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BOARD OF TRUSTEES GUIDEBOOK ALPHA TAU OMEGA NATIONAL FRATERNITY 2022 BOARD STEES GI K 2 BOARD OF TRUSTEES GUIDEBOOK WELCOME Welcome to the Board of Trustees. Thank you for your willingness to serve. Working with an ATO chapter is an opportunity that will offer some challenges and many rewards. You are now in a position to not only impact the success of the chapter but of the lives of individual undergraduate brothers. Boards of Trustees were officially formed in 1994 as a way to increase the involvement of alumni, parents and faculty with ATO. The structure, moving away from a single chapter advisor, spreads out the time and commitment responsibilities among all BOT members. As designed, the Board of Trustees is empowered by the ATO National Fraternity Governing Documents. Your appointment is officially made by the Chief Executive Officer of the National Fraternity. However, as a matter of practice, a Board should be self-perpetuating, finding additional and replacement Board members as the Board deems necessary. This guide covers the basics and provides just about everything you’ll need to know to be an effective member of the Board of Trustees. All the best as you begin working with your Board and the chapter. As always, if you have questions or concerns, do not hesitate to contact me. Sincerely, Wynn Smiley Chief Executive Officer The chapter President and chapter officers are also provided with guidebooks for their respective positions. Use these to help guide chapter officers in their roles as chapter leaders. BOARD OF TRUSTEES GUIDEBOOK ALPHA TAU OMEGA NATIONAL FRATERNITY CHAPTER PRESIDENT GUIDEBOOK ALPHA TAU OMEGA NATIONAL FRATERNITY CHAPTER OFFICER GUIDEBOOK ALPHA TAU OMEGA NATIONAL FRATERNITY REVISED JANUARY 2019 3 ALPHA TAU OMEGA NATIONAL FRATERNITY KEEP IT SIMPLE KISS Keep it Simple BOARD OF TRUSTEES GUIDEBOOK Serving on the Board of Trustees is a position that can make a big difference in chapter health and strength. While the job can be challenging, it is not particularly difficult. The key is to not over-think the responsibility. Keeping it simple is effective and realistic. This resource reflects the fact that working with a chapter requires your commitment and common sense. What is the Board’s job? The Board of Trustees serves as a sounding board for the chapter, advising/ mentoring individual officers regularly and rank and file members as needed. Occasionally, the Board may need to employ its judicial powers to help the chapter hold members and/or the chapter itself accountable. By definition, the chapter is a self-governing independent entity. The BOT is not designed to oversee or regulate the chapter, or individual office holders. The BOT has no authority over the chapter’s budget. 4 BOARD OF TRUSTEES GUIDEBOOK RUNNING AN EFFECTIVE BOT } Meets at least quarterly } Knows chapter recruitment goals and provides guidance to help the chapter meet its goals } Serves as a catalyst and reminder for the chapter to hold an officer transition retreat and planning session once a semester } Helps the chapter identify and develop a Signature Event: outwardly focused event the chapter is known on campus for holding } Attends initiation (Chairman or other BOT member may serve as Distinguished Alumnus) } Checks in with the chapter to discuss finances at least quarterly } Has a succession plan for chairman } Is aware of chapter health and safety practices and ATO Health & Safety Policies } Meets with new members and is familiar with the new member program } Reviews chapter judicial board practices } Is familiar with the True Merit Character Membership Education Program } Submits an annual roster to the National Fraternity } Control or manage the chapter } Approve chapter recruits, budgets, programs, or policies } Control or manage chapter finances } Attend Judicial Board Hearings } Control or operate the chapter house (including collecting rent), This is the responsibility of the housing corp. } Serve as a monitor for social, recruitment, new member, or other chapter activities } Sign or agree to any college/university “relationship agreement” between the chapter and the host institution EFFECTIVE PRACTICES OF AN EFFECTIVE BOT: An Effective BOT Does Not: 5 ALPHA TAU OMEGA NATIONAL FRATERNITY BOT STRUCTURE CHAIRMAN Works with the Chapter President as needed. Helps the chapter leadership facilitate the design and implementation of chapter-wide priorities. MEMBERS-AT-LARGE A Board of Trustees is comprised of a Chairman and two Members-at-Large. (The BOT can have more than two Members-at-Large but it is recommended no more than nine). Members-at-Large work with the