that assist in elimination the world's dependency on fossil fuels and petroleum-based products. Solar Alliance OF A M E R I C A , I N C . Earth Search Sciences, Inc. Full Circle Recycling Solar Alliance Stock Sale Undisclosed Purchase Price Oil & Gas Technology Financial Services Stock Sale $12,000,000 Renewable Energy Waste to Energy essi EARTH SEARCH SCIENCES, INT INDUSTRY FOCUS FRANCHISING FRANCHISING We are experts in the franchise business model and work with our clients to provide capital, merger and disposition services. With decades of experience in franchising, our investment banking team has the strategic, financial and corporate relationship to both realize & increase the value of your opportunity. OR A N G E C O U N T Y E L M O R E T O Y O T A BMW Budget Merger & Acquisition Advisory Services Elmore Toyota Business Valuation Services Valuation & Fairness Opinion Automobile Dealership Automobile Franchise Automobile Franchise ExxonMobil Jose Eber Wolfgang Puck Financial Services Private Placement Debt & Equity Placement $480,000,000 Oil & Gas Financial Services Beauty Salon Franchise Corporate Restructure Restaurant Franchise INDUSTRY FOCUS RETAIL AND DISTRIBUTION CHANNELS RETAIL AND DISTRIBUTION CHANNELS Our Retail Distribution Group has achieved a leading posi- tion in the middle market through deep sector knowledge, international reach, unique advisory and capital raising services. We carefully arrange and analyze the investment considerations of our clients. Our expertise encompasses the convergence of retail, e- commerce & digital media, including mobile marketing op- portunities and advertising trends. Xnergy Financial offers a unique cross-sector perspective that has been essential to our retail and media strategies. At Xnergy Financial, a core competency involves understanding consumer trends and strategies around brand recognition. The impact of the internet, mobile devices and social media, with ubiquity of goods and services, democratization of price and pervasive ratings and reviews, is transforming the distribution and retail landscape. gear y interactive C-Shore International, Inc. Geary Interactive Business and Financial Advisory Services KMA Global Solutions Financial Services $10,000,000 Distribution (OTCBB: KMAG) $5,000,000 Entertainment Gaming & Technology Online Marketing & Advertising Agency INDUSTRY FOCUS FOOD AND BEVERAGE FOOD AND BEVERAGE Xnergy Financial works across the food and beverage in- dustry from franchisors to producers and processors to dis- tributors and retailers. Applying broad experience, Xnergy Financial helps companies address the diverse issues facing this multi-faceted industry. We have worked with compa- nies offering a range of products and modalities of distribu- tion. Food and Beverage services include the following: Private Label Snack Foods Food Equipment Food Manuacturing Beverage Distribution Health & Wellness Restaurants Food Service Retail AsomBroso Stampede Light Wolfgang Puck Financial Services Private Placement Financial Services $5,000,000 Manufacturer & Importer of AsomBroso Tequila Private Placement $1,000,000 Beverage Corporate Restructure Restaurant Franchise INDUSTRY FOCUS ENERGY ENERGY Our energy practice provides sophisticated financing so- lutions and strategic investment advice to domestic and international natural resources companies. Xnergy Finan- cial's combined knowledge in the Energy Sector enables us to provide a highly competitive level of investment banking competency for mergers & acquisitions advisory, public & private debt, and equity offerings. Our extensive network of relationships in the energy sector, and continued pres- ence in the strategic & capital markets, allows us to provide our clients with actionable advice combined with an inde- pendent perspective. Our investment banking professionals have years of combined experience in the energy sector. We specialize in the following sub-sectors: Exploration and Production Oilfield Services Integrated Gas & Electric Utilities Electricity Transmission Gathering and Processing Refining & Marketing Natural Gas, Refined Products and Crude Oil Transportaion Middle Fork Development Services ExxonMobil Penn Octane Corporation Sale of Assets $5,000,000 Natural Resources Debt & Equity Placement $480,000,000 Oil & Gas (NASDAQ: POCC) $15,000,000 Oil & Gas Pipeline INDUSTRY FOCUS FUND OF FUNDS FUND OF FUNDS The Xnergy Financial team provides investment solutions to a wide variety of institutions. Investment vehicles include tailored Fund-of-Funds, sepa- rately managed accounts, collective trusts and direct hedge funds . Xnergy Financial's focused approach is organized into specific directions aligned by client type, including cor- porate pension funds, financial institutions, not-for-profit, public pension funds, as well as government institutions, central banks and unions. Diverse Funding Associates Diverse Funding Associates Investor Relation Services, Inc. Mergers & Acquisition Advisory Services Equity Placement Special Purpose Aquisition Peacock Financial Corporation Debt Placement $18,000,000 Financial Services Private Placement $5,000,000 Business Development Corporation INDUSTRY FOCUS HEALTHCARE AND LIFE