chapter officers to advise and help facilitate the design and implementation of policies and procedures that achieve success and structure in various chapter operations. Specifically, Members-at-Large advising: The Treasurer: Provides guidance and assistance to the treasurer in facilitating and maintaining the chapter’s overall financial health The Recruitment Chairman: Advises in the development of a healthy and “year-around” recruitment culture. The Membership Education Chairman: Advises in the development of a chapter culture that supports pledging as a positive and developmental assimilation period. The Health & Safety Education Officer: Advises in the development of a Health & Safety education program that promotes individual responsibility and self-governance of the chapter. 6 BOARD OF TRUSTEES GUIDEBOOK FREQUENTLY ASKED QUESTIONS 1. Why does ATO have a BOT as opposed to the more common chapter advisor? Intended to separate the many roles of the advisor, provide more support at the local level and provide a transition of advisors to spread out the commitment. 2. How many people should be on a Board? Target number is 3, but if a BOT want more, that ‘s fine. No more than 10 members. Large numbers can become a problem as it becomes increasingly difficult to schedule meetings. 3. Do board members have to be ATOs? No, they can be anyone and a diverse Board is encouraged. School officials, parents, even spouses in addition to ATOs are welcome and bring different perspectives and expertise to your Board. In fact, our most effective BOTs have at least one woman serving on them. 4. Can members from the Board and housing corporation be the same? No. It is not recommended. 5. Is there liability insurance coverage for serving on the Board? Yes. The BOT chairman is updated with a memo annually on the liability insurance program. 6. What authority does the Board have? The BOT serves as an advisory or sounding board for the chapter. The BOT does have limited judicial authority with individual members, officers and the chapter when needed as outlined by the National Fraternity Governing Documents. 7. How often should the Board meet? Ideally, it would be three to four times a semester and once in the summer. These meetings can be conference calls, or virtual meetings, but at least one meeting a semester should be on campus. 8. What are the objectives of the Board? To advise the chapter. 9. Should the Board approve or sign-off on important chapter decisions such as the chapter budget or bylaw changes? No. The chapter is an independent, self-governing entity. It is equipped to make its own operational decisions. The BOT’s job is to review the budget, bylaw changes or other important items that the chapter is considering and provide advice to the chapter and its leadership. However, in the end, the final decision is up to the chapter provided the change is within the boundaries of the chapter’s bylaws and ATO National Fraternity Governing Documents. 10. What if the chapter or a member is operating outside of chapter or ATO policies? Does the Board have a role? It may. The BOT has limited judicial authority regarding individual members (whether undergraduate or alumni) and the chapter itself. The chapter also has judicial authority and should be encouraged to self- regulate. 11. What if our Board is just getting started? What are the next steps? They’re simple and include setting up meeting times and dates, pairing up BOT members with respective chapter officers and setting communication expectations between chapter and BOT. 7 ALPHA TAU OMEGA NATIONAL FRATERNITY 5 VITALS The 5 Vitals The 5 Vitals, are a quick way to determine chapter health. Chapter officers and BOT members should be well aware of them. If a chapter is adhering to, or exceeding the 5 Vitals, it will be operationally sound and on the path to True Merit. WHO YOU RECRUIT Your chapter’s success is directly related to the quality of your recruitment effort. Using STUDS and Chapter Builder help your efforts be more successful. Remember, telling yourself “quality over quantity” is an excuse for poor recruiting. You can have both quality and quantity recruiting. Recruiting “year-round” should always be the foundation of the chapter’s recruitment strategy. Relying on formal recruitment is a bad chapter practice that will likely lead to recruitment problems. HOW YOU EDUCATE Your new recruits know very little about your chapter and its culture. The success and ongoing strength of your chapter depend on your ability to educate new members on why your chapter is as strong as it is. Using True Merit Character within the new member program helps you effectively teach your newest members. It’s important that you also make sure to communicate the “whys” of the chapter. For example, “why do we treat women with respect,” “why Signature Events are important to us,” “why hazing increases chapter apathy,” etc. EMPOWERING THE JUDICIAL BOARD No one is perfect, including your chaptermates. Holding your brothers accountable with a respected and engaged Judicial Board is key to chapter health. If members are not held accountable to chapter and National Fraternity standards they will continue to act out and the men in your chapter who do uphold the standards will either start violating standards or grow apathetic because it is clear to them standards do not matter to the chapter. The rules of the National Chancellor spell out the easy steps of operation for your Judicial Board. WHO YOU ELECT As the President Goes So Goes the Chapter is a truism that proves itself consistently. The single most important decision for any chapter is who the members elect as chapter President. The rest of the Exec Board is very important too. All leaders, especially the President, should be respected, be an acknowledged leader in the chapter, have strong communication skills and, all other things being equal, the chapter President should be an upperclassman. ENGAGING THE RITUAL Effectively engaging the ATO Ritual is critically important for a strong chapter. Showing respect during Opening and Closing of chapter meetings and conducting the Initiation Ceremony well with the entire chapter present sets the tone and demonstrates how much respect brothers have for the letters. Reading the lectures, conducting meaningful new member induction and officer swearing-in ceremonies also reinforces that our Ritual sets ATO apart. 8 BOARD OF TRUSTEES GUIDEBOOK BOARD INDIVIDUAL JOB DESCRIPTIONS CHAIRMAN } The Chairman is the leader of the Board of Trustees. Their role is to organize the BOT by planning meeting times and forming an agenda } The chairman works the most closely with the Chapter President } The chairman understands the role and responsibilities of the Chapter President and advises him on chapter operations } Meets with the Chapter President as needed to discuss semester planning, discuss chapter goals and establish expectations for communication } Example: phone calls returned within 24 hrs, emails within 8 hrs and times that are not appropriate to call such as during work or late at night (11pm-7am) } Becomes familiar with how to find }online resources available to chapter officers at ato.org } Assists with officer transition or retreat every semester } Communicates to the general chapter members, the role of the BOT and its relationship with the chapter BOT MEMBERS-AT-LARGE } Voting member of the Board of Trustees } Attends Board of Trustees meetings } Works with the Chairman to advise chapter leadership as needed } May hold one or more of the advisory positions listed below ADVISING: VICE-PRESIDENT } Works closely with the Vice-President to advise on internal chapter operations } Helps develop and strengthen a culture of accountability for members including educating them on the use of the judicial board } Helps facilitate a review of the chapter’s bylaws with the chapter once a year } Assists with an officer transition retreat every semester } Helps develop a culture that encourages members to continue to contribute to the chapter over the course of their undergraduate careers ADVISING: RECRUITMENT CHAIRMAN Maintains contact with the Recruitment Chairman } Requests recruitment schedule and time-line from Recruitment Chairman and is appraised of progress } Works with the Recruitment Chairman to help the chapter define potential new member qualities including GPA, campus involvement, high school background, etc } Reviews chapter statistical history from the chapter portfolio with the recruitment chairman highlighting chapter portfolio data } Educates on and encourages “year-around” recruiting 9 ALPHA TAU OMEGA NATIONAL FRATERNITY BOARD INDIVIDUAL JOB DESCRIPTIONS ALPHA TAU OMEGA NATIONAL FRATERNITY } } } Touches base to regularly advise the Treasurer } Provides advice to maintain a chapter culture of financial accountability } Reviews accounts receivable with the Treasurer and assists Treasurer in balancing budget if needed } Advises the Treasurer to develop and update annually fiscally sound policies for collections and spending which may include: } Membership fiscal contractual agreements } Membership payment plans } Fiscal due dates / late fee structures } Utilization of collection services } Reimbursement protocols for expenditures } Fiscal accountability through documentation } Protocol for bill payment } Helps to file IRS 990 