SCIENCES HEALTHCARE AND LIFE SCIENCES Xnergy Financial is focused on helping our clients achieve their objectives by delivering exceptional advisory and capital raising expertise to the biotech and life sciences industry. Given the degree of specialization in healthcare/ life sciences/devices marketplace, there is strong growth and fragmentation inherent in many sub-sectors. We focus on helping our clients understand the opportunities in the current market so that they are best positioned to achieve their goals. We believe that senior level attention coupled with deep and relevant industry and product experience are critical components to delivering the right corporate finance solution to our clients. We present creative capital- raising, merger and acquisition and corporate advisory services that meet the business needs of companies in this dynamic and rapidly evolving sector. Our team has exten- sive relationships with public and private strategic and financial investors, and our clients include some of the most well-respected companies in the industry. Champion Pain Care Corp Boston Therapeutics Hytham Inc. (NASDQ: HTYM) $5,000,000 Healthcare Debt & Equity Placement $8,000,000 Healthcare Financial Services Undisclosed Amount Diagnostics INDUSTRY FOCUS MANUFACTURING AND INDUSTRIAL MANUFACTURING AND INDUSTRIAL The manufacturing sector of the economy is large and diverse. Our investment banking professionals can assist many industrial companies in garnering the financing op- tions they need. Our experience cuts across many produc- tion process and scale of equipment, including advanced materials as well as specialized industries such as aero- space/defense. The Xnergy Financial approach is to lever- age your industry expertise and market position to identify value-add opportunities, with the right financial partner. TURBO SYSTEMS Astro-Tek Industries Inc. Innovative Turbo Systems OSI System, INC Stock Sale $13,000,000 Aerospace Manufacturing Financial Services $10,000, 000 Automotive Manufacturing Corporate Finance, M&A Advisory $96,000,000 (NASDQAQ: OSIS) Systems Manufacturing INDUSTRY FOCUS MEDIA AND ENTERTAINMENT MEDIA AND ENTERTAINMENT Located in the heart of the entertainment industry, Xnergy Financial provides a full range of services to assist our cli- ents in virtually every aspect of their film, television, music, action sports and new media projects, including maximizing the role of finance, distribution, packaging, advertising and cross-promotional opportunities. We have the capabilities to handle all project aspects including writers, directors, producers, managers, actors, artists, sports figures, produc- tion and distribution companies, networks and studios in the film, television, cable, and interactive media sectors. Xnergy Financial has a unique combination of seasoned entertainment industry counsel and access to key players in the entertainment industry within a boutique setting, which allows us to timely and effectively serve our clients. We demonstrate an ability to provide clients with creative, pragmatic, and measured approaches to entertainment- based projects, critical elements in today's marketplace. f uzz y bunny f ilms Fuzzy Bunny Films Lumenas Animation Studio Merger & Aquisition Advisory Services Vergence Entertainment Corporate Finance $50,000,000 8 Film Slate Financial Services Entertainment Technology Entertainment Gaming & Technology INDUSTRY FOCUS REAL ESTATE, LODGING AND LEISURE REAL ESTATE, LODGING AND LEISURE Let us guide you through the process of finding the best financial solution for your project. We're at the forefront of this evolving sector and are actively involved with every facet of these complex projects. Our dedicated team works closely with: MANAGEMENT COMPANY CORPHQ Kennedy Wilson TRG Management Business and Financial Advisory Services Financial Services $10,000,000 (Pink Sheets: COHQ: P/C) Corporate Development Company Financial Services $250,000,000 Real Estate Corporate structuring and engaging Grand Illusions Entertainment to produce a state of entertainment properties including Rin-Tin-Tin, Naked City and Route 66. INDUSTRY FOCUS TRANSPORTATION AND LOGISTICS TRANSPORTATION AND LOGISTICS Xnergy Financial provides timely advice to a wide range of firms in the transportation and logistics markets. Our suc- cess is driven by the depth of our expertise and thorough understanding of the internal and external forces driving industry trends and the financial markets. Our team is com- mitted to providing the highest quality investment banking, financial advisory, and corporate banking services through in-depth analysis and a thorough understanding of the com- panies in the following industry sectors: Marine Transportation Rail Third Party Logistics Truckload Air Cargo Transportation Equipment Barber Automotive Group Opticon USA Mergers & Acquisition Advisory Services OFO Trucking Business Valuation Services Financial Services Undisclosed Amount Transportation Logistics Automobile Dealership Logistics INDUSTRY FOCUS COMMUNICATIONS COMMUNICATIONS The Communications sector is competitive and dynamic, driven by technological and regulatory change. The tremen- dous growth in communications and desire for new data applications and technologies coupled with an increasing demand for communication services around the world has created significant opportunities. Our team is focused on the success and growth of your company. We are a full- service investment bank, offering top-ranked research done by our team to shape the Communications sector's future. Xnergy Financial provides strategic and capital markets ser- vices as well as innovative financing solutions. Entertainment Technologies and Programs, Inc. Entertainment Technologies and Programs, Inc. Air Link Telia Company AB Debt Placement $5,000,000 Communications Financial Services $20,000,000 Telecom Carrier Debt Restructure Undisclosed Amount Communication Services INDUSTRY FOCUS TECHNOLOGY HARDWARE AND SOFTWARE TECHNOLOGY HARDWARE AND SOFTWARE A wave of technological innovation has created unprec- edented market potential for today's companies who are targeting enormous opportunities, growing fast, selling globally, and creating sustainable value. In recent years, the industry has seen unprecedented change in the way con- sumers interact and the way enterprises utilize and manage IT infrastructure. The ability of bandwidth and number of connected devices has created significant network effects. Large amounts of data being generated on the web make analytical tools critical. The Xnergy Financial senior bankers have executed dozens of transactions in a range of technol- ogy domains from hardware to software, and IT services. We leverage our deep domain knowledge and understand- ing of these drivers of innovation to help our clients achieve the most optimal financing outcome as they look for capital to support growth of their companies or consider strategic alternatives. Interpreter + Translators Unlimited Equity Metrix Ramp Rate Equity Placement $5,000,000 Technology & Software Debt Placement $5,000,000 Software Services Financial Services $3,000,000 IT Consulting INDUSTRY FOCUS FINANCIAL TECHNOLOGY FINANCIAL TECHNOLOGY Financial Technology (Fintech) has been a rapidly grow- ing sector and the industry is expanding rapidly. Fintech companies integrate technologies (like AI, block chain and data science) into traditional financial sectors to make them safer, faster and more efficient. Fintech is one of the fastest- growing tech sectors, with companies innovating in almost every area of finance. Fintech unicorns have received highly attractive valuations as many banks and financial institu- tions and investors are customers and supporters. Xnergy Financial's Investment Banking Team continues at the fore- front of capital funding to the Fintech industry which has already reached new highs globally. COPILOT IBD Merger & Aquisition Advisory Services i Bill Mergers & Acquisition Advisory Services $53,000,000 Financial Technology Corporate Finance Undisclosed Amount Financial Technology Financial Technology MORE SELECT TRANSACTIONS Car Wash Consolidator I N T E R N A T I O N A L , I N C . Ambassadors International, Inc. Car Wash Consolidator Commodore (NASDAQ:AMI) $100,000,000 Represented this company in connection with the public spin-off of its wholly owned $100,000,000 subsidiary. Ambassadors Education Group, In. (NASDA:PAX). Debt & Equity Placement $20,000,000 Car Wash Consolidator Equity Placement Computer Hardware DRAKE GOLD RESOURCES, INC. Drake Gold Resources, Inc. Dynamic Imports Corporation Galpin Ford Business and Financial Advisory Services Financial Services $3,000,000 (DKGR.PK) Natural Resources Financial Services $5,000,000 Beverage Distribution Automobile Dealership Harvest Petroleum Business and Financial Advisory Services Havoc Hollywood Celebrity Equity Placement $10,000,000 (OTC BB: UDTT) Beverage Equity Placement $5,000,000 Healthcare Oil & Gas Technology Hollywood Prescription In Tune Product Company Lamas Beauty Financial Services $3,000,000 Cosmetics Equity Placement $900,000 Consumer Product IPO Services Organic Food D ev e l o p m e n t S er v i c es Natural Performance Technologies Middle Fork Development Services Novak Capital, Inc. Corporate Financial Advisory Services Equity Placement $8,000,000 Natural Resources Private Placement $20,000,000 Consumer Goods Financial Services Onion Map PentHouse Petro Probe Financial Services Undisclosed Amount eCommerce Financial Services (Pink Sheets: PHSL) Holding Company Oil & Gas Technology Precis Vodka Progressive Brands Tensleep Corporation Equity Placement $5,000,000 Beverage Equity Placement $2,700,000 Beverage Distribution Financial Services $110,000,000 Distribution Company Swiftech Business and Financial Advisory Services Tara Gold XXXCite Brands Financial Services Undisclosed Amount (TRGD.PK) Natural Resources Financial Services Undisclosed Amount Energy Drink Provided business and financial advisory services for this manufacturer of heat sinks and thermal coolers for computers (principal customers Intel, IBM and Gateway). MEET OUR TEAM Johnney Zhang Chairman of the Board Mr. Zhang's unique expertise in real estate development and investment management spans high-end commercial properties, luxury custom homes and multi-family properties. He leverages that expertise to formulate a distinctive portfolio for each client. Nia Stefani Founder & CEO Nia brings nearly two decades of experi- ence in mergers and acquisitions, invest- ment banking, private equity, finance, and law to Xnergy. Her experience ex- tends from startups to New York Stock Exchange-listed companies and over a diverse range of industries. Bill Timmerman Managing Director A professional with over 25 years in lead- ership roles as CEO, CFO and investment banker. He has completed dozens of M&A deals in a wide range of industries from IT, tech, manufacturing, and various others. Donald J. Haskell Managing Director Don is a Managing Director of Xnergy Financial. Don brings a new dimension of services to Xnergy with his 30+ years of experience in the Wealth Management, corporate pension and employee bene- fits and real estate investment industries. In 2006 Don is the founder of Santa Fe’ Wealth Management, Inc, Mark Jacobs Managing Director Mark Jacobs is an Investment Banker at Xnergy. His expertise in funding companies and his vast relationships with family offices, private equity and debt funds makes him an invaluable asset to Xnergy's clients. Historically his sector involvement has successfully been in the biotechnology and technology industries. Donald G Johnson Director Mr. Johnson brings to Xnergy nearly 30 years of experience as an attorney specializing in mergers and acquisitions, corporate finance, private equity, special financial products, franchising, regulatory compliance, and related matters. Chad Clark Investment Banker Chad is an Investment Banker who has a background in Sales and Cognitive Science. His focus is on business development and raising capital for middle market companies. Ellen Zhang Vice President of Investment Banking With more than 20 years’ experience in Financial services, E-commerce platform, Real estate development and international trading, she is very persistent and committed in supporting business owners in raising funds, corporate financing, merger & acquisitions and business consultant. Zubair Hassan Vice President of Investment Banking Mr. Hassan is a Vice President of Investment Banking at Xnergy Financial. He specializes in financing for emerg- ing growth companies and works with Xnergy’s clients to in align with the right investors and capital structure. Ken Hines Vice President of Investment Banking Ken is a Vice President of Investment Banking at Xnergy based in San Diego. Ken provides clients with strategic advice, capital raising and risk management services. He is industry agnostic giving him the ability to share his expertise with a wide range of clientele. Damien Jackson Vice President of Investment Banking Damien has had a varied and accom- plished career in the financial services industry over his 15 year tenure. His com- mitment to his clients and dedication to presenting only the most optimal finan- cial strategies in the most trying of eco- nomic times, has created an environment of trust and loyalty among his clients. Jane Wachiradejkul VP – Global Business Development & Investments US-APAC Jane serves as US-APAC Strategic leader. She brings 25 years of invaluable experience across real estate investment, global business development, and internationalization strategic advisory, with expertise in Private Advisory to US-Asia Family Offices and Investor relations. John Sabater Vice President of Investment Banking John is a Vice President of Investment Banking at Xnergy Financial. His main role is on the funding side with emerging growth companies with an emphasis on, Cyber Security, Clean Energy and Material Sciences. Jon Wu VP of Investment Banking Jon is a Vice President of Investment Banking at Xnergy Financial, where he works on business development and capital raising for middle to large companies mainly in the technology and financial services sectors. Robert Calamunci Chief Compliance Officer Mr. Calamunci is the Chief Compliance Officer at Xnergy Financial. He is primarily responsible for overseeing and managing regulatory compliance with FINRA, State and Federal Securities Laws. Paul Goodson VP Life Sciences & Healthcare Paul Goodson is VP, Head of Healthcare Investment banking at Xnergy. In this role, Paul leads Xnergy’s practice in sourcing, review, and funding transactions in the biotechnology, diagnostic, medical device, and other life science fields. Yihe Luo Investment Banker Yihe Luo is an Investment Banker at Xnergy Financial. Prior to joining, Yihe worked as the CEO of a P2P lending platform and later founded both a consumer lending company and a charitable animal donation platform. He has also managed over 200 million dollars clients’; assets at HSBC. Through his consistent hard work, he was rated one of the top Financial Advisors David Song Capital Markets Advisor As a Capital Markets Advisor, David brings over 27 years of sales and sales management experience to Xnergy. Backgrounds in Capital Improvements and Real Estate industry provides systematic and practical aspects to analyze and vet the marketability of issuer offerings and investor benefits. Corporate Office: LOS ANGELES Office 310.552.0000 Email: info@xnergy.com Web: www.xnergy.com ADDRESS 1801 Century Park East 25th Floor Los Angeles, CA 90067 www.xnergy.com