form ADVISING: MEMBERSHIP EDUCATION CHAIRMAN } Works with the Membership Education Chairman } Helps to provide assessment to organizational culture and provide education to develop change initiatives } Works with MEC to create and improve the chapter’s membership education policies } Helps develop a culture of continual education across the entire chapter ADVISING: HEALTH & SAFETY EDUCATION OFFICER Works closely with the Health & Safety Education Officer to help him provide education to all members } Helps the chapter to demonstrate a high level of ownership regarding its Health & Safety procedures } Reviews ATO Health & Safety Policies and its purpose once per semester with the chapter } Reviews the crisis management plan and assists Health & Safety officer on educating the chapter on Health & Safety Policies ADVISING: CHAPTER TREASURER 10 BOARD OF TRUSTEES GUIDEBOOK SAMPLE MEETING AGENDAS Summer Meeting } Chapter big picture } Set Board expectations } Review any changes the chapter may have made to its bylaws } Approve upcoming year’s agenda } Set dates for semester meetings } Summer recruitment update } Fall recruitment update and review } Review chapter and individual spring grades } Review financial reports, bank balance, incomes, and expenses } Review anticipated chapter’s fall semester finances. } Review True Merit/Annual Report } Review Homecoming plans } Informed of initiation date } Chapter reports from the chapter President or an officer } BOT member reports } Set next BOT meeting } Housing Corp. Liaison report on physical plant (if applicable) } Review The 5 Vitals } Review recruitment (including informal) process Semester Meeting 1 } Fall recruitment update - What went well? What could have been better? } Meet and introduce new member class } Review financial reports, bank balance, incomes and expenses } Check on collection of financial contracts } Review chapter semester planning } Homecoming - review checklist } Fall newsletter overview and deadlines } BOT member reports } Discuss mid-year officer retreat } Discuss officer elections and effective transitions } Set next BOT meeting } Housing Corp. Liaison report on physical plant (if applicable) } Review informal recruitment program Semester Meeting 2 } Review financial reports - bank balance, income and expenses } Review and advise a chapter budget for spring semester } Finalize Emerging Leaders Conference participants and discuss Presidents Retreat } Discuss initiation plans } Review spring recruitment prep } Homecoming and fall newsletter feedback } Chapter report } Mid-year officer retreat } BOT member reports } Meet graduating seniors } Set BOT meeting dates for spring semester } Housing Corp. Liaison report on physical plant (if applicable) } Review The 5 Vitals } Review informal recruitment program 11 ALPHA TAU OMEGA NATIONAL FRATERNITY ALUMNI SUPPORT ATO.ORG The National Fraternity website has resources online for volunteers. Simply log on and tour the site. If you have a question on finding a particular resource, contact National Headquarters or the chapter’s Leadership Consultant. NATIONAL HEADQUARTERS STAFF The National Fraternity professional staff is available anytime to assist the BOT. The chapter’s Leadership Consultant is a valuable resource who can explain ATO policies as well as provide insight on today’s collegiate fraternity chapter. In Indianapolis, depending on the question or issue, any number of people can provide assistance. If you or the Board have an issue or question, do not hesitate to reach out to the National Fraternity. Alumni Structure Board of Trustees Primary focus on advising undergraduate chapter Alumni Association Primary focus on developing alumni relationships Housing Corporation Primary focus on the physical structure of the house 12 BOARD OF TRUSTEES GUIDEBOOK UNDERGRADUATE SUPPORT – EDUCATION TRAINING PROGRAMS Presidents Retreat Presidents Retreat is intended to empower top ranking chapter officers to effectively engage and lead their chapters. Participants are educated on health and safety practices, trained in conflict mediation and are encouraged to develop a plan focusing on their personal leadership strengths. The Birkman Assessment The Birkman method is a science-backed suite of self-assessment tools designed to help empower personal performance and chapter growth. The highly-validated instrument helps ATOs understand their usual behaviour, their needs to be effective leaders and how they behave when they are stressed. A brother with Birkman information has insight that helps him communicate, lead and work together in teams more effectively. Elevate Leadership training unique and specific to ATO, Elevate guides younger brothers through a values-based curriculum on how to lead with integrity. Elevate emphasizes effective personal development and chapter leadership. Altitude Deep in the Rocky Mountains, this five-day inquiry-based leadership experience challenges participants to focus on issues of character, service, self-sacrifice and faith. Encounter Staying true to the founding principles of our fraternity, Encounter offers members a three- day spiritual retreat. The experience allows men to explore the faith tenants of our Founders and encourages them to apply ATO’s public motto “Love & Respect” in their daily lives. Men of Destiny The half-day program focuses on helping men identify the strengths that personally motivate and how those strengths overlap with their desire to engage and support others in their family, community, and world. 13 ALPHA TAU OMEGA NATIONAL FRATERNITY STUDS RECRUITMENT SCHOLARSHIP Does he value academic achievement? } 2.8 minimum GPA } What was his high school class ranking? } Was he a member of any high school academic honors organizations? TONE/TEMPERAMENT How does he fit/contribute to the chapter dynamics? } What is he most passionate about? } Does he have a firm handshake and make eye contact? } How does he behave around a small group of brothers? USEFULNESS How can he be useful to the Fraternity and how can the Fraternity be useful to him? } What specific skills does he have that are relevant and will strengthen the chapter? } What does he hope to gain from becoming an ATO? } Has he expressed any concern with being able to commit financially to the fraternity? DOING/DONE What is he involved with now? What has he been involved with in the past? } What achievement is he most proud of? } Has he ever been a team captain or held a leadership role? } Has he been involved with a church youth group or done service/missions work? STANDARDS What are his personal values and beliefs? } Are there two people outside of the chapter that are willing to recommend him? } Is he presentable in public situations? } Does his social media presence align with ATO’s values? STUDS Recruitment Profile TM Chapters are strongly encouraged to recruit “year around."Formal recruitment is becoming increasingly obsolete. STUDS is used to help chapters recruit quality and quantity members. 14 BOARD OF TRUSTEES GUIDEBOOK BOT JUDICIAL AUTHORITY Your BOT has judicial authority that includes suspending a member, holding a judicial hearing for a member and sanctioning a member, including expelling him if the BOT feels it necessary. However, the chapter judicial board has the same judicial authority and should be the first and primary means of holding members accountable who are accused of violating ATO policies. In other words, the BOT should use its primary judicial power infrequently. When the chapter’s judicial board takes action, the BOT is the body that hears an appeal if the member who had a hearing before the chapter’s judicial board decides to appeal. The following are the Rules of the National Chancellor for BOT judicial (primary and appeal) process. These Rules are not negotiable. Rules Regarding Member Discipline Initiating an Investigation 1. The Chief Executive Officer, any Board of Trustees, the Chapter Executive (or Judicial) Board or any member may initiate a disciplinary proceeding against any member for an alleged violation of Section 8.01 of the Alpha Tau Omega Fraternity Governing Documents. 2. Disciplinary proceedings initiated by the Chief Executive Officer may be referred, at his discretion, to the Board of Trustees or the Chapter Executive (or Judicial) Board with whom the member is affiliated at the time of the alleged violation. Process for Member Discipline Disciplinary proceedings initiated by a Board of Trustees shall proceed as follows: } The Board of Trustees shall investigate all allegations of a violation of Section 8.01 of the Alpha Tau Omega Policies and Procedures } The Chief Executive Officer may, at his discretion, intervene and immediately assume jurisdiction of the case from the Board of Trustees following the Process for Discipline by the Chief Executive Officer } If the Board of Trustees determines that reasonable grounds exist that a violation occurred and that disciplinary action is warranted, it shall: } Give written notice of the allegations to the accused member and the date, time and place of the hearing on the allegations } Such written notice should designate, with reasonable specificity, the facts and circumstances supporting the determination that a violation of Section 8.01 has occurred } Written notice may be delivered by hand, overnight express mail to the member’s last known address, or to the member’s last known e-mail address } Notice is deemed complete upon mailing, e-mailing or hand delivery } The accused member has the right to appear at the hearing of the Board of Trustees in person or by telephone, to submit a written response at the hearing, to call witnesses or present evidence, or to waive any appearance or response. If the member fails to appear without a reason acceptable to the Board of Trustees or submit a written response, he shall be deemed to have waived his right to appear and respond. The accused may counsel with an attorney regarding these matters but the accused may not have his attorney attend or participate in these disciplinary proceedings. 15 ALPHA TAU OMEGA NATIONAL FRATERNITY BOT JUDICIAL AUTHORITY ALPHA TAU OMEGA NATIONAL FRATERNITY } A hearing on any alleged violation of Section 8.01 shall be held no sooner than three (3) business days from the date of the notice to the accused member } A majority vote of the Board of Trustees present and voting is necessary for a determination that a violation of Section 8.01 has occurred. } A majority vote of the Board of Trustees present and voting is necessary to determine any penalty for a violation of Section 8.01, except that a two-thirds (2/3) vote of the board present and voting is necessary for a penalty of expulsion from the Fraternity } A written summary of the actions of the Board of Trustees, including the decision on the violation and penalty, should be delivered by hand, U. S. mail to the member’s last known address or to the member’s last known e-mail address within five (5) business days of action taken by the Board of Trustees. Delivery is deemed complete upon mailing, e-mailing or hand delivery } The accused member, who has received a ruling from the Board of Trustees, may appeal the decision to the Chief Executive Officer (or his designee). The accused member wishing to pursue an appeal must do so within in five (5) business days of the notice of the Board’s decision. Unless granted an extension by the Chief Executive Officer from the time requirement, if accused does not appeal within the stated time frame the original discipline is final. The Chief Executive Officer shall give the Chairman of the Board of Trustees written notice of the accused member’s application to the Chief Executive Officer of his appeal. The Chairman of the Board of Trustees shall forward a copy of the written summary of the action of the Board of Trustees to the Chief Executive Officer. The Chief Executive Officer may, in his sole discretion, hear witnesses and consider documents. The Chief Executive Officer may uphold, amend or reverse the determination of the Board of Trustees. } A written summary of the actions of the Chief Executive Officer, including the decision on the violation and penalty, should be delivered by hand, U. S. mail to the member’s last known address or to the member’s last known e-mail address within five (5) business days of action taken by the Chief Executive Officer. Delivery is deemed complete upon mailing, e-mailing or hand delivery. The Chief Executive Officer’s decision on the substantive merits of the case shall be final. } If the accused member or the Chapter’s Board of Trustees believes procedural error(s) have occurred, either may petition the National Chancellor to review the decision of the Chief Executive Officer within five (5) business days from receipt of the written summary of the actions of the Chief Executive Officer. Unless granted an extension by the National Chancellor from the time requirement, if accused or the Board of Trustees does not appeal within the stated time frame, the original discipline is final. A written summary of the action of the Board of Trustees and the Chief Executive Officer shall be delivered to the National Chancellor together with a written request for review. The National Chancellor, at his discretion may decline to review the case which makes the Chief Executive Officer’s decision final. If the National Chancellor chooses to review the case, his review will determine if the Board of Trustees and the Chief Executive Officer have followed proper procedure as prescribed in the Rules of the National Chancellor. The National Chancellor may affirm the decision of the Board of Trustees or the Chief Executive Officer. Otherwise the National Chancellor may remand the matter to the Board of Trustees or Chief Executive Officer for a new hearing to correct any procedural deficiencies identified by the National Chancellor. The decision of the National Chancellor shall be final. ALPHA TAU OMEGA NATIONAL FRATERNITY 333 North Alabama Street • Indianapolis, IN 46204 • www.ato